Heterogenius Catalysis
Heterogenius Catalysis
Angewandte R. Schlçgl
Reviews
DOI: 10.1002/anie.201410738
Heterogeneous Catalysis Special Issue 150 Years of BASF
Heterogeneous Catalysis
Robert Schlçgl*
Keywords:
heterogeneous catalysis ·
reaction kinetics ·
surface chemistry
Angewandte
Chemie
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Angewandte R. Schlçgl
Reviews
“And yet it is only by studying function that we can understand Table 1: Thermodynamic data for select catalytic oxidation reactions.
function, so that the kinetic aspect must be allowed to retain its Sratting Target Mol water per DH298 DH298
material product Mol starting target prod- Total oxida-
place and assigned its part in the unravelling of the great
material uct tion
mystery ” CH3OH CH2O 1 311 675
C. N. Hinshelwood, 1947
C2H4 C2H4O 0 438 1323
“Measure that which is measurable and make measurable that
C3H6
i-C4H8
C3H4O
C4H6
1
1
365
242
1959
2522
which is not ”
Galileo Galilei
enthalpy for the desired reactions and for the undesired, but
1. Introduction thermodynamically preferred, total oxidation. In all cases, the
reaction product is also less stable than the starting material.
Catalysis is the science and technology of influencing the The Table combines oxidative dehydrogenation, which nec-
rates of chemical reactions. A catalyst is a material that essarily produces water, with the oxidation reactions that
changes the path of a chemical reaction without itself being result with and without compulsory coproducts. The sum of
expended. In this way a small amount of catalyst material can the heats of reaction for total oxidation develop an enormous
convert a large quantity of reactants and this happens driving force with increasing molecule size for the overall
preferentially under milder conditions than would be kinetics and exemplify the directing role of the stability of the
required by the stoichiometric reaction pathway. If more compulsory coproducts.
than one reaction product is possible, the catalyst may change The Table illustrates the large challenges in carrying out
the distribution of these products compared to stoichiometric these processes in a technologically effective way. This applies
conversion and thereby allow control of the selectivity of of course to the selectivity of the catalyst and also to the
a chemical reaction. reaction engineering, which must be able to safely transport
In rare cases, the result of a chemical reaction is only one the heat of reaction away while simultaneously allowing its
product. Here, an acceleration of the reaction rate and use for other purposes, as one would envision in a sustainable
a reduction of the energy expenditure is desirable, if possible process.
all the way down to the thermodynamically determined All of the processes in Table 1, as well as the general case
energy difference between the starting material and product. of a chemical reaction, are comprised of several steps, which
Typical examples are the synthesis of ammonia from the can occur one after another or in parallel and build a reaction
elements, the oxidation of SO2 to SO3, and the oxidation of network. With regard to chemical kinetics, every individual
CO to CO2. In the majority of reactions, however, several step is itself a sequence of more elementary reactions. These
reaction products are possible and an acceleration of the are defined by the property that they describe the change of
reaction would lead to the favored production of the most only one chemical bond in the system. The separation of the
thermodynamically stable product. A family of such applica- complete reaction into individual steps enables the descrip-
tions is the total oxidation of hydrocarbons for energy tion of the entire process in such a way that each step can be
production or the purification of exhaust gases and of integrated into a microkinetic model with its kinetic param-
water. However, a product is usually sought which is not the eters (stoichiometry, frequency factor, activation energy).[1]
most thermodynamically stable and in fact may be less stable Unfortunately, we have only a few of these microkinetic
than the starting material. The catalyst then has the task of models.[2] In the cases where they do exist, it turns out that the
quickly activating the starting materials while slowing the mechanism that is described by a small number of individual
formation of the most thermodynamically favored products steps conceals kinetics which are complex in comparison[3] to
and thereby allowing the generation of less-stable products.
The latter should not be further activated by the catalyst, [*] Prof. Dr. R. Schlçgl
although the catalyst must be potent enough to activate the Fritz Haber Institute of the Max Planck Society
more stable starting materials. Catalysts must also often Faradayweg 4–6, 14195 Berlin (Germany)
prevent reactions to end up with the desired products, so the and
Max Planck Institute for Chemical Energy Conversion
view that catalysts always accelerate reaction rates is, there-
Stiftstrasse 34–36, 45470 Mlheim a.d. Ruhr (Germany)
fore, a misnomer. E-mail: [email protected]
This can be seen clearly in Table 1, where several Homepage: http://www.fhi-berlin.mpg.de
reactions have been listed in order of standard reaction http://www.cec.mpg.de
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Heterogeneous Catalysis Chemie
the models assumed. It is possible to arrive at the same Mainly we use mechanistic conceptions for the interpre-
macrokinetic observations by starting with differing initial tive basis of kinetic models derived from macrokinetic
parameters and reaction mechanisms. Therefore, it must be principles. These data and there numerical adjustment to
assumed that there is no one single analysis of kinetic data mathematical models[2i, 15] are well-suited to draw conclusions
with respect to the underlying basic mechanism.[4] It would, about the parameters of the process, its scaling in other
however, be useful if some of the basics of physical chemistry dimensions, and the construction of chemical apparatus
were kept in mind during the selection of parameters meant within the parameter range of the observations. Considerably
to describe certain observations: the assumption of the more difficult is the use of mechanistic concepts and
production of peroxide from oxygen as a spontaneous observations of nonreacting model systems by using the
reaction without activation energy[1b] would be, for example, method of microkinetic modeling to predict catalytic behav-
worthy of consideration. ior during high productivity. This conjunction[16] has been
If there is no unambiguous relationship between kinetics used in special cases[17] with some predictive power for
and mechanism that can be used to predict the conditions for interface processes, however, a general method as used in
the favorable evolution of a reaction and the nature of the molecular catalysis is still not found in heterogeneous
active centers, it may be an exaggeration to expect[5] the catalysis.
design of a catalyst from which a favorable reaction process To proceed to the single desired product in the case of
can be obtained.[6] This includes the case when the catalyst is a general reaction with several possible products, the catalysts
formally “designed” with the help of a mechanism postulated can be designed towards a specific substrate such that they
from the simplified reaction based on formal reaction will react with exactly one component of the reaction
stoichiometry. This expectation would need to be fulfilled if network. The result is a very high selectivity and reaction
we, as is freely opined,[7] were truly able to tailor a catalyst. rate because the catalyst must only accelerate a single
Advances in theoretical chemistry may be able to make reaction step. However, a unique catalyst is needed for
inroads into this area. There are many uncertainties in the every individual step of the reaction network that does not
analysis of catalytic experiments, be they on high-perfor- proceed spontaneously. Large reaction networks require
mance catalysts or model systems, as will be discussed in the complex architectures to obtain the necessary variety of
present Review. Such uncertainties, often reworded as catalytic effects in a limited parameter range of reaction
“material gap,” “complexity gap”, or “pressure gap”, make requirements. We can also find this principle in nature.
microkinetic analysis[1a, 2f, 8] even more difficult, which is Enzymes[18] are complex molecular catalysts that cause mainly
already encumbered by chronic underdetermination of one substrate-specific reaction step in the large networks of
parameters in its mathematical models. A complete ab initio the chemistry of life. The extreme specificity of the
based model of a chemical reaction[9] with structural and enzymes[19] working together in a common reaction environ-
microkinetic components capable of describing[10] the process ment results from their complex hierarchical structures that
as a function of the chemical reaction potential at finite are composed of a limited number of elements and basic
temperatures could be a point of reference for proposing motifs. In organometallic catalysis we choose a different path
catalytic reactions. However, to reach this target, many and use catalysts with geometries, which are simple compared
hurdles must still be overcome in regard to the choice of to enzymes and attribute their specific reactivity to a very
method[11] and parameters.[12] Nevertheless, it may be large number of different ligand systems.
expected that the results obtained up until this point[10c, 13] Alternatively to substrate specificity, catalysts can also
will become an essential part[14] of catalysis science. From an work in a reaction-specific way. They allow a specific
experimental perspective, the calculation of observable sequence of reactions but are constructed in such a way that
characteristics of the resulting catalyst models would be, in they bind the starting materials more strongly than the
addition to the kinetic parameters, very helpful for building intermediate products. They then release the desired product
a connection between theory and experiment. by breaking the contact between the catalyst and reactant at
a specific point in the reaction sequence and leave the
network unfinished. This design principle requires precise
Prof. Robert Schlçgl (born Feb. 23, 1954 adjustment of the interaction between the catalyst and
Munich) studied chemistry and completed reactant so that the interaction itself adapts with the develop-
his PhD at Ludwig Maximilians University in ment of the reaction: the nonreactive starting material
Munich. After postdoctoral research at Cam- becomes strongly bound and its conversion diminishes the
bridge and Basle and a professorship at the binding ability of the catalyst. In this case, we speak of
University Frankfurt, he became a director
“adaptive catalysts” that are often used in the technology of
at the Fritz Haber Institute of the Max
Planck Society in Berlin in 1994. In 2011 he the chemical industry. Clearly defined reaction conditions
was appointed founding director of the Max ensure that the change in the catalyst–substrate interaction
Planck Institute for Chemical Energy Con- achieved through catalyst adaption quickly affects the for-
version in Mlheim a.d. Ruhr. His research mation and separation of the chemical bond between the
mainly focuses on inorganic chemistry, catalyst and reactant.
heterogeneous catalysis, nanostructures, We recognize that the effect of the catalyst always
material science for chemical energy conversion, and concepts for sustain-
requires a chemical interaction with the reactant. This
able energy supply and storage.
interaction must become more specific as more reaction
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Angewandte R. Schlçgl
Reviews
possibilities result from the activation of the starting materi- tions of a solvation shell would be an example of this, as is the
als. Here, the notion that a catalyst does not interact with the dissociation of an ion pair. A much-used alternative is the
reactants, even if it does not consume itself, is a misnomer. stabilization of a reactive, local structure in an isolated
This brings us to a further characteristic of catalysts. They geometric site on or in a matrix of a carrier structure.[6, 23] This
are able to carry out their interactions with the reactants could be, for example, a step on the material surface[2g, 24] or
several times and can, thus, achieve a super-stoichiometric a lattice defect[25] in the surface created either spontaneously
conversion. The effect of a catalyst is considered to be more as a result of the kinetic details of the synthesis or in a planned
potent if the super-stoichiometric conversion factor for the way by doping the matrix structure.[23d, 26] Interfaces can also
desired product per unit time increases: the catalyst is then serve as carriers for nanostructures or molecular forms of
described as being “high-performing” or “active.” To achieve active components. This common variation[27] is very chal-
an observable conversion in a chemical reaction that can be lenging in synthesis[28] and interpretation despite its concep-
considered a deviation from the chemical equilibrium of the tual simplicity, in part because a non-ambiguous differentia-
system, the catalyst itself must also exhibit a departure from tion between the effect of the carrier and the active
the chemical equilibrium of its structure. This departure can component on the desired reaction is often not possible.
be firmly ingrained in the structure of the catalyst, in which This subject is central in understanding heterogeneous
case it, as a substance, will no longer be in chemical catalysis,[27a, 30] as can be seen in the examples of gold catalysis
equilibrium. A kinetic stabilization is required if the non- or the use of polyoxometalates,[32] but will not be elaborated
equilibrium state, despite its involvement in chemical pro- upon here.
cesses, is to remain during multiple repetitions of the reaction. A further possibility is the use of a structurally dynamic
We are then dealing with a static catalyst. material. Here the fluctuations about a stabile average
Alternatively, the non-equilibrium state can always be structure cause the short and random appearances of
reached anew. In this case, we speak of chemical dynamics[21] unstable, active resonance structures. This alternative may
as the cause of the creation of active states from the structure be used frequently, although it is seldom purposefully created.
of a catalyst that remains stable on average. A realization of Much more often it is the result of chemical dynamics[33] of
such systems could be a steady state between two metal– catalyst precursors under the specific conditions[21a, 34] of their
ligand complex formation equilibria fluctuations about use (the author recognizes that the term “chemical dynamics”
a stable average structure or phase changes in bistable is used in many different ways in the literature[35] and for this
regions. Oscillating kinetic behavior[21i, 22] in macroscopic reason it will be further discussed below).
systems is a clear indication that these types of dynamic As a fundamental consequence, the search for such active
processes play a role in catalysis with molecular as well as centers cannot be successful if it is performed in the absence
solid interfaces. of the reactants. Practically speaking, we can only character-
It is expected that the performance of a catalyst can be ize such systems in situ.[36]
correlated to the extent of the deviation of its structure from Finally, repair mechanisms can be employed to reactivate
equilibrium during a catalytic cycle. However, this deviation deactivated local structures through the exchange of damaged
will affect the stability of the catalyst and also the length of elements by means of self-organization. A variation on this
time it remains effectively active. It is, therefore, not possible would be the exposure of deeper layers of an active substance
to use a high-performance catalyst over long periods of time. by separating the damaged over-layers from the underlying
Both of the desired characteristics stand in contrast to one material. Catalysts based on carbon[37] are particularly
another with the consequence that one of the most important suitable because their oxidation product is gaseous.
tasks of creating new catalysts will be formulating the We recognize a variety of different functional concepts
compromise between these important system characteristics. that we can use to synthesize catalysts. Unfortunately, the
Incorporating this compromise can be achieved in the identification of these concepts in a given and empirically
context of different architectures. In doing so, the entire found catalyst is demanding under high-performance con-
material of the catalyst does not have to be activated. It is ditions and often has not been done at all. Much more often
enough if a high-energy state, or “active center”, is formed we use the concept of empirical discovery and interpret its
out of the temporary combination of stable components from results in terms of the above-mentioned functions. Such
the system matrix. In molecular catalysis, the exchange a procedure renders knowledge-based targeted modification,
equilibrium between ligands is the characteristic process. In impossible.
heterogeneous catalysis, we know of processes between
reactants and inactive “catalysts precursors” that take place
first at critical chemical potentials. They are, therefore, 2. What We Must Investigate
responsible for the existence of “pressure and material
gaps” between experiments at low pressures and experiments Catalysis needs analysis on several scales of space and
at normal working reaction pressures. time for adequate clarification. The reason for the necessity of
A small structural instability can be utilized to gain a weak consideration on different scales is due to the large multiplier
catalytic effect over a long time period. A prototype is the use between the events on single molecules, which is of interest as
of an interface formed from the abrupt change in chemical a basis for a mechanistic description, and the chemically
bonds in a solid phase. A stabile molecule, which forms a free observable events themselves in a small laboratory reactor.
coordination site for the substrate through sporadic fluctua- There we typically observe the behavior of 1020 individual
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Heterogeneous Catalysis Chemie
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Heterogeneous Catalysis Chemie
the bulk. The corresponding in situ investigations[61] were We are striving in different ways, and with growing
carried out with NAP XPS (near-ambient pressure X-ray success,[62] to overcome this fragmentation. Dedicated confer-
photoelectron spectroscopy) at 25 Pa. ences and research networks[63] are a testament to this.
