2023 - Schleimer - Architecture DesignOptions For Federated Data Spaces
2023 - Schleimer - Architecture DesignOptions For Federated Data Spaces
URI: https://hdl.handle.net/10125/103078
978-0-9981331-6-4 Page 3643
(CC BY-NC-ND 4.0)
architecture-driven approach, the following research involved in data ecosystems as modeled in Oliveira et
question arises: al.’s (2018) data ecosystem metamodel. Resources
What are the architecture design options contain data sets, systems infrastructure for storage
for federated industrial data spaces? and computing, and data-based software solutions.
These solutions can include reusable assets such as
In response to this question, this study proposes a components and services but also applications to
framework for structured design decisions according produce, provide, or consume data by different actors.
to the systems’ architectural decomposition (Whalen In addition to the business applications that process or
et al., 2012). The design options outline opportunities pre-process data, a set of resources is also required to
to realize sustainability and sovereignty-oriented enable data exchange and related communication
business applications and policies. The framework is between data space participants, which is generally
based on an explorative single case study of an realized via an additional abstraction layer. Figure 1
emerging large-scale data space initiative in the presents a four-layered model (Curry et al., 2019;
industrial sector that tackles sustainability-related use Curry, 2020) that illustrates the position of data
cases. Following Ridder (2017), the study is meant to services in the technology stack. Several not-for-profit
fill gaps in existing theory and therefore relies on a associations have suggested key concepts and roles for
research framework derived from the literature. In this this abstraction layer to support the domain-
paper we outline the design options on the basis of the independent standardization of DSSPs (Nagel &
resources defined in the data ecosystem metamodel Lycklama, 2021). In addition to such a standardized
(Oliveira et al., 2018) and the different layers defined set of services, the specific characteristics of industrial
in the federated architecture literature (Busse et al., data require a particular and flexible design of services
2000; Heimbigner & McLeod, 1985). The initiative and industrial DSSPs. First, the volume and velocity
represents an extreme case, since it (a) consists of of data flows are considerable and presuppose a highly
more than 100 participants from areas such as the scalable data management and integration concept that
automotive, manufacturing, and IT sections, including also considers the implications that different operating
small- and medium-size enterprises (SMEs); (b) systems such as cloud-edge combinations will bring.
enables data-driven use cases to foster sustainable The data is also private and highly protected, in
manufacturing and supply chain resilience; and (c) contrast to, e.g., information available as open data.
commits to leveraging the developments of multiple Manufacturing processes and supply chain networks
data infrastructure initiatives at the same time. also have their own hierarchies that demand easily
adjustable governance capabilities to modify the
2. Background framing conditions of a data sharing collaboration on
a case-by-case basis.
2.1. Data Spaces
Intelligent Applications
Data spaces enable demand-driven and flexible
data integration within and across domains (Curry, Data
2020). In the industrial sector, the term is often Middleware
commonly used to describe an alliance of
organizations that collaborate for data sharing Communication and Sensing
purposes. From a technical viewpoint, the term Figure 1. Framework to enable data ecosystems
describes a particular data integration concept (Curry et al., 2019; Curry, 2020, p. 8)
(Franklin et al., 2005; Halevy et al., 2006) enabled via
a set of enabling services that allow for scalability and
to integrate governance mechanisms (Curry, 2020). 2.2. Federated Architectures
The key characteristics of data spaces are integration
via semantic integration and vocabularies according to DSSPs create a balance between the autonomy of
Linked Data principles, remaining a decentral data the various participants while placing considerable
holding, and enabling nesting and overlaps of data demands on the ability to communicate and negotiate
(Franklin et al., 2005; Halevy et al., 2006). Data spaces between them, at both the technological and
are an enabler for data ecosystems, a term that organizational levels. These fundamental challenges
describes (analogously to biological ecosystems) a set are addressed in DSSPs’ architectural structure, which
