ICD-10-CM Documentation 2019: Essential Charting Guidance To Support Medical Necessity. ISBN 9781622027774, 978-1622027774
ICD-10-CM Documentation 2019: Essential Charting Guidance To Support Medical Necessity. ISBN 9781622027774, 978-1622027774
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ICD-10-CM Documentation 2019:
Essential Charting Guidance to Support Medical Necessity
Published by DecisionHealth
ISBN: 978-1-62202-777-4
Disclaimer
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please call the AMA Unified Service Center at (800) 621-8335. AMA publication and
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3
Acknowledgements
Maria Tsigas, Sr. Director, PAC & MP Products
Renee Dudash, Senior Director of Operations
Matt Sharpe, Senior Production Manager
AnnMarie Lemoine, Senior Content Management Specialist
Karen Long Rayburn, Content Manager
Lori Becks, RHIA, Senior Clinical Technical Editor
Laura Evans, CPC, Editor
Susana Lambert, Publishing Coordinator
Bradley H. Clark, Artist/Medical Illustrator
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CONTENTS
Introduction
Chapter 1: Infectious and Parasitic Diseases
Chapter 2: Neoplasms
Chapter 3: Diseases of the Blood and Blood-Forming Organs
Chapter 4: Endocrine, Nutritional and Metabolic Diseases, and Immunity
Disorders
Chapter 5: Mental, Behavioral, and Neurodevelopmental Disorders
Chapter 6: Diseases of the Nervous System
Chapter 7: Diseases of the Eye and Adnexa (H00-H59)
Chapter 8: Diseases of the Ear and Mastoid Process (H60-H95)
Chapter 9: Diseases of the Circulatory System
Chapter 10: Diseases of the Respiratory System
Chapter 11: Diseases of the Digestive System
Chapter 12: Diseases of the Skin and Subcutaneous Tissue
Chapter 13: Complications of Pregnancy, Childbirth, and the Puerperium
Chapter 14: Diseases of the Genitourinary System
Chapter 15: Diseases of the Musculoskeletal System and Connective Tissue
Chapter 16: Congenital Anomalies
Chapter 17: Certain Conditions Originating in the Perinatal Period
Chapter 18: Symptoms, Signs, Ill-Defined Conditions
Chapter 19: Injury, Poisoning, and Certain Other Consequences of External
Causes
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Chapter 20: Factors Influencing Health and Contact with Health Care Services
Chapter 21: External Causes of Morbidity
Appendix A: Documentation Coding Checklists
Appendix B: Clinical Documentation Improvement (CDI) Checklists
Appendix C: Glossary
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INTRODUCTION
Introduction
Documentation is one of the central elements that underlie patient care, coding and billing
for patient care, and an effective compliance plan. Many diseases, disorders, injuries, other
conditions and even signs and symptoms require specific documentation to be compliant with
the code structure and provide diagnosis coding to the highest level of specificity for accurate
reporting and reimbursement. An ongoing review of documentation practices will help to
determine if corrective changes are needed. The ICD-10-CM Documentation: Essential
Charting Guidance to Support Medical Necessity is designed to address this need.
Codes may also capture a disease and related conditions. For example, there are combination
codes that capture the type of diabetes and specific manifestations or complications, such as
Type 2 diabetes with hypoglycemia which must also be specified as with or without coma.
Some codes capture a condition and common symptoms, such as intervertebral disc disorders
with radiculopathy. ICD-10-CM Documentation: Essential Charting Guidance to Support
Medical Necessity covers many commonly reported diagnoses and reviews the necessary
documentation elements so that providers and coders have a good understanding of what
documentation is required based on the available codes for the condition.
The next aspect of coding and documentation addressed is the analysis component. Each
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condition covered in the book includes a bulleted list of coding and documentation elements.
This list is designed to be used for actual documentation analysis. A documentation and
coding example is provided with bolding of the portion of the documentation that captures
the information required for ICD-10-CM code assignment. Coders will need to remember
that physicians do not always document using exactly the same terminology in the code
descriptor. However, that does not mean that a specific code cannot be identified.
