DPP V Zeigler (Module 2)
DPP V Zeigler (Module 2)
COLLEGE
LLB
UNIVERSITY of LONDON
External Programme
2022
Module 2
Supreme Court decision of
Director of Public Prosecutions v Ziegler and others
[2021] 4 All ER 985, [2021] UKSC 23
juxtaposed with Liberalism and the law–pointers for
answering Section A
This year you are required to study the Supreme Court case of
Director of Public Prosecutions v Ziegler and others [2021] 4 All ER 985, [2021]
UKSC 23 decided on 25 June 2021. In the examination, there will be three
questions to choose from in Part A. That is, one on each of the following
perspectives, and you will have to answer ONE:
(a) Liberalism and law.
(b) Marx, Marxism & Marxist legal theory.
(c) Natural law;
You are required to read, understand and analyse Zeigler’s case (as is the
norm at BAC and ‘precedents set’, I have summarised the case in Module 1
after reading and analysing the case)
The examination questions will focus on the Supreme Court judgment though
some references are made to the decision of the Divisional Court (the High
Court) which heard the appeal by way of case stated from the decision of
the District Judge below.
You are not required to discuss the test for judicial interference by the High
Court on appeals by way of case stated. Your focus should be on the second
question posed to the Supreme Court which deals with the following:
What is the the test for ‘without lawful authority or excuse’ for obstruction of the
highway under section 137 of the Highways Act 1980 in light of the
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The starting point for your preparation should be to hone in on the relevant
portions of the case, only citing the relevant cases and why the Supreme
Court agreed with the district judge.
Examiners will be looking for your ability to demonstrate how Ziegler’s case
relates to liberal principles such as freedom of the person, freedom of
expression and freedom of assembly. Are these absolute? If they are qualified
under Articles 10(2) and 11(2) HRA, how do proportionality issues address the
alleged commission of the offence under section 137 Highways Act 1980 in
relation to the phrase ‘without lawful excuse’. How did the Supreme Court
assess the issue of proportionality to be in favour of the appellants.
The factors which district judges listed favoured the appelants, bringing them
squarely within the into the defence of lawful excuse, implying that charging
them under section 137 of the Highways Act 1980 was a disproportionate
interference with the freedom of expression and association under Articles 10
and 11 HRA respectively.
In liberalism and law, which of the jurisprudential perspectives could fit into
the arguments by the Supreme Court? You may need to address utilitarianism
in general discussing Bentham briefly, John Stuart Mill’s justification for the
state to intefere with individual liberty the rationale behind the findings of the
Wolfenden Committee.
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You may also need to consifder the views of other jurists like Lord Devlin who
advocated the ‘shared moral fabric’ precept of society and its relation to
state intervention with individual liberty, and HLA Hart’s views in particular,
excerpts of the Hart Devlin debate, if necessary. Your arguments must be in
continium with the facts of the case.
It is your answer that the examiners are looking for, not a standard answer. A
stock answer is unlikely to gain a good mark. You have to lay out your views
and not parrot out word for word what is discussed during the revision course!
There must be some element of novelty in your arguments and correlation
with the chosen theory when you analyse the case.
law and that the answer would focus on the second question
2. The first certified question is not relevant to liberalism and the law
3. Briefly state the facts of Ziegler’s case (try to summarise– see the earlier
handout on the case summarised by me).
3.1 In September 2017, the biennial Defence and Security International ('DSEI')
arms fair was held at the Excel Centre in East London (hereinafter referred to
as “the arms fair”). Before the opening of the fair, equipment and other
items were being delivered to the Excel Centre. The appellants were strongly
opposed to the arms trade (the belief they honestly held) and hence to the
fair. They took action which was intended both to draw attention to what was
occurring at the fair and also to disrupt deliveries to the Excel Centre, which
consisted of lying down in the middle of one side of the dual carriageway of
leading to the Excel Centre and attaching themselves to lock boxes which
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were not easy to dismantle. There was a sizeable police presence at the
location in anticipation of demonstrations. Police officers approached the
appellants who tried to persuade them to remove themselves voluntarily
from the road. When the appellants failed to respond to the process they
were arrested. Due to the costruction of the boxes which were not easy to
disessmble, it took, however, approximately 90 minutes to remove them from
the road. Was the duration limited?
3.2 The appellants were attested and thereafter charged with willful obstruction
of a highway contrary to s 137 of the Highways Act 1980 ('the 1980 Act')
which reads:
1 Penalty for wilful obstruction
(1) If a person, without lawful authority or excuse, in any way wilfully
obstructs the free passage along a highway he is guilty of an offence and
liable to a fine…..'
