Disorder or A New Order How Climate Change Affects
Disorder or A New Order How Climate Change Affects
Title: Disorder or a new order: how climate change affects phenological variability
Working title: Phenological shifts and variability
Authors: Michael Stemkovski1,2, James R. Bell3, Elizabeth R. Ellwood4,5, Brian D. Inouye2,6, Hiromi
Kobori7, Sang Don Lee8, Trevor Lloyd-Evans9, Richard B. Primack10, Barbara Templ11, William D.
Pearse1,12
Institutional affiliations:
1. Department of Biology & Ecology Center, Utah State University, Logan, UT, USA
2. Rocky Mountain Biological Laboratory, Crested Butte, CO, USA
3. Rothamsted Research, West Common, Harpenden, Hertfordshire, UK
4. Natural History Museum of Los Angeles County, Los Angeles, California, USA
5. iDigBio, Florida Museum of Natural History, University of Florida, Gainesville, Florida, USA
6. Department of Biological Science, Florida State University, Tallahassee, FL, USA
7. Tokyo City University, Tamazutsumi, Setagaya, Tokyo, Japan
8. Department of Environmental Science and Engineering, Ewha Womans University, Seoul,
Republic of Korea
9. Manomet Observatory, Manomet, MA, USA
10. Department of Biology, Boston University, Boston, MA, USA
11. data-analysis OG, Vienna, Austria
12. Department of Life Sciences, Imperial College London, Silwood Park Campus, Ascot,
Berkshire, UK
Abstract
Introduction
Shifts in the timing of life-cycle events (phenology) have occurred as a result of changes in
climate, and while there has been a general trend of species in seasonal regions advancing their spring
phenology over the last few decades due to anthropogenic climate warming (Parmesan et al., 2003),
species vary in their phenological responses to inter-annual climatic variation. Species’ phenological
sensitivity varies based on trophic level (Thackeray et al., 2016), and insects are thought to be able to
track climatic cues more closely than other groups of animals and plant (Cohen et al., 2018). Species’
traits can influence phenological sensitivity within many taxonomic groups including plants (Konig et
al., 2018), insects (Diamond et al., 2011), and birds (Butler, 2003). Phenological shifts have been more
pronounced in early season species (CaraDonna et al., 2014; Mulder et al., 2017) occupying colder
regions (Roslin et al., 2021) and higher latitudes (Parmesan, 2007), likely due to the faster pace of
climate change in the upper northern hemisphere (Burrows et al., 2011) and stronger selection for
plasticity (Lindestad et al., 2019) in those areas. Some species have also shown decreases in
phenological sensitivity to temperature variation in warmer years as they reach the limits of their
historical climate conditions, producing non-linear temperature-phenology relationships (Iler et al.,
2013; Mulder et al., 2017). While these complexities alone make it difficult to predict how species’
phenologies will change in the future, it is also unclear whether climate change is making phenology
inherently more or less variable and predictable. Such changes in variability are not just of academic
concern, particularly if they affect the reliability of species’ interactions that drive key ecosystem
services such as pollination for agriculture.
The majority of phenological research has focused on changes in the mean of events such as
onset and peak over time (phenological shifts) or in response to yearly climatic variation (phenological
sensitivity). Some studies have also shown changes in within-season (intra-annual) variance due to
climate change (Zohner et al., 2018), but few have investigated whether, or in what ways, the variance
of phenological events across years (inter-annual) is being affected by climate change. Most studies
have assumed constant inter-annual variance, and some have checked and accounted for
heteroscedasticity in time-series residuals (e.g., Bartomeus et al., 2011; Wadgymar et al., 2018) but
have not made it a focus of study. There is reason to think that inter-annual variance in phenology
might be changing, as there have been recent, geographically heterogeneous changes in inter-annual
temperature variance (Liu et al., 2020). Further, decreased sensitive to temperature variation (Mulder et
al., 2017), chilling requirements in plants (Fu et al., 2015), and physiological development time
requirements between phenophases (Ettinger et al., 2018; Primack, 1987) may produce patterns of
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phenological variance that are different from the variance of their cues. To our knowledge, the studies
that have examined inter-annual phenology variance on a broad scale, using citizen science data (Pearse
et al., 2017) and satellite imagery (Liu et al., 2020), have found increases in variance over time, though
such changes might also be influenced by changes in monitoring schemes or community composition
over time (de Keyzer et al., 2017).
