M.10 Process and Interpret Data
M.10 Process and Interpret Data
NOMINAL DURATION:
MODULE DESCRIPTION: This module describes the ability to retrieve data, evaluate formulae and
perform scientific calculations, present and interpret information
in tables and graphs and keep accurate records. The unit requires
personnel to solve problems of limited complexity where the
information may be less obvious, but not contradictory, and can
be determined by direct reasoning.
LEARNING OUTCOMES
MODULE CONTENTS
LEARNING METHODS
Lecture
Group discussion
Demonstration
Practical exercise
Cooperative training
MODULE ASSESSMENT
Assessment Methods
Practical work
Assignment
Quiz/tests
Written test(Exam)
. Oral questions
Assessment Criteria
LO1. Retrieve and check data
1.1 Stored and retrieved data using appropriate files and/or application software.
1.2 Quality of data is verified using enterprise procedures.
1.3 Rectified errors in data using enterprise procedures
4.1 Significant features of graphs, such as maximum and minimum values, and limit lines are
interpreted.
4.2 trends recognize & reported in data.
B. electronic method
computer
hard disks
flashes
Advantages
holds large amount of data
easy to search specific file/ data
stays for long time
Disadvantages
the entire data may be deleted when the computer infected by virus
cost enough to purchase
Surveys
Experiments: direct observation
External sources (e.g. published Reports, Research Papers)
B. STATISTICAL METHOD
Refers to a body of methods that are used for collecting, organizing, analyzing and
interpreting numerical data for understanding a phenomenon or making wise decisions.
This means of statistics is the one which refers to the study of statistics as a science.
It is a Scientific method which helps us to know better way the object under study
Two types
1. Descriptive statistics
- Includes summarizing, organizing and condensing set of data in to figures
numbers and tables
- It helps set of data to condense variable in to more measurable, simple and
more understood form
2. Inferential statistics
- Tries to answer about the general nature of all things using measurable,
simple and more understood picture and terms
- It estimates characteristics of the whole based on characteristics of apart
- It takes small sample size to determine the whole population
- Branch of modern statistics that is most relevant to public health and clinical
medicine.
- Deals with techniques of making conclusions about the population
- These are the types of statistics most commonly found in research
publication.
Statistical methods are used for research process, as such, descriptive and inferential
statistics helps us for decision making both deductively and inductively
1. Deductive reasoning
- Puts facts from general to specific idea
E.g.1 HIV AIDS is a pandemic disease
What are the factors causes HIV/AIDS?
- Sexual intercourse, stick needle injury, transplacental.
E.g2 cholesterol level was reported as to be 250 mg/dl
Patients may ask what my chance of attacking heart disease is.
So that specific questions may be asked like Age, sex, and family history
2. Inductive reasoning
- Puts facts from specific to general idea
- Most common type of reasoning for health related cases
E.g. side effect of new drug for patients with particular disease
-do the side effect occurs in males and female equally
-are younger patient more likely to exhibit side effects
-are side effects are uniform from patient to patient
Inductive reasoning is achieved using scientific method which involves
1. Questioning - states the question to be researched
2. Observing – collecting, organizing, and interpreting available data
3. Formulating hypothesis – creating pleasable answer to the research
question
4. Designing the experiment – testing the hypothesis
5. Conducting the experiment – observing the outcome of the experiment
RATIONALE OF STUDYING STATISTICS
In medical/ clinical medicine statistical methods are used:
To determine the accuracy of measurements
To compare measurement techniques
To asses diagnostic tests, to determine normal vales.
To estimate prognosis and to monitor patients
BIOSTATISTICS/ HEALTH STATISTICS
When the different statistical methods are applied in biological, medical and public health
data, they constitute the discipline of biostatistics. It is an application of statistical method
to biological phenomena.
AIMS OF BIOSTATISTICS: IS concerned with three-fold purpose
To generate the statistical data through experimental investigation and sample
surveys
to organize and represent the data in suitable tables, diagrams, charts
To draw valid inferences from the data collected put forth definite interpretations or
predict the future outcomes from the data.
LIMITATION OF STATISTICS
It deals with only those subjects of inquiry that are capable of being quantitatively
measured and numerically expressed.
It deals on aggregates of facts and no importance is attached to individual items-
Suited only if their group characteristics are desired to be studied.
Statistical data are only approximately and not mathematically correct.