of loosely coupled actors that jointly create value from present a federated architecture that connects
data and compete with data and service offerings decentralized databases to a joint data exchange group
(Jacobides et al., 2018). Different resources are
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(Heimbigner & McLeod, 1985). The key concerns of (Kramberg & Heinzl, 2021) that can be private (Castro
federated architectures are autonomy and self- et al., 2021) or public (Beverungen et al., 2022). Some
organization of the involved entities while creating a federated services are realized as shared services,
“‘game field’ with the necessary rules and which are a common management concept for sharing
infrastructure supporting functions so that all of the costs among a collaboration network (Borman &
‘players’ are able to find the data they need” (Duan, Ulbrich, 2011; van Fenema et al., 2014). The key
2009, p. 166). Considering the basic types of network characteristics of federated services, however, are
models, the federated approach represents a their distributed nature, their ability to encompass
hierarchical model in which entities are organized into governance mechanisms, and their hierarchical
multiple layers, as shown in Figure 2. Although the network character, all of which allow for the
other models also offer advantages for distinct use inscription of properties such as standards or policies
cases, the hierarchical model holds benefits as it in a top-down manner. These characteristics mean that
reflects common corporate structures and offers a federated service can also be decentrally realized at
advantages by allowing conglomerates of different the autonomous entities’ location and still be governed
entities to have their own policies and processes; the in a top-down way without being a shared service.
hierarchical model also has a hierarchical control,
Presentation
discovery, and governance structure (Duan, 2009). Global Data Availability
Global
Layer
These demands and structures are also required for
production networks.
Dataspace
Federation
Dataspace
Dataspace
Layer
Dataspace
Dataspace
Foundation
Layer
Data Data
Local
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2000; Heimbigner & McLeod, 1985), data space services. While private business applications refer to
characteristics (Franklin et al., 2005; Halevy et al., privately owned applications for analytic purposes,
2006) and their belonging data ecosystem resources federated services refer to those that form a federation
(Oliveira et al., 2018). Second, the single-case study is and connect different autonomous participants.
analyzed with a strong emphasis on the federation Federated services may be shared services, as
layer and service design (section 3.3). Third, the visualized in Figure 4. They can also be realized
results are generalized (3.4). Subsequently, section 4 decentrally or via single intermediary business
continues with the application of the conceptual partners instead of as a collaborative network. The aim
framework in a circular economy use case requiring of the management concept of shared services is to
data sharing. consolidate services to reduce costs. If this approach is
applied across organizational boundaries, then
3.2. Research Framework organizations form a shared service network and can
collaborate to gain mutual benefits (Borman &
The conceptual framework used to systematically Ulbrich, 2011). Inter-organizational shared services
analyze the case is derived from Oliveira et al.’s foster process and output innovation while involving
(2018) data ecosystem metamodel as well as the layers multiple organizations (van Fenema et al., 2014).
of federated architectures (Busse et al., 2000; The vertical infrastructure dimension refers to the
Heimbigner & McLeod, 1985), which were explained deployment and operation of different services that
in sections 2.1 and 2.2, respectively. Because the process data and thus describes design related to
framework focuses on the design of a DSSP, different storage and computing options. This dimension also
data characteristics, service categories, and captures the quantity dimensions, which describe how
infrastructural options for hosting and computing are often a certain solution is instantiated.
of interest. The framework is displayed in Table 1 and
includes nine fields numbered from I to IX describing Shared Federated
the realization of data ecosystem resources on the
vertical dimension and the architectural dimension on
the horizontal dimension. Each field presents a
resource in a certain dimension, e.g., V the services on Federated
the federation layer. As DSSPs focus on the creation Shared
of a federation layer, this architectural layer is strongly
emphasized.