The scarcity of research attention does not reflect a lack of importance, as changes in
phenological variance can have consequences for the temporal synchrony of interacting species. An
increase in phenological variability may hamper the ability of dependent species to track the moving
target of other species’ changing phenology if the species track different climatic cues or have different
sensitivities to the same cues. Variation in phenological overlap affects the strength of interactions
between co-occurring species (Tiusanen et al., 2020), so there might be immediate consequences for
species’ fitness and coexistence. Extreme inter-annual phenological variation in the overlap of
interacting species may even lead to local extirpation (Patterson et al., 2020). While phenological
mismatches resulting in short-term fitness losses may be followed by evolutionary adaptation in
plasticity that corrects the mismatch (Visser et al., 2019), this adaptation may be less likely to occur if
the phenological fitness landscape becomes less predictable (Leung et al., 2020). If environments
become extremely unpredictable, species may even adapt bet-hedging strategies rather than maintain
plasticity (Botero et al., 2015). Beyond predictability, changes in variance can even influence mean
shifts in phenology by interacting with lagged effects of temperature on leaf and flower primordia in
previous years (Mulder et al., 2017). From a cultural standpoint, changes in the phenological mean and
variance affect how possible it is to plan ahead for events such as flowering festivals and autumn leaf-
viewing seasons (Allen et al., 2014).
In the present study, we examine nearly 10,000 time-series datasets of plant, insect, and bird
phenology to determine the general patterns of how climate change is affecting both phenological
means and variance. To do this, we specify four metrics of change (Figure 1): mean change over many
years (mean shift), inter-annual mean changes due to climate variability (mean sensitivity), variance
change over years (variance shift), and inter-annual variance changes due to climate variability
(variance sensitivity). We identify the regional climatic drivers of shifts and sensitivity, the effect of
phenological position (how early in the season a phenophase occurs), and differences among taxonomic
groups. Finally, we examine the influence of functional traits on shifts and sensitivity within groups.
We confirm results from previous studies, that early-season species are on average more sensitive to
temperature variation and that phenology in regions with colder climates is advancing at the greatest
rate. Contrary to previous studies, we do not find evidence of increasingly variable inter-annual spring
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phenology in any taxonomic group, and in fact detect decreases in variability in warmer years in all
groups and a slight overall decrease in variability over time in leaf-out and flowering. We argue that
these patterns indicate that recent climate change in the northern hemisphere is shifting spring earlier
but is not necessarily making it more erratic. This suggests that we might be more able to predict and
prepare for the consequences of ecological rearrangements resulting from climate change.
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Methods
In order to determine how phenological means and variance are shifting over time and how
sensitive they are to inter-annual climate variation, we pooled data from eight long-term monitoring
schemes, calculated four phenology metrics (Figure 1) for individual time-series within these datasets,
and modeled the resulting trends using regional climate and species characteristics. All analyses were
done in R version 3.6.3 (R Core Team, 2020). Data management was done using the R-package
data.table (Dowle et al., 2021), quantile regression was done using quantreg (Koenker, 2021), and data
visualization was aided by visreg (Breheny et al., 2015), rnatualearth (South, 2017), sf (Pebesma,
2021), and cowplot (Wilke, 2020). Scripts to reproduce analysis are available online
(https://github.com/stemkov/pheno_variance) and in the supplementary materials.