DEFINITION OF COMMON STATISTICAL TERMS
1. Variables
It is the characteristic that takes different values in different persons, places or things. E.g.
height, weight, blood pressure etc.
1.1 Qualitative variables
- Magnitude is absent or implicit
- Measurement made on qualitative variables convey information regarding attribute
E.g. Blood type, marital status, sex
1.2- Quantitative variables
- Variable that has magnitude
- Can be measured on a scale in some appropriate units
Quantitative variable may be further characterized as
a. Numerical Discrete
Numerically Discrete (Discrete random variable)
It can only have a finite number of values in any given interval.
Characterized by gaps or interruptions in the values that can assume.
That is the measurements are in integers.
b. Numerically Continuous (Continuous random Variable)
It can have an infinite number of possible values in any given interval.
Doesn’t possess the gaps or interruptions characteristic of a discrete random
variable
measurements are resulting from the process of measuring rather than counting
In continuous data the measurement is capable of being subdivided into smaller and
smaller units.
Is with the greatest degree of quantification. Each observation theoretically falls
somewhere along a continuum.
2. Data: It is a set of facts expressed in quantitative form.
SCALES OF MEASUREMENT
Measurement – the assignment of numbers to objects or events according to a set of rules
Measuring scales are different according to the degree of precision involved.
Basically there are 4 types of measurement of scale (Data)
1. Nominal Scale
2. Ordinal scale
3. Interval scale and
4. Ratio scale
1. Nominal scale(data)
Classifies data in to mutually exclusive categories in which no order or rank can be
imposed on the data
Reflects classification of characteristics, but the characteristics do not indicate any
mathematical or qualitative difference
It is measurement in which names, labels, or symbols are assigned to each
Measurement to one of a limited number of categories that cannot be ordered.
We cannot infer any qualitative difference.
Are discrete types of data?
Is the lowest measurement scale e.g. b/d group, eye color, religion, sex, marital
status
A good example (involving numbers) is classifying people by ethnicity.
Two types of nominal scale/data
1. Dichotomous nominal scale
# contains only two categories
# is always mutually exclusive
#are an either- or category E.g. male/ female, boys/girls, smokers/nonsmokers etc..
2. Multichotomous nominal scale
# contains more than two categories
# is always mutually exclusive
# is an either- or category
E.g. -Marital status (single, married, divorced, widowed)
-Religion (orthodox, Muslim catholic, protestant)
-types of disease (malaria, tuberculosis, intestinal parasite, typhoid)
2- Ordinal scale (data)
Classifies data into categories that can be ranked
Are data which can have meaningful inequality?
Assigns each measurement to one of a limited number of categories that are ranked
in terms of a graded order
The spaces or intervals between the categories are not necessarily equal.
E.g. patient status, intelligence of children, socioeconomic status
Satisfaction level (categories may be very satisfied, moderately satisfied, unsatisfied
In the above situation (example), we only know that the data are ordered
3-Interval scale
Assigns each measurement to one of an unlimited number of categories that are
equally spaced
The distance between any two measurements is known
It has no true zero point.
The point of comparison is the arbitrarily chosen “zero degree”
Unlike the nominal and ordinal scales is truly quantitative scale.
Example: temperature measured on Celsius or Fahrenheit
4-Ratio scale
Measurement begins at a true zero point and the scale has equal space.
Characterized by the fact that equality of ratios as well as equality of intervals may
be determined.
Highest level of measurement
Example: height, weight, blood pressure
In both interval and ratio scales, the distance between any two numbers on the scale
are known and are of equal size
Both interval and ratio scale (data) involve measurement.
DATA COLLECTION METHODS
There are various techniques of data collection methods
1. Observation
2. Documentary sources
3. Questionnaire
3.1 Self-administered
3.2 Mailed
4. Interview
4.1 Face to face
4.2 Telephone
1. Observation
Involves systematically, selecting, watching and recording behaviors of people or other
phenomena for the purpose of getting specified information.
Includes all methods from simple visual observations to the use of high level machines, and
measurements, sophisticated equipment or facilities.
Outlining the guidelines for the observations prior to actual data collection is very useful
Advantages
Gives relatively more accurate data on behavior and activities
Reduces the chance of incorrect data being recorded
Disadvantages
Investigators or observer’s own biases, desires etc.
Need more resources and skilled human power during the use of high level machines.
2. Use of documentary sources
Clinical and other Personal records, death certificates, published mortality statistics,
census, publication etc.