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federation layer. The DSSP provides cloud-agnostic include policies regarding ecological and social
endpoints in the form of interfaces and system properties. The case examined in this study has
adapters that can be adapted to any participant’s different subcategories of federated services, such as
systems and provide data and metadata, such as federated integration services, federated data
provenance information or policies for further services, and federated business services, as
processing. summarized in Figure 6. The federated services are
Dimensions IV–VI refer to the federation level. also categorized into being mandatory, optional, or
Services at this level (V) may be divided according to recommended. For example, the use of a specific
their operating model into those that exist only as one identity and certification service is mandatory for all
common instance provided by the alliance and those data exchange partners, as is the use of a registry for
that can exist in multiple instances in a decentralized digital twins. To incorporate these services,
manner among each participant (VI). The first option participants can leverage an open-source reference
of having only one instance of a service is referred to implementation. Further, it is envisioned that
as a central shared service. The services include commercial services with similar functionality will be
intermediary services that only handle metadata and available in the future.
self-information, such as the cataloging or logging of
data exchanges, as well as business services, which go Federated Service
beyond the intermediary function and are used to
process production data (IV). An example of the latter one or multiple instance at multiple instances shared
are services that anonymize a vehicle identification instances shared participants’ by autonomously defined
number to ensure data protection. The different by the alliance side subgroups of participants
options are described in Figure 5. One benefit in
particular of the central shared service is that one intermediary functions business functions
trusted instance is used that every participant has (metadata only) (metadata and data)
agreed on. On the other hand, central services also
place single-point-of-failures and bottlenecks of distributed central
technology performance, but also power structure. operation and hosting operation and hosting
This service can also represent a central trusted data Figure 6. Design options for federated services
source that contains information such as master data
and trust-relevant member information. Despite their When realized at the participant level, the
advantages, the aim in this case is to use as few central participants can decide to have multiple instances or
services as possible to avoid bottlenecks and increase shared versions in a subgroup (VI). Due to
scalability. interoperability concerns, most shared services are
also federated services, but this is not a necessity. In
Shared Service particular, atomically small and encapsulated services
on the bottom of the technology stack are not subject
one instance multiple instances to the federation agreements
shared by the alliance shared by the alliance The federation layer also comprises the data
infrastructure services. The interoperability of these
intermediary functions business functions services is driven by data infrastructure initiatives,
(metadata only) (metadata and data) which place a common layer between all data spaces
and have the goal of creating a global data space
distributed central (Dataspace Business Alliance, 2021). Such services
have a cloud-agnostic design (VI) and follow a
operation and hosting operation and hosting
predefined architecture and specifications (V), which
Figure 5. Design options for shared services allows for multiple implementation options and
multiple instantiations.
The services (V) can be additionally characterized The remaining global layer (I-III) describes the
as federated services. They can be shared services, but resulting data availability across data spaces. Enabled
they don't necessarily have to be, as depicted in Figure by the federation layer, the data on this global layer
4. Federated services enable a distributed nature and consists of shared data or data processing results (I).
autonomous usage while incorporating common The service (II) and infrastructure options (III) of the
agreements, which mainly consist of interoperability data are unrestricted and not only capture the data
and security aspects, such as policies for how to space participants but also their end users, who benefit
formulate outputs. They also provide the option to from data or service products based on the data space.
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3.4. Resulting Conceptual Framework actor or holder of decision rights to determine data
usage. The services involved have different design
The case analysis of a particular industrial data options for the authority and design of governance,
space and its DSSP as an extreme case, based on a specifications, and implementation and whether the
domain-neutral conceptual framework that relates usage is mandatory. The infrastructural design options
architecture to resources, can be abstracted to a general address the decisions and implications about one
framework for industrial DSSPs that allows with versus multiple instantiations of services. Different
connectivity and governance design options to address operational and deployment options should also be
sustainability-relevant properties in Table 2. The considered to enable performance in the targeted
horizontal rows present the architectural layer and the industrial environment. When considering the
vertical columns the different resource design options. horizontal axis, the focus lays on the federation layer,
On the vertical axis are the data, services, and which is the key layer for balancing different
infrastructure options. For the data involved in a autonomy and communication purposes. At the local
DSSP, the design options exist to decide whether level, the business application category implies
productive data or only metadata will be processed. complete autonomy for participants in terms of the
The holder is also defined as being the responsible design and operation of their applications.