3.3 Were the appellants at liberty to do so? Did they obstruct the
highway? Were they expressing the views they held? Were they
3.4 The district judge dismissed the charges, having regard to the appellants'
right to freedom of expression under art 10 of the European Convention on
Human Rights ('ECHR') and their right to freedom of peaceful assembly
under art 11 ECHR. He found that on the specific facts
the prosecution failed to prove to the requisite standard that the
defendants' limited, targeted and peaceful action, which involved an
obstruction of the highway, was unreasonable (which he equated with the
word ‘unlawful’)
3.5 The respondent appealed by way of case stated to the Divisional Court.
which allowed the appeal and directed that convictions be entered and
that the cases be remitted for sentencing. Thereafter, the appellants were
sentenced.
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3.6 They then appealed to the Divisional Court which then dismissed the
appellants' application for permission to appeal to the Supreme Court, but
certified two points of law of general public importance. The Supreme
Court then granted permission to appeal.
3.7 2 points of law as certified by the Divisional Court of which the second one
is pertinent for this question ie
Is deliberate physically obstructive conduct by protesters capable of
constituting a lawful excuse for the purposes of s 137 of the 1980 Act, where
the impact of the deliberate obstruction on other highway users is more
than de minimis, and prevents them, or is capable of preventing them, from
passing along the highway.
3.8 The Supreme Court held that where ECHR rights are engaged, the case law
preceding the enactment of Human Rights Act 1998 “HRA”) needs to be
read in the light of the HRA. Section 3(1) of the HRA provides:
'So far as it is possible to do so, primary legislation and subordinate
legislation must be read and given effect in a way which is compatible
with the Convention rights”
(2) The exercise of these freedoms, since it carries with it duties and
responsibilities, may be subject to such formalities, conditions, restrictions or
penalties as are prescribed by law and are necessary in a democratic
society, in the interests of national security, territorial integrity
or public safety, for the prevention of disorder or crime, for the protection
of health or morals, for the protection of the reputation or rights of others,
for preventing the disclosure of information received in confidence, or for
maintaining the authority and impartiality of the judiciary.'
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4. The Divisional Court stated that s 137(1) of the 1980 Act can be interpreted
compatibly with the rights in arts 10 and 11 ECHR in cases where, the
availability of the statutory defence of ‘lawful excuse’ depends on the
proportionality assessment to be made ie whether the facts and assessment
of the law showed that provisios 10(2) and 11(2) above applied and
conversely; if they didn’t then there would be no contravention and the
obstruction of the highway would not be unlawful.
5. On that analysis the Supreme Court agreed with the Divisional (High) Court,
but the Supreme Court disagreed with the Divisional Court on the latter’s
analysis of the factors cited by the trial judge; which pointed towards the
proportionality assessment in favour of the appellants ie them having had
lawful excuse. The Supreme Court cited Nagy v Weston [1965] 1 All ER
78, where it was held that 'lawful excuse' encompasses 'reasonableness'
and 'there must be proof that the use in question was an unreasonable use.
Whether or not the user amounting to an obstruction is or is not an
unreasonable use of the highway is a question of fact – its fact sensitive.
6. You could start with (your own unique introduction but keep it
short and within one paragraph). Liberalism has a nexus with the
Bentham believed that all men desire are pleasures and avoidance
‘good’ and ‘pain with evil’ and what is good is right for man.
10. Bentham advocated the principle of utility as the sole basis for
utility.
14. As the Supreme Court stated – no one complained, and as the trial,
individual’s liberty.
16. The Supreme Court in Zeigler’s case, cited the case City of London Corp v
Samede [2012] 2 All ER 1039 reiterating that fact sensitive factors would
include the extent to which the continuation of the protest would breach
domestic law, the importance of the precise location to the protesters, the
duration of the protest, the degree to which the protesters occupy the land,
and the extent of the actual interference the protest causes to the rights of
others, including the property rights of the owners of the land, and the rights
of any members of the public. The court must not attempt to adjudicate on
the merits of the protest.
17. Lord Neuberger MR in City of London Corp (supra) accepted that it can be
appropriate to take into account the general character of the views whose
expression the convention is being invoked to protect. Political and
economic views are at the top end of the scale, and pornography and
vapid tittle-tattle is towards the bottom.
standing opposition to the arms trade and of their belief that there was
evidence of illegal activity taking place at the DSEI arms fair, which the
Government had failed to take any effective action to prevent.