Phenology data
We performed a broad search of long-term phenological datasets across terrestrial taxa. We
included datasets with time-series spanning longer than 10 years, extending at least past the year 2000,
and for which measurements were made repeatedly by experts at fixed locations. We included eight
sources: Korean meteorological stations (Ibáñez et al., 2010; Kim et al., 2021), Japanese
meteorological stations (Doi et al., 2008; Ibáñez et al., 2010), the NECTAR network (Cook et al.,
2012), the Rocky Mountain Biological Lab (RMBL; CaraDonna et al., 2014; Inouye, 2008), the
Manomet Observatory bird monitoring station (Lloyd-Evans et al., 2004; Stegman et al., 2017), the
Rothamsted aphid trap network (Bell et al., 2015), the Chronicles of Nature Calendar (Ovaskainen et
al., 2020), and the Pan-European Phenology network (Templ et al., 2018). Further details on these data
sources are provided in Table S7.1.
We focused our analysis on plant leaf-out, the onset of plant flowering, the first appearance of
adult insects, and the first arrival of migratory birds. We refer to these four groups henceforth as
phenophase groups. We used first-observation dates as the measure of phenological onset for most
datasets due to the unavailability of continuous abundance records and in most of the datasets. The
Manomet and RMBL datasets include seasonal abundance time-series, so we were able to more
precisely estimate phenological onset using a Weibull estimator (Pearse et al., 2017). We note that first-
occurrence dates may not reflect shifts in the peak or duration of phenophases (Inouye et al., 2019), but
we did not investigate these due to limitations of the present datasets. We performed systematic quality
assurance and excluded time-series based on the following five conditions that were likely to lead to
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erroneous shift and sensitivity calculations. Of the 15,930 total time-series that we evaluated, we (1)
excluded 10 that contained gaps in observations that made up more than three quarters of the time-
series range. (2) We excluded 30 time-series that were unusable due to ambiguous data recording
schemes in which some phenophases were recorded in January and some in December, but the year
was unclear. (3) 89 time-series were excluded due to potentially unreliable estimates flagged by the
Weibull method implementation, with estimates not matching up to their confidence interval range (see
Smith, 1987). (4) Unresolvable data entry errors were identified in 170 time-series when there were
extreme outliers or discontinuous data clusters that might have been caused by swapping days and
months in data entry. These cases were flagged using model-based clustering (Fraley et al., 2012) with
a conservative model selection threshold of BIC=25, and potential cases of clustering were checked
visually. Lastly (5), 618 time-series with a total range of observations greater than three months were
excluded due to likely aseasonal dynamics. Much of the NECTAR data was removed due to fewer than
10 years of recent observations at most sites. To avoid problems with pseudoreplication due to co-
located or spatially clustered sites in the CNC and PEP datasets, we picked the co-located CNC sites
with the most records, and in the PEP data selected the sites with the most records for each decimal
coordinate rounded to the nearest whole (which is c. 55km apart in Europe). This selection process left
288 of the 354 sites in the CNC data and 360 of the 15,183 locations in the PEP data.
Climate data
We obtained geographically precise historical climate data from the TerraClimate product
(Abatzoglou et al., 2018), which provides monthly maximum temperature estimates at a ~4km
resolution globally from 1958 to 2018. To match this data product, we did not consider data earlier than
1958 or after 2018. To calculate a series of relevant yearly temperatures for each
species/phenophase/site time-series, we identified the median month in which the phenophase occurred
across the entire time-series, and extracted the average maximum temperature in that month across all
years of the time-series. Because these temperature measurements are used to estimate mean and
variance sensitivity (detailed below), we note that extracting the temperature at the median months may
produce conservative estimates compared to approaches characterizing entire climate sensitivity
profiles (Thackeray et al., 2016), though by using a fixed integration period length of one month, we
ensure comparability across datasets (following Keenan et al., 2020). We also note that temperature
sensitivity is often calculated using degree-day models, though a comparison of these models against a
simple linear regression approach similar to what we implemented showed that they provide similar
results (Basler, 2016). We summarized the regional climate of sites with two metrics: seasonality and
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mean temperature. We defined seasonality as the mean annual temperature range (following Cook et
al., 2012) in every year between 1958 and 2018, and mean temperature simply as the mean of monthly
temperatures across all months in all years.
