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Petroleum Refining Design and Applications
Handbook
Volume 4
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Phillip Carmical ([email protected])
Martin Scrivener ([email protected])
100 Cummings Center, Suite 541J
Beverly, MA 01915-6106
Publishers at Scrivener
Scrivener Publishing
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and Applications Handbook
Petroleum Refining Design
A. Kayode Coker
Volume 4
• Pinch Analysis
• Heat Transfer
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This edition first published 2023 by John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA and Scrivener Publishing LLC, 100 Cummings Center,
Suite 541J, Beverly, MA 01915, USA
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Companion Web Page
This multi-volume set includes access to its companion web page, from which can be downloaded useful software,
spreadsheets, and other value-added products related to the books. To access it, follow the instructions below:
1. Go to https://scrivenerpublishing.com/coker_volume_four/
2. Enter your email in the username field
3. Enter “Refining” in the password field
v
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In Loving Memory of
My Parents
Gabriel Shodipo Coker
and
Modupe Ajibike Coker
For their fortitude and kindness in paving the path for being a worthwhile person. Wishing
them the Almighty Father's mercy, grace and blessings, the most wonderful and beautiful
journey in the Luminous Realm of joyful activities in the beyond.
Gratitude to the Elemental and Created beings in higher realms, faithfully fulfilling the Will of
the Almighty father.
“God wills that His Laws working in Creation should be quite familiar to man, so that
he can adjust himself accordingly, and with their help can complete and fulfill his course
through the world more easily and without ignorantly going astray.”
Abd-ru-shin
(In the Light of Truth)
“What is Truth?”
Pilate (John 18, 38)
“Only the truth is simple.”
Sebastian Haffner
“Woe to the people to whom the truth is no longer sacred!”
Friedrich Christoph Schlosser
“Truth does not conform to us, dear son but we have to conform with it.”
Matthias Claudius
“Nothing will give safety except truth. Nothing will give peace except the serious
search for truth.”
Blaise Pascal
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“Truth is the summit of being; justice is the application of it to affairs.”
Ralph Waldo Emerson
“The ideals which have lighted my way, and time after time have given me new courage
to face life cheerfully, have been Kindness, Beauty and Truth.”
Albert Einstein
“Aglow with the Light of the Divine, I surrender my whole attention to the Presence
of Truth that guides my path.”
Michael Bernard Beckwith
“We are the Multi-dimensional Universe becoming aware of Itself. Live in this One
Truth – That God is Real As your very Life!”
Michael Bernard Beckwith
“Truth is a torch, but a tremendous one. That is why we hurry past it, shielding our
eyes, even terrified of getting burnt.”
Johann Wolfgang von Goethe
You will recognise the Truth, and the truth will set you free
John, 8:32
“Truth is the Eternal – Unchangeable! Which never changes in its form, but is as
it has been eternally and will ever remain, as it is now. Which can therefore never
be subjected to any development either, because it has been perfect from the very
beginning. Truth is real, it is ‘being’! Only being is true life. The entire Universe is
“supported” by this Truth!”
Abd-ru-shin
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Truth
To honour God in all things and to perform everything solely to the glory of God
Abd-ru-shin
Awake!
Keep the heart of your thoughts pure, by so doing you will bring peace and be happy.
Therein lies the adamantine command: You must never consciously harm him, either in his body
or in his soul, either in his earthly possessions or in his reputation!
He who does not keep this commandment and acts otherwise, serves not God but the darkness,
to which he gives himself as a tool!
Honour be to God Who only sows Love! Love also in the The Law of the destruction of the darkness!
Abd-ru-shin
Prefacexix
Acknowledgmentsxxii
21 Heat Transfer 1
21.1 Introduction 1
21.1.1 Types of Heat Transfer Equipment Terminology 2
21.2 Details of Exchange Equipment 19
Assembly and Arrangement 19
Construction Codes 19
Thermal Rating Standards 19
Details of Stationary Heads 19
Exchanger Shell Types 20
21.3 Factors Affecting Shell Selection 24
21.3.1 Details of Rear End Heads 25
21.4 Common Combinations of Shell and Tube Heat Exchangers 26
AES 26
BEM 26
AEP 27
CFU 28
AKT 28
AJW 28
Tubes 29
21.5 Bending of Tubing 56
Baffles 56
Tube Side Baffles (TEMA uses Pass Partition Plates) 56
21.6 Shell-Side Baffles and Tube Supports 57
Tie Rods 67
Tubesheets 67
Tube Joints in Tubesheets 69
Seal Strips 72