19. John Stuart Mill in ‘On Liberty’ first published in 1859, Mill stated
20. John Stuart Mill was of the firm belief that society has no 'right' to
enforce its moral perceptions using the state intervention vide law,
21. Is being opposed to arms fair on the premise that the weapons
could be used for torture (in itself a violation of Article 3 HRA whih
the view that we should not use either the law or moral
22. According to Mill society should only interfere with the harmful
the appellants’ political views about the arms fair at Excel Centre.
land law had been deemed unlawful since time immeprial if you
law on easements).
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24. According to Mill, if the act of an individual harms others but is not
actions that harm others and are also immoral that society should
25. According to the disctrict judge, all the appellants had described their
action as “carefully targeted” and aimed at disrupting traffic headed for the
DSEI arms fair. Not all access routes to the DSEI arms fair were blocked by
the appellants’ actions and it would have been possible for a vehicle
headed to the DSEI arms fair but blocked by the actions to have turned
around and followed an alternative route.'
26. The majority of the Supereme Court Judges (Lord Hamblen and Lord
Stephens which whom Lady Arden concurred on the analysis of the second
question posed) generally agreed with the District Judge’s assessment of
the proportionality of the interference with the appellants' Convention
rights, which required evaluation of the following:
(a) The actions were entirely peaceful.
(b) The defendants' actions did not give rise either directly or indirectly
to any form of disorder.
(c) The defendants' behavior did not involve the commission of any
other criminal offence beyond the alleged offence of obstruction
of the highway which was the very essence of the defendants'
protest. There was no disorder, no obstruction of or assault on
police officers and no abuse offered.
(d) The defendants' actions were carefully targeted and were aimed
only at obstructing vehicles headed to the DSEI arms fair.
(e) The action clearly related to a “matter of general concern” …
namely the legitimacy of the arms fair and whether it involved the
marketing and sale of potentially unlawful items (eg those
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27. The district judge's view was that on these facts the prosecution had failed to
prove to the requisite standard that the obstruction of the highway was
unreasonable and he therefore dismissed the charges.
28. The Divisional Court, on the contrary held that the district judge's assessment
of proportionality was wrong 'because (i) he took into account certain
considerations which were irrelevant; and (ii) the overall conclusion was one
that was not sustainable on the undisputed facts before him, in particular
that the carriageway to the Excel Centre was completely blocked and that
this was so for significant periods of time, between approximately 80 and 100
minutes'.
29. Of the factors listed by the district judge at paras 25 (a) to (h) above, the
Divisional Court considered a), (b), (c), and (g) to be of little or no relevance
and that (h) to be irrelevant. Accordingt to the the Divisional held that the
district judge's assessment of proportionality to be wrong was that there was
no “fair balance” struck in these cases between the rights of the individuals
to protest and the general interest of the community, including the rights of
other members of the public to pass along the highway. It held that the
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30. In the Supreme Court the appellants submitted that deliberate physically
obstructive conduct by protesters is capable of constituting a lawful excuse
for the purposes of s 137 of the Highways Act 1980, even where the impact of
the deliberate obstruction on other highway users is more than de minimis.
31. The Supreme Court stated that both rights are qualified in the manner set out
respectively in arts 10(2) and 11(2. Article 11(2) states that 'No restrictions shall
be placed' except 'such as are prescribed by law and are necessary in a
democratic society …'
32. The Supreme Court stated that the issues that arise under Arts 10 and 11
require consideration of five questions:
(i) what the appellants did was in the exercise of one of the rights in arts
10 and 11;
(ii) the prosecution and conviction of the appellants was an interference
with those rights;
(iii) the interference was prescribed by law; and
(iv) the interference was in pursuit of a legitimate aim which was the
prevention of disorder and the protection of the rights of others to use
the highway. (the proportionality test).
34. The provisios to Articles 10 and 11 is 10(2) and 11(2) are almost similar and
the pertinent ones for discusssion here are whethere intereference by the
State is allowed as prescribed by law and necessary in a democratic
society interests of national security or public safety “in the interests of
national security, …or public safety, for the prevention of disorder or crime,
for the protection of health or morals, for the protection of the…. rights and
freedoms of others”
35. In Zeigler’s case could such clear lines be drawn on the acts of
37. The Supreme Court (per Lord Hamblen and Lord Stephens) went
39. The Supreme Court in citing Steel (supra) stated that the points of relevance
to this appeal are that deliberate obstructive conduct which has a more
than de minimis impact on others, still requires careful evaluation in
determining proportionality
40. The case of Hashman v UK did not involve a protest obstructing a highway
but had intentional disruption of the activities to protest against fox hunting.