Advantages
Is less time consuming and relatively has low cost.
Disadvantages
Incompleteness of data.
3. Questionnaire
Usually used and most useful means of collecting data in community survey and research.
The Quality of information Depends up on
-The quality of your questionnaire and
-Type of your respondents
A questionnaire can be
1. Self administered questionnaires
2. Mailed questionnaires
1. Self Administered questionnaires.
-Is simpler and cheaper
-Can be administered to many respondents simultaneously
-Demand a certain level of education and skill on part of the respondents.
2. Mailed questionnaire
The questionnaires are sent by post to the informants/responses together with a polite
covering letter.
People of a low socio-economic status are less likely to respond to a mailed questionnaire.
The main Problems with postal questionnaire are that response rates tend to be relatively
low
There may be under representation by less literate subjects.
Interview questionnaire
Questions are asked and recorded by interviewers /enumerators.
They can be either face to face or telephone interviews
Advantages
Give an opportunity to know the people /respondents on a personal basis. I.e.
observations can be made.
The information obtained is likely to be more accurate
Can be adopted even in the case where the informants are illiterate
Reduces the problem of non-response
Allows for clarification and an interviewer can remove the misinterpretation
Disadvantage
Sometimes, the presence of interviewer hampers/make movement or progress
difficult the response when some sensitive questions are asked
Skilled interviewer requires experience and training
More time is required
It is costly when the number of peoples to be interviewed is large and they are
spread over wide area
Types of questions
1. Open ended questions
-Respondent is free to use his /her own words to reply
-Respondent is not given any possible answers to choose from
-Are useful to obtain detail information about Facts with which the researcher is not very
familiar with Opinions, attitudes, and suggestions of informants
E.g. “what would you do if you noticed that your daughter (school) girl had a relationship
with a teacher “.
2. Closed questions
In these types, the respondent is provided with some fixed answers and is asked to choose
one out of a list of possible answers.
When designing closed questions one should try to
- Offer a list of option Keep the numbers of options as few as possible.
- Are useful if range of possible responses is known
- Saves Time
- Used to get respondents expression or opinion by choosing rating points on a scale.
Requirements of questions
1. Must have face Validity.
The way in which questions are worded can make or break a questionnaire.
Questions must be phrased in language that’s believed the respondent will understand, and
that all respondents will understand in the same way (unambiguous)
Each question should contain only one idea, “Double barreled” questions are difficult to
answer, and to interpret.
The question should not make unnecessary assumptions about the respondent.
E.g. what is your Present occupation? Assumes that the respondent has an actual
occupation and would not applicable to those unemployed.
Therefore: in this circumstance the “filter” or skip pattern in the Preparation of a
questionnaire is used. In these types of questions there are at least two parts.
The first part determines whether or not the respondent qualifies for further investigation,
while the second part will give more detailed information about those who qualify.
E.g. Question1
Do you have an occupation?
a. Yes
b. No (if no skip to Q.2)
If yes: What is /was your occupation?
2. Must not be offensive
It is wise to avoid questions that may offend (hurt some body’s feeling) the respondent
/e.g. intimate matters/
3. Should be fair.
Questions should not be phrased in a way that suggests a specific answer (leading) should
not be loaded.
Short questions are generally regarded as preferable to long ones.
4. Sensitive questions should be pose as late as possible
Though if may not be possible to avoid asking sensitive questions that may offend
respondents, they must be asked carefully and wisely and should be asked as late as
possible
STEPS IN DESIGING a QUESTIONNAIRE
Designing a good questionnaire always takes several drafts
STEP 1- Content
In the first draft, we should concentrate on the contents.
Consider your objectives and variables as a starting point
Decide what questions will be needed to measure or to define your variables and reach
your objectives.
Step 2- Formulating questions
In the 2nd draft, look critically at the information.
Formulate one or more questions that will provide the information needed for each
variable.
Questions should be specific and precise enough that different respondents do not
interpret them differently.
Cheek whether each question measures one thing at a time.
Avoid leading of questions.
Step 3- Sequencing of questions.
Design your interview schedule or questionnaire to be “consumer friendly”
To Ensure this:
The sequence of questions must be logical for the respondent.
Start with an interesting but non-controversial questions/preferably open/ that are
directly related to the subject of the study.
Use simple everyday Language.