Example 21.1 Determine Outside Heat Transfer Area of Heat Exchanger Bundle 73
Tubesheets Layouts 73
21.7 Tube Counts in Shells 73
Applications of Tube Pitch Arrangements 93
21.8 Exchanger Surface Area 93
Number of Tubes 93
Exact Distance Between Faces of Tubesheets 94
Net Effective Tube Length 94
Exact Baffle Spacing 94
Impingement Baffle Location 94
Effective Tube Surface 94
x
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Contents xi
Selection 400
Advantages 400
Disadvantages 400
Example 21.20 401
Solution 401
Pressure Drop Calculations 408
Cooling Water Side Pressure Drop 410
Air-Cooled Heat Exchangers 412
Induced Draft 412
Forced Draft 413
General Application 422
Advantages-Air-Cooled Heat Exchangers 422
Disadvantages 423
Bid Evaluation 424
Design Consideration (Continuous Service) 428
Mean Temperature Difference 433
Design Procedure for Approximation 435
Tube Side Fluid Temperature Control 440
Rating Method for Air Cooler Exchangers 441
The Equations 441
The Air Side Pressure Drop, Δpa (in. H2O)447
Example 21.26 448
Solution 448
Operations of Air Cooled Heat Exchangers 448
Monitoring of Air-Cooled Heat Exchangers 450
Boiling and Vaporization 450
Boiling 450
Vaporization 455
Vaporization During Flow 455
Vaporization in Horizontal Shell; Natural Circulation 470
Pool and Nucleate Boiling—General Correlation for Heat Flux and Critical Temperature
Difference472
Example 21.27 474
Solution 475
Reboiler Heat Balance 480
Example 21.28 Reboiler Heat Duty after Kern 480
Solution 481
Kettle Horizontal Reboilers 482
Maximum Bundle Heat Flux 483
Nucleate or Alternate Designs Procedure 489
Kettle Reboiler—Horizontal Shells 490
Horizontal Kettle Reboiler Disengaging Space 491
Kettle Horizontal Reboilers, Alternate Design 491
Boiling: Nucleate Natural Circulation (Thermosyphon) Inside Vertical Tubes or Outside
Horizontal Tubes 493
Gilmour Method Modified 493
Suggested Procedure for Vaporization with Sensible Heat Transfer 496
Procedure for Horizontal Natural Circulation Thermosyphon Reboiler 499
Kern Method 499
Vaporization Inside Vertical Tubes; Natural Thermosyphon Action 499
Fair’s Method 500
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Contents xv
Solution 680
Example 22.4 [Source: Manufacture of cellulose acetate fiber by Robins Smith
(Chemical Process Design and Integration, John Wiley 2007 [34])] 681
Solution 687
22.12 Heat Exchanger Area Targets 693
Example 22.5 (Source: R. Smith, Chemical Process Design, Mc Graw-Hill, 1995 [20]) 695
Solution 696
Example 22.6 703
Solution 703
22.13 HEN Simplification 703
Example 22.7: Test Case 3, TC3 Linnhoff and Hindmarch 703
Solution 704
22.13.1 Heat Load Paths 709
22.14 Number of Shell Target 710
22.14.1 Implications for HEN Design 711
22.15 Capital Cost Targets 712
22.16 Energy Targeting 714
22.16.1 Supertargeting or ∆Tmin Optimization 714
Example 22.8: Cost Targeting 714
Solution 715
Example 22.9: HEN for Maximum Energy Recovery (Warren D. Seider et al. [26]) 722
Solution 722
22.17 Targeting and Design for Constrained Matches 725
22.18 Heat Engines and Heat Pumps for Optimum Integration 726
22.18.1 Appropriate Integration of Heat Engines 729
22.18.2 Appropriate Integration of Heat Pumps 731
22.18.3 Opportunities for Placement of Heat Pumps 731
22.18.4 Appropriate Placement of Compression and Expansion in Heat Recovery Systems 732
22.19 Pressure Drop and Heat Transfer in Process Integration 732
22.20 Total Site Analysis 732
22.21 Applications of Process Integration 736
22.22 Sitewide Integration 741
22.23 Flue Gas Emissions 741
22.24 Pitfalls in Process Integration 744
Glossary of Terms 789
Summary and Heuristics 795
Nomenclature 796
References 796
Bibliography 800
Appendix D 801
Appendix G 877
Appendix H 919
Glossary of Petroleum and Petrochemical Technical Terminologies 927
About the Author 1053
Index1055
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Preface
Petroleum refining is a complex industry that world- With this realignment, and planned refining open-
wide produces more than $10 billion worth of refined ings and capacity expansions in Asia, trade press
products. Improvements in the design and operation reports suggest China will overtake the US as the coun-
of these facilities can deliver large economic value for try with the most refining capacity by the end of 2022.
refiners. Furthermore, economic, regulatory and envi-
ronmental concerns impose significant pressure on
World Economic Situation
refiners to provide safe working conditions and at the
same time optimize the refining process. Refiners have Russia’s war in Ukraine is further expected to advance
considered alternative processing units and feedstocks economic consensus’s expectations for higher price
by investing in new technologies. inflation and slower global GDP growth.
The United States, Europe and countries else-
where in the world are embarking on full electrifica-
On Oil
tion of automobiles within the next couple of decades.
