A Novel Method For Identification of Lithium-Ion Battery Equivalent Circuit Model Parameters Considering Electrochemical Properties
A Novel Method For Identification of Lithium-Ion Battery Equivalent Circuit Model Parameters Considering Electrochemical Properties
h i g h l i g h t s
a r t i c l e i n f o a b s t r a c t
Article history: This paper proposes a novel parameter identification method for the lithium-ion (Li-ion) battery
Received 27 September 2016 equivalent circuit model (ECM) considering the electrochemical properties. An improved pseudo two-
Received in revised form dimension (P2D) model is established on basis of partial differential equations (PDEs), since the elec-
15 January 2017
trolyte potential is simplified from the nonlinear to linear expression while terminal voltage can be
Accepted 28 January 2017
Available online 6 February 2017
divided into the electrolyte potential, open circuit voltage (OCV), overpotential of electrodes, internal
resistance drop, and so on. The model order reduction process is implemented by the simplification of
the PDEs using the Laplace transform, inverse Laplace transform, Pade approximation, etc. A unified
Keywords:
Lithium-ion battery
second order transfer function between cell voltage and current is obtained for the comparability with
Electrochemical properties that of ECM. The final objective is to obtain the relationship between the ECM resistances/capacitances
Equivalent circuit model and electrochemical parameters such that in various conditions, ECM precision could be improved
Pade approximation regarding integration of battery interior properties for further applications, e.g., SOC estimation. Finally
SOC estimation simulation and experimental results prove the correctness and validity of the proposed methodology.
© 2017 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.jpowsour.2017.01.126
0378-7753/© 2017 Elsevier B.V. All rights reserved.
22 X. Zhang et al. / Journal of Power Sources 345 (2017) 21e29
identified via various methods, e.g., the recursive least square (RLS) the single electrode, which makes modeling more realistic. With
method [9e13]. When loads change, the RLS model might be overall consideration of the calculation difficulties and accuracy,
imprecise enough without relationship of interior electrochemical the proposed improved P2D model is a better choice.
properties. Therefore, further applications (e.g., SOC estimation) This paper is organized as follows. In Section 2, the improved
using the ECM parameters will be influenced negatively. P2D model is established. In Section 3, the ECM resistances/ca-
In a PDE model-based approach, modeling starts with electro- pacitances are derived taking into account the comparability be-
chemical properties based on the partial differential equations tween the ECM transfer function and that of the improved P2D
considering the electrochemical kinetics, the charge diffusion and model. In Sections 4 and 5, the simulation and experiment results
transferring process, and the conservation of mass and charge. The are given along with detailed analysis. The conclusions are drawn
basic pseudo two-dimensional (P2D) model is based on the as- finally in Section 6.
sumptions of fixed particle radius of the electrodes, considering the
diffusion and immigration only. The electrochemical models are the
processes of simplifying or reforming the equations based on the 2. Model establishment
P2D model [14e16]. P2D model is actually an equation set with 5
partial differential equations, and the equation contains about 20 or As shown in Fig. 1, the Li-ion battery is assumed to be con-
more parameters closely related to the microscopic changes inside structed by two electrodes composed of a large number of uniform
the battery, such as electrolyte diffusion coefficient, electrode re- radius balls and the separator. In the positive and negative elec-
action coefficient, etc. All these parameters may change when the trodes, the active materials are oxidized or reduced, and meanwhile
reactions happen under various cycles, so the P2D model involving the lithium ions are de-intercalated from or intercalated to the
these parameters could reflect the electrochemical mechanism, electrode and migrated through the electrolyte. The active mate-
resulting in better modeling precision due to the integration of rials in the electrodes, are both bonded to the current collector and
realistic and interior factors. Thus some further applications (e.g., electric isolated by the separate film. The particle radius of the
SOC estimation) could benefit from this. Many efforts have been active materials is defined as R. The parameters are assumed to
made to find the relationship between the output cell voltage and change only in the direction of x, and L stands for the distance
the input current [17e25]. To simplify the calculation and reduce between the negative and positive electrodes in the battery. The
the number of related parameters, a single particle model (SPM) potentials or concentrations are related to the x position and time
consist of some ordinary differential equations (ODEs) was pro- while the ambient temperature is assumed to be constant.
