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Segment Activation Request Form

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Sabyasachi Dasgupta
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29 views

Segment Activation Request Form

Uploaded by

Sabyasachi Dasgupta
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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SMC Global Securities Limited Date: ____/ ____/ 20____

Account Opening Team

Sub: Request for registration in additional Exchange and Segments


Ref: Client Code /PAN_________________

Dear Sir/Madam,

With reference to my/our aforementioned Client code, I/We hereby request you to register and enable me/us to
trade in the selected Exchanges & segments.

I/we have read and understood the Risk disclosure document (RDD), Guidance Note and Policies & Procedure along
with Rules, Bye-laws and Regulations of the Derivative Segment of the Exchanges and agree to abide by them.

I/We have read and understood the brokerage structure and agree to pay the same.

TRADING PERFERNCES
Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.
Exchanges NSE, BSE & MSEI MCX, NCDEX,
BSE & NSE
Future &
Cash / Mutual Commodity
All Segments Options Currency Debt SLBM
Fund Derivatives
(F&O)

Client Sign Client Sign Client Sign Client Sign Client Sign Client Sign Client Sign

If you do not wish to trade in any of segments / Mutual Fund, please mention here __________________________.

Brokerage Structure (to be filled by SMC branch)


RISK DISCLOSURES ON DERIVATIVES
Source: SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O)
Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.
a) 9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.
b) On an average, loss makers registered net trading loss close to ₹ 50,000.
c) Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as
transaction costs.
d) Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Documents to be attached (Mandatory)


For Individual Clients

1. Income Proof (ANY ONE)


o Bank Statement/Passbook for last 6 months (last entry should not be older than 3 months)
o Demat A/c Holding Statement (with Value & duly Stamped by DP)
o Latest Income Tax Return (ITR)
o Latest Salary Slip/ Form-16
o Latest Net-worth Certificate by CA/CS
2. KYC form along with copy of Photo, PAN and Address proof. It is required only if KYC is not registered.

For Non Individual clients (Corporate/HUF/Trust/Firm)

1. Income Proof (ANY ONE)


o Bank Statement for last 6 months (last entry should not be older than 3 months)
o Demat A/c Holding Statement (with Value & duly Stamped by DP)
o Latest Income Tax return (ITR)
o Latest Net-worth Certificate by CA/CS
o Latest Annual Accounts
2. FATCA Declaration (if not submitted earlier)
3. KYC form with documents. It is required only if KYC is not registered.
4. Please affix rubber stamp along with signature.

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