Step 4- Formatting the questionnaire
When formatting a questionnaire, each questionnaire should have:-
Heading: Space to insert number, date of location of the interview.
It could be added the name of the interviewer to facilitate quality control.
Questions belonging together should appear together visually.
Sufficient space should be provided for answers to open-ended questions.
Step 5 translation
The questionnaire has to be translated to standardize the way questions will be asked.
And again retranslated it in to the original language for comparison.
Step 6- Pre-testing of the questionnaire.
Once the questionnaire has been assembled, it should be tried out with people similar to
those to whom it is to be administered, i.e. it should be administered to the people not
included in the sample.
Classification of method of data collection
Primary data
Secondary data
1. Primary data
Are collected from the items or individual respondents directly for the purpose of certain
study
- Are original in character
- Are more reliable and accurate
- Are 1st hand information
Advantages
- More reliable than secondary data
- More accurate than secondary data
Disadvantages
- are cost than secondary data
- More time consuming than secondary data
2. Secondary data
- Have been collected by certain people or agency and statistically treated
- Can be obtained from journals, reports, government publication, and other publications.
- are second hand information
Advantages
Are less expensive to collect both in money and time.
Disadvantages
Less accurate and reliable than primary data
In general the choice of methods of data collection is based on
Largely on the accuracy of the information they yield
The need for personnel, Skills, equipment etc
The urgency with which results are needed.
The acceptability of the Procedures to the subjects
The Probability that the method will provide a good coverage
The investigator’s familiarity with a study Procedure.
Common Problem in collecting data might include
Language barrier
Lack of adequate time
Expensiveness
Inadequately trained and experienced staff
Cultural Problem (norms /values/.)
Lo2.Calculate simple scientific quantities
METHODS OF DATA ORGANIZATION
Collected data need to be organized in such a way as to condense the information
they contain in a way that will show patterns of variation clearly.
Condensation can be done by grouping the data according to their similarity or
affinity
1. ORDERED ARRAY
- Serial arrangement of numerical data in an ascending or descending order.
- a first step in organizing data
- Enables one to determine quickly the value of the smallest measurement, the value
of the largest measurement,
- Other facts about the arranged data that might be needed in hurry.
- Enables us to know the range over which the items are spread and will also get an
idea of their general distribution.
- An appropriate way of Presentation when the data are small in size (usually less
than20)
E.g. A demographer, interested in the number of children a family may have, took a sample
of 30 families and obtained the following observation. Number of children in 30 families
4 2 4 3 2 8
3 4 4 2 2 8
5 3 4 5 4 5
4 3 5 2 7 3
3 6 7 3 8 4
Non- numerical information
can also be represented in a frequency distribution.
E.g. marital status of 60 adults
marital status Number of adults
Single 25
Married 20
Divorced 8
Widowed 7
Total 60
2. Frequency Distributions
Frequency is the number of times a certain value of the variables is repeated in the given
data.
A summarized presentation of the number of observation of the values of a variable
arranged to their magnitude either individually in the case of discrete variable or in classes
in the case of continuous variable.
Frequency distribution has two parts
The values of the variable
The number of observations (frequency) corresponding to the values of the
variable on the other hand.
Frequency distributions are tabular representations of a quantitatively classified data.
Frequency distributions are either discrete or continuous according to whether the
variable is discrete or continuous.
A table which involves a listing of all observed values of the variable being studied and how
many times each value is observed.
For data to be more early appreciated and to draw quick comparisons it is often useful to
arrange the data in the form of a table, or in one of a number of D/t graphical forms.
Example: Frequency Distribution of weight (in ounces) of malignant tumors removes From
the Abdomen of 57 subjects
10 5 5 0.0877
20 19 24 0.3333
30 10 34 0.1754
40 13 47 0.2281
50 4 51 0.0702
60 4 55 0.0702
70 2 57 0.0352
57 1.000
n
∑
i= 1
Indicates the sum is to begin with i=1 and increment by one up to and including the last
observation n.
The mean may be considered as the balance point, or fulcrum, in a distribution of
observations. It considers the magnitude of each observation and is the point that balances
the positive and negative deviations from the fulcrum.
Characteristics of the mean
Uniqueness
Simplicity
Sensitivity to extreme values
ADVANTAGE OF MEAN
it is easy to calculate and understand ( simplicity)
It is most amenable to algebraic (mathematical) treatment.