Operation and
Implementation
Specification
Governance
Deployment
Occurrence
Mandatory
Service
Usage
Category
processing. rules.
implementations
exist.
Participants’ The alliance decides whether
Federated Defined The alliance defines how
metadata to additional federated intermediary
Intermediary by * they are operated and
enable data services are required and how they
Service alliance. where they are deployed.
sharing. are designed and realized.
Participants’ The
Different The alliance defines how
metadata and governance
Federated implementation Defined the services are operated
alliance’s self- and
Data Infra- can be used, by data and where they are
information if specifications 1…*
structure among them a infra- deployed, the data
required by are defined by
Service reference structure. infrastructures may also
data infra- the data
implementation. operate some of them.
structure. infrastructure.
Participants’
The complete design and governance of Operation and deployment
Local
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The global level represents the presentation level 4. Enabling Sustainability and Resilience
of the resulting data and service availability, drawn
from the aggregation of several resources. On the In the following, the framework is applied to an
federation layer, industrial enterprises have various exemplary circular economy use case in pump
options for shared and federated services that can be manufacturing. Pumps used in industrial application
designed according to their needs. Such needs can be scenarios (e.g., as part of a chemical plant) consist of
manifested as interoperability, demands for policies components provided by different suppliers. They
and data sovereignty, and the security or performance include shaft, impeller, housing, bearing and motor,
demands that guide design decisions. One design amongst others. After the end-of-life of a pump,
option is the provisioning of a central service, which decisions must be made if the components can be
is only made available one time for the data space. repaired, refurbished, reconditioned, reprocessed, or
Federated services can occur multiple times, once or remanufactured. As main component, the motor is of
not at all, depending on their type. If federated services special interest as it can often be easily separated from
are handling metadata only, they are referred to as the other parts and be potentially reused or
federated intermediary services. If they are handling remanufactured for other applications. Further, the
actual data, they are labeled as federated business motor contains valuable elements such as rare earths
services. Data infrastructure services also represent that are being used for permanent magnets due to their
federated services where certain design decisions are high efficiency and high energy density (Li et al.,
made by the data infrastructure initiatives. 2019). In order to make sound reuse decisions, such as
Table 3. Conceptual Framework applied to Circular Economy Use Case
Category Example and Explanation Benefits to foster data sharing
The data availability creates
Global In sum the information about product lifecycle relevant for
information about different
Dataspace recycling decisions.
products during their lifecycle.
One commonly used frontend and a functionality that gives an A central portal allows for a
Central overview about data transactions by analyzing metadata, and single point of contact for end-
Service one service that analyzes the payload data to estimate the CO2 users to execute data sharing
savings reached via the product reuse decisions. via the data space activities.
Specialized services are required to detect toxic materials during By offering the distinct services
the product lifecycle and issues alerts. One service is performed that issue alerts, different
Federated as hyperscaler-based cloud solution, another version on a analysis methods can be used
Business European-hosted solution in case data is not allowed to leave and different hosting options
Service Europe, and another cloud service exists that demands extensive allow for compliance
high computing power due to distinct artificial intelligence conformity and to fulfill
algorithms to detect certain implications of complex materials. computing demands.
To realize circular economy
One service is a distinct logging service for audit reasons that
applications and data
includes a history of data exchange partners. Further services are
Federated integration via data space
a distinct search and query functions and a corresponding
Intermediary principles, different
catalog that is tailored to the circular economy needs.
Service interoperable metadata-
Additionally, a suitable data model is needed that fits the
processing services are
sustainability demands.
required.
Federated An identity management approach is selected, and necessary A standardized approach for
Data components and support systems are provided. For instance, the identity management allows to
Infrastructure eligible identity certificate providers are defined and how the easily connect to other data
Service identities are proved. spaces.
Raw data as basis of circular economy use case is collected on
Data is only shared on need-to-
participant level such as in PLM, ERP or MES systems. In-house
Business know basis and remains at
data and data obtained via the data space can be processed in
Application participant until data sharing
own applications to gain information that determines the
agreement is reached.
potential use and specific constraints of components.