As seen in Table 2, the selectivity for the oxidative Despite this, however, a holistic conception of catalysis
dehydrogenation of ethane and propane were obtained remains an enormous challenge. This may be due to the fact
in situ and correspond well to experiments performed in that it is still difficult to amass similar know-how in the fields
a tubular reactor at normal pressure and flux. It can be of knowledge of molecular and interface-specific catalysis; in
assumed from this that the active phase has the same chemical each of the respective fields, the other field is treated in
constitution, otherwise the selectivity, which is closely linked a cursory fashion. The current Review is devoted to the
to the nature of the active centers in complex reaction understanding of the characteristics of heterogeneous catal-
networks, would be very different between experimental ysis with active interfaces which has grown considerably over
conditions. the last three decades. This is based on a “standard model” of
interface catalysis, which was developed from surface science
and supporting theory. This model still has significant gaps
Table 2: Selectivities of an M1 catalyst at different pressures.[a] with regards to transferring knowledge yielded from weakly
Selectivity [%] 25 Pa 1000 Pa or nonreactive model systems to high-performance catalysts.
These gaps occur, according to the author, from the static
Oxidation of ethane
comprehension of the catalyst during a catalytic reaction.
C2H4 98 97
CO 2 1 From this results a substantial difficulty with the utilization of
CO2 1 2 the comprehensive insight provided by the standard model for
the targeted synthesis of technical systems. This Review aims
Oxidation of propane to propose a way to bridge the gaps between heterogeneous
C3H6 51 64 model catalysis and heterogeneous high-performance catal-
CO 19 8
ysis and, for this, conceptual knowledge is taken from
CO2 29 11
molecular catalysis. This Review is not meant to be an
[a] Temperature 673 K, stoichiometric feed, flux 9000 GHSV at 1000 Pa. introduction to the different fields of catalysis, but reference is
indeed made to the fact that the combined fields of catalysis
have the same scientific roots. Here a contribution to an
3. Catalysis Science, a Basis interdisciplinary perspective on heterogeneous catalysis is
offered. Many elements which are indeed necessary for
Catalysis science today has a fragmented character. understanding catalysis as a whole remain cursory here
Catalysis as a field of knowledge offers systems and processes because of the noncomprehensive nature of this Review, for
in a rational way based on molecular concepts and inves- which the author asks the reader for forgiveness.
tigates reactions useful for the chemist in the laboratory or for
technological purposes. It is defined by extreme diversity, but
also through complexity. Next to the small section of research 4. Heterogeneous Catalysis is Systems Chemistry
that looks into this complexity, there is a larger part that
concentrates phenomenologically on the production of cata- The new and still somewhat diffuse term “systems
lysts with desirable properties without an experimentally and chemistry” denotes[64] the efforts to produce new function-
theoretically justified molecular basis. The practical success alities through self-organization from a library of different
that undoubtedly results from this approach is a proper components. In contrast to the use of materials of the highest
justification of the procedure. The great variety of catalysts, in purity in synthesis, mixtures of reactants are used in the
particular molecular catalysts, which have been and will be preparatively related systems chemistry that self-organize
found, is showcased in many issues of this Journal. The through mutual influence in such a way that novel functions[65]
current chemical industry is also largely dependent on this are produced. The minimization of the total energy (thermo-
approach. Its success explains the reticence shown by those dynamic library) or dynamic fluctuations (kinetic pantheon)
regularly employing catalysts to expend excess effort for as well as catalytic effects (“catassembler”[64a]) come into play
experimental and theoretical functional studies that cannot be as the driving force. In inorganic chemistry, this procedure has
justified with plausible clarification beforehand. A “practical” been described somewhat less to date. The production and
use derived from such studies becomes untenable, mainly preservation of dynamic, active centers in catalysts are taken
because of the amount of effort involved to overcome the as examples of such systems chemistry. Under catalytic
experimental complexities. It is one goal of the current reaction conditions, active centers are created that then
Review to show that we are indeed in possession of a concept produce products and, thereby, disappear. They are then
for escaping this “trap of complexity”. The separation into either re-formed or rejuvenated according to the procedures
“fundamentalists” and “pragmatists” in catalysis is super- discussed above. Thus, the library of components is a dynamic
imposed on a separation of the field of knowledge of catalysis one. This is immediately clear for molecular complexes used
itself that results from the nature of catalysts. Significant as catalysts. Central atoms, ligands, solvents, and reactants
disciplinary differences are found in catalysis with molecular form a library that is organized according to the laws of
systems, enzymes, and solid interfaces. association and dissociation of complexes.
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Heterogeneous Catalysis Chemie
MgO as an electron donor in a pure or defect form[69b, 78] can Evidence for this hypothesis was gathered with EPR
also be discounted. We learn from this about the functionality spectroscopy: the hyperoxide radical could only be found on
of the catalyst that comes very close to the original conception an activated MgO if methane and oxygen were present. If the
of catalysis in general: a catalyst is a material that, through its catalyst were to activate oxygen on its own, perhaps through F
presence, affects a reaction of two components that would centers, then the hyperoxide radical would also have to arise
otherwise not react. The MgO acts as a “marriage broker” in without the presence of methane. This experiment,[80] docu-
the Reaction (1) without itself supplying the electrons neces- mented in Figure 4, also supports the hypothesis that a high
sary for the activation of oxygen.
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Heterogeneous Catalysis Chemie
or Co in the MgO matrix. However, it is quickly evident that light on empirical principles of synthetic chemistry will not be
this is problematic because under the reaction conditions the elucidated here. In the following, the focus will instead remain
initially isolated cations aggregate to nanoparticles of the on identifying and understanding the causes for the still-
promoter oxide that, at high temperatures, are excellent deficient state of knowledge in heterogeneous catalysis. The
oxidation catalysts for converting methane into CO2. This present discussion is not aimed at creating a model that can be
undesired consequence of chemical dynamics can be pre- understood well in textbooks[100] and original research
vented with the following concept. A gold atom on the surface papers.[97a, 101] We are more interested in the possibilities for
acts as the targeted anchor for oxygen, exactly as in other further development that can be obtained through consider-
applications where the perimeter between the gold and its ation of past advancement.
carrier promote the production of activated oxy- The roots of the standard model can be found in the ideas
gen.[6, 23d, 26, 30d, 94, 95] A single gold atom that is activated[30d, 93] of Langmuir and Taylor. Both studied typical model reactions,
into a charged state by a transition-metal atom (or a small such as the oxidation of CO and H2 on Pt or the hydro-
cluster of atoms) buried under the surface or in the bulk genation of CO on Ni, and attempted to formulate a “theory
avoids direct contact between a redox promoter and organic of catalysis”.[102] Taylor observed an enormous specificity in
molecules and, thereby, prevents their total oxidation. catalytic effects. The smallest addition of foreign materials or
Completely “unexpectedly”, the reference experi- a pretreatment changed the properties of “hydrogenater
ments[80c] gave the result that the monoatomic steps are nickel”. As described in the case study of MgO (Figure 6), he
actually active centers: Doping MgO with gold atoms alone was unable to detect any changes with X-ray diffraction,[51k, 103]
caused the activity to drop almost to zero because the gold a typical bulk-sensitive analytical method. He concluded from
atoms accumulated almost exclusively on the step edges and this that the vast majority of atoms in catalysts have the same
made these inaccessible to the reactants. This is an example of geometric arrangement. This should also be the case for the
a synthetic concept in heterogeneous catalysis. If the reac- sample surface. However, because the catalytic action of the
tivity of a dissociative reaction is to be reduced, this can be samples was clearly different, a small minority of atoms must
achieved with atoms that collect preferentially on step edges be essential that he could not detect with his analytical
(gold, lead, tin, sulfur, etc.) and can be carefully controlled by method. This minority, which he called “aristocratic
adding only small amounts at a time. Among other uses, this atoms”,[104] was introduced as active centers. For these, he
technique is also employed in the catalysis of selective developed the idea of coordinative undersaturation and
hydrogenation. postulated that atoms on crystal defects have fewer neighbors
than on average in the crystal and, therefore, can be reactive.
The catalytic reaction presupposes adsorption, although this
7. A Standard Model for Heterogeneous Catalysis does not necessarily lead to a reaction on its own, a result we
were able to see in the case study on methane activation. The
In the last 100 years, vast strides have been made in the degree to which this description of active centers is accurate
general understanding of the function of heterogeneous can be seen in Figure 6 C.
catalysts. From measurements of the temporal laws governing In metallic systems, in addition to ordered surface regions
catalytic reactions we have proceeded to a quantum mechan- with translational symmetry, there are also regions that are
ical based molecular understanding of the elementary steps rough and jagged, as suggested by Taylor[102] and illustrated in
and a microkinetic description that is able to explain macro- Figure 9. Together with Taylors model, copper nanoparticles
kinietic observations. With this we have clarified the “mech- that are active in methanol synthesis can also be seen in high-
anism” of a catalytic reaction.[17] Unfortunately, this approach resolution aberration-corrected TEM images.[56e, 105]
is only successful for a limited number of reactions and,
importantly, we cannot yet explain the reactions crucial to the CO2 þ 3 H2 ! CH3 OH þ H2 O ð11Þ
transformation of our energy systems toward increased
sustainability. Although we are apparently in possession of CO þ 2 H2 ! CH3 OH ð12Þ
this fundamental understanding in a quantitative form and
also have the “standard model” of heterogeneous cataly- A rich variation of defects in the bulk of the nanoparticles
sis,[22d, 24a, 97] we are not able to treat more than a small number ensures that the surface also contains a high density of defects.
of specific cases. With the word “treat” we understand the Strain and foreign atoms in the defects stabilize this high-
quantitative explanation of the reaction pathway under high- energy state in “methanol copper” in such a way that it is not
performance conditions, the development of a resilient struc- lost during the reaction, even under drastic conditions. This
ture–function relationship, and the prediction of possible was established by a profile analysis from neutron diffraction
improvements[41e, 98] with experimental verification. This experiments[106] under reaction conditions. The diffraction
would characterize the ability of a “mature” scientific field profile of such defect-rich systems can be measurably[107]
and technology to be equal to the task of meeting future different[51k, 103] from profiles on defect-free samples and can
challenges with an adequate set of tools. be used for the quantitative and temporally resolved obser-
It has been suggested that certain areas of homogeneous vation of defect reactivity.
catalysis have already reached this point; however, whether A quantitative confirmation[56e] of the Taylor hypothesis
these most impressive results[41a, 99] are an indication of was achieved with these data. The results are given in
a fundamental understanding or whether they rather shine Figure 10. A family of samples of copper nanoparticles
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Angewandte R. Schlçgl
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Heterogeneous Catalysis Chemie
defects are reactive. The possibilities of advanced catalyst ods to determine the upper limit of the number of active
characterization necessary for such classification are, in centers of a catalyst.
principle, available today. However, they are seldom used A notable exception to this statement is the determination
because the costs of such studies, some of which are illustrated of the number of active centers in the heterogeneous catalytic
here, are still high and their priority is thus lower than that of metathesis reaction:
the empirical search for catalysts.