The physician may use an alternate term that describes the same condition with the necessary
level of specificity. So coders will need to rely on and enhance their knowledge of medical
terminology and synonymous terms. In addition, coders will need to rely on coding
instructions in the Alphabetic Index and Tabular List as well as the ICD-10-CM Official
Guidelines for Coding and Reporting to determine whether the most specific code can be
assigned from the documentation provided or whether the physician will need to queried.
In addition to the coding and documentation checklists there are clinical documentation
improvement bulleted lists for three conditions that are often lacking sufficient
documentation in the inpatient setting. The information in these lists identifies common
indicators of the condition so that the physician can be queried to determine if the condition
should be included as a diagnosis in the medical record or can be coded to a more specific
diagnosis.
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The Social Security Act and the Centers for Medicare & Medicaid Services (CMS)
regulations require that services be medically necessary, have documentation to support the
claims, and be ordered by physicians. Consistent, current and complete documentation in the
treatment record is an essential component of quality patient care according to the National
Committee for Quality Assurance. Specific documentation criteria are required for inpatient
medical records by the Joint Commission on Accreditation of Healthcare Organizations and
the federal Conditions of Participation. In addition to accreditation standards and federal
regulations, medical record documentation must also comply with state licensure regulations
and payer policies, as well as professional practice standards. Compliance and accurate
reimbursement depend on the correct application of codes, which is based on provider
documentation. In addition to the reimbursement implications, provider documentation is
also used in quality improvement initiatives.
The codes reported on health insurance claims must be supported by the documentation in
the medical record. Most payers require reasonable documentation that services are consistent
with the insurance coverage provided. In one year, for example, the Office of Inspector
General (OIG) found that 43.7 percent of errors were due to insufficient documentation,
posing a significant compliance risk. Recovery Audit Contractors and Medicare
Administrative Contractors reviews continue to identify numerous erroneously paid claims
due to a high incidence of “insufficient documentation.”
Medicare specifically requires that any services billed be supported by documentation that
justifies payment. The Centers for Medicare & Medicaid Services (CMS) has implemented
numerous corrective actions to reduce improper payments along with efforts to educate
providers about the importance of thorough documentation to support the medical necessity
of services and items. CMS review contractors identify and recover improper payments made
due to insufficient documentation—the review determines that the documentation is not
sufficient to support the provided service or that it was medically necessary. For example, a
pilot study estimated that additional documentation would have reduced the amount of
improper payments identified in 2010 by approximately $956 million.
Medical record documentation must comply with all legal/regulatory requirements applicable
to Medicare claims. Documentation guidelines identify the minimal expectations of
documentation by providers for payment of services to the Medicare program. Additional
documentation is often required by state or local laws, professional guidelines, and the
policies of a practice or facility. In general, medical record documentation that specifically
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justifies the medical necessity of services is necessary to support approval when those services
are reviewed. Services are considered medically necessary if the documentation indicates they
meet the specific requirements for medical necessity.
The key to ensuring appropriate documentation hinges on understanding how much depends
on the quality and completeness of provider documentation in the medical record. Providers
typically do not know the specific type of documentation needed to code various diseases and
disorders accurately, so education is also a key factor. Prior to conducting provider education,
it is important to know the extent and type of documentation in the medical record.
Conducting a provider documentation assessment of medical records will identify key areas of
risk and focus education efforts.
Documentation is central to patient care, billing for patient care, and an effective compliance
plan. Accurate patient record documentation is a key component of the compliance plan, as it
provides the justification necessary to support claims payment. Increased scrutiny of provider
documentation by auditors has added even greater emphasis to the importance of identifying
documentation deficiencies, correcting them, and ensuring proper documentation for every
case. One of the key components of an effective compliance program for physician practices is
the implementation of a system to audit and monitor an organization’s practices.