Furthermore, the current pandemic of the coronavi- As solid global oil demands is expected to reach
rus with lock downs in many countries has restricted record highs in 2023 per International U.S. Energy
the movement of people, less use of aviation fuel and Information Administration (EIA), supply challenges
motor gasoline. This has resulted in the barrel of crude have persisted for oil and natural gas production. The
being sold at $42.0 per barrel presenting problems to oil global demand of 98.8 million barrels per day (mb/d)
producers and refiners. The venture of electrification in Q2, 2022 is projected to grow to a record high 102.7
still poses inherent problems of resolving rechargeable mb/d in December 2023 per (EIA).
batteries and fuel cells and providing charging stations Uncertainties: This results in effective Russian pro-
along various highways and routes. Oil and natural-gas duction losses; potential OPEC and US growth.
will for the foreseeable future form an important part US petroleum net exports reached a record high
of everyday life. Their availability has changed the as 94.3%, 7.3% above its 5-year average. Presently US
whole economy of the world by providing basic needs refineries are operating at or near maximum utiliza-
for mankind in the form of fuel, petrochemicals and tion and about 1/3 of recent refining capacity loss is
feedstocks for fertilizer plants and energy for the power due to conversions to biofuels plants (e.g., renewables
sector. fuels and oxygenaged plants (Volume 5 of these vol-
Recently, the prices of Brent crude and WTI have ume series)).
now risen to $113.1 and $109.8 respectively, caused US refiners is a long-cycle business and where refin-
by various factors such as the war between Russia ers could bring more refining capacity on line despite
and Ukraine. Refining capacity is the maximum these challenges, the result could be higher demand
volume of crude oil that refineries can produce in and higher costs for crude oil.
a day. Setting the US as a benchmark for the world, Presently, the world economy runs on oil and natu-
it had 135 operable petroleum refineries and a total ral gas, and the processing of these feedstocks for pro-
of refining capacity of 19 millions barrels per day ducing fuels, and value-added products has become
in 2020 to 128 operable refineries with a total crude an essential activity in modern society. The availabil-
distillation capacity of 17.9 million barrels per day, ity of liquefied natural gas (LNG) has enhanced the
a loss of 1.1 million barrels. In the same period of environment, and recent development in the tech-
time the world lost a total of 3.3 millions barrels of nology of natural gas to liquids (GTL) has further
daily refining capacity, and about 1/3 of these losses improved the availability of fuel to transportation and
occurred in the US. other sectors.
xix
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xx Preface
The complex processing of petroleum refining has simulation software excises, cases studies and a
created a need for environmental, health, and safety Conversion Table.
management procedures and safe work practices. These Chapter 21, “Heat Transfer” provides types of heat
procedures are established to ensure compliance with exchanger equipment terminology, fouling of exchang-
applicable regulations and standards such as hazard ers, and crude oil fouling models, fouling mitigation
communications (PHA, HAZOPS, MoC, and so on), and monitoring, prevention and control of liquid/
emissions, Waste Management (pollution that includes gas side fouling; design and rating of shell and tube
volatile organic compounds (VOC), carbon monox- exchangers; design of double pipe including finned
ide, sulfur oxides (SOx), nitrogen oxides (NOx), par- tube exchangers, plate frame heat exchangers, design
ticulates, ammonia (NH3), hydrogen sulfide (H2S), and techniques for difficult condensing situations and for
toxic organic compounds) and waste minimization. the application of thermosiphon reboilers, design of
These pollutants are often discharged as air emissions, air-coolers, heat tracer requirements for pipeline and
wastewater or solid wastes. Furthermore, concerns heat loss from insulated pipelines, troubleshooting of
over issues such as the depletion of the ozone layer that heat exchangers and case studies of heat exchanger
results in global warming is increasingly having a sig- failures.
nificant impact on earth’s nature and mankind, and car- The chapter provides computer/software programs
bon dioxide (CO2) is known to be the major culprit of for the design/rating of these exchanger types.
global warming. Other emissions such as H2S, NOx, and Chapter 22, “Process Integration (PI)” reviews PI
SOx from petroleum refining have adversely impacted in heat exchanger networks involving a systematic
the environment, and agencies such as Occupational and oriented approach to heating and cooling and
Safety and Health Administration (OSHA), and power generation to process design, and optimization
Environmental Protection Agency (EPA), Health and that exploits the interaction between different units,
Safety Executive (U.K. HSE) have imposed limits on exchangers and utilities in order to employ resources
the emissions of these compounds upon refiners. effectively and minimize costs. The chapter uses the
Flaring has become more complicated and concerns Honeywell UniSim Design software with an Appendix
about its efficiency have been increasing and discussed F that reviews the steps to determine pinch tempera-
by experts. The OSHA, EPA and HSE have imposed ture, cold and hot pinch temperatures, hot and cold
tighter regulations on both safety and emission control, composite curves, grand composite curve, hot and cold
which have resulted in higher levels of involvement in utility requirements. The program further produces
safety, pollution, emissions and so on. graphical outputs of pinch temperatures, hot and cold
Petroleum refining is one of the important sectors of utility requirements at varying ΔTmin.
the world economy, and it’s playing a crucial and piv- The Excel spreadsheet program from Ian C. Kemp's
otal role in industrialization, urbanization, and meet- text has been used to determine the pinch temperature,
ing the basic needs of mankind by supplying energy cold and hot pinch temperatures, hot and cold com-
for industrial and domestic transportation, feedstock posite curves, grand composite curve, hot and cold
for petrochemical products as plastics, polymers, agro- utility requirements. The program further produces
chemicals, paints, and so on. Globally, it processes graphical outputs of pinch temperatures, hot and cold
more materials than any other industry, and with a utility requirements at varying ΔTmin.