We should keep in mind that a general quantitative 2 C3 H6 ! C2 H4 þ C4 H8 ð13Þ
determination of active centers in heterogeneous catalysts is
still problematic today. That was also the case in Taylors time The catalyst is a highly dispersed MoOx system that in this
and has not improved much since then. However, we are now case[116] was dispersed on SBA15. Reaction (13) is made
better equipped to estimate the dimensions and challenge of possible because a prefabricated Mo-CH2 carbene enters in
the problem through the available analytical methods and our the reaction cycle. By capturing the carbene with isotope-
knowledge of elementary reactions.[22d, 97a] A motivation to labeled ethene the number of carbene molecules present
proceed further along this path can be seen in the success of under the reaction conditions can be exactly determined to be
syntheses based on models of high-energy centers. These 1.5 % of the available Mo centers. In further experiments, the
studies[6, 22d, 24a, 111] have contributed significantly to the estab- generation of the carbene could be verified through a preced-
lishment of the concept of active centers as the basis for the ing redox reaction of propene with Mo centers that were
standard model, although there is little experimental evidence initially hexavalent, and tetravalent after the reaction. The
for them during catalytic action. geometry of the Mo-carbene is not optimally suited for the
The practical difficulty of an unambiguous determination reaction, as can be concluded from a comparison of the TOF
of the number of active centers during a catalytic reaction also of 0.15 s1 justified for this case with the reference molecular
clarifies the paradox of why we cannot adequately specify the carbene (TOF of 0.9 s1). In a following study[117] a combina-
most important characteristic of a catalyst: its activity. tion of in situ NEXAFS and simulation of the theoretical
Although the number of molecules converted per unit time spectrum found that the number of active centers is so small
can indeed be easily ascertained, this can only be done only because they are highly geometrically frustrated with
relative to the observable quantities mass, volume, or geo- respect to the thermodynamically stable Mo(O4) geometry.
metric surface area of the catalyst used. The relevant This analysis should be one of the most exact experimental
reference value would be the number of active centers in determinations of the number and nature of active centers. It
the system, but this cannot be determined. Therefore, the was also enabled by the chance occurrence of several
elegant concept of the “turnover frequency (TOF)”, which favorable circumstances, of which the low necessary temper-
leads us to believe that we can in fact measure the specific ature was especially significant. Still unexplained are the
activity of a system, is only an idealization with many sources dynamics of the generation of these centers and how they lead
of error resulting from the necessary assumptions of its to the target reaction (13), which is apparently impeded
derivation. The “inventor” of this concept, M. Boudart, compared to purely molecular catalysis.
commented upon this problem in his publications[101d, 112] but it
did not stop him from making use of his idea with “suitable”
approximations. 8. Quantification of the Standard Model
The seemingly understood concept of the TOF is often
found in the derivation of the kinetics of catalytic reactions, in Despite the difficulty in ascertaining the number of active
the theory of kinetics, and in the comparison of the centers, it is still possible to describe quantitatively the
effectiveness of often very different catalysts. For this kinetics of specific heterogeneous catalysts. At the heart of
reason we will now discuss several approximations. Unfortu- the concept[24a, 92a, 96a, 111b, 118] lies the idea that a heterogeneous
nately, a vast number of publications, which use TOF values reaction cannot function without the adsorption of the
do not state which approximation was used and, therefore, reactants. Therefore, adsorption and its inverse process
caution must be exercised when comparing reported absolute desorption are central processes in the kinetics of a heteroge-
values. An approximation that is often used for unsupported neous catalytic reaction. We have I. Langmuir to thank for the
metal systems is to use the number of surface atoms as the quantitative formulation of this concept. In 1922 he published
active site count, which results from the surface geometry his detailed “Theory of Catalysis”[119] that makes up the
(TSA for total surface area). In the case of supported metal central element of the standard model as the “Langmuir–
systems, the reference for the estimation of the number of Hinselwood Mechanism (LHM)”. Behind the double name
surface atoms is an area that is measured by chemisorption[113] there lies a discovery, already known in the 1920s, that the
or electroxidation[114] of a probe molecule, often H2 or CO same reaction (H2 + O2 over platinum) leads to different
(ASA for active surface area). In only a few cases do we have kinetics at different pressures and that the catalyst has
measurements in which the probe molecule is a reactant and a “memory” of previous treatments.[120] The missing pieces
conditions for the adsorption measurements can be chosen to the universal microkinetics that would later be designated
close to reaction conditions without actually triggering the as the “pressure gap” and the “material gap” were known
reaction.[61, 115] This is referred to as an RSA (reactive surface long before the identification of their causes: “However this
area) characterization. Despite the plurality of methods and may be, the surface on which reaction takes place is not the
further refinements, today we only have approximate meth- same at normal pressures as that at the low pressures of the
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Angewandte R. Schlçgl
Reviews
Langmuir experiments.”[120] It is also noteworthy that Lang- The inclusion of hydrogen and oxygen in metals according
muir states at the end of his publication on the theory of to Equations (14) and (15) occurs either during the synthesis
catalysis: “At low temperatures (300 K to 600 K) rather erratic (nonstoichiometric reduction) or results from the activation
results are obtained for the reaction velocity with mixtures of of reactants. It is noted that these types of solid solutions with
hydrogen and oxygen, for the velocity depends upon the main group elements are also of importance in other areas of
previous treatment of the platinum.”[119] This observation did applications of metals.[124]
not stop him from assuming a constant number of active The standard model supplies the kinetic approach of the
centers and a relative independence of their function. LHM with a molecular basis by normatively answering the
The silver catalyst for the oxidation of methanol to question of how to count active centers. The single-crystal
formaldehyde[122] (BASF process) and platinum in the oxida- approach[97a, 127] states that the function of the active catalyst
tion of ammonia to nitrogen[123] (Ostwald process) illustrate can be described by a single crystal of a suitable material and
drastic examples of the instability of a catalyst surface. The correct surface orientation, including its steps and boundary
radical change of the bulk of the metal at a 523 K working atoms.[24a, 92a] By using the concept of the TOF,[101d] the
temperature, that is far below the melting point, can be clearly absolute number of the centers is no longer necessary. The
seen in Figure 11. The underlying processes are not confined single crystal and its translationally symmetric structure allow
to the reacting interface, but rather also span the bulk of the the application of the tools of surface physics before and after
the test[24a] in a catalytic reaction. Adsorption and reaction
experiments can be quantitatively described[24b, 38] and the
structural sensitivity of adsorption and reaction experimen-
tally and theoretically investigated. With this, the elementary
steps can be described with observable kinetic constants.
A resulting kinetic model then describes the process of
a catalytic reaction with a theoretical ab initio derived
mechanism[4a, 16, 128] and quantitative, uniquely determined
kinetic constants. For the classical case of the synthesis of
ammonia,[128] minor corrections for the original kinetic data
determined on single crystals resulted from detailed experi-
ments by several groups, but as it turned out, the corrections
had no significant influence on the outcome of the simu-
lations.[129] This was because the changes largely compensated
each other. From this work it becomes apparent how difficult
it is to bring kinetics and mechanisms into agreement; there
are often only ambiguous relationships[4b] even when stringent
mechanistic predictions prove pertinent in several cases with
limited parameter sets.[17] This conceptual approach of linking
surface science with theory was first performed for the
synthesis of ammonia from the elements. It ended the debate
Figure 11. Catalytic etching in mesoscopic dimensions (in SEM). A– on the reaction mechanism on this one of the most valuable
C) Silver in oxidation catalysis. The particles from (A) are completely reactions mankind has developed,[130] and marks the end of
sintered with one another after 100 h operation during the epoxidation long efforts in physical chemistry[131] to reach an understand-
of ethene at 523 K. Picture (B) shows the generation of crystal facets ing and clarification of the catalysis of this reaction.[22d]
by the transport of bulk atoms: the small bright objects are particles
A simplified schematic description of a heterogeneous
of silicon contamination originally dissolved in the bulk that segregate
as oxide. C) A single-crystalline sphere illustrating that catalytic etching reaction is given in Figure 12. It is apparent that the reactant
is structure-sensitive and does not attack the (111) surface. The bright must initially move to the region near the surface (not treated
objects are relocated silver metal. D) Platinum, also after methanol in the model) before being adsorbed there. This mainly
oxidation. See Ref. [126]. Noticeable are the differing orientations of spontaneous reaction (1) from Figure 12 brings the molecule
the grains that can be identified through the direction of the visible in contact with the surface through the formation of
(111) facets.
a chemical bond (chemisorption). The process must be
differentiated from adsorption by dispersive interaction,
which is denoted as unspecific adsorption or as physisorption.
metals and set free dissolved heteratoms. The holes in the Often the molecule needs to be further activated, which
sample arise from gas eruptions, whose reactants are trans- necessitates a stronger interaction with the catalyst to
ported by bulk chemistry to grain boundaries. surmount the activation barrier (see schematic Figure 1 and
for example Ref. [22d]). The position of the molecule changes
ðAgÞn þ H2 ! Agn H ð14Þ in relation to the surface, which results, for example, in a side-
on interaction ((2) in Figure 12). This process of reorienta-
ðAgÞn þ O2 ! Agn O ð15Þ tion[2e, 14a, 34b] requires energy. In addition, islands of the
reactants can form if strong bonds are present. Such strong
2 Agn H þ Agn O ! 3 ðAgÞn þ H2 O ð16Þ adsorbates block the surface for further adsorption and lateral
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Heterogeneous Catalysis Chemie
2 NO ! N2 þ O2 ð17Þ
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Angewandte R. Schlçgl
Reviews
a monolayer) can completely stop the reaction because The simplification about universal active sites does not
steps (3) and (4) in Figure 12 are prevented. Following apply to many selective reactions. Either the active centers
reaction pathway (C) from Figure 12, an activated atom can change their chemical reactivity during the reaction (adaptive
also penetrate into the bulk of the catalyst instead of centers) or there is a set of centers with differing functions,
desorbing into the gas phase. The product (7) is a chemically which act together (polyfunctional catalysis). Both cases can
and geometrically modified catalyst that does not fulfill the be basically described with more-complex Langmuir–Hin-
condition of remaining unchanged throughout the process. shelwood mechanisms (LHMs), but are seldom considered. A
Neither reaction pathway (B) nor (C) is considered in the simplification restricted to a specific type of active center is
standard model, which leads to the appearance of the “gaps” also common among catalyst manufacturers if they wish to
between model and high-performance experiments. emphasize the specific characteristics of “single-site” cata-
Model conditions are often chosen so that only a minimal lysts.[5a, c, 62d, 137] Their active centers are “all-rounders” that
reaction occurs and the possible readsorption of the products must be active in many different elementary steps.
can be excluded. Despite this, a modification of the cata- We will now formulate a LHM for reaction (18) and
lyst[133] either during or after the reaction was observed by consider only the reactions of the starting materials with each
surface analysis. Remarkably, this change was not taken into other. The intermediate steps of adsorption and activation,
account in the quantitative and theoretical treatment. Either which we discussed in Figure 12, appear in Equations (19) and
the observation was ended after the conversion quantities (20).
were still so small that they could be ignored or they were
regarded as insignificant. This may be motivated by the A þ * Ð A* ; k19
þ
, k19 ð19Þ
difficulty in determining the exact chemical composition and þ
B þ * Ð B* ; k20, k20 ð20Þ
the coordinates of the surface atoms in modified catalysts. The
very goal of model experiments is to carry out a catalytic A* þ B* Ð AB* þ * ; k21
þ
, k21 ð21Þ
reaction under reactions where the coordinates of the
þ
participating atoms are known or can be determined to gain AB* Ð AB þ * ; k22, k22 ð22Þ
atomically precise insight into the reaction.