Trait data
We obtained data on plant traits from the BIEN database (Maitner et al., 2018). We limited our
selection of plant traits to those for that we had over 50% coverage and those which we hypothesized
could be influential to leaf or flower phenology (Díaz et al., 2004): whole plant growth form, height,
specific leaf area (SLA), and seed mass. We grouped whole plant growth form into five categories:
trees, shrubs, herbs, grasses, and dependents. Herbs contained plants classified as forbs, ferns,
hemicryptophytes, and geophytes, while dependents contained vines, epiphytes, hemiepiphytes, lianas,
parasites, and other climbing plants. We excluded aquatic plants and cacti. We obtained data on bird
body-mass and diet from the EltonTraits database (Wilman et al., 2014). In order to maximize the
generality of the bird trait analysis and to create groups with comparable representation, we grouped
herbivores, granivores, and frugivores into one “herbivore” group and combined those feeding
primarily on invertebrates, vertebrates, and scavengers into one “carnivore” group. This resulted in
three broad diet groups of herbivores, omnivores, and carnivores. We note that, in addition to these
traits, migration distance may explain trends in bird phenology (Butler, 2003; Miller-Rushing et al.,
2008) but this is not included in the present study due to limited data availability.
absolute residual approach is unbiased at detecting variance shifts (Supplement 1). We also tested for
the effects of potential non-linearity on mean and variance change calculations (Supplement 2).
Analysis of trends
In order to determine the drivers of phenological mean shifts, temperature sensitivity, and
variance changes, we performed several analyses on the estimated rates of shifts. First, we investigated
whether regional climate (long-term seasonality and mean annual temperature) and phenological
position (how early in the season a species’ phenophase typically occurs relative to others at the same
site) predicted the magnitude of shifts, and whether different phenophase groups (leaves, flowers,
insects, and birds) have all shifted similarly. To do this, we constructed four linear mixed effects
models (Bates et al., 2020) with seasonality, mean temperature, phenological position, and phenophase
group as additive fixed effects, and species and sites within datasets as categorical random effects. To
propagate uncertainty of shift estimates due to variable time-series lengths and correlation strength, we
weighted the regressions by the inverse of the standard errors of the μ and σ coefficients. In order to
compare the effects of continuous and categorical predictors and to assess the relative importance of
coefficient estimates, we centered and scaled the predictor variables by 0.5 standard deviations
(Gelman, 2008), and tested for fixed-effect term statistical significance (i.e., coefficients different from
0) using the lmerTest R-package (Kuznetsova et al., 2017).
To determine whether traits played a role in mean or variance shifts, we performed three
secondary analyses on subsets of the flower, leaf, and bird data, each with the same random effects
structure as in the model above. First, we tested whether four plant traits predicted shifts in flower
phenology, with whole plant growth form, height, seed mass, and SLA as additive fixed effects. We
conducted this analysis only for flowering phenology data because we obtained sparse data on leaf
phenology for every growth form except shrubs and trees. In this and all subsequent models, we
estimated a a reference intercept (dependents in the plant traits model, shrubs in the plant phenophase
model, and carnivores in the bird traits model) and compared groups as contrasts from that intercept
because we were interested in whether shifts varied significantly among groups. We then investigated
whether flower and leaf phenology exhibited different shifts and whether there was an interaction with
growth form for a subset of the data from shrubs, trees, and herbs, with growth form and phenophase as
interacting fixed effects. Lastly, we analyzed the effect of body-mass and diet type (herbivore,
omnivore, and carnivore) on phenological trends in birds by modeling the four metrics as functions of
diet type interacting with the loge body-mass of each bird species.
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Results
We analyzed 9,725 time-series with a median length of 36 years, representing 350,889 total
phenological onset observations. The data were comprised of 2,399 leaf-out, 5,377 first flowering, 985
bird arrival, and 964 insect first-occurrence time-series. These data represented 1,048 species across
423 unique sites, with 801 plant, 168 bird, and 79 insect species (Figure 2b). The study sites were
widely distributed across 24 countries in the temperate regions of the Northern Hemisphere and
encompassed a wide climatic range, with mean annual temperature ranging from -1.9°C to 30.8°C, and
the strength of seasonality ranging from a 3.5°C to 54.1°C difference between summer and winter
temperature (Figure 2a).