projected increase in population to around 8.1 billion Appendix H reviews the failure scenarios of heat
by 2025, increasing demand for fuels, electricity and transfer equipment. Potential safety systems are catego-
various consumer products made from the petrochem- rized as inherently safer/passive, active and procedural
ical route is expected via the petroleum and refining in decreasing order of robustness and reliability. The
process. appendix provides description of these systems thus
Petroleum Refining Design and Applications Hand ensuring the design engineer to take a very broad and
book, Volume Four, is a continuation of the previous vol- holistic approach to complete design, thereby accounting
umes; comprising of two chapters including extensive for the many different, and often competing, objectives
case studies of process safety incidents in the refineries, which the design must accomplish. Safety, environmen-
a revised glossary of petroleum and technical termi- tal impact, loss prevention, health effects, economic and
nology, process data sheets, and Excel spreadsheet pro- business factors, product quality, technical feasibility
grams, computer developed programs, UniSim – Design and many other factors must be considered.
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Preface xxi
Finally, there are case studies of process safety inci- case studies of lessons learned database (LLD). It pro-
dents in this volume, which the author hopes will spur vides major process safety incident vs. root cause map
readers to process safety management, investigating matrix in a quick reference guide (https://lnkd.in/
the root causes and near misses of incidents in the dm3t5VPe) in process safety incidents. Readers are
refinery plants, finding ways in mitigating these inci- advised to view these websites and will find them edu-
dents in the future thereby saving lives of personnel in cational and informative.
the refinery facilities and chemical process industries Finally, the volume provides a glossary of petroleum
worldwide. and technical terminology, process datasheets, and a
The US Chemical Safety and Hazard Investigation conversion table, developed Microsoft Excel spread-
Board (www.csb.gov) has provided case studies of sheet programs and developed programs including
process safety incidents with animations, and recently UniSim design software programs that can be readily
the U.K. Institution of Chemical Engineers (IChemE) accessed from the publisher’s website using a password.
(www.icheme.org) from IChemE Safety and Loss
Prevention Special Interest Group (SIG) has published A. Kayode Coker (www.akctechnology.com)
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Acknowledgments
This project is the culmination of five years of I have been privileged to have met with Phil Carmical,
research, collating relevant materials from organiza- Publisher at Scrivener Publishing Co., some twenty
tions, institutions, companies and publishers, devel- years ago. Phil initiated the well-known Ludwig’s proj-
oping Excel spreadsheet programs and computer ect at the time during his tenure at Gulf Publishing
programs; using Honeywell’s UniSim steady state Co., and Elsevier, respectively. His suggestions in col-
simulation programs and providing the majority of laborating on these important works some seven years
the drawings in the text. ago were timely to the engineering community, as I
Sincere gratitude to Honeywell Process Solutions for hope that these works will be greatly beneficial to this
granting permission to incorporate the use of UniSim community world-wide. I’m deeply grateful to Phil for
Design simulation and many other suites of software agreeing to collaborate with me, his suggestions and
programs in the book. I express my thanks to Dr. Jamie assistance since. I believe that upon completing this
Barber of Honeywell Process Solutions for his friendship aspect of the project that the book will save lives in the
and help over many years of using the UniSim Design refinery industry.
simulation software. I also wish to express my thanks to the Wiley-Scrivener
To Mr. Ahmed Mutawa formerly of SASREF Co., team: Kris Hackerott- Graphics Designer, Bryan Aubrey
Saudi Arabia for developing the Conversion Table pro- – Copy editor, Myrna Ting – Typesetter and her col-
gram for the book. leagues. I am truly grateful for your professionalism,
Many organizations, institutions and companies assistance and help in the production of this volume.
as Gas Processor Suppliers Association (GPSA), USA,
Honeywell Process Solutions, Saudi Aramco Shell Finally,
Refinery Co. (SASREF), Absoft Corporation, USA,
American Institute of Chemical Engineers, The Bow down in humility before the Greatness of God,
Institution of Chemical Engineers, U.K., Chemical whose Love is never-ending, and who sends us his
Engineering magazine by Access Intelligence, USA, help at all times.
Hydrocarbon Processing magazine have readily given He alone is Life and the Power and the Glory for ever
permission for the use of materials and their release and ever.
for publication. I greatly acknowledge and express my
deepest gratitude to these organizations. A. Kayode Coker (www.akctechnology.com)
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21
Heat Transfer
21.1 Introduction
The escalating cost of energy in recent years has resulted in increased attention being given to conservation and
efficient energy management. Other types of technology, for example, energy management and pinch technology
(Chapter 22) have been employed in the energy integration of process plants and of heat exchangers, in particular.
This has resulted in an improved performance of the plants at reduced operation costs. Heat transfer is perhaps the
most important, as well as the most applied process, in refining, gas processing, chemical and petrochemical plants.