The quantitative standard model was derived from the In this notation the rate constants for the forward and
qualitative model shown in Figure 12. This does not need to reverse reactions of the elementary steps leading to the
be completely examined here, as there are textbooks[100, 133a] generation of the products are given. Frequently, desorption
and publications[134] dealing with the subject. Here, the of the products in step (22) can be presumed to be irreversible
intention is to discuss simplifications found in the derivation and thus becomes kinetically irrelevant. This means that the
leading to the quantitative picture. With this we identify, at interaction of the products AB with the catalyst is weaker
least in part, the source of the gaps between the standard than that of the products. This is almost always valid for the
model and experimental results, and we can discuss the CO2 molecule that results from CO oxidation, except if
application of the model to high-performance systems. We carbonates can be formed.
start with the very simple model reaction: More problematic is the further assumption that the active
centers (*) remain unmodified throughout the reaction and
that potentially necessary regeneration steps take place so
A þ B þ cat: ! AB þ cat: ð18Þ
fast that they are of no kinetic relevance. In the case study of
methane activation we saw that this is also applicable, for
The first simplification is that the catalyst, “cat.,” pos- example, in the case of metallic catalysts for CO oxidation.
sesses active centers that react equally with A and B. Thus, However, there is a large and technically relevant class of
there is only one kind of active center that effects both reactions to which this simplification does not apply. These
adsorption and reaction. In the introduction we already are the oxidation reactions. Here an oxygen atom is removed
mentioned the term “structure sensitivity[132d, e, 135]” that stands during the reaction from what is always a multiatom active
in contrast to the “universality” of active centers in Equa- center and/or oxide ions become hydroxy groups by accepting
tion (18). Exceptions to this are reactions whose kinetics protons from the starting material. The regeneration of the
depends on the specific adsorption of a single component (A) active center is seen as rate-determining, while the generation
because the other component (B) adsorbs spontaneously and of the product is not assumed to be kinetically decisive. This
is easily activated. An important example of this is hydrogen is, in any case, what is understood with the term “Mars-van
on noble metal surfaces. Here the generation of a single Krevelen Mechanism (MvK)”. The reverse assumption, that
product depends only on the centers that bind and activate the reoxidation is fast while the product generation is slow,[138]
(A). This case appears in important reactions of organic is also described by this acronym. The apparent contradiction
hydrogenations, the reduction of nitrogen to ammonia, and can be clarified by observing that the reaction rate is strongly
the oxidation of SO2 and CO. Even more kinetically simple controlled by the concentration of water in the reaction
are reactions that are catalyzed by solid acids. They obey mixture and, therefore, depends on the exact conditions of the
either Equation (18) or are, like isomerization, formally even measurement, which leads to difficulties in making general
more simple (A + cat. ! B + cat.). The actual reaction statements[139] about the process. A further discussion can be
sequence and the nature of the active centers are, however, found in Ref. [140]. However, the original publication,[141]
extremely complex[136] and are not discussed further here. from which the process gets its name, does not contain this
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Heterogeneous Catalysis Chemie
interpretation. Rather, the authors extended the mechanism precisely if an estimate for the number of static active centers
in Equations (19)–(22) by an additional step that was justified is used, for example, the number of step edges.[2g, 96, 130a]
by the regeneration of the active center. The following set of equations connects the reaction rates
The LHM approach in Equations (19)–(22) also requires for every partial step with the essentially independently
that the stoichiometry with respect to all participating atoms determinable coverage of the relevant species.
and the exchanged charge equivalents remains unchanged.
þ
This will lead to additional reaction steps in the case of more- r19 ¼ k19 pA q* k19 qA
complex molecules and is the reason why Equations (19)–(22) þ
r20 ¼ k20
pB q* k20 qB
often describe elementary steps. þ
ð25Þ
r21 ¼ k21 qA qB k21 qAB q*
Now we will formulate the corresponding reaction rate for þ
r22 ¼ k22 qAB k22 pAB q*
every step in the LHM approach in such a way that they are
proportional to the total number of active centers. We take
from Langmuirs theory of catalytic reactions[119] that for From this we see that the knowledge about the degree of
every participating species, the number of occupied sites on coverage of the participating reactants, which can be deter-
the surface results from the sorption steady state under mined by surface science experiments makes the equation
reaction conditions. For molecular adsorption of A this would solvable. In this way kinetics can be calculated through
be: experimental results that characterize the sorption of relevant
species by using the many different methods of surface
KA pA science or of other methods in the arsenal of physical
qA ¼ ð23Þ
1 þ KA pA
chemistry and under many possible reaction condi-
tions.[2e, 3c, 22d, 24a, 143] Then we can verify the reaction mechanism
while we obtain
that determines the exact form of the system of Equa-
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi tions (25). After we have identified the reaction mechanism
KB2 pB2
qB ¼ pffiffiffiffiffiffiffiffiffiffiffiffiffiffi ffi ð24Þ with absolute certainty we can, alternatively, assess the
1 þ KB2 pB2 assumption about the nature of the active centers. This is
contained in the values for the degree of coverage obtained
for the dissociation of a diatomic molecule. The quantity q from the specificity of adsorption/desorption. However,
denotes the degree of coverage, and p stands for the pressure whether we can unambiguously obtain a reaction mechanism
or, to be more precise, the chemical potential of the starting from kinetic data has already been called into questioned and
materials and products. The constant K specifies the sorption is, for example, also discussed using the example of the
steady state as the quotient of the rate constants for the oxidation of HCl.[50i]
adsorption and desorption of the material in question. If the sorption characteristics of a reaction system are
In some cases setting the pressure or concentration in measured exactly over a range of reaction conditions, it is
solution can be equal to the chemical potential, which can observed that the degree of surface coverage depends not
lead to significant errors. A drastic example is found in only on the chemical potential but also on changes in the
assuming that ammonia can be viewed as molecular nitrogen specific bonding ability of the catalyst with the surface layer.
when describing a reaction of atomic nitrogen. On many This is closely related to the dynamic of sorption[34b, 144] and
surfaces ammonia decomposes easily into nitrogen atoms necessitates special care during analysis.[145] The result is, also
while molecular nitrogen is much more stable. The effective due to this dependence, that the value of the analytical
pressure for a nitridation reaction from either ammonia or characterization of a reaction mechanism becomes unclear[4b]
from dinitrogen is then different depending on the decom- if a range of reaction conditions (temperature, pressure) is
position constants. Ertl used the term “virtual pressure”[142] to considered and not just one specific combination of these. An
describe this. For the case of Fe4N[142] 3 1011 bar ammonia instructive illustration for this is a study[146] on the synthesis of
has the same effective pressure as 3100 bar dinitrogen at methanol from either CO or CO2 as the carbon source. Under
670 K. conditions of high performance, the carbon source is CO2
Now we can specify the reaction rates for every partial [Eq. (11)], whereas at a 50 K lower temperature and “differ-
step. For this we need the additional simplification that we are ential reaction conditions” CO is the carbon source for
interested only in the number of reactions per unit time and methanol [Eq. (12)]. Different intermediates will be found.
per active center (TOF) and not in the actual number of The controlling factor for this is the surface coverage of water.
centers themselves. This simplification is, however, not The analysis is involved in the context of the present
absolutely necessary because we can formulate the following discussion as several parallel and consecutive reactions
equations in such a way that the total number of active centers (synthesis of methanol, water gas chemistry) contribute to
appears explicitly as a parameter. However, this leads then to the net observed conversion. Furthermore, the assumption
the problems of the absolute determination of the active that all reaction products desorb easily from the surface and
centers described above, which is ignored in many observa- that no readsorptions occur in the reaction system is invalid.
tions involving reaction kinetics. Commonly an approximate Enthalpies of chemisorption as a function of surface
value, the number of surface atoms per close-packed metal coverage can be obtained nowadays[147] with high precision
surface area, is taken for this parameter (ca. 1015 cm2). thanks to single-crystal calorimetry. A precise determination
However, it is possible to formulate this significantly more of energy data can be related to a precise determination of the
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surface coverage, including the structure of the adsorbate. gradients appear parallel as well as perpendicular to the
The unfortunately very involved and highly tricky experi- central axis of the reactor and have a significant effect on the
ments are invaluable reference data,[6, 30d, 148] for calibrating chemical potential. Further complications are the inhomoge-
concepts and theory of chemisorption. In some cases such neities on the scale of the granular packing (“split solid”) as
data were used to decipher the reaction mechanism along the well as of the internal pore structure of the material.
procedure outlined with Equation (25). Considerable experimental finesse[155] is needed to exclude
Sorption microcalorimetry on powder samples is notice- all of these factors and obtain kinetic data free from their
ably less precise (in the investigation of the degree of influence. This applies to the synthesis of the samples used
coverage) but still applicable to high-performance catalysts. that must be homogeneous in structure and reactivity as well
The measurement requires extreme caution and experimental as to execution of the experiments themselves. If this is not
precision,[149] but data for kinetic analyses can be obtained for the case and error-laden data are used for the catalytic
a large array[150] of systems. analysis using Equation (25), the resulting parameters will be
As a rule, however, the necessary observations are not largely inaccurate and also, accordingly, the corresponding
available,[2i] but we have only estimated the corresponding conclusions. This situation has resulted in the large “diversity”
parameters. Quantum mechanical methods in combination of “characteristics” described in literature and complicates
with quantitative measurements[151] have been applied with the contribution from dearly won experimental observations
great success in catalysis research to calculate ab initio to expanded molecular knowledge.[71] The examples[13a, 156]
relevant parameters for elementary step reactions. This has show that the required quality of work is indeed obtained
enabled us to establish the solutions to kinetic equations on from a series of reactions in an integrated approach accom-
a new basis.[10c, 152] panied by the corresponding conclusions that are in accord-
Furthermore we know that the sum of all centers must be ance with the principles of chemistry and need no “special
equal to one. To be able to finally solve the system of characteristics” for their interpretation.
Equations (25), we will introduce a series of further simpli- The influence of the gradients throughout the reactor will
fications. We will assume that the reacting system is in be especially drastic if the reaction proceeds very quickly and
a stationary state. In this way all surface coverages and with high reaction enthalpy. Partial oxidations are exam-
reaction rates become independent of time. There is, thus, no ples[157] of such reactions. Data allowing the calculation of the
chemical dynamics from activation and deactivation of the degree of surface coverage and, therefore, input for mecha-
system. This can be ensured in an experimental setting, but nistic considerations are obtainable from measurements of
only with great effort. We also assume that adsorbed species profiles of the temperature and material composition in novel
do not impede one another or tend toward association (see profile reactors[51h] or tap reactors. Such data show how far
Figure 12 (2)). Moreover, we exclude the possibility that the real reactor experiments currently are from the original
active centers differ amongst themselves or when in contact underlying assumptions. Chemical engineering science is
with reactants: the surface is locally homogeneous. engaged extensively in the quantitative treatment of these
Another significant simplification is that we will not make effects; it is important to realize for the current work that it is
any statements about the spatial coordinates of the reaction a considerable task to interpret kinetic data from a catalyst in
rates in a reactor. The reaction at all positions of a reactor a given reaction for the purpose of supplying a basis for
proceeds at the same rate and form the same products a discourse on molecular processes.
because the chemical potential or the sum of the starting Up until now we have assumed that the catalyst itself does
materials and products is assumed to be the same everywhere. not change during the reaction. A well-known example of this
This is where chemical process engineering comes into play. is the catalyst used in ammonia synthesis. However, this is not
Reactors can be planned in such a way that these conditions always the case in the oxidation of CO with oxygen, as was
are nearly fulfilled: such a “stirred-tank reactor” can actually shown spectacularly by Ertl[22d, 158] through the nonlinear
be approximately realized. Much more often, however, in behavior of the reaction at low pressures. Nonlinear changes
laboratory experiments, its idealized form is assumed as also appear at higher pressures in this reaction, which can
a starting point. The model is applicable in situations with even be in part detected as periodic changes of the oxidation
small conversions (differential reaction conditions) so that state of the catalyst.[159] In the meantime, such significant
this simplification can indeed be helpful. This is also the case periodic structural changes[160] have been found in whole
in many model experiments of surface science. If, however, series of reactions.
attempts are made in such experiments to close the pressure Model conditions are often chosen such that only
gap and achieve high reactions rates, significant complications a minimal conversion is obtained and the readsorption of
result with the identification of active surfaces and with the the products can be ruled out. However, this “plausible”
validity of the approximation of homogeneous[153] reaction assumption is often incorrect. It influences the analysis of
rates. sorption and reaction data as can be seen in the example of
These simplifications are, however, not valid in the vast the careful analysis of the sorption of dinitrogen on an
majority of all practical reactors and laboratory experiments ammonia catalyst (which would be referred to as a chemically
aiming at measuring catalytic performances.[13b, 154] Rather, “harmless” case).[4a, 141, 161]
considerable gradients in the chemical potential are present Despite being under “model conditions” a change in the
along the typical packed bed of a catalytic experiment. As catalyst during or after the reaction was found by surface
many reactions have an associated heat exchange, energy flux analysis. A concept central to this is the adsorbate-induced
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Heterogeneous Catalysis Chemie
restructuring.[133b,c, 162] By using surface-sensitive methods Table 3: Some parameters[164a, 164f ] for the sorption of ethylbenzene (EB)
before and during or after the reaction, it could be established and styrene (St) on single-crystal model catalysts.[a]
that the surface structure of the catalyst was significantly Surface Edes St Edes EB q EB q St q St/
altered. This has considerable consequences for the adsorp- [%] [%] q EB
tion ability (sticking coefficient, geometry of the adsorption Fe3O4 (111) 118 86 92 100 250
centers) and, thus, for the catalytic reaction itself. This Fe2O3 (111) 73 64 37 29 0.8
observation is a deep-seated concept in the surface science KFeO2 (111) 65 65 25 6 0.2
of catalysis and explains, as given above, the necessity of [a] The desorption energy is given in kJ mol1. The degree of surface
in situ structural investigations. The simplification given ear- coverage was obtained with a reactant pressure of 100 mbar at a reaction
lier that the active and initial states of a catalyst are the same, temperature of 900 K.
the latter being well understood, is not applicable in many
cases.