We observed substantial variability in the strength and direction of mean shifts, mean
sensitivity, variance shifts, and variance sensitivity. Across all phenophase groups, phenology advanced
by 1.63 day/decade (mean shift; t9722 = -39.88, p < 0.001) and phenology was earlier in warmer years by
1.82 days/°C (mean sensitivity; t9722 = -96.5, p < 0.001; Figure 3a). Phenology became less variable in
warmer years at a rate of 0.21 days/°C (variance sensitivity; t9722 = -17.24, p < 0.001; Figure 3b) and
became less variable by 0.24 days/decade overall (variance shift; t9722 = -9.51, p < 0.001). For example,
the variance of bigleaf hydrangea (Hydrangea macrophylla) flowering onset decreased by 0.81 days/°C
on average across 86 sites, that of Norway maple (Acer plantanoides) decreased by 0.6 days/°C across
59 sites, and that of European blueberry (Vaccinium myrtillus) decreased by 1.35 days/decade across 23
sites. The degree of temperature sensitivity significantly predicted the shift in mean phenology over
time (t9721 = 35.344, p < 0.001, R2 = 0.11; Figure 4), with greater sensitivity to temperature resulting in
greater shifts toward earlier phenology over time.
All metrics except for variance shift were predicted significantly by climatic variables and
phenological position (Figure 5 top panel). Early-season species (phenological position) and those in
colder regions advanced their phenology the most over time and in warmer years. Of the continuous
variables, seasonality was the strongest predictor of mean sensitivity and variance sensitivity, with less
seasonal areas showing the greatest effect of warm years on advancing phenology and reducing
variance around that advance. Phenophase group varied in the degree of their means shifts and
sensitivities, with insects advancing more than plants, and birds being the least sensitive (Figure 5
bottom panel). Phenophase groups also varied in the degree to which their phenology decreased in
variance in warmer years, and variance decreased over time in leaves and flowers but not in insects and
birds. The effects of all predictors were less pronounced on variance changes than they were on the
corresponding mean changes. Full model coefficients and statistical results are available in Table S7.1,
and are summarized in Figure 5.
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Shifts in first flowering phenology and variance were not significantly predicted by the growth
form of plants, height, seed mass, or SLA (Figures S4.1 – S4.4). Rates of shift in flower and leaf
phenology also did not differ significantly and did not interact with growth form (Figure S4.5). Neither
diet nor mass predicted phenological shifts or sensitivities in birds (Figure S5.1). Plant trait model
coefficients and statistical results are available in Table S7.2, those for the phenophase model are in
Table S7.3, and those for bird traits are in Table S7.4. All model results are elaborated and visualized in
Supplement 3.
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Discussion
Climate change has not resulted in a uniform shift of spring phenology across all species or all
parts of the world. Phenological responses have varied across trophic levels (Thackeray et al., 2016)
and regional climates (Li et al., 2019; Roslin et al., 2021). Even closely related, co-occurring species
can differ in their phenological responses based on their traits (Diamond et al., 2011; Konig et al.,
2018) and their phenological position in the season (Cook et al., 2012; Menzel et al., 2006). While
numerous factors determine rates of phenological shifts and sensitivity, some trends are general and
predictable. Making predictions based on these patterns is crucial to anticipating phenological
mismatches between interacting species (Renner et al., 2018) and minimizing their negative
consequences on ecosystems through management (Olliff-Yang et al., 2020). Here, we confirm that
even when viewed across major climatic gradients and monitoring programs in the Northern
Hemisphere (Figure 2), there are consistent patterns in which species are most responsive to climate
change. Moreover, we did not find evidence that climate change is making phenology inherently more
variable across years. Rather, we found that the inter-annual phenological variability of plant, insect,
and bird phenophases decreases in warmer years. The timings of leaf-out and flowering onset have
even become modestly but significantly less variable over time, suggesting that the novel, warmer
conditions presented by climate change may increase the predictability of phenology in the future.