The EctHR held that 'the protest took the form of impeding the activities of
which they disapproved' but considered 'nonetheless that it constituted an
expression of opinion within the meaning of art 10' and that 'The measures
taken against the applicants were, therefore, an interference with their right
to freedom of expression'.
42. The Supreme Court in Ziegler’s case added that its was apparent
from Kudrevicius (supra) that purposely obstructing traffic still engages art 11
but on the facts of that case the Lithuanian authorities had struck a fair
balance between the legitimate aims of the 'prevention of disorder' and
'protection of the rights and freedoms of others' and the requirement of
freedom of assembly. On that basis the interference was proportinate.
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43. In Primov v Russia the ECtHR held that the public authorities need to show
a certain degree of tolerance towards peaceful gatherings if the freedom
of assembly guaranteed by art 11 of the Convention is not to be deprived
of its substance.
44. The Supreme Court in citing Kudrevicius (supra) added that there can be
circumstances in which the actions of protesters take them outside the
protection of art 11 so that the question as to proportionality does not arise.
Article 11 of the Convention only protects the right to 'peaceful assembly'.
'The notion of peaceful assembly does not cover a demonstration where
the organisers and participants have violent intentions. The guarantees of
art 11 therefore apply to all gatherings except those where the organisers
and participants have such intentions, incite violence or otherwise reject
the foundations of a democratic society.'
45. The Supreme Court also cited Primov v Russia (supra) where the ECtHR
stated that 'Article 11 does not cover demonstrations where the organisers
and participants have violent intentions ……' Moreover, a protest is
peaceful even though it may annoy or cause offence to the persons
opposed to the ideas or claims that the protest is seeking to promote.
46. Accordingly, the Supreme Court held that intentional action even with an
effect that is more than de minimis does not automatically lead to the
conclusion that any interference with the protesters' arts 10 and 11 rights is
proportionate. Rather, there must be an assessment of the facts in each
individual case to determine whether the interference with art 10 or art 11
rights was 'necessary in a democratic society'.
47. The above analysis of the Supreme Court is more in tandem with
49. The ECtHR cases cited above have a close nexus with analysis of
50. The Supreme Court alluded to the non-exhaustive list as cited by Lord
Neuberger of Abbotsbury MR in City of London Corp v Samede (supra) A
factor listed in that case was the extent of the actual interference the
protest causes to the rights of others. Again, as in this case, in relation to
protests on a highway the extent of the actual interference can depend on
whether alternative routes were used or could have been used. In Primov v
Russia, it was held that a factor taken into account in relation to
proportionality by the ECtHR was the availability of 'alternative
thoroughfares where the traffic could have been diverted by the police'.
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52. In Ziegler’s case, the Supreme Court found that obstruction was not of the
activity at the arms fair at Excel but the obstruction of the highway leading
to the said premises to demonstrate the political views of the appellants
against arms trade. In this case the appellants ascribed a particular
'symbolic force' to the location of their protest, in the road, leading to the
Excel Centre.
53. Another factor set out in City of London Corp (supra) was 'the extent to
which the continuation of the protest would breach domestic law'. The
Supreme Court agreed that the manner and form of a protest on a
highway will potentially involve the commission of an offence contrary to
s 137 of the 1980 Act.
54. However, in Ziegler’s case, the protest was peaceful and no other offences
had been committed, such as resisting arrest or assaulting a police officer.
The Supreme Court cited Balçik v Turkey where the ECtHR took into
account that there was no evidence to suggest that the group in that case
'presented a danger’.
55. The Supreme Court then considered that the district judge's assessment of
proportionality did not any error or flawand generally disagreed with the
Divisional Court’s analysis of the district judge’s factors (a) to (h).
(a) The fact that this was intended to be and was a peaceful
gathering was relevant.
(b) the appellants' actions did not give rise, directly or indirectly, to
`any form of disorder was also relevant. There are some protests
that are likely to provoke disorder. This was not such a protest.The
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protest was not intended to, nor was it likely to, nor did it in fact
provoke disorder. There were no 'clashes' with the police.