According to the procedures discussed above it would be
important at this point to measure the kinetics of the reaction
9. Case Study of the Dehydrogenation of Ethyl- of a model system experimentally under relevant conditions
benzene over Iron Oxide (atmospheric pressure, 900 K, excess of water vapor). How-
ever, this turned out to be a complex challenge that could only
The dehydrogenation of ethylbenzene (EB) to styrene be solved after significant methodological development-
(St) is a large-scale technical reaction for the manufacture of s.[166a,h, 168] The most important results are given in Figure 14.
a monomer for polymer synthesis. It takes place using iron The first step was to build a microreactor[169] from materials
oxides as promoters at high temperatures (873 K) with the that could withstand the conditions of the reaction and enable
addition of a 10-fold excess of water vapor. This is an the transfer of the model sample into the reaction atmos-
endothermic reaction (DHf298 =+ 123 kJ mol1). phere. To eliminate transport limitations, a reactor concept
was chosen that was able to reach the required temperature
by laser heating. The entire apparatus then needed to be
C8 H9 ! C8 H7 þ H2 ð26Þ
integrated into a ultrahigh vacuum (UHV) set-up to be able
to perform the necessary structural analysis and manufacture
The analysis of the role of the catalyst[164] shows that the the samples with the required quality. Figure 14 A shows
active phase is a ternary iron potassium oxide (KFeO2) that is schematically the construction of the microreactor.
metastable under the reaction conditions and becomes Fe3O4 It was seen very quickly[166g] that the single-crystalline
and KOH through a complex reaction sequence that may be surface showed no reactivity in the target reaction. We
influenced by promoters. Parallel to this, the reaction suffers observed[166d] an induction period after which the activity grew
from carbon deposits resulting from the polymerization of the strongly. The analysis of the samples after the reaction
products.[165] This reaction is limited by the on-line gasification showed very clearly that the single-crystalline structure was
of carbon with water vapor, which is supported by the lost and that small and rough oxide islands had formed from
potassium promoter. the initial thin and flat layers on metal substrates (Pt, Ru) that
To decode the complex relationship between the dynam- became covered with carbon during the experiment. LEED
ics of catalysis chemistry, the chemistry of unwanted deposits images in Figure 14 B give an impression[166a] of the massive
and the actual target reaction, an extensive campaign[166] was reconstruction: after the reaction only the weak reflections of
mounted for the manufacture and application of planar model the metal substrate can be seen.
catalysts. Another goal was to answer the question of why an The Fe3O4 phase turned out to be completely inactive,
“organic” reaction must be carried out under such harsh although in real samples it is the predominant phase after the
conditions. Thin single-crystalline films of model oxides were reaction; it is a deactivation product. The Fe2O3 phase is, on
made and characterized structurally.[167] The experiments the other hand, very active, as can be seen in Figure 14 C. The
were used to determine the adsorption parameters of starting initial rates that were observed for the target reaction[170] are
material (EB) and product (St) with these samples without approximately 1000 times higher than is measured on tech-
problems related to transport limitations. These data enabled nical samples under stationary conditions. The model reaction
an estimate of the actual coverage under reaction conditions, shows us in a somewhat unexpected way that technical
and the results are given in Table 3. catalysts have still significant potential effectivity in typical
The data show very clearly why the ternary oxide is tubular reactors even without a phase change away from iron
superior: the potassium is not only a promoter but also an oxide. The reason is probably found in the instability of the
essential co-catalyst that mainly ensures desorption of the active phase at the local chemical potential (too reducing) in
product and, thus, access to the active sites in addition to the tubular reactor. The measurement in Figure 14 C1 shows
serving many other functions. At the same time a clear and that the phase is not stabile and that it develops into a stable
desirable excess of the starting material relative to the permanent state with low activity; in agreement with the
product exists on the KFeO2 surface that minimizes not results from other groups[171] this was identified as an oxide
only unwanted polymerization but also improves the reaction phase completely covered by carbon. It can be concluded
rate because the likelihood of contact between the starting from this that the carbon deposits lead to a modification of
material and active center increases. the catalyst that, after a short highly active period in the 10-
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Heterogeneous Catalysis Chemie
from oxidic to carbon-based through a nonstationary reaction development of catalysts with high performance. Such
process. systems correspond weakly to the boundary conditions of
The example shows that valuable, fundamental insight model catalysis and their theoretical analysis in the frame-
into complicated technical reactions can also be obtained work of the LHM approach. Therefore, with few exceptions,
through model experiments. Apart from new knowledge, this such as ammonia synthesis,[2j] essentially no general relevance
insight also provides a rational basis for new fundamental of the results from model experiments can be expected. Two
developments. The latter may be motivated by the realization strategies have been developed to close this gap. One
that the current catalysts are lagging far behind the ideal approach uses traditional surface science and extends the
possible performance and lifetimes. However, significant analytical methods to application under high pressures from
efforts in synthesis as well as in functional verification of several mbar to several hundreds of mbar. For this purpose,
the realization of the concept for a given catalyst will be typical methods such as atomic force microscopy, sum
required. frequency microscopy, and NAP XP spectroscopy are
employed.[24a] Model catalysts in the form of single crystals
were used and experiments were developed for their inves-
10. Catalysts Are not Static tigation under relatively high “ambient pressures”
(200 mbar). Significant structural changes[163a, 184] of the
If we return to our fundamental considerations, we see model systems were observed with differing interpretations
that the understanding of dynamic proceses in catalysts has given.[185] In a well-known case with CO oxidation at high
been analytically ensured,[21a, 178] but for the most part have pressures[163, 184c] over Pt crystals it could be shown that the
not been treated in a general quantitative and theoretical way. changes were due to the introduction of small amounts of
The prominent exception, which is widely regarded as such, is impurities, such as water, through the reaction gases and not
the treatment of the dynamics[21i, 158b] of the CO oxidation because of the pressure of the reactants per se.[153a] However,
under the special conditions of a periodically oscillating the observation of the effect of the trace gases was important
reaction process. In the general catalysis science no con- because it was understood that the stability of the reacting
sequences were drawn from this; either the observations were surface is determined by many factors that are often not easy
stopped after such small amounts of conversion that the effect to control. A further uncertainty develops if structural
of the change was ignored or the dynamics were seen as analyses under ideal very clean conditions are to be trans-
insignificant. On the other hand, a prominent excep- ferred to less-well-defined environments, for example, during
tion[11a, 21a,f,g,j, 179] to this assertion are the catalysts for partial a reaction with high conversion. NAP-XP has developed from
oxidation that change profoundly[140c] under the conditions of a curiosity[186] to a well-established method[187] that is found at
their use and can reversibly offer oxygen from their bulk or many radiation sources around the world as well as in
surface.[180] laboratory experiments.[188]
One of the reasons that dynamic effects are so under- The other approach is to match the reactivity of the
represented in kinetic treatments of heterogeneous catalysis model system with that of a realistic high-performance
is that the theoretical and quantitative treatment of such catalyst. For this, formidable challenges must be overcome
changes requires an exact description of the atomic structure to deposit nanostructures of the relevant active components
of the modified catalyst. This boundary condition has a greater in a precise way on well-defined model surfaces of typical
limiting effect than the technical difficulties on the transfer of catalyst carriers. These include the oxides of Si and Al that are
know-how from model conditions to high-performance con- not easy to study with surface-sensitive methods because of
ditions in atomically precise catalysis research. However, if their electrically insulating properties. The active components
this transfer is actually successful, precise analyses grounded may be either metals or the oxides themselves. This approach
in simple facts can be obtained for seemingly complex was very fruitful for understanding the surface physics and
observations.[6, 14, 30d, 83a,b, 144, 181] It is an invaluable advantage of reactivity of “complex” systems such as Pd/Al2O3,[6, 181c, 189]
these studies to be able to greatly simplify the phenomeno- Au on diverse carriers[14c, 25a, 31b, 190] or supported vanadium
logical diversity of possible explanations, such as “special oxides.[161c, 191] Catalytic reactions were observed, such as
surface state” or “remote control of the reactivity”.[182] the oxidation of methanol or the hydrogenation of alkynes,
Neglecting structural changes is usually accepted as an under conditions that permitted an analysis of the structure
approximation, as is limiting the investigations of the of the active components. This was possible because the
reactivity to such an extent that at least no change of the nanostructuring enabled an increase in the reactivity
bulk structure occurs. This is not to be confused with the very relative to macroscopic crystals of the same substance. An
deliberate adsorption-induced reconstruction[133a] of metal important step is the realization of model systems as thin
catalysts. Conducting model catalytic studies under the most carriers of an oxide film on an underlying single-crystalline
realistic conditions possible while stopping the chemical metal carrier with nanostructures as the active com-
dynamics[183] is very well justified by the gain in quantitative ponent having a very narrow distribution of morphological
insight. However, the results of these studies should not be characteristics.[27a, 181b] It allows the application of scanning
applied lightly or uncritically to high-conversion catalysis or probe methods for direct imaging and simultaneously
high-performance catalysts. the use of vibrational and electron spectroscopy for the
Thus, a gap appears in the transfer of knowledge from analysis of the chemical structure. The experimental
model experiments to the analysis and also the further and theoretical application of the knowledge gained
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Reviews
from this approach is currently[6, 30d] being extended even This assumption[187a] is, however, acceptable for limiting cases
further. with very small conversions and simple reactions that lead to
thermodynamically stable products. If the local chemical
potential at the site of the active center is increased to the
11. A Critical Survey: Dynamics in Catalysts point that conversion rates rise significantly, new reaction
possibilities between reactants and the active center appear,
The meaning of the standard model for the development as indicated in Figure 12 B,C . The catalyst will then change its
of the understanding of the steps making up heterogeneous surface during conversion, in which case an appropriate
catalytic processes[22d, 24a, 192] cannot be underestimated. The regeneration step with corresponding elementary steps must
core message is that the complete equation of a catalytic be included. More problematic for the standard model is the
reaction can be described by a series of intermediate steps case that the catalyst becomes profoundly altered and a new
consisting of adsorption, reaction, and desorption. Every active phase results from the starting phase originally found in
intermediate step is characterized by a number of elementary the reactor. This new phase may only be stable under the
processes with rate constants for the forward and reverse given chemical potential of the reaction and have its own
reaction as well as surface coverage. The specificity of the unique surface structure. Under different potential conditions
chemistry between the catalyst and the reactant is expressed (such as at room temperature in air) it may be metastable and
by the degree of surface coverage. This is typical for the cause the catalyst to decompose or it may bring it back into its
surface termination of a catalyst and is understood as original form. Such significant changes appear either for the
a function of the reaction temperature. A change in the structure of the active phase[194] or they can also occur in
catalyst caused by the reaction beyond the state of being relation to the entire chemical composition.[45b, 51j, 61, 195] We
“covered” or “not covered” with differing surface structur- differentiate the cases in which the bonds are formed between
es[21i, 158b] is excluded. Therefore, no reaction steps are needed reactants and catalyst precursor (for example, hydrides during
for regeneration of the active centers after the catalytic the reaction with metals[196]) or where the catalyst decom-
reaction. This theory can, therefore, center on the processes of poses and a volatile component is either added[51f, 197] or
the desired transformation of the starting materials through permanently removed[195a, 198] (this applies for oxides and
transition-state theory as the link between chemistry and nitrides). Often complex oxides decompose during this
molecular elementary processes. The exact chemistry of the process into thermodynamically stable binary oxides that
catalyst can be disregarded here because the numerical values irreversibly destroys a catalyst. Such processes are very
for sorption and reaction rate constants are encoded with this prominent[199] in contaminated, complex oxide phases[200] in
information. partial oxidation while pure-phase materials are significantly
If calculations are performed for a relevant reaction it is more stable[201] against these types of complications.
quickly seen that a substantial complexity results from the Figure 15 a summarizes a number of influences that affect
number of necessary elementary steps. The Equations (25) the degree of surface coverage—the central quantity for
illustrate a very simplified model situation because in practice catalysis chemistry in the standard model. It follows from the
nowhere near all of the parameters that are needed can be standard model that the chemical potential and the sticking
determined. Instead, they are estimated or critical values are coefficient are of fundamental importance. However, both
obtained theoretically; experimental measurements can only are subject to a series of influences that are considered to
be used in rare cases. The consequence is that there are many remain constant or are even ignored as a simplification in the
combinations of equations and estimates of parameters that standard model. In addition to the macroscopic variables
describe an experimentally observed performance of a com- pressure, the temperature and composition of the reaction
plete reaction equation. Thus, a kinetic model of a reaction mixture (the latter of which does not change in the standard
can make a reaction mechanism plausible but not render it model when viewed as a limiting case with small reaction
a certainty. This does not even apply to the reaction network, conversions), the chemical potential is also determined by the
that is, for the sequence of complete reaction equations that reaction conversion and the material and energy transport
are possible to arrive at the products from a combination of characteristics of the system. The chemical potential is then
starting materials. The example of the activation of dioxygen dependent on the position, a “local” chemical potential, and
as a very simple reaction, shown in Figure 2, illustrates this the kinetics can no longer be taken to be independent of the
well. The seemingly simple example of dimerization of exact reaction position (“mean-field approximation”).