The economics of plant operation is controlled by the effectiveness of the use and recovery of heat or cold (refriger-
ation). The service functions of steam, power, refrigeration supply, and the like are dictated by how these services or
utilities are used within the process to produce an efficient conversion and recovery of heat.
Shell and tube heat exchanger types are widely employed and generally, they are custom designed for any capacity
and operating conditions, including from high vacuums to ultra-high pressures over 15,000 psig (100 MPa), from
cryogenics to high temperatures ~ 2000°F (1100°C), and any temperature and pressure differences between the flu-
ids, limited by the materials of construction. They can be designed for special operating conditions: heavy fouling,
highly viscous fluids, erosion, corrosion, toxicity, multicomponent mixtures, vibration, etc. They are the most versa-
tile exchanger types made from a variety of metals (e.g., Admiralty, copper, alloys, monel, nickel, aluminum, carbon/
stainless steel, etc.) and nonmetal materials (e.g., graphite, glass and Teflon) and in various sizes from 1 ft2 (0.1 m2)
to 106 ft2 (105 m2). They are extensively employed as process heat exchangers in petroleum refining, petrochemicals
and chemical industries; as boiler feed water heaters, phase change heat exchangers (e.g., reboilers and condensers),
evaporators, steam generators, and oil coolers in power plants, in some air conditioning and refrigeration applica-
tions; in waste heat recovery applications with heat recovery from liquids and condensing fluids and in environmen-
tal control. The tube side is for corrosive, heavy fouling, scaling, hazardous, high temperature and pressure, and more
expensive fluids, while the shell side is for cleaner, more viscous, lower flow rate, evaporating and condensing fluids.
When a gas or vapor is used as an exchanger fluid, it is typically introduced through the shell side and viscous liquids,
for which the pressure drop for flow through the tubes is high, are introduced on the shell side.
Generally, shell and tube exchanger types are non-compact exchangers, and the heat-transfer area per unit volume ranges
from 15 to 30 ft2/ft3 (50–100 m2/m3). Therefore, they require a considerable amount of space, support structure, capital
and installation costs. As a result, they are often replaced with compact heat exchangers (e.g., plate exchangers, spiral
plate heat exchangers) in those applications where the operating conditions permit it. For the equivalent cost of the shell
and tube exchangers, compact heat exchangers provide high effectiveness and are more efficient in heat (energy) transfer.
A. Kayode Coker. Petroleum Refining Design and Applications Handbook Volume 4, (1–620) © 2023 Scrivener Publishing LLC
1
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2 Petroleum Refining Design and Applications Handbook Volume 4
Although many excellent references [1−14] are available, and the technical literature contains important details of
good heat transfer design principles and good approaches to equipment design, an unknown factor still enters into
every design. This factor is the scale or fouling from the fluids being processed and is wholly dependent on the fluids,
their temperature and velocity, and to a certain extent, the nature of the heat-transfer tube surface and its chemical
composition. Due to the unknown nature of the assumptions, these fouling factors can markedly affect the design
of heat transfer equipment. We shall review this aspect with others such as the pressure drop later in the chapter
as these could have deleterious effects on the performance of heat exchangers resulting in high operating costs of
millions of US dollars per annum. Conventional practice is presented here; however, Kern and Seaton [15] have
proposed thermal concepts that may offer new approaches.
The most popular and reliable software packages for the design or rating of shell and tube heat exchangers are:
• BJAC: USA based company.
• HEI: Heat Exchange Institute, USA
• HTRI: Heat Transfer Research Institute (www.HTRI.net) USA
• HFTS: Heat Transfer Fluid Flow Services (HTFS programs are part of Aspen Technology’s Aspen
Engineering Suite and Honeywell’s UniSim Design Suite).
Generally, the design methods and equations used by these companies and institutes are proprietary and therefore,
are not provided in open literature. Tinker [16, 17] published the first detailed stream analysis method for predicting
shell and tube heat transfer coefficients and pressure drop, and his model has been used as the basis for the proprietary
computer methods developed by these institutes and companies. Tinker’s method is difficult and tedious to apply in
manual calculations. However, it has been simplified by Devore [18, 19], using standard tolerances for commercial
exchangers and only a limited number of baffle cuts. Devore presented nomographs that facilitate the application to
the method in manual calculations. Mueller [20] has further simplified Devore’s method and provides an illustrative
example. Bell [21, 22] provided a semi-analytical method based on research programs carried out on shell and tube
exchangers at the University of Delaware, where his results accounted for the major bypass and leakage streams.
This text provides the designer with a basis for manually checking the expected equations, coefficients, etc., enabling
him/her to accept or reject the computed results. The text provides a basis for completely designing the process
heat transfer equipment, and (except for specialized items such as fired heaters, steam boiler/generators, cryogenic
equipment, and some other process requirements) and sizing (for mechanical dimensions/details, but not for pres-
sure strength) the mechanical hardware that will accomplish this function. Additionally, the text presents research
studies on fouling in shell and tube heat exchangers, and, in particular, to pre-heat trains in the refining of crude oil.