Some places have experienced greater changes in phenology than others based on regional
climate differences. Phenology has advanced most rapidly and is most sensitive to inter-annual
temperature variation in colder regions (Figure 5 top panel). Growing seasons are shorter in areas with
colder climates, so plants, insects, and birds must time their activity more precisely to occur within
favorable abiotic conditions (Pau et al., 2011; Roslin et al., 2021). This greater sensitivity in the colder
regions of plant species distributions may lead to more connectivity and gene flow across climate
gradients (Prevéy et al., 2017). In contrast to this pattern, phenology has shifted the least, is the least
sensitive, and is the least inter-annually variable in the most seasonal areas after accounting for
differences in the regional mean climate. In areas where temperatures change relatively little between
winter and summer, species may evolve to be more sensitive to smaller inter-annual temperature
differences and to more precisely track them. Viewed another way, this may simply be a product of the
proportionality of phenological advance relative to temperature changes: 1°C of additional warming
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will have a larger relative effect on phenology in areas where the difference between winter and
summer is just 10°C than in areas where the difference is 50°C.
Inherently different physiology and life-histories among taxonomic groups also determine
phenological sensitivity and shifts. While all phenophase groups advanced their phenology in warmer
years and over time, some were more sensitive than others (Figure 3a), with insects being the most
sensitive to inter-annual temperature variation. This difference supports previous work that has found
insect phenology to be more sensitive than that of plants and perhaps birds (Cohen et al., 2018;
Thackeray et al., 2016). We emphasize, however, that we present less data on insects and birds than on
plant phenophases, and that observed phenological trends of migratory birds are largely dependent on
conditions in the region from which they are traveling, while insects are dependent on the environment
at or closer to where they are active. Despite these differences among groups, there are also
commonalities, with early-season species being the most sensitive and shifting their phenology earlier
(Figure 4), and phenology becoming less variable in warmer years among all groups (Figure 5, bottom
panel). This finding, together with a decrease in variance sensitivity in earlier species (Figure 5, top
panel), supports the idea that species on the edge of their environmental tolerance have evolved to more
precisely track tolerable conditions because plasticity is most consequential on the margins of climatic
niches (Duputié et al., 2015). The consequences of premature leaf-out, for example, are greater in the
early season (Inouye, 2008; Pardee et al., 2018) and species have evolved mechanisms such as chilling
requirements to prevent leafing-out too early (Vitasse et al., 2014).
There are many plausible, potentially conflicting mechanisms that may have led to our
observation of reduced phenological variability in warmer years and over time in leaf-out and flower
timing (Figure 5, bottom panel). First and perhaps most obviously, inter-annual phenological variation
is tied to inter-annual variation in climate. If spring temperatures become more variable between years,
spring phenology should also become more variable. But the expectation of more climatic variability
may not be borne out broadly in observations, as changes in inter-annual climate variance have been
geographically heterogeneous (Liu et al., 2020), and we found an overall slight reduction in inter-
annual temperature variance at the sites represented in this study (Figure S6.5). The observation that
climate change leads to more extreme weather events within seasons does not necessarily mean that we
should expect more extreme years when the overall, mean trends of climate change are accounted for
(Ummenhofer et al., 2017). Another possible explanation, because population size can affect
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phenological first-observation dates (Miller-Rushing et al., 2008), is that decreasing populations result
in later and more variable appearance observations (Figure S6.3). Many insect populations are
declining (Hallmann et al., 2017), and birds that depend on insects are following suite (Bowler et al.,
2019), so these declines might have counteracted decreasing inter-annual climate variability to produce
no observable variance shift in insects and birds over time (Figure 5).