methane to ethene and hydrogen (see Figure 1 and the The phenomena of catalyst dynamics, which are neglected
MgO case study) is a dramatic example of the complexity[2b] by the standard model, influence the sticking coefficient and
of the hidden, underlying reaction network. It is still not the local chemical potential in an integral way. The influences
completely clarified to this day. Furthermore, the example of “surface structure” and “molecular dynamics” given in
the generation of methanol from CO2 and hydrogen conceals Figure 15 can be corrected by an adaption of the standard
the extensive complexity in a theoretically calculated model to suitable values of the chemical potential. The effects
model[193] of the catalyst Cu/ZrO2 that treats all the possible represented by the yellow boxes in Figure 15 contradict the
reaction pathways. simplifications in the standard model and the LHM approach
Here it is of course understandable to not further and are, therefore, not accounted for. These influences cause
complicate the situation by relinquishing the concept of a feedback loop between the structure and catalytic activity
a rigid active center that may only be occupied or unoccupied. on the one hand and the local potential on the other. With this
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Heterogeneous Catalysis Chemie
Table 4: Examples of chemical dynamics in heterogeneous catalysts. The remains constant. We surmise that changes in the sequence of
references cite sources in the literature that provide context. the steps[228b] of the reaction occur because the catalyst
Reaction Basisphase Active phase Reference modifies its surface chemistry along with the chemical
potential of the reactants.
ammonia synthesis Fe Fe18N1x [213]
formaldehyde synthesis Ag AgsubO [214] The four governing factors represented in the corners of
formaldehyde synthesis Cu CusubO [215] Figure 16 (purple) control the local geometric and electronic
methanol synthesis Cu CusubO + ZnOgr [56e] behavior at the site of the active center as well as the influence
ethylene epoxidation Ag AgsubO + O [216] of material and energy transport. In the standard model these
ethylene epoxidation AgCux AgsubO + CuO1x [217] parameters are seen as constant during the reaction at every
selective hydrogenation Pd PdsubC [218]
observed position of the catalyst and are, therefore, not
selective hydrogenation PdGa Pd@PdGa [56d]
selective hydrogenation Pt C@Pt [219]
explicitly treated kinetically. The consequences of the recip-
formaldehyde synthesis RuO2 RusubO [220] rocal feedback loop and their effects on the dynamics
CO oxidation Ru, RuO2 RusubO [221] described in the standard model are, thus, suppressed, thereby
styrene synthesis DH Fe3O4 KFeO2 [164a] resulting in the “material gap” and the “complexity gap” as
styrene synthesis DH Fe2O3 C@Fe3O4 [170b] well as a part of the “pressure gap”. A path then opens up for
styrene synthesis ODH C CxHyOz [37e] improving the standard model, at least in the choice of the
butane to MSA VOP2O7 VxOy + H3PO4 [222]
approach, to close these “gaps”. This path requires enlarging
butane to MSA V2O5 H2O VxOy [223]
propane to acrylic acid MoNbVTeOx VxOy + TeO2 [224] the scope of elementary steps needed in a microkinetic model
propane to CO NiO NisubO [160b] by specific reactions between the catalyst and the reactants.
Some of them may be considered as being in equilibrium
during steady-state operation, but some of them will be
irreversible as they describe the maturation of the precatalyst
An example of the essential function of chemical dynam- into its active form through the reaction of reactants with the
ics is the effect of Pd as a hydrogenation catalyst in organic precursor.
synthesis. The catalytic effect is not only due to the metal but We recognize that the description of a working catalyst is
also the hydride-subsurface phase,[189a,b] whose exact stoichi- not only made difficult by the structural complexity of
ometry[225] determines the reactivity. Without the generation a catalyst precursor in comparison to a single crystal of the
of the hydride phase, Pd[181c] is not effective as a hydrogenation same phase, the latter of which is used to justify the choice of
catalyst. macroscopic single-crystal surfaces[97a, 127] in the development
It is notable that the relevant catalysts can also be of the standard model. In addition, there is an entire series of
obtained by impeding chemical dynamics. Examples of this dynamics on different scales of space and time that are also
are found in the class of intermetallic compounds[226] that influential. This understanding is not new in principle, it was
prevent the inclusion of reactants[218] in their bulk by means of already formulated by Ertl[97a] in a review article. What is new
stable lattices and, therefore, hinder the action of correspond- is the insight into how drastic the interplay of dynamics
ing reaction-induced modifications on their geometric and changes a catalyst depending on its reaction environment.
electronic structure. For this reason this class of materials is The “exact investigation of active centers” required by Ertl in
predestined for the development of catalysts supported by his article is pushed to its limits experimentally and concep-
theory, which up until now has not been able to incorporate tually if states of the catalyst are considered that deliver
chemical dynamics. significant performance in reaction networks. The surfaces
A limiting case where the chemical dynamics are are then “flexible,” as formulated by Somorjai.[133b] Model
restricted rigorously to the surface, is the possible strong systems[111b, 192] fail in their role as samples with known atomic
bonding of a reaction product to the catalyst, which leads to coordinates because they either cannot reach such levels of
self-poisoning. This case of “autoinhibition” is not rare and performance or because they change into undesired, complex
can result in complex kinetic phenomena such as the well- systems during the reaction, for example styrene synthesis
known rate oscillations[21i] and “compensation effects”.[227] through dehydrogenation. If the simplifications from the
It is also shown in Figure 16 how the dynamic phenomena standard model for the analysis of the phenomenon “hetero-
are connected to each other by control parameters in geneous catalysis” (the “Langmuir period”[111b]) and for the
a feedback loop. This makes it necessary to study catalytic material description of a catalyst[38, 92b, 229] had not been
phenomena under reaction conditions as well as with a wider applied, the research in heterogeneous catalysis would still
scope of reaction parameters such as structural parameters of be stuck in the era of black magic and trial and error.
the catalyst (defect structures, morphology, nanostructures, We return now to the types of dynamics that determine
size distribution, as examples). This is needed because it may the function of a catalyst. They act on different scales of space
be assumed that different controlling factors affect the and time and, according to Figure 17, complete the picture of
observed catalytic behavior in different ways under divergent the “multiscale problem of catalysis” introduced in Figure 1.
starting conditions. An instructive example for this is the Also shown in Figure 17 are the charge-carrier dynamics,
variation of the activation barrier for the oxidation of propane a universal characteristic of solid-state matter arising from its
to propene over a mixed oxide catalyst.[228] This “apparent” basic electronic structure. In the form of semiconductor
constant changes its value by a factor of two if the ratio of properties from many active phases, these have an important
water to oxygen is changed while the amount of propane and not yet fully understood effect[80c, 204b] in catalysis because
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The ligands (counterions) are either present as intentional investigations. Examples for this approach can be found in
components or are generated from the reactants and the cooperative works from chemical physics and inorganic
catalyst precursors (typically OH). The mobility of the chemistry[27a, 46, 80c, 258] that aim to produce catalysts guided by
molecular system in solution with adjustable chemical poten- the construction of model systems. Of vast importance here
tial in an equilibrium of complex formation allows for the are combined theoretical and experimental investigations of
processes of chemical dynamics and leads naturally to cycles systems with realistic complexity[6, 30d, 191a, 236, 259] that illuminate
of the appearance and disappearance of active centers as an the reactive and spectroscopic characteristics that serve as
“active complex”. In the heterogeneous case, this “solution” landmarks in the examination of reactive systems. An
corresponds to a fluctuating termination layer on solids of example of this is the evidence of the passive termination of
approximately 1 nm thickness whose characteristics are metal oxides with M=O groups[162c, 191b, 260] that only allows
determined by the carrier phase. The termination layer is chemical reactions after the formation of defects in their
formed during the activation phase of the catalyst under the dense surface layer. Theoretical[13c, 261] and experimental
control of the chemical potential of the reactants. studies play similar roles for isolated clusters[47a, 194b, 262] and
If we imagine the same basic processes of ligand exchange their reactivity; they are able to give information about
and redox reactions in this termination layer, as are found in possible reactions from structures that may be active centers
molecular systems, we see that there is no significant differ- and also give indications about the charge state of these
ence between molecular and heterogeneous catalysis. The systems.
reason is that the actual reactions are not really as “hetero- We then still need analytical access to the atomic
geneous” as the standard model would lead us to believe. details of active surfaces under reaction condi-
Molecular or dissociated water is often produced in hetero- tions[13b, 24a, 33b, 51l,m, 108b, 125, 187a,b, 204b, 227, 263] without having to rely
geneous reactions and can play the role of a solvent, as can on models. The required methods are available to us today as
melting of the entire (or parts of) the active layer (for combinations of in situ analytical procedures. Table 5 shows
example, main group element oxides), or of additives that are some of the current common methods as well as the limits of
introduced as “promotors”. “Supported liquid phases” or their use.
“supported ionic liquids” are, therefore, no longer curiosities, This naturally cursory assessment of the experimental
but instead illustrate the normal way of how a catalyst ability of the different methods quickly reveals that despite
operates. However, the thickness of these layers differentiates the enormous arsenal, there is still a critical limitation in their
the systems, and with this we mean mainly layer thicknesses in applicability. The powerful methods for the analysis of
the monomolecular range and not optically visible layers. geometrical and electronic structures are generally not
This concept requires the abandonment of the idea of sensitive enough to the termination layer and its dynamics.
a rigid structure of active surfaces in heterogeneous catalysis The extremely surface-sensitive methods using chemical
described by translationally symmetric atomic arrangements reactions and adsorption with probe molecules are only
as observable in their non-active states. We sacrifice the conditionally suitable to define the investigated structures;
concept of analysis of an active structure through isolation in theory can be very helpful here to bridge this gap. For
a nonreactive environment and subsequent full physiochem- example, it can construct geometrical structures that are in
ical investigation. Instead we must demand that we will be agreement with observed vibrational frequencies. The meth-
able to analyze the geometric and electronic structure of the ods that are powerful for the characterization of structures are
termination layer well enough to develop structural and usually not sensitive enough to give information about the
functional quantifiable pictures of active centers without the termination layer. However, these methods can identify the
application of models. This will not be possible without transition of the termination phase into unwanted bulk
theoretical contributions achieved in such a way that the structures and, most of all, the preconditions for their
structural proposals are made using functional data and generation through characterization of the carrier structures.
spectroscopic findings rather than deriving these character- If thermochemical methods and time-resolved methods (on
istics from a predefined structure, as has been done up until the scale of the change of the chemical potential of the
this point. In this way we can help circumvent the dilemma of reactants, ms to s) are applied in tandem, a picture emerges
theory wanting to predict reactive non-equilibrium structures with options for the generation of the termination layer and
by concepts of total energy minimization. its dynamics. The case studies discussed here illustrate this
Model investigations receive a new function through this and the importance of the word “combination”, used above in
concept. They limit the number of options in the search for connection with the power of the analytical arsenal we in
active centers through the formulation of hypotheses and the principle have access to today, becomes clear. There is not one
exclusion of certain possibilities. Models of hypothetical overriding method but rather only a combination of methods
active centers can be designed[30d, 83a, 192] and their stoichio- with their individual abilities (in situ, structural sensitivity to
metric reactivity[257] as well as the reactivity of the related the termination layer, etc.) can be used to solve the problem.
nanostructures can be subsequently studied under reaction All of this also always remains connected with the analysis of
conditions. This does not allow for an unambiguous recon- the reaction, that is, with kinetics. We are, therefore, not
struction of the reaction, but it is possible in this way to define looking for the single “heroic” experiment that delivers
the stoichiometric elementary steps and significant elements ultimate insight but rather the synopsis of many critically
of the material chemistry of the active phase. Also, these can analyzed single experiments preformed under precisely
be used to set up boundary conditions for further in situ defined conditions. And these are all already available to us
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Heterogeneous Catalysis Chemie
now. This is what is meant by the statement that today we are until now not been able to furnish the practical catalysis
able[51j, 56b, 155e,h, 160b, 213, 264] to “look over the shoulder” of a work- researcher with a robust helping hand in unlocking the
ing catalyst without the aid of a model. material science side of catalysis. This deals with the question
It turns out that it is neither negligent nor ignorant to of how an optimized catalyst should be designed in terms of
remain with the original simplifications of the standard model composition, structure, and reaction dynamics. Especially the
and the resulting consequences. For many purposes this latter has not yet been investigated to a large extent because
makes for a perfectly adequate explanation of catalysis. If, a structural rigidity is usually assumed, the narrow limitations
however, the goal is to understand the fundamental nature of of which will now be discussed. Furthermore, the molecular
the phenomenon of catalysis or acquire the ability to “design” processes of activation and deactivation are only understood
catalysts, then this approach does not suffice and it becomes in exceptional situations[50b,f,j, 54a, 264a, 267] and can, therefore,
necessary to re-evaluate the simplifications leading to the seldom be treated conceptually.
standard model. Unfortunately, this has not been done at This analysis does not change fundamentally if the many
a desirable level and is the reason why progress remains slight academic reports on the discovery of new spectacular
apart from frequent announcements[5c, 7b,c, 37k, 265] and why, catalysts are included here. The synthesis of complex nano-
when the relationship between costs and output is considered, structured[268] material has given us a wide range of possible
the impression abounds that empirical catalysis research active materials.[211a, 44a, 269] Their function is, however, mostly
indeed leads to better results. We can remark that this is not not understood. They are usually not the result of previous
a product of our times. A similar conclusion can be found in functional considerations and the sustainability of their
other publications and in G. M. Schwabs summary of his effects under realistic conversion conditions[244a] is seldom
Handbook of Catalysis,[266] published in 1941. the subject of investigations. We are, therefore, in possession
of a rich supply of possibly interesting compounds that can
ignite the imagination to construct tailor-made systems.