E L
A FIXED TUBESHEET
ONE PASS SHELL LIKE “A” STATIONARY HEAD
CHANNEL
AND REMOVABLE COVER F M
FIXED TUBESHEET
TWO PASS SHELL LIKE “B” STATIONARY HEAD
WITH LONGITUDINAL RAFFLE
B
G N
FIXED TUBESHEET
LIKE “N” STATIONARY HEAD
BONNET (INTEGRAL COVER) SPLIT FLOW
P
H
OUTSIDE PACKED FLOATING HEAD
C
DOUBLE SPLIT FLOW
DIVIDED FLOW
T
N
K
CHANNEL INTEGRAL WITH TUBE-
SHEET AND REMOVABLE COVER
U
KETTLE TYPE REBOILER
U-TUBE BUNDLE
D X
Figure 21.1A Nomenclature for Heat Exchanger Components. Figures 21.1A–G used by permission: Standards of Tubular Exchanger
Manufacturers Association, 7th Ed., © 1988. Tubular Exchanger Manufacturers Association, Inc.
36 4 3 34 5 31 6 34 12 29 7 8 27 28 18 36 32
36
15
16
1 5 34 3 10 35 35 12 34 11 13 17 33
AES
Figure 21.1B Floating head (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
32 2 3 6 32 8 7 37 27 28 14 12 34 2
5 34 12 37 33 6 5
BEM
Figure 21.1C Fixed tubesheet (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
36 4 3 5 34 31 12 34 29 27 28 8 7 32 15 23 24 25 22 36
1 34 5 3 6 10 33 35 35 34 12 15 29 21
AEP
Figure 21.1D Floating head—outside packed (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
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Heat Transfer 5
36 4 3 34 5 31 34 12 8 30 28 27 7 32 9
1 34 5 6 10 12 34 35 35 33
CFU
Figure 21.1E Removable U-bundle (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
8 34 12 39
36 4 3 34 5 31
15 17 36 38
16
1 5 34 3 6 18 34 12 35 27 28 7 35 12 34 39
AKT
Figure 21.1F Kettle reboiler (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
36 34 5 3 10 8 7 28 12 34 27 23 24 26 24 23 15 1 36
4 3 1 6 34 12 35 35 34 12 34 5 3 4
AJW
Figure 21.1G Divided flow-packed tubesheet (© 1988 by Tubular Exchanger Manufacturers Association, Inc.).
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6 Petroleum Refining Design and Applications Handbook Volume 4
Vapor Plus
Liquid Out
Top End
Liquid In
Figure 21.1H Fixed tubesheet, single-tube pass vertical heater or reboiler (used by permission: Engineers & Fabricators, Inc. Houston).
BAFFLE CUT
SECTION “A” . ”A”
Figure 21.1I Floating head, removable type (used by permission: Yuba Heat Transfer Division of Connell Limited Partnership).
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Heat Transfer 7
Figure 21.1J Split-ring removable floating head, four-pass tube-side and two-pass shell side (used by permission: Engineers & Fabricators,
Inc., Houston).
CHANNEL CHANNEL
Figure 21.1K U-tube exchanger (used by permission: Yuba Heat Transfer Division of Connell Limited Partnership).
Figure 21.1L A shell and tube heat exchanger showing an inlet nozzle on the shell-side in preparation for pressure testing.
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Figure 21.1N A shell and tube heat exchanger showing the nozzles on the shell and tube sides and nozzles at the rear end.
Figure 21.1M Reactor effluent vertical shell and tube heat exchangers in series of a hydrocracking unit.
Petroleum Refining Design and Applications Handbook Volume 4
8
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Heat Transfer 9
• Tube bundle—this comprises of the tubes, tubesheets, baffles, and tie rods, etc., which hold the bundle
together.
• Shell—this contains the tube bundle.
The standards of the Tubular Exchanger Manufacturers Association (TEMA) [23, 24] is the only assembly of unfired
mechanical standards, including selected design details and Recommended Good Practice and is used by all reputable
exchanger manufacturers in the U.S. and many manufacturers in other countries who supply U.S. plant equipment.
These standards are developed, assembled, and updated by a technical committee of association members. The stan-
dards are updated and reissued every 10 years. They do not designate or recommend thermal design methods or
practices for specific process applications, but they do outline basic heat transfer fundamentals, and list suggested
fouling factors for a wide variety of fluid or process services.
The three classes of mechanical standards in TEMA are Classes R, C, and B, and they represent varying degrees of
mechanical details for the designated process plant applications’ severity. The scope of standards/code designations
[TEMA-2007, 9th Ed] for mechanical design and fabrication are:
RCB—Includes all classes of construction/design and are identical; shell diameter (inside) not exceeding
100 in. (2540 mm), product of nominal diameter, in. (mm) and design pressure of 100,000 psi (17.5
× 106 kPa) and maximum design pressure of 3000 psi (20,684 kPa). The intention of these parameters
is to limit the maximum shell wall thickness to approximately 3 in. (76 mm), and the maximum stud
diameter to approximately 4 in. (102 mm).
R—Designates severe requirement of petroleum and other related processing applications.
C—Indicates generally moderate requirements of commercial and general process applications.
B—Specifies design and fabrication for chemical process service.