Beyond technical considerations, phenological mean shifts themselves may affect variance
shifts. When spring phenology shifts earlier in the season, species become subject to novel
environmental constraints that may affect the shape of their phenological distributions and
consequently their inter-annual variance. Because the early season presents adverse conditions such as
frost (Inouye, 2008; Pardee et al., 2018) and may increase the dominance of constraining phenological
cues such as photoperiod (Meng et al., 2021), species’ phenological onset can become more abrupt and
less variable year-to-year (Figure S6.4). These sorts of constraints may also be evidenced by nonlinear
phenological responses to temperature, with species being more sensitive in colder years (Fu et al.,
2015; Mulder et al., 2017), and are a plausible explanation for the observed reduction in variance
sensitivity across all groups (Figure 5). In fact, non-linear responses can present themselves with
reductions in variance when data are fit with linear models (Wolkovich et al., 2021), though we still
observed overall negative variance shifts and sensitivity after accounting for potential non-linearity
(Supplement 2). In contrast to observed patterns of decreasing variation over years, phenological
variation among individuals within seasons has been shown to increase in warm years (Zohner et al.,
2018), suggesting that the intra-annual variability of phenology does not directly translate into its inter-
annual variability. Due to these multiple, potentially counteracting mechanisms, it is unclear how
climate change will affect phenological variance going forward, and further studies are needed to
investigate the relative strengths of the above mechanisms.
We have argued that the inter-annual variability of phenology may decrease as climate change
progresses. Although to a lesser degree than phenological mean changes, we found that variability
decreases in warmer years in all phenophase groups and that the variability of flowering and leaf-out
timing has already decreased over time (Figure 5, bottom panel). These findings suggest that, at least in
terms of inter-annual phenological patterns, climate change may not result in ever increasing disorder,
but rather a new, shifted order of species activity. Because the amount of variance around mean
phenological shifts or sensitivities determines the predictability of that mean, we might expect more
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
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predictable phenological patterns in the future. From an ecological standpoint, more predictable
phenologies could have wide-ranging consequences for interacting species. If leaf-out and flowering
phenology continue to become more predictable over time, competitors and mutualists such as
herbivores and pollinators may be more able to match their activity to the availability of plant resources
if they track similar climatic cues. On the other hand, less inter-annual variability in resource
phenology may be detrimental to consumers that are not able to track resource phenology due to
developmental constraints or simply lack of reliable cues. If phenology continues to become less
variable over time, fundamentally different adaptive strategies may be selected for in some species,
with plastic responses becoming more advantageous than bet-hedging in more predictable
environments (Botero et al., 2015). Changes in voltinism and bet-hedging strategies are already
expected to occur as a result of warmer mean temperatures due to climate change (Dyck et al., 2015;
Forrest et al., 2019), and variance shifts may accelerate these changes. If shifts in phenological means
and variance due to climate change outpace species’ plasticity or abilities to adapt their strategies for
phenological synchrony (Richardson et al., 2017), active management such as diversifying genotypes
by relocating individuals (Olliff-Yang et al., 2020) may be needed to avoid the worst consequences of
phenological mismatches for ecosystem services. A potentially positive result of increasingly
predictable phenology could be in aiding climate change adaptation strategies by improving the
precision of ecological forecast models that are designed to inform resource management (Enquist et
al., 2014).
Conclusion
Climate change affects phenology not only by shifting mean event dates due to species’
sensitivity to temperature, but also by changing the variation around those means. In this study, we
found that the inter-annual variation of leaf-out, start of flowering, insect first-occurrence, and bird
first-arrival phenology decreased in warmer years and has decreased over time in some groups. Further,
regional climate and the phenological position of species help predict shifts of phenological mean
shifts, sensitivity of means to temperature, and the sensitivity of variance to temperature. Our findings
suggest that climate change will not necessarily lead to increasingly unpredictable inter-annual
phenology, but may result in more predictable phenological patterns. Multiple conflicting factors
including inter-annual climate variability, population size, environmental constraints, non-linear
temperature responses, and changing intra-annual variability may be shaping phenological variance.
We hope that testing the prevalence and relative importance of these mechanisms will provide avenues
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for further investigation and that future studies of phenology will examine changes both in inter-annual
means and variances.
bioRxiv preprint doi: https://doi.org/10.1101/2021.10.08.463688; this version posted October 9, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
available under aCC-BY-NC-ND 4.0 International license.