DISADVANTAGES OF MEAN
Sometimes it is influenced by abnormal values in the distribution i.e. large values
may influence the mean and may distort it so that it no longer is representative of
the typical values of a distribution.
Sometimes it may even look ridiculous (amazing). E.g. the average No of children
per woman may be reported as 6.2 which never occur in reality.
2. THE MEDIAN
Is the observation that divides the distribution in to equal parts
doesn’t depend upon the sum total and the number of observations
To obtain the median, the observations should be arranged in an array (a list ranked
according to size).
Is unique, as is true with me the mean, there is only one median for a given set of
data.
Is that value which divides the set in to two equal parts such that the number of
values equal to or greater than the median is equal to the number of values equal to
less the median
Is the middle most value.
For an even number of observations, the median is the average of the two middle
most values.
ADVANTAGE OF MEDIAN
Is easy to calculate
is not drastically affected by extreme (abnormal) values as is the mean
The median is more nearer to the reality and more representative than the mean.
DISADVANTAGE OF MEDIAN
It is determined mainly by the middle points in a sample and is less sensitive to the
actual numerical values of the remaining data points
THE MODE
Is the observation that occurs most frequently
If all the values are different, there is no mode; on the other hand, a set of values
may have more than one mode.
May be used for describing qualitative data.
Advantages
It is easy to understand and
is not affected by extreme (abnormal) values
Disadvantages
The exact location is often uncertain and often is not clearly defined. Therefore
mode is not frequently used in medical statistics.
it is even less amenable (responsive) to mathematical treatment than the median
CHOOSING A MEASURE OF CENTRAL TENDENCY
The arithmetic mean is by far the most commonly used because knowing the mean of a
distribution permits one to compare different frequency distributions. I.e. for the purpose
of statistical analysis and inference mean is more likely to be used since it is more
amenable for mathematically manipulations.
Median is preferred when the data have the possibility of extreme values.
Mode is probably most useful when describing the qualitative data
Generally, modes are used for nominal scores, medians for ordinal scores and For the
interval and ratio scale all the 3 measures of central tendency (mean, median, and mode)
can be used
Respiratory system 30 30 60
Digestive system 8 10 18
Others 20 20 40
Types of tables
Based on the Purpose for W/h the table is designed and the complexity of the relationship,
a table could be either of simple frequency table or cross tabulation.
1. One-way table
Is used when the individual observations involve only a single variable.
The denominators for the Percentages are the sum of all observed frequencies.
Example: Table1 satisfaction level of students of Central Medical College up on their
hospital apparent ship, Addis Ababa feb, 1998 E.C
Satisfaction level Number Percentage (%)
Sources ……..
2. Two way table
- Is used to obtain the frequency Distribution of one variable by the subset of anther
variable.
- Shows two characteristics and is formed when either the caption or the stub is divided in
to two more parts
Satisfaction level
No % No %
35 35 65 65 100&
Sources ------
Satisfied Not
satisfied
Female 20 ( ) 30 ( ) 50 ( )
Year II Male 20 ( ) 26 ( ) 46 ( )
Female 2( ) 8( ) 10 ( )
Female 13 ( ) 18 ( ) ` 31 ( )
Year IV Male 28 ( ) 25 ( ) 53 ( )
Female 22 ( ) 5( ) 27 ( )
Population
2. Pie- chart
Useful for qualitative or quantitative discrete data
Shows the relative frequency for each category by dividing a circle in to sectors, the angle
of which is proportional to the relative frequency.
Steps to construct a pie-chart
Construct a frequency table
Change the frequency in to percentage (p)
Change the percentages in to degrees
Where Degree= percentage X360
Draw a circle and divided it accordingly
Example: Pie Chart
Minimum Standards
The provider has policies and procedures for handling information about clients,
including confidentiality and data protection
Record keeping systems are maintained and regularly monitored
Staff are trained in the operation of recording systems and understand the scope of
their authority to access information
Staff understand and work in line with the requirements of the Data Protection Act
Clients are aware of their rights to access information and are enabled to exercise
these rights
There are policies and procedures for sharing information with external agencies
and clients are made aware of this on admission.
Records are written in a clear, concise and impartial manner and are dated and
signed by the author
Statistical data is made available to inform development of local homelessness
strategy
Increasingly, recording statistical information about your clients and services is necessary
to satisfy funders and to demonstrate equality of access and non-discriminatory practice.