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opting for a remanufacturing of the motor versus sustainable system itself and prevents it from large re-
recycling of distinct parts and materials, data along the build demands.
whole lifecycle of the product is needed. For instance,
motor curve data measured during service may
indicate the wear of the device, environmental data 5. Discussion
gives hints on the contact of certain parts with toxic
substances that impact reusability from environmental The design of industrial DSSPs must consider
and safety perspectives, and demand data about parts different services as well as their processed data and
or materials enable to assess the economic benefits of operational options simultaneously. Service categories
different reuse options. Assuming the pump motor is distinguish between (a) shared and federated services,
given to a recycling service provider after its end-of- (b) the use of highly sensitive business data and
life, information about the scenarios mentioned above metadata, and (c) services that support the data space
is commonly not available as the data streams are defined by domain-neutral data infrastructure. The
interrupted between different stages of the product different categories also follow different business
lifecycle across stakeholders and systems (Wang & models. Consequently, the conceptual framework
Wang, 2019). To share and prepare the required data displays the nature of data infrastructures and
throughout the lifecycle, different data spaces support highlights their infrastructural characteristics (Hanseth
services are required that consider technological & Monteiro, 1998). Besides defining the services for
constraints, but also trust and governance aspects of each category, data space alliances must also decide
the stakeholders involved. what is mandatory to be used and what is not. This
In the light of the mentioned circular economy use decision covers whole service instances but also
case Table 3 illustrates how certain design choices dedicated governance rules, specifications, or
foster data sharing to achieve higher transparency for infrastructural options. The case study examined in the
sustainability actions. Providing and applying generic present study further distinguishes between optional
federated data infrastructure services enables the easy and recommended services. Notably, the demand of
integration of a broad range of participants and their some services may imply dependencies to other
data into different data spaces. Such multiple data services that become implicitly mandatory or can pose
space integration fosters the sharing of data across lock-in effects. The abstraction level of the conceptual
domains that may be crucial for some information framework (Table 2) allows for a unifying view on
chains. For example, sharing the carbon footprint of DSSPs of different natures and their comparison. The
manufacturing enterprises with banks may allow for focus on operational environments allows for
sustainable financing (Xu & Li, 2020). Supply chains comparing and composing different options. Different
may also cross different jurisdictions that require to operation options can be selected depending on the use
rely on common, fundamental agreements. Further, case’s specific threats and targets. For example, as
disruptive scenarios with dynamic changes of supply Adhikari and Winslett (2019, p. 974) note that “supply
chains due to interruptions (such as environmental chain data and its threat model are a good match for
disasters) or business interruptions due to new blockchains […] other fine-grained data from a factory
business models that require different data products floor can be valuable for manufacturing analytics, but
require flexibility in data spaces and participants. Next is a poor match for blockchains, due to its volume
to enabling uniformity and standardization with data [and] velocity”. This characteristic highlights the
infrastructures, at the same time the flexible design of necessity for different design options especially for the
added federated intermediary and business services infrastructural and operational aspects.
allows for purposeful tailoring to the demands of
single data spaces and staying flexible. This way, also
the adjustment and lowering of their energy and cloud
resource consumption is possible, as well as the ability
6. Conclusion, Limitations, and Outlook
to define own governance rules and machine-
interpretable information including ecological or This study has elaborated on the foundational
social fairness information besides data protection and concepts of a data space support platform (DSSP) and
interoperability ones. These information enables has proposed a conceptual framework for industrial,
informed decisions to grant or deny access to the federated data spaces aimed at creating information
whole data space or certain resources. transparency. The use of this model can ease the
Next to ecological or environmental aspects of design of DSSPs at an emerging development stage
sustainability, the system design also allows for long- and enables sustainable applications as well as design
term use, reliability and stability that makes it a decisions in manufacturing that are reliant on the data
Page 3650
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