Chapter Introduction
Introductory information for each chapter covers general information about the chapter. A
table is provided showing the chapter coding blocks which are the ranges of 3 character
categories that cover related diagnoses within the chapter. Review of this table provides
coders and physicians with information about the organization of that specific chapter.
The introduction also covers chapter level instructional notes, including includes and excludes
notes. Chapter level includes notes further define or give examples of the content of the
chapter. Excludes notes indicate that certain diseases, injuries or other conditions are
excluded from or not coded in the chapter. There are two types of excludes notes in ICD-10-
CM designated as Excludes1 and Excludes2 which are defined as follows:
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• Excludes1 – A type 1 excludes note is a pure excludes note. In general, it means “NOT
CODED HERE”. An Excludes1 note indicates that the code excluded should rarely be
used at the same time as the code above the Excludes1 note. An Excludes1 is used when
two conditions cannot occur together, such as a congenital form versus an acquired form
of the same condition. There are a few exceptions when both conditions may be coded
such as a sequela from a prior CVA and a new CVA or chondromalacia of the patella as
well as the femur.
Chapter Guidelines
Following the introduction, the ICD-10-CM Official Guidelines for Coding and Reporting for
the chapter are reviewed. The chapter guidelines provide information on assigning codes
from the chapter which often includes information related to documentation. Many coders
think of the guidelines primarily as instructions on assignment and sequencing of codes, but
there are many references to information that must be included in the documentation to
allow assignment of specific codes. In addition, the coding guidelines often indicate when the
physician should be queried for additional information related to the diagnosis. So, the
chapter-specific guidelines are an important tool that must be used to ensure that the
documentation supports assignment of a specific code.
– Related conditions
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– Disease, injury or other medical condition and complications
• Episode of care (initial, subsequent, sequela) for injuries, poisoning, external causes and
other conditions
• Revised terminology
Quiz
A self-assessment quiz is provided at the end of the chapter. The quiz covers general and
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chapter specific guidelines, documentation requirements, and code assignment for the
conditions discussed in the chapter. Answers and rationales are listed on the pages following
the quiz in each chapter.
Appendixes
There are three appendixes. Appendix A provides checklists for common diagnoses and other
conditions to be used for documentation review of current records to help identify
documentation deficiencies. Appendix B provides bulleted lists that can be used for clinical
documentation improvement. Appendix C provides a glossary of medical terminology
encountered in the book.
Summary
Patient care, documentation, coding and compliance go hand-in-hand. It is not possible to
assign the most specific and most appropriate diagnosis code without complete, detailed
documentation related to the patient’s disease, injury, or other reason for the encounter/visit.
Documentation must also support the medical necessity of any services provided or
procedures performed. Detailed, consistent, complete documentation in the medical record is
one of the cornerstones of compliance. In addition, the effect of documentation on
reimbursement cannot be overemphasized. Failure to support the medical necessity of the
services or procedures provided or performed can result in loss of reimbursement, financial
penalties, and other sanctions. Because of the specificity of ICD-10-CM codes and
requirements by health plans to support the services billed, current documentation must be
reviewed, documentation deficiencies identified, and a corrective action plan initiated. This
book is designed to help coders, physician practices, and other health care providers
understand the documentation requirements and prepare for improved documentation to
support the services billed and the severity of the patient’s condition.
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Chapter 1
INFECTIOUS AND PARASITIC
DISEASES
Introduction
Codes for infectious and parasitic diseases are located in Chapter 1. Infectious and parasitic
diseases are those which are generally recognized as communicable or transmissible.
Conditions covered in this chapter include scarlet fever, sepsis due to an infectious organism,
meningococcal infection, and genitourinary tract infections. The table below shows the blocks
within Chapter 1 Certain Infectious and Parasitic Diseases and illustrates the general layout
by which these conditions are classified.
ICD-10-CM Blocks
A15-A19 Tuberculosis
A75-A79 Rickettsioses
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B15-B19 Viral Hepatitis
B35-B49 Mycoses
B65-B83 Helminthiases
Not all infectious and parasitic diseases are found in chapter 1. Localized infections are found
in the respective body system chapters.