posed [26]. The SPM is based on the assumption that both the two
electrodes are regarded as a single sphere with a certain radius. The
electrochemical model reflects the initial changes of the electrodes 2.1. Base model
and electrolytes well, but the parameters are difficult to acquire,
and in the meantime, the calculation process is time-consuming Four PDEs based on the conservation of species and charge in
and complicated [27]. the electrolyte and electrodes govern the dynamics of battery. The
Considerable researchers have been focusing on the ECM and PDEs are linked with the Butler-Volmer equation. In this study, the
electrochemical models respectively. A novel ECM was proposed model is regarded as a P2D model since the adjacent particles are
using a two-level state-of-power prediction algorithm in Ref. [28]. not coupled directly. One dimension is the radius r, and the other is
In Ref. [29], a fractional-order model was presented with verifica- x. The base model is established as follows.
tion in different drive cycles. A thermal-electrochemical P2D model
was raised up whose state estimation was based on orthogonal
2.1.1. Conservation of species
collocation and a modified extended Kalman filter in Ref. [30]. In
According to the porous electrode theory, the electrodes parti-
Ref. [31], an improved theoretical electrochemical-thermal
cles, namely the solid phase, are assumed to distribute uniformly.
modeling strategy was studied considering the battery packs in
The expression of conservation of the lithium ions at the electrodes
electric vehicles. However, the combination of the ECM and elec-
based on Fick's second law and the boundary conditions are
trochemical models is seldom seen.
delineated as
In this paper, an improved pseudo two-dimension (P2D) model
is proposed to create a close connection between the ECM and
electrochemical properties in terms of transfer function, due to
simplification of electrolyte potential from the nonlinear to linear
LixC6 Li1-xCoO2
expression. This improved modeling method is easier to be realized Negative Separator Positive
and meanwhile guarantee high precision. The basic equations are
derived from the PDE-based P2D model. Some mathematical
Current Collecter
Current Collecter
where cs and Cs are the concentration of electrode in time and where aa and ac are the transfer coefficients, and
frequency domains, respectively, r is the radial coordinate, Ds is the i0 ¼ FkðCs;max Cs;surf Þaa Cs;surf
aa
Ceac is the exchange current density
diffusion coefficient of the solid phase, j is the intercalation current and h is overpotential in time domain.
density, and F (96487C/mol) is the Faraday constant. The overpotential generated at the interface of the electrode and
Conservation of the lithium ions in electrolyte yields electrolyte is
h ¼ fs fe U (11)
vce v2 ce as 1 t0þ
εe ¼ Deff
e þ j (3)
vt vx2 F where U is the equilibrium potential.
At the current collectors, the boundary conditions are
2.2. Derivation of improved P2D model
vCe vCe
¼ ¼0 (4)
vx x¼0 vx x¼L The main objective is to obtain the expression of the battery
voltage vs various input currents. Based on the P2D model, the
where ce and Ce are the concentration of electrolyte in time and output voltage can be calculated using the open circuit voltage, the
frequency domain, εe is the electrolyte volume fraction, overpotential, the electrolyte potential and the initial voltage drop.