13. How Did Material Science Arrive at Catalysis? Unfortunately, we do not have efficient methods to prioritize
these possibilities according to their effectiveness, other than
A fundamental criticism toward knowledge-oriented the laborious cycles of synthesis and functional analysis. A
catalysis research is its weakness in implementing functional more effective method would enable the selection of those
insight into new catalysts. The practical success in heteroge- systems whose exact functional characterization would lead
neous catalysis is due in most part to process technology, past their normal material and structural options in technical
which deals with the macroscopic dimensions of the links catalyst synthesis[5c, 118c, 211b, 270] to conceptually and theoret-
connecting the catalyst to reactor, as well as to the reactants, ically based conclusions. Regrettably, the effort involved
in the way described in Figures 1 and 16. For this, molecular proves too high a price, especially when it is considered that
events are largely insignificant. We only really understand this certain experiments[209g] will most likely not proceed success-
in a limited way with regards to chemical complexity and have fully.
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Reviews
thickness is only about 1 % of the wavelength of the light carbons, minimizes the reductive effect of hydrogen, and
used. However, using EXAFS[288] and chemical probes[292] the leads to the optimization of the desorption of the target
V5+ species was also identified as the catalytically relevant product (site isolation).[14c] Secondly, the generation of sub-
species. surface hydrogen must be prevented because this activated
After we have convinced ourselves that the many relevant form of hydrogen, together with Pd, creates a hydrogenation
catalysts of today would be difficult to treat with a knowledge- catalyst[181c] that is unselective[196, 218] in this reaction. In this
based approach using our current knowhow, we may turn to last study there is classic evidence for the validity of the LHM
a more simple case. We will look at the selective hydro- in the case of hydrogenation.
genation of CC bonds (alkynes) to C=C bonds (olefins) over With this concept it was possible to develop intermetallic
metal catalysts. From Equation (25) and its interpretation, we compounds[300] into catalysts. The line phases PdGa and
know that the most essential value for the reaction rate is the Pd2Ga are both able to keep hydrogen out of their lattice
surface coverage by reactants. When atomic hydrogen is often structure[301] and possess terminations[300d, 302] with structures
found near adsorbed alkynes a high reaction rate[293] will that completely, or nearly completely separate the Pd atoms
result. As the bonds between alkynes and a metal are from one another by forming cagelike motives from Ga and
significantly stronger than between a metal and alkenes[294] Pd. The strong covalent contributions of the bonds necessary
it can be assumed that there is a finite chance it will desorb for this special structure also shift the Pd d band to
before it is further hydrogenated by hydrogen to an alkane. significantly lower energies and effect a modification of the
There is an established reaction mechanism[10a] and model electronic structure. The concept is successful conceptually as
experiments[147, 181c, 295] that exist for this. The reactions (28) well as in reality, for example, with supported nanoparticles,
and has led to stable and effective catalysts.[225, 226b]
2 C2 H2 þ H2 ! 2 C2 H4 ð28Þ It turns out when considering the postulated control of the
causal relationship between catalyst success and original
and (29) concept that this is indeed comprehensible[225, 226c, 303, 305] for
annealed single crystals and pure samples free of surface
2 C2 H4 þ H2 ! 2 C2 H6 ð29Þ oxides.[304] Real nanostructured catalysts and unannealed,
crushed bulk samples show, however, another working
have, furthermore, been studied intensively on a theoretical principle: the generation of a Pd nanostructure protected
basis[178b, 296] and serve as case studies for a knowledge-based from sintering by a Ga2O3 nanoparticle was observed[226b, 306]
development of proposed new catalysts. In one theoretical as long as it was involved in an acetylene hydrogenation
approach a method was introduced[297] where a non-noble reaction. The high selectivity was achieved by Pd-C subsur-
metal catalyst could be identified for the reaction of the face compounds.[196, 225, 299a] These can also cause pure Pd
selective hydrogenation of acetylene. Normally reaction (28) nanoparticles to be highly selective if suitable structuring of
is used selectively to purge an ethylene stream of contami- the Pd precursor is available to promote their growth along
nation by acetylene and is accomplished with Pd-Ag with carbon supports for stabilization.[264f] Properly function-
alloys.[189b, 296, 298] The problem is to avoid total hydrogenation ing Pd2Ga nanoparticles[307] with a stable intermetallic struc-
(29), which destroys the starting material for the polymeri- ture can also be produced and utilized[225, 308] on nanocarbon
zation target reaction. With the help of a model, discussed supports. However, if more complex alkynes are to be
below, a series of alloys with base metals was proposed that hydrogenated, the concept does not work well[56c,d] for two
can carry out very selective hydrogenation. The data of reasons. First, the complexing effect of the substrates corrodes
experimental reproduction are very convincing.[297] However, the surface and, second, the reactivity of the pristine
the products from the synthesis of the catalyst were not intermetallic compound cannot compete with the surface-
checked to determine whether the predicted electronic modified Pd systems (Lindlar catalysis) when it comes to
structure of the alloys was in fact responsible for the observed substrates that are difficult to hydrogenate.[56d, 309]
effect. There is an array of possible explanations for the several highlights of this development are shown in
measurements, the proffered theory[297] being only one of Figure 21.[300a] By using in situ X-ray diffraction, the gener-
these. Alternatives are based on morphological variations[162a] ation of PdH was established on nanoparticles supported by
of the base metals through carrier interactions or selective nanocarbon[310] along with PdCx after the reaction. The
poisoning of steps on the base metal surfaces, on reactions of concept of the modification of Pd surfaces by the generation
a component of an alloy with the carrier, or on a selective of intermetallic compounds can be studied on single crystals
capping of the base metal with the alloy component. As these as well as on polycrystalline systems by determination of the
alternatives cannot be excluded, the experiment is not fully binding energy of the CO probe molecule. In addition to
able to verify the theory. showing how drastically the absorption characteristics (sur-
These reservations are a consequence of the experiences face coverage) change when Pd metal is converted into an
with the knowledge-based approach from Figure 17. The intermetallic compound, Figure 21 B also shows the concept
standard model and the specific model experiments that lead of site isolation. However, this is only the case when
to the theoretical approach sketched above predict that the tempering is used to achieve a surface termination[304] in
desired reaction can only proceed under two conditions: first, which Pd is actually surrounded by Ga. The shift of the Pd
the active center cannot consist of Pd terraces[294] but rather of d band through the generation of the intermetallic com-
isolated Pd atoms. This prevents the dissociation of hydro- pounds can be easily demonstrated with electron spectrosco-
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Reviews
call the sticking coefficient. This factor contains the details of observed active materials carry out the reaction using the
the chemical interaction between the reactants and the same mechanism (often difficult to verify) then we can exploit
catalyst. The details of the chemical bonds of interest here a general relationship in physical chemistry between the
are only included implicitly because the derivation of this (thermodynamic) strength of a bond between a catalyst and
coefficient is based on the kinetic gas theory[100] of corpuscular reactant and the height of the energy barrier (kinetic) that
interactions and not on explicit chemical bonds. If the sticking must be overcome to complete the reaction. This relation-
coefficient is written in an Arrhenius form ship[3a, 313] states that the barrier and the binding energy are
correlated with a schematic representation found in
DEakt
S ¼ S0 e kT ð30Þ Figure 22.
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Heterogeneous Catalysis Chemie
Only undertaking a very coarse search for large differences in scaling relation applies to several structures. However, if the
the reaction rates (logarithmic scale in Figure 22) will enable energy resolution is improved in these relations, it is found
the combination of the important factors into a single that they congregate into groups. Hydrogen stands alone or as
constant on the first go around. a bonding atom of a fragment, it lies far from the universal
This qualitative approach, known in the literature as the relation, and defines its own scaling relation. The prediction
“Sabatier Principle”,[82, 313a, 314] will be useful first when we of catalysts for whole reaction networks, is, therefore,
have numerical values for the descriptor. The measurement of reduced[320, 323] to solving linear equations with numerical
EA or ERea is essentially possible with calorimetry on real values from quantum chemical calculations. These can be
systems or on model systems[148a] with well-defined elemen- stored in a database and used to create new combinations of
tary steps. However, this is so costly[147, 149, 150, 151] that attempt- fragments and materials.[324] Sets of curves or “volcano
ing to find materials on an empirical basis is preferred. plots”[9a, 277b] are generated with forms similar to that found
Here theory has made a novel approach possible. This is in Figure 22: the minimum curve limits the possible perfor-
due to the now high quality of the description of the surface mance of the catalyst from that particular set.
electronic structure of chemically complex structures. Based If this predicted performance is to be improved, it follows
on the enormous progress in the theory of molecular from the theory[272] that the validity of the scaling relations
processes in catalysis,[3a, 9a, 11, 278c, 315] we are now, with a few must be rendered untrue. Such a situation will only be found
curtailments with respect to precision, able to calculate in a set of compounds if it is possible to decouple the
enough numerical values to get a solid idea about many activation and reaction of reactants from one another and
compounds and a large number of relevant reactions. With from the local electronic structure of the catalyst. This can be
this information we can make predictions about specific achieved if a modification of the mode of operation of
materials, their most advantageous surface structure, and the catalysts takes place that is not found in the models defining
maximum achievable reaction rate. For the test case of the scaling relation. Some of these are dimensionality of the
ammonia synthesis[101b, 130a, 316] this was done extensively up to active phase (exact structure, bulk, cluster, thin layers), the
the point of proposing new binary metal compounds[3a, 265e, 277b] spatial morphology of the system (confinement effects), the
with substantial catalytic performance. This achievement was dynamics of active center formation (static active centers are
made possible due to the details of the dissociative adsorption standard), the reaction environment in which the active
of nitrogen on the catalyst being theoretically[96,1 112b, 317] and material is placed, or the use of nonthermal energy sources
experimentally[22d, 92b, 130b, 229, 318] very well understood, as are mentioned above. These possibilities result from the consid-
the details of the rate-determining step. The work on the eration of Figure 16 that describes the recursive coupling of
ammonia system has advanced to a degree that there are the entire system “catalytic process” with the active centers.
theoretical predictions stating just how much further this The methodology of predictions from scaling relations has
reaction can be developed.[272] These appear rather utopic at been applied to diverse and complex systems including the
this point if the history of the actual development[130b, 131, 271a] of problem of the hydrogenation of acetylene.[296] The result
this reaction is regarded in comparison. In theoretical work, were numerous suggestions[297] for new systems, one of which
however, a very important clue can be found to the method covered the intermetallic compound PdGa just discussed.
leading to such breakthrough results. This approach was also able to reproduce the verification that
For this we return to Figure 22. It shows that many the selectivity of this reaction is controlled mainly[196, 325] by
relevant adsorbates, which may act as possible reactants, have the formation of Pd subsurface carbon bonds. The daring
a linear dependence between their heat of formation, and presentation of the correlation[297] between selective hydro-
their position in the periodic table of the elements. This is not genation ability and the monetary value of the catalyst was
an accident,[82] but rather it can be explained with C, O, and even risked to predict cost–effect relationships.