Remember that although it can seem onerous, recording such information need not be time
consuming and may provide information to back up your funding bids and demonstrate
outcomes.
The systems employed and what information is recorded varies between organizations.
The present trend, however, is towards local co-ordination of recording, for example
common needs assessment, common referral forms, etc.
There are a number of legal and good practice considerations in relation to record keeping.
Therefore the collection and storage of this information needs careful planning, training,
implementation and monitoring.
This section specifically addresses clients’ records. Good practice on records relating to
staffing, finance or other matters can be found in publications such as NCVO guides and
Housing Corporation regulations.
These records are usually combined to form a ‘client file’. Some services have
revolutionized the system of the client or client file by allowing people to look after their
own file. In day centers this system is probably best administered where the worker takes
copies for a central 'staff' file, but this is with the consent and sign off of the client. This
system is felt to be empowering to the clients, and encourage real partnership working on
keywork/support plans.
It is common for larger providers to make use of electronic means of storing data. This
allows information about client to be available across several projects and prevents the
need to duplicate information gathering as the client moves on. These systems also allow
for statistical analysis of data concerning past and present client, which can be useful, for
example, in identifying trends around changing profile of clients and their needs. Even
smaller providers could use computers to develop basic databases of information and to
generate statistics.
As well as client’s records, other records need to be kept of daily operations in:
There are many different approaches to confidentiality within the sector and there remains
some confusion about confidentiality. Clients and staff need to be clear about the limits to
confidentiality. In other words, under what circumstances staff will pass information to
others without the expressed permission of the client.
Organizations collect and hold a lot of information about clients in order to provide
effective support. Much of this information will be of a sensitive and personal nature. It is
therefore not surprising that some clients feel very uneasy about disclosing information.
They will only be reassured if they are confident that the information will be treated
confidentially.
Unfortunately, there is scope for misunderstanding between staff and clients over what
confidentiality means and the limits to it.
It is important, therefore, that all service providers have a confidentiality policy that
addresses:
Confidentiality generally means information is kept within the project. This means that
information given to one member of staff may be shared with other members of staff.
Where the provider has several projects, the policy may state that confidentiality is within
the organization.
The policy should set out under what conditions staff will share information outside the
organization without the consent of the client. This may involve situations where not
divulging information will create serious risk to the client or someone else, or where the
provider is obliged to divulge the information by law to the police or other agency.
Providers should be proactive in working with the local police to ensure mutual
understanding about confidentiality and legal requirements. Clients should be aware of
how information will be disclosed to the police.
The policy should be clear on staff responsibility around handling personal information to
keeping records up-to-date. For example, staff need to be mindful of the environment in
which they are collecting, receiving or viewing sensitive information. Letters, records, and
files (both paper and electronic) should not be written or left where people without
authority can see them. Confidential telephone calls should be conducted in private.
Access to records: The organization’s procedures should make clear who should
have access to each type of record. The main principle is that clients have a right to see
everything recorded about them. However, not every member of staff will need to have
access to every piece of information.
are aware that clients have a right to access the information about them
Enable clients to exercise this right.
Each organization should have a procedure for enabling clients to view their records.
Access to records is a fundamental right and guaranteed by the Data Protection Act. The
procedure should make accessing records as straightforward as possible.
Find out why the client wants to see the records. they may want to see something
specific, such as the record of a particular incident, and not their whole file
make an appointment to meet the client with their records
collate the records, removing all information relating to other people
Present the records to the client and offer to take them through it. when necessary,
explain how the different records are used and be prepared to answer any questions
clients may have
Give copies of the records to the client if requested.
Sometimes a client may disagree with what is written about them, for example when they
believe that is not factually accurate. When appropriate, information should be corrected or
deleted. If there is a disagreement about changes then this should be noted on the file and
the matter referred to a manager for review. If there is no agreement then the client should
be able to use the complaints procedure.
Some records may be difficult to share since they contain a lot of information about other
clients. An example is the log book (sometimes called the ‘day book’). The policy should be
clear about how a client may be able to see information relating to them in the log book.
This may have to involve photocopying the parts with relevant information, blanking out
sections referring to other clients.
Good practice for a log book or day book is to record only non-sensitive information about
individuals in it, but refer the reader to the personal files of the individuals concerned,
where they can find more information.