RGP—Recommended Good Practice, includes topics outside the scope of the basic standards.
Note: The petroleum, petrochemical, chemical, and other industrial plants must specify or select the design/
fabrication code designation for their individual application as the standards do not dictate the code designation to
use. Many chemical plants select the most severe designation of Class R rather than Class B primarily because they
prefer a more rugged or husky piece of equipment.
In accordance with the TEMA Standards, the individual vessels must comply with the American Society of Mechanical
Engineers (ASME) Boiler and Pressure Vessel Code, Section VIII, Div. 1, plus process or petroleum plant location
state and area codes. The ASME Code Stamp is required by the TEMA Standards.
Figures 21.1A–G and Table 21.1 from the Standards of Tubular Exchanger Manufacturers Association [23] give the
nomenclature of the basic types of units. Note the nomenclature type designation code letters immediately below
each illustration. These codes are assembled from Table 21.1 and Figures 21.1A–G.
Many exchangers can be designed without all parts; specifically the performance design may not require (a) a float-
ing head and its associated parts, or (b) an impingement baffle but may require a longitudinal shell side baffle (see
Figures 21.1F and 21.1G). It is important to recognize that the components in Figures 21.1B–K are associated with
the basic terminology regardless of the type of unit. Application and selection guides are shown in Table 21.2, Table
21.3, and Figure 21.2. Table 21.4 compares the attributes of these three classes of exchangers in order of decreasing
cost and mechanical performance. Figures 21.1O and 1P show photographs of tube bundles with baffles, and Figure
21.1Q shows a typical shell of a shell and tube heat exchanger.
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Heat Transfer 11
Aluminum 0.35 A.I.S.I. 300 Series S/Steels 1.02 Nickel–Chrome–Iron 1.07 Nickel–Copper 1.12
Titanium 0.58 Aluminum Bronze 1.04 Admiralty 1.09 Copper and Cupro-Nickels 1.14
A.I.S.I. 400 Series S/Steels 0.99 Aluminum Brass 1.06 Nickel 1.13
lb per tube hour
**Liquid Velocity = in. ft per s (sp. Gr. Of water at 60°F = 1.0)
C X sp. gr. of liquid
Used by permission: Standards of the Tubular Exchanger Manufacturers Association, 7th Ed., Table D-7, © 1988. Tubular Exchanger Manufacturers Association, Inc. All rights reserved.
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Heat Transfer 17
Severe No
thermal expansion
stresses
Yes
Are
bellows Yes
allowed?
High
No Is chemical Yes shell side fouling
cleaning possible? factor > 0.00035
W/m2.K
Yes No
High
Yes Is inter-stream Removable tube side fouling Yes
leakage factor > 0.00035
bundle design
allowed? W/m2.K
Fixed
No No tubesheet
Are No
LOW Frequency pressure and temp. Is chemical Yes
of bundle within TEMA cleaning possible?
removal For the W? No
HIGH Yes
Yes No
Figure 21.2 Selection chart for choice of heat exchange configuration (see Figure 21.1 for definition of types). Source: Linnhoff, B. et al.,
User Guide on Process Integration for the effecient of use of energy, IChemE., 1996.
Table 21.4 Comparison of TEMA classes R, C, and B heat exchangers (cost decreases from left to right) [204].
Attribute Class R Class C Class B
Application Generally severe Generally moderate General process service
requirements such as requirements such as
petroleum and related commercial and general
processing applications process applications
Corrosion allowance on 0.125 in. (3.2 mm) 0.0625 in. (1.6 mm) 0.0625 in. (1.6 mm)
carbon steel
Tube diameters, OD ¾, 1, 1¼, 1½, and 2 in. R + ¼, 3/8, ½, and 5/8 in. R +5/8 in.
Tube pitch and minimum 1.25 x tube OD ¼ in. lane R + 3/8 tubes may be R + lane may be 3/16 in. in
cleaning lane located 1.2 × tube OD 12 in. and smaller shells
for 5/8 and ¾ in. tubes
Minimum shell diameter 8 in., tabulated 6 in., tabulated 6 in. tabulated
Longitudinal baffle ¼ in. minimum 1/8 in. alloy, ¼ in. carbon 1/8 in. alloy, ¼ in. carbon
thickness steel steel
(Continued)
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18 Petroleum Refining Design and Applications Handbook Volume 4
Table 21.4 Comparison of TEMA classes R, C, and B heat exchangers (cost decreases from left to right) [204]. (Continued)
Attribute Class R Class C Class B
Floating head cover cross- 1.3 × tube flow area Same as tube flow area Same as tube flow area
over area
Lantern ring construction 375°F maximum 600 psi maximum 375°F maximum
300 psi up to 24 in. diameter 300 psi up to 24 in. diameter
shell shell
150 psi for 25 to 42 in. 150 psi for 25 to 42 in.
75 psi for 43 to 60 in. 75 psi for 43 to 60 in.