(c) The highway from the Excel Centre was not completely
obstructed, so throughout the duration of the protest this
route from the Excel Centre was available to be used. Though
approach the road for vehicles to the Excel Centre was
obstructed that access could be gained by vehicles by another
route. On that basis members of the public were not 'completely
prevented' from getting to the Excel Centre.
(d) the duration was 'limited';
(e) There were no findings by the district judge as to the number or
even the approximate number of members of the public who
were inconvenienced by this demonstration. Furthermore, there
were no factual findings that the protest had any real adverse
impact on the Excel Centre.
(f) that the protest clearly related to the legitimacy of the arms fair
and whether it involved the marketing and sale of potentially
unlawful items. This was a matter of legitimate public interest. The
content of the expression in this case was political and therefore
fell at the end of the spectrum at which greatest weight is
attached to the kind of expression involved.
(g) the lack of complaint was indicative of a lack of substantial
disruption to those in the Excel Centre. If there had been
substantial disruption one might expect there to have been
complaints. Rather, on the basis of the facts found by the district
judge there was no substantial disruption. There was no error or
flaw in the reasoning of the district judge.
(h) the long-standing commitment of the defendants to opposing
the arms trade and that for most of them this stemmed, at least in
part, from their Christian faith. They had also all been involved in
other entirely peaceful activities aimed at trying to halt the DSEI
arms fair. 'This was not a group of people who randomly chose to
attend this event hoping to cause trouble'.
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56. The Supreme Court held that whether the appellants 'believed in the views
they were expressing' was relevant to proportionality. Furthermore, it held
that it was appropriate to take into account the general character of the
views whose expression the Convention is being invoked to protect. The
appellants were not a group of people who randomly chose to attend this
event hoping to cause trouble. The peaceful intentions of the appellants
were appropriate matters to be considered in an evaluation of
proportionality.
57. The Supreme Court held that the district judge’s assessment of
proportionality in context of the alleged comission of the offence under
section 137 of the Higahways Act 1980 was correct as he determined the
issue of proportionality in favour of the appellant – implying that their
charging and conviction was a disproportionate interference with their
rights under Articles 10 and 11 HRA and in evaluation of provisios 10(2) and
11(2) HRA 1998, the balance was in favour of the appelants as there no
justified interference by the State “in the interests of national security,
…or public safety, for the prevention of disorder or crime, for the protection
of health or morals, for the protection of the…. rights of others”
58. Does the above analysis by the Supreme Court resonate or sit well
further. The provios 10(2) and 11(2) also use the words “…..for the
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others”
62. Stephen denied that there were good utilitarian grounds for
acts which harm others and those which don’t. For him the
legislation.
63. Could the balance between the rights of the appellants and the
action.
65. Lord Devlin’s view was that society has a right to punish any kind
of act which in the opinion of the reasonable man in the jury box
(the right mined man) is grossly immoral; there in no need for proof
66. Could the provisios 10(2) and 11(2) of Articles of HRA, inter alia, ie
James Fitzjames Stephen before him, Lord Devlin did not argue that
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society should always enforce all aspects of its moral code, but he
did urge that society must always be able to defend itself against a
70. For him, even if an act which is wrong by the society’s morality is
thought that if the law did not enforce moral norms that society
Ziegler’s case was rights of the appellants and the protections and
the rights and freedoms of others) and suggested, inter alia, that
(b) Only that which lies beyond the limits of tolerance ought to
persons’
74. Professor Hart put forth a different view in ‘Liberty and Morality’
exchange between H.L.A. Hart and Devlin was over the use of laws
76. The Supreme Court in citing Primov v Russia (supra) stated that a
seeking to promote.
77. The view of the Supreme Court above is in tandem with Hart’s
itself.
overlap with the minimum content of natural law? Did its genesis
divided among jurists. Submit that Mill’s harm principle (which Hart
81. Ronald Dworkin believed in a shared morality concept but does not
based.
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the rights the appellants had as trumps over the rest of the public
82 You can discuss Dworkin’s rights thesis (briefly). Some rights are abstract,
others are concretised vide legislation or judicial decisions. The principles vs
policy argument. Principles describe or give rise to rights; policy give rights to
community goals. How are principles derived?
83 What is the Hercules ideal for interpretation. Rights are trumps over
community goals. Discuss Dworkin rights theory in a liberal democratic
society as canvassed by him. (do not go into too much detail as it may
overlap with your answer in section B if you choose the question on Dworkin)
Prepared by:
Rabinder Singh
31.3.2022