There are rare occasions when a provider may decide to deny a client access from certain
information in their records when revealing it would create a serious risk to a client, staff
or another person. In such cases, staff make a judgment to deny someone one their
fundamental rights. Such decisions should be:
Recording information in service and access by clients creates challenges for staff and
managers. Staff may be reluctant to record information about a particularly difficult client if
that person can access the file. These issues need to be addressed by management through
team meetings and supervision.
The Data Protection Act:. It sets down requirements for the transmission and use
of data, and the rights of the individual to access and protect information about themselves.
Staff should be aware of the requirements of the Data Protection Act as:
Extra care should be taken when recording information about clients: all information
recorded should be
legible
accurate
indicate the source of the information
in plain, jargon-free English
Generally, providers should only record information based on disclosure by the client
themselves, agreed between staff and the client or from direct observation. Great care
should be exercised in situations of uncertainty. Staff should avoid presenting opinion as
fact. If it is necessary to record an opinion, the entry should be clear that it is an opinion
and whose opinion it is. Information provided by other services or individuals should also
be attributed. All entries should be signed / initialed by the person making the entry and
dated.
Staff should bear in mind that anything they write in files may later be made accessible to
an inquiry or court. They should not write anything they would not be prepared to justify
in these situations.
When a client has been in the project for some time, new or locum staff will find it helpful if
the main points / issues and progress is summarized on a sheet near the front of the file.
Systems and Storage: Service providers use many different systems of record-
keeping, paper and electronic, which are often developed over time drawing on the
experiences of staff.
In this section the records are assumed to belong to the organization. However, in some
projects clients keep their own file, which might include copies of their licence agreement,
needs assessment and resettlement plan. They can then take this with them if they move to
another project, preventing the need to start again from scratch. If client’s have their own
file they should be able to have a secure place to keep it.
Accessible: Systems should be as simple as possible and should be designed with the
user in mind. They should aid the daily operation of the project and the support provided
for clients, as well as the longer-term monitoring requirements of the organization.
Standardizing the collection of information through standard forms or (pro formas) helps
ensuring accessibility, consistency and easy maintenance.
Systems should be periodically evaluated taking into account feedback from all users. Staff
will feel happier about using a system when they have been properly consulted on
designing or improving it.
Training: New staff should be trained in the use of the organization’s records systems,
including:
Sharing Information: Most information that is recorded about clients will be kept
confidential within the project and access only authorized to those who have a need to
know within the staff team. However, there will be occasions when sharing information
with outside agencies is necessary or in the interest of the client. Confidentiality policies
should allow for this, and procedures devised to ensure that the rights of individuals are
upheld.
Clients should give their informed and express consent before information is shared
outside of the project. Informed consent means that the client understands and agrees
what information will be passed on and to whom. They should understand when
information will be shared and the possible consequences.
In certain situations, for example where a client presents a danger to themselves or others,
information may have to be released without their knowledge or consent. This should be
explained at admission and made clear in the house rules or client’s handbook.
In addition, organizations will have arrangements with local police and other organizations
and may disclose information as part of this. Ultimately, files can be legally scrutinized by
law enforcement agencies following the issue of a warrant. Staff and clients should be
aware of when this is appropriate, and the procedures that are followed when this occurs.
In some areas, for example in Birmingham, protocols of information sharing exist in the
network of organizations delivering services to homeless people. These protocols aim to
ensure homeless people receive a good service and do not have to repeatedly face long
interviews giving the same information.
Where these protocols do exist, staff should explain carefully at admission what and how
information will be shared so that the client has some choice in what information he or she
decides to disclose. Where a service is conditional on disclosure of information this also
needs to be clearly stated and the reasons made clear.
If the project is involved in client case conferences involving other agencies, the
organization’s confidentiality policy should cover this and clients should be informed.
Statistical information: Service projects can gather, collate and make available
valuable evidence about the local homelessness situation. Providers should:
ensure their systems are designed to streamline the collection of relevant data
Ensure staffs are aware of the importance of this function.
Staff has a responsibility to ensure that they record statistical information accurately and
consistently.
Information from service will be vital in terms of mapping needs for Supporting People and
homelessness strategies:
Disposal of records: Most organizations will keep records for a period after a client
leaves the project. It is good practice to keep all records for at least two years. Some types
of records may need to be kept for longer under legal specifications, for example records
relevant to financial auditing.
The organization’s policy should outline when and how records are to be destroyed. Even
old records contain sensitive information and steps should be taken to ensure they are not
disposed of carelessly. Whenever possible old records should be shredded.