Gasket materials Metal jacketed or solid Metal jacketed or solid Metal jacketed or solid
metal for metal for metal for
a) internal floating head a) internal floating head a) internal floating head
cover, b) 300 psi and up b) 300 psi and up
b) 300 psi and up,
c) all hydrocarbons
Peripheral gasket contact Flatness tolerance specified No tolerance specified No tolerance specified
surface
Minimum tubesheet Outside diameter of the 0.75 × tube OD for 1 in. and 0.75 × tube OD for 1 in. and
thickness with expanded tube smaller smaller
tube joints 1/8 in. for 1¼ OD 1/8 in. for 1¼ OD
1 in. for 1½ OD 1 in. for 1½ OD
1.25 in. for 2 OD 1.25 in. for 2 OD
Tube hole grooving Two grooves Above 300 psi design Two grooves
pressure or 350°F design
temperature:2 grooves
Length of expansion Smaller of 2 in. or tubesheet Small of 2 × tube OD or 2 Smaller of 2 in. or tubesheet
thickness in. thickness
Tubesheet pass partition 3/16 in. deep grooves Over 300 psi; 3/16 in. deep Over 300 psi; 3/16 in. deep
grooves required grooves required or grooves required or
other suitable means for other suitable means for
retaining gaskets in place retaining gaskets in place
Pipe tap connections 6000 psi coupling with bar 3000 psi coupling 3000 psi coupling with bar
stock plug stock plug
Pressure gage connections Required in nozzles 2 in. Specified by purchaser Required in nozzles 2 in.
and up and up
Thermometer connections Required in nozzles 4 in. Specified by purchaser Required in nozzles 4 in.
and up and up
Nozzle construction No reference to flanges No reference to flanges All nozzles larger than 1 in.
must be flanged
Minimum bolt size ¾ in. ½ in. recommended; 5/8 in.
smaller bolting may be
used
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Heat Transfer 19
Construction Codes
The American Society of Mechanical Engineers (ASME) Unfired Pressure Vessel Code [26] is accepted by almost all
states as a requirement by law and by most industrial insurance underwriters as a basic guide or requirement for fab-
rication of pressure vessel equipment, which includes some components of heat exchangers. The code does not cover
the rolling-in of tubes into tube-sheets. For steam generation or any equipment having a direct fire as the means of
heating, the ASME Boiler Code [27] applies, and many states and insurance companies require compliance with this.
These classes are explained in the TEMA Standards and in Rubin [28−30].
Fixed tubesheet exchangers: In a fixed tubesheet exchanger, the tubesheet is welded to the shell that results in a sim-
ple and economic construction in which the tube bores can be cleaned either mechanically or chemically. However,
the outside surfaces of the tubes are inaccessible except to chemical cleaning. If large temperature differences occur
between the shell and the tube materials, it may be necessary to incorporate expansion bellows in the shell to elim-
inate excessive stresses caused by the expansion. However, such bellows are often a source of weakness and may
result in failure in operation. In circumstances where the consequences of failure are problematic, U-tube or floating
header units are normally used.
U-tube exchangers: In a U-tube exchanger, any of the front header types may be used and the rear header is nor-
mally a M-type. The U-tubes permit unlimited thermal expansion, the tube bundle can be removed for cleaning, and
small bundle to shell clearances can be achieved. However, since internal cleaning of the tubes by mechanical means
is difficult, it is normal only to use this type where the tube-side fluids are clean.
Floating head exchanger: In this exchanger type, the tubesheet at the rear header end is not welded to the shell but
allowed to move or float. The tubesheet at the front header (tube-side fluid inlet end) is of a larger diameter than the
shell and is sealed in a similar manner to that used in the fixed tubesheet design. The tubesheet at the rear header end
of the shell is of slightly smaller diameter than the shell, allowing the bundle to be pulled through the shell. The use of
a floating head means that thermal expansion can be allowed for, and the tube bundle can be removed for cleaning.
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usiampia ja toivotettavasti vasta hävittää, mitä niistä vielä on
voimassa.
Pyhäjoen Pitäjästä.
Oulaisten kappeli.
Haapajärven kappeli.
Mehiläisen Toimittajalle.
Cn. Sr.
Myrsky.
(Wenäjästä).
Tuuli tuhahti, kiihtyi, väki kohta. Maininki vieri mäkinä, vetelät mäet
muuttuit jyrkiksi alloiksi, ja meri rupesi kohajamaan kuin vesi
suuressa kattilassa ennen kiehumistaan. Aurinko laskisiin tulisiin
pilviin, koko länsi kiehu ikään-kuin veressä, tuttu merkki myrskyksi;
säteihen puotessa hiiluvalle sinille, vierevälle viherjälle, lipai lainet
lasina, palo kuin pilvi salamasta, ja sammu, ja pimeni, ja upposi
survattu toiselta.
—n. —r.
Satuja.
1. Hirvi ja Sarvensa.
2. Karhu ja Jalopeura.
MEHILÄINEN W. 1837.
Kesäkuulta.
Tanssin Synty.
Pyyhyet vihertelivät
Wesasilla vempelillä, 40
Oravat samoelivat
Aisoilla vaahterisilla,
Tetryet kukertelivat
Korjan kirjavan kokalla,
Tanssia taluttaessa, 45
Ilokasta tuotaessa.