Exclusions
Reviewing the chapter level exclusions provides information on which conditions may or may
not be reported together, as well as some information on infectious conditions found in other
chapters.
Excludes1 Excludes2
Chapter Guidelines
Detailed official coding and reporting guidelines are provided for:
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• Human immunodeficiency virus (HIV)
• Code only confirmed cases. This does not require documentation of positive serology or
culture for HIV. The provider’s diagnostic statement that the patient is HIV positive or
has an HIV-related illness is sufficient.
– Patient admitted for HIV-related condition. The principal diagnosis should be acquired
immune deficiency syndrome (AIDS) (B20) followed by additional diagnosis codes for
all reported HIV-related conditions.
– Patient with AIDS or HIV-related disease admitted for unrelated condition. The code
for the unrelated condition (such as an injury) should be the principal diagnosis
followed by the code for AIDS (B20), followed by additional diagnosis codes for all
HIV-related conditions that are reported.
– Newly diagnosed patient. Whether the patient is newly diagnosed or has had previous
admissions/encounters for HIV conditions does not affect the sequencing decision.
– Asymptomatic HIV. The code for asymptomatic HIV infection status (Z21) is
reported when the patient is asymptomatic but the physician has documented that the
patient is HIV positive, known HIV, HIV test positive, or any similar terminology.
These codes are not used if the physician documents that the patient has AIDS, or
when the patient has any HIV-related illness or any conditions resulting from the HIV
positive status. In these cases, the code for AIDS is used (B20).
– Previously diagnosed HIV-related illness. Once the patient has developed an HIV-
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related illness, the code for AIDS (B20) is assigned on every subsequent
admission/encounter. Patients previously diagnosed with an HIV-related illness are
never assigned the codes for inconclusive laboratory evidence of HIV (R75) or
asymptomatic HIV infection status (Z21).
– HIV related illness in pregnancy, childbirth and the puerperium. During pregnancy,
childbirth and the puerperium, a patient seen for an HIV-related illness is assigned the
principal diagnosis code of O98.7-, Human immunodeficiency [HIV] disease
complicating pregnancy, childbirth and the puerperium, from Chapter 15, which is
sequenced first followed by the code for AIDS (B20) and then the HIV-related illness.
– A patient with asymptomatic HIV infection status during pregnancy, childbirth or the
puerperium is assigned a principal diagnosis code from Chapter 15 of O98.7-followed
by the code for asymptomatic HIV infection status (Z21).
– Encounter for HIV testing. A patient being seen to determine his or her HIV status is
assigned code Z11.4, Encounter for screening for human immunodeficiency virus
[HIV]. Additional codes should be assigned for any associated high risk behavior (e.g.,
Z72.5-).
– Encounter for HIV testing with signs/symptoms. The code(s) for the signs/symptoms
are assigned. An additional code may be assigned if counseling for HIV is provided
(Z71.7) during the encounter for the testing.
– Return encounter for HIV test results. If the results are negative, the code for HIV
counseling is assigned (Z71.7). If the results are positive, use the guidelines above to
select the appropriate code(s).
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Infections Resistant to Antibiotics
There are a growing number of pathogenic microorganisms that are resistant to some or all of
the drugs previously used to treat the resulting infections. All bacterial infections documented
as drug-resistant or antibiotic resistant must be identified. If a combination code is not
available to capture the drug resistance, a code from category Z16 Resistance to antimicrobial
drugs must be used following the infection code. Codes in category Z16 will be discussed in
more detail in Chapter 20.
• Urosepsis:
– This term is nonspecific. There is no default code in the Alphabetic Index and it is not
to be considered as synonymous with sepsis. Any provider documenting a condition as
‘urosepsis’ must be queried for clarification before any code can be assigned.