Deff
e ¼ De εe
1:5 is the effective electrolyte diffusion coefficient,
as ¼ 3εs =Rs is the specific interfacial surface area, and t0þ is the li- 2.2.1. Open circuit voltage
ion transference number. The subscript “s” and “e” indicate the Referring to Equation (1) and utilizing the Laplace transform and
solid and electrolyte phase. the variable substitution, the relationship of the solid phase con-
centration and the current density can be given by
0 pffiffiffiffiffiffiffiffiffiffi 1
2.1.2. Conservation of charge Cs ðsÞ Rs @ tanh Rs s=Ds
Conservation of charge in the electrodes according to Ohm's law ¼ pffiffiffiffiffiffiffiffiffiffi pffiffiffiffiffiffiffiffiffiffiA (12)
JðsÞ FDs tanh Rs s=Ds Rs s=Ds
yields
v2 f e v2 lnCe ZL
keff 2
þ keff
d þ as j ¼ 0 (7) IðsÞ
vx vx2 Jf ;p ðsÞ ¼ (15)
A
To simplify the calculation process, Equation (7) is linearized as d þdsep
below
Then the intercalation current density at the electrodes are
2
v fe keff 2
v Ce described as
keff þ d
þ as j ¼ 0 (8)
vx2 Ce;0 vx2 IðsÞ
Jn ðsÞ ¼ (16)
The boundary conditions are Ad as
vfe vfe IðsÞ
¼ ¼0; Jp ðsÞ ¼ (17)
vx x¼0 vx x¼L Adþ as
(9)
vf vCe eff vfe
eff vCe
keff e þ keffd vx ¼ k þ kd vx
vx x vx xþ
2.2.2. Overpotential
where fe is the potential of electrolyte, k is the ionic conductivity, With the Laplace transform of Equation (10), we can obtain the
keff ¼ kε1:5
e is the effective ionic conductivity, and following expression between the intercalation current density and
keff ¼ 2RTkeff ðt0 1Þ is effective diffusion ionic conductivity. overpotential
d F þ
24 X. Zhang et al. / Journal of Power Sources 345 (2017) 21e29
Table 1
Transfer function between the electrolyte concentration and the input current.
Positive (x ¼ L) Negative (x ¼ 0)
1st
0:1240 DLe
0:1170 DLe
2 2
AF 1þ0:1052 DL e s AF 1þ0:0997 DL e s
2nd 3
0:1240 DLe þ0:0012 L 2 s
3
0:1170 DLe þ0:0010 L 2 s
D
e D
e
2 4 2 4
AF 1þ0:1148 DL e sþ0:0012 L 3 s2 AF 1þ0:1086 DL e sþ0:0011 L 3 s2
D D
e e
I Rp Rn
η
_ _
s
+ Up + Un
I ( s)
+
R0
s
Cp Cn Voc
I
2 RT I ( s) − φe V
+ − − − + + +
Ce F A k− k sep k+
Rf
Vf _
Fig. 3. Block diagram of the electrochemical model. Fig. 4. Schematic diagram of the ECM.
26 X. Zhang et al. / Journal of Power Sources 345 (2017) 21e29
4. Simulation results
Fig. 6. Cell voltage comparison for simulation: a) Case I, b) Case II, c) Case III, d) Case IV.
28 X. Zhang et al. / Journal of Power Sources 345 (2017) 21e29
Fig. 7. Cell voltage comparison for experiments: a) Case I, b) Case II, c) Case III.
6. Conclusions properties, since it has lower error compared to ECM with RLS and
provides a precise methodology to describe and analyze the
In this paper, a novel battery model is presented combining the microscopic changes of the battery during charging and discharg-
ECM transfer function format and electrochemical properties for ing processes. This model combines the electrochemical properties
equivalent electrical parameter identification and update. This and equivalent circuit to study lithium-ion battery performance in
model contains several parts whose simplification and classifica- different conditions, which better reflects the battery interior
tion are obtained on basis of mathematical schemes including the mechanism. Moreover the proposed model as an alternative of
Laplace transform, inverse Laplace transform and Pade approxi- previous models provides a possibility to improve BMS perfor-
mation. The final transfer function with the battery voltage vs mance in some extent.
different current inputs is achieved for comparability with that of
an ECM. Then the ECM capacitances and resistances are achieved
based on the electrochemical parameters, and the ECM precision is References
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