Acknowledgments
M.S. was funded by the NSF Graduate Research Fellowship under Grant No. 1745048. WDP and the
Pearse Lab are funded by National Science Foundation grants ABI-1759965, and EF-1802605, and
UKRI/NERC NE/V009710/1. The Rothamsted Insect Survey, a National Capability, is funded by the
Biotechnology and Biological Sciences Research Council under the Core Capability Grant
BBS/E/C/000J0200. Funding information for the data sources are provided in the references under
Phenology data. We thank Amanda Gallinat, Jacob Stuivenvolt-Allen, Elizabeth Wolkovich, and
Jonathan Davies for providing helpful feedback on the analysis and an earlier version of the paper.
Author Contributions
M.S. and W.D.P designed research and performed analysis; J.R.B., E.R.E, B.D.I., H.K., S.D.L, T.L.E.,
R.B.P., and B.T. provided data, data collection methods, and systems expertise; M.S. wrote the paper
with feedback and suggestions from all authors.
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Figure 1. Conceptual demonstration of the four phenology shift and sensitivity metrics.
Phenological mean shift and mean sensitivity (top panels) are defined as the slope of the relationship
between the day of year on which a phenophase was observed and the year or temperature,
respectively, associated with that observation. Shift and sensitivity of variance (bottom panels) are then
computed as the slope of the absolute residuals versus the year/temperature. Teal points represent
yearly data, and orange ones represent data relating to inter-annual temperature variation. Red lines
indicate positive residuals, blue lines represent negative residuals, and dashed lines represent absolute
residuals. The middle, pop-out subfigures highlight the intermediate process of taking the absolute
value of the residuals from the mean regression in the top panels in order to compute variance changes
in the bottom panels. This hypothetical example demonstrates a case in which mean phenology is
shifting earlier (top-left), is earlier in warmer years (top-right), variance is not shifting over time
(bottom-left), but variance is greater in warmer years (bottom-right).
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Figure 3. Phenological onset dates tend to be earlier and less variable in warmer years. The
majority of all phenological groups (90% of flowers, 91% of leaves, 75% of birds, and 87% of insects)
advanced their mean spring phenology in response to increased temperature (panel a). Phenology
became less variable in warmer years, with 60% of time-series overall decreasing in variance (panel b).
Time-series with individual slope estimates not significantly different from zero are shaded with white,
and some of the data are obscured due to overlapping histograms. The plotting range is narrowed
slightly to show the distributions more clearly, so 4 (<0.1%) points are excluded on the left of panel a,
68 points (0.6%) on the left of panel b, and 34 points (0.3%) on the right of panel b.
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
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Figure 4. The mean sensitivity of phenology to temperature variation predicts observed shifts
over time. The phenological position of species relative to others at the same sites (point and contour
color; color legend on the right) is also a strong predictor of temperature sensitivity. Species whose
phenophases occur on average earlier in the spring season (blue points) are more sensitive to
temperature than those close to the middle (pink points) or end (red points) of spring. Most time-series
exhibited both an advance in spring phenology over time and with increased temperature (bottom left),
though some delayed over time but advanced with increased temperature (top left). Relatively few
time-series showed a delay with increased temperature (right). Contour lines are colored by the mean
phenological position of points within 0.5 mean sensitivity units and 0.25 mean shift units around the
contours.
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
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Figure 5. Phenological shifts and sensitivities vary by taxonomic group, regional climate, and the
phenological position of species. Earlier-season species in the coldest and least seasonal areas have
advanced their spring phenology and are the most sensitive to temperature variation in mean and
variance (top panel). All phenophase groups advanced their mean phenology over time and in warmer
years, with insects being the most sensitive (bottom panel). While variance sensitivity decreased in
warmer years for all phenophase groups, variance shifted only in flowers and leaves, decreasing over
time. The standardized effects of each predictor variable on the four phenological response metrics are
grouped together in rows. Orange lines represent sensitivities with respect to yearly temperature
variation, and blue lines represent shifts over time. Mean coefficients are represented with a μ and
variance with a σ. For continuous variables, coefficients are slope parameters, and for categorical
variables, coefficients are contrasts from zero. Asterisks indicate significant effects (p < 0.01), and the
shaded bars represent 2×standard error around the coefficient.