• Septicemia:
– Although this term has traditionally been used to refer to a systemic disease associated
with the presence of pathogenic microorganisms (bacteria, viruses, fungi, or other
organisms) or their toxins in the blood, this term is not referenced in the Tabular List
of ICD-10-CM. The term ‘septicemia’ has been replaced with the term ‘sepsis.’ In the
Alphabetic Index, there is a cross-reference to ‘sepsis’ when the documentation supports
a diagnosis of sepsis. An unqualified diagnosis of septicemia is reported with A41.9
Sepsis, unspecified organism, which has the alternate term septicemia, NOS.
– SIRS is not formerly defined in the ICD-10-CM guidelines. This term was formerly
defined as the systemic response to infection, trauma, burns, or other insult to the body,
such as cancer. Codes for SIRS are included in category R65. Symptoms and signs
specifically associated with a systemic inflammatory response, and code descriptors
containing the terminology systemic inflammatory response syndrome (SIRS) are used
only for SIRS of non-infectious origin (R65.10 and R65.11). Severe sepsis is the term
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used in ICD-10-CM for SIRS due to an infectious process with acute organ
dysfunction. For SIRS of non-infectious origin with acute organ dysfunction (R65.11),
additional codes are required to identify the specific acute organ dysfunction.
• Sepsis:
– The term sepsis is not specifically defined in the guidelines, although it is generally
thought of as SIRS due to infection without acute organ dysfunction. Only one code
for sepsis, appropriate to the documented underlying systemic infection, is reported
such as A40.0 Sepsis due to streptococcus group A. If the causal organism is not
identified, code A41.9 Sepsis, unspecified organism is assigned.
• Severe Sepsis:
– In cases where severe sepsis was not present on admission but developed during an
encounter, the underlying systemic infection and the appropriate code from subcategory
R65.2- should be assigned as secondary diagnoses.
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cellulitis, are both reasons for admission, the code(s) for the underlying systemic
infection is assigned first and a code(s) for the localized infection is assigned
secondarily. When severe sepsis is present, the appropriate R65.2- code is also assigned
as a secondary diagnosis. If the localized infection is the reason for the admission, and
sepsis/severe sepsis develops later, the localized infection should be assigned first
followed by the appropriate sepsis/severe sepsis codes.
• Septic Shock:
– Septic shock is circulatory failure associated with severe sepsis, and therefore represents
a type of acute organ dysfunction. Two codes are required, the code for the underlying
systemic infection and the code for severe sepsis with septic shock (R65.21). The code
for septic shock cannot be assigned as the principal diagnosis. Additional codes for any
other acute organ dysfunction should also be assigned.
For coding purposes, S. aureus infections are classified as methicillin resistant, also referred to
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as MRSA, or methicillin susceptible, also referred to as MSSA. Coding guidelines for
reporting S. aureus infections are as follows:
• Combination codes:
– There are combination codes for MRSA sepsis (A41.02) and MRSA pneumonia
(J15.212) and for MSSA sepsis (A41.01) and MSSA pneumonia (J15.211). A code
from subcategory Z16.11 Resistance to penicillins is not reported additionally for
MRSA sepsis or pneumonia because the combination code captures both the infectious
organism and the drug-resistant status.
– For a patient documented as having both MRSA colonization and a current MRSA
infection during an admission, code Z22.322 Carrier or suspected carrier of Methicillin
resistant Staphylococcus aureus, and a code for the MRSA infection may both be
assigned.
– Only confirmed cases of zika virus as documented by the physician should be coded
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with A92.5 Zika virus disease or P35.4 Congenital Zika virus disease. This is in
exception to the inpatient hospital guidelines. Confirmation does not require
documentation of the test performed; the physician’s diagnostic statement that the
condition is confirmed is sufficient.
– If the provider documents ‘suspected’, ‘possible’, or ‘probable’ zika, do not assign code
A92.5 or P35.4. Assign a code(s) for the reason for the encounter, such as fever, rash,
joint pain, or contact with and (suspected) exposure to Zika virus (Z20.821).
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Identify site:
– Vulva/vagina (vulvovaginitis)
ICD-10-CM Code/Documentation
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