N atoms using as the bonding mechanism[101b,319] the inter- A similar and fruitful analysis was undertaken in electro-
action of molecular fragments[320] with the d electrons catalysis.[14e, 44a, 278c, 326] Under the assumption that the catalysts
(d band). This is mainly responsible for the bonds in transition were of a metallic nature, verifiable predictions were made
elements that are especially relevant in catalysis. The regular about the composition and structure of electroreduction
shift in the position of the core of the d band,[230a] as well as the catalysts (ORRs) for oxygen (see Figure 2). Further exper-
band edge, with position in the periodic table (filling of the imental support has also been found.[322a, 327] The development
d shell) explains the change in interaction energies. If this of electrocatalysts for hydrogen evolution[278f] was also
somewhat coarse analysis is refined with input from studied with this method by using a selection of over 700
alloy formation,[7c, 178b, 277c, 278f, 297, 300c, 315c, 321] steps on the sur- systems. Notable in this work is the theoretical analysis that
face[24a, 96, 132c] and strain in the unit cell[322] of the metallic also included the stability of the phases against decomposi-
catalyst, many new elements are brought into the previously tion. An “unexpected” prediction was made of an effective
monotone shift of the d band. If this “scaling relation” is material (a Pt compound) and subsequently experimentally
investigated to find a series of catalytically relevant fragments verified. The oxidation reaction of oxygen (OER) was studied
over a large number of elements and structures on a catalytic on oxides[44, 328] and compared mechanistically with the water
surface, it can be seen[14e, 82] that the scaling relations have splitting found in nature.[44b] The result was the explanation
similar trends and that the exact structure of the adsorbates for why no better catalyst than RuO2 can be found for this
has no significant influence on the results. This leads to reaction although many different systems have been sug-
a certain “universality” in catalysis because one and the same gested. And this despite the significant overvoltage needed to
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Angewandte R. Schlçgl
Reviews
successfully achieve the reaction with RuO2 in comparison to “concepts” based on faulty physical reasoning that are
the thermodynamic limit of the barrier. Unfortunately miss- vehemently defended. This does not bring us any closer to
ing from this work is information about the nanostructuring our goal. The method of an aesthetic-artistic design of active
and stability[195d, 329] of the system, characteristics that present centers can act as an enrichment of the necessary creativity
large experimental[51j, 329a] challenges. but is no replacement for the targeted construction based on
The theoretical design of a catalyst requires the subse- chemically correct models of the reaction and free from
quent synthesis of the material in question for its verification material classes and structural guidelines.[5a,b, 265g] We know the
as well as knowledge of the composition on mesoscopic and way and possess the basic physical principles but are
macroscopic scales. This material then needs a functional continuously tempted by the complexity of the kinetics and
characterization to show that the theoretical predictions material chemistry of heterogeneous catalysts to take short-
about the active centers are in fact borne out. This has been cuts. This results in a mesh of simplifications that impede
done in several cases[7c, 265e, 278a,f] if, perhaps, in still a somewhat rather than help the transfer of new knowledge to practical
unrefined manner. However, side effects of the reactivity catalytic situations.
appeared that influenced the stability of the catalyst in an The theoretical approach discussed up until now selects
adverse way and no technical realization has been reported. materials according to their function based on simplified
There are reservations about continuing along this path of assumptions of structure and morphology and on neglecting
theoretically supported design of catalysts with the current the influence of reaction conditions on the catalyst. This
lack of chemical precision.[14e, 82] If the spectrum of the current corresponds to the description along the abscissa in Figure 22.
reports of this approach in the literature is considered, it can To make a contribution to the material science of catalysis
be quickly seen that it is not the aim of this theory to provide with theory, the orthogonal path can also be traversed that
a highly accurate prediction for one good catalyst: the rates runs along the ordinate. In this case we obtain precise and
are given on logarithmic scales over several orders of detailed information about the predicted course of the rate-
magnitude. In contrast, in real cases we are interested in the determining step and about the structural details of a chosen
effect of a catalyst within a maximum factor of 10, usually, catalyst under reaction conditions. From this we can learn
though, within a factor of two. Therefore, this theory of much about the constitution and dynamics of a given catalyst.
scaling relations may be regarded as a selector that supplies us It necessitates an elaborate theoretical apparatus with
with material suggestions on the scale of descriptors in sufficient “chemical” accuracy that allows quantum mechan-
Figure 22 (approx. in the middle) in which we can optimis- ical calculations for adequately complex models. Further-
tically search for solutions. This approach excludes possibil- more, a description of thermodynamic functions at finite
ities that are not relevant as possible solutions and narrows temperatures and pressures is necessary to construct phase
the space of material options for potential hits. At this time diagrams of the catalyst as a function of the chemical
the theory utilizes rough structural models, cares hardly for potential of the reactants. This theory[9a, 11b, 152b, 235, 330] empha-
size effects and not at all for chemically complex compound sizes conceptually the idea of the unity of catalyst and
catalysts. The author supports the view that all methods reaction, as described in Figures 12, 16, and 17.
enabling us to distance ourselves from empirical development The path to deciphering the systematic behavior of
are important for further progress in catalysis research if we a catalyst step-by-step with the help of theory seems to be
can learn from the observed differences between theoretical very promising at this time.[2g, 13c, 47a, 94, 331] The approach has
and experimental results. There is no one single factor that been applied successfully to, among other procedures, hydro-
fundamentally impedes improved precision. One important genation catalysis over noble metals in a very realistic
point is to use helpful information from models to exclude way.[10a,b, 14b,c, 265c, 296, 313b, 332] For methane synthesis a reaction
options that will certainly not lead to the goals we have set. network was also calculated extensively.[146] In these cases,
The standard for judging on theory-supported catalysis however, rigid assumptions about the nature of the catalyst
research should not be an immediate technically useful were made. For the selective oxidation of propane,[152a]
result, or even time-saving compared to a purely empirical a reaction network based on qualitative suggestions[312] was
approach, but rather the sum of the physics-based conceptual quantified. Here the splitting of the selectivity into partial and
and methodological insight that was gained throughout the total oxidation was described as a function of the redox state
process. The value of such findings results when they are of supposed active centers. The result is that a quantitative
utilized in a knowledge-based approach, such as suggested in and experimentally observable[333] descriptor (surface cover-
Figure 19. The time saving will materialize after we have age from peroxo species) can be theoretically established for
applied this concept to several problems because we can understanding the principles of selectivity control. The
always use the knowledge-based insight (“why has something resulting development shows how the fields of knowledge of
been observed”) again and in a new context. This is not molecular and solid-state catalysis can mutually benefit one
possible in empirical strategies with synthesis tests only another, especially if they become conceptually connected by
because we have no knowledge of the causality of results in the bridge of theory.
new situations. A further general and instructive example of the
The most promising route to move catalysis from an success of this theoretical approach is the investigation of
empirical science to a design science is the closing of the CO oxidation over Ru. Starting from xtensive experi-
knowledge gaps that still abound. A sadly all too common mental investigations[334] a comprehensive theoretical analy-
denial of its existence shows itself though the proposal of sis[10c, 11a, 278b, 335] of the reaction was undertaken. One out-
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Heterogeneous Catalysis Chemie
2 C2 H4 þ O2 ! 2 C2 H4 O ð32Þ
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Angewandte R. Schlçgl
Reviews
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Heterogeneous Catalysis Chemie
the local surface structures. The result is that no structural s.[62c, 211a, 256a, 356] Furthermore, the chemical dynamics of the
“difference” can be found between substances with different material under the planned reaction conditions must also be
catalytic properties that are chemically otherwise identical. planned and adjusted. Then nanostructuring must be chosen
It should be mentioned at this stage that the multiple such that it affects the activation kinetics in a favorable way.
approaches for the selection of catalysts with combinatorial Here, stationary active centers must also be provided through
synthesis[273a, 350] that the use of chemical composition as the the surface structure (“roughening” itself may not be
single variable will not, with any surety, result in the expected sufficient) and a concept for stabilizing the active phase
outcome. With this procedure[351] neither a structurally pure under the reaction conditions is also necessary. The latter
phase[352] nor a uniform and optimized surface structure will must be achieved, however, without shutting down the
be achieved in general. Errors can arise especially with dynamics of the process (reduction of the surface area is not
combinatorial optimizations in advanced generations[265a, 353] enough). Currently there are only few studies that have been
because the assumption that the catalytic effect is dependent conceived in this way.[117, 209f,h] This opens a field for the
only on the cation composition of the contact mass is development of inorganic chemistry[357] that can simultane-
incorrect. This does not diminish the value of high-throughput ously offer multiple properties of a material arising out of its
procedures for, as an example, the efficient investigation of different dimensions.[48, 51l, 358]
the kinetic parameter range of a system[228a] or for material
development in a predetermined compositional space.[211a, 354]
The goal for the future planning of synthesis strategies 14. Conclusions
should be to start from the characteristics of the desired active
centers. We have learned here that there are essentially two This survey of the current state of heterogeneous catalysis
methods of approach for this. One is that either static or science shows that with the standard model we indeed possess
dynamic centers can be put to use. In catalytic reactions where a firm and generalized conceptual basis. The development of
a component that is difficult to activate (O2, H2, N2, CO2, a quantum mechanical treatment of the atomic aspects of
H2O) is to be converted in dissociated form, using a reactive catalysis based on accurate calculations of the electronic
structure, into a thermodynamically unfavorable product, it is structure of surfaces was triggered by experiments that were
conceivable, as a synthetic approach, to view the combination qualitatively instructional and quantitatively rigorously car-
of both centers as a form of “bifunctionality”. To support the ried out. This treatment, with regards to the state of develop-
concept of such systems that are regularly represented in ment, is at the same stage as the physiochemical theory of
practice, but often unrecognized in their bifunctionality, the catalysis. A slight hesitation accompanies the use of the word
features of both types of centers are given in Table 6. It is “theory” because an important attribute of this level of
evident from this that a significant importance is to be given maturity of a scientific field, the ability to predict phenomena
to the kinetics of the individual production steps[109a, 210a] of the for the concrete knowledge-based development of catalysts
cataylst. In particular, control of the chemical potential of the and processes, has not yet been established.
environment is critical during the steps of thermal treatment The author apologizies to the readers for the often
such as drying, calcination, and annealing. However, these are intentional and unintentional simplification of the presenta-
often not sufficiently analyzed and controlled, at least in tion. The task in this Review was to demonstrate to the reader
academic synthesis. the need to allow a degree of chemical complexity to enter
A planned synthesis, therefore, needs the basic composi- into the rigorous world of physicochemical catalysis. Consid-
tion of a matrix phase that must be produced homogeneously ering catalysis as a rigid gas–solid interfacial problem is only
and as a pure phase. In the case of complex compounds, true for the boundary case of minimal reactivity. Synthetic
however, difficult challenges await[355] to arrive at such phases. chemistry is more interested in developing catalysis into
This does not only hold for bulk phase catalysts but also for a state of predicting and designing functional material of
supported systems in which the precursor of the active phase considerable complexity for performing effectively the
should be brought onto the supporting phase as homoge- desired task of a chemical transformation. This work should
neously as possible. These challenges are solvable, as exem- show that bringing together these two views is a central
plified by the synthesis of micro- and mesoporous system- paradigm in “unifying concepts in catalysis”.
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Angewandte R. Schlçgl
Reviews
In the last few decades, three lines of development in 2. For this reason we must provide materials with the
catalysis science have led to the expectation that we are on the possibility and ability to form dynamic phases. Nano-
cusp of moving from a concept of catalysis to a theory of structuring, chemical and morphological homogeneity,
catalysis. One of these lines is the progressing insight that and careful optimization of the activation are to be
there are no fundamental differences between the subdisci- undertaken for every system and then analytically under-
plines of catalysis science. The treatment of heterogeneous stood.
catalysts within the concept of dynamic systems marked the 3. Catalysts are to be thoroughly characterized before and
first time that the original difference between dynamic active after the reaction.
centers in molecular catalysis and static rigidly defined 4. In situ investigations with complementary methods are
centers in interface analysis fell away. A second line is the not a “luxury” but rather essential parts of the formulat-
swift development of model catalysis away from such static ing a hypothesis on the function of materials.
systems toward nanostructured systems. Here the chemical 5. The development and optimization of the material and
complexity and the dynamic behavior of high-performance reactor as conceptual unit is a prerequisite for the
catalysts can be described without losing the functional understanding of functionality. The indispensable basis
analysis with exactly defined boundary conditions. The third for this is the view of that the investigated transformation
line can be described through the continuing maturity of is a network of reactions both between reactants
in situ functional analysis (or operando analysis). Today we themselves and between the reactants and the catalyst.
are able to decode the function of high-performance catalysts 6. The chemistry that, starting with solid bodies, makes
without the use of models and can investigate the structural dynamic systems out of a stabilizing matrix and an active
features of these functions. interface is still relatively uncharted. Fundamental
These three developments, which have been described knowledge and insight are missing from inorganic
and discussed in the current Review, are focused on ascribing chemistry describing the reactivity of nanostructured
dynamic properties to catalytic materials. The dynamics systems under the conditions of catalytic transformation.
include charge carriers in the electronic structure and atoms 7. Active centers are rare objects in the space–time devel-
in the geometric structure on differing scales in space and opment of a catalyst and only very small stationary
time and can, therefore, be understood and quantified concentrations of them can be expected. The strategy for
through a single characteristic. The task of catalysis to convert investigating them must take this into account. We need
measurable quantities of material is a property that plays out methods that can unambiguously differentiate tiny
on different scales and necessitates for this reason the regions at an interface from the main phase or from an
observation of a large number of physical and chemical under layer.
phenomena simultaneously. 8. Such in situ methods are still scarce. A significant
Viewed historically, we have mastered the challenges of expansion of our analytical palette is still required that
catalysis as system chemistry and multiscale phenomenon by can combine atomic resolution with exact chemical
implementing a series of strict boundary conditions and identification, surface sensitivity, and in situ capabilities.
simplifications in the analysis of catalytic systems excluding 9. Testing materials requires an individual optimization of
complexity. These enable the formulation and justification for the reaction conditions; the practice of testing entire
the standard model. However, to complete the development libraries of materials with universal conditions without
of the theory of catalysis we must take back several of these parameter variation causes important insight to be lost in
boundary conditions and be willing to accept the resulting the reaction procedure and hampers the identification of
heightened complexity of the treatment. This is achieved for possibly new and suitable candidate materials.
example by explicitly implementing the dynamics discussed 10. Concepts for synthesis may be developed along the lines
here and integrating them quantitatively into the mathemat- that materials should be made available in scalable
ical description of catalysis as well as qualitatively into the processes showing a stationary catalytic performance so
design methods. This should not give the impression that this that they may be kinetically and functionally investi-
projection is a new or even an original assertion of this gated. Nonscalable systems and mere curious properties
Review. More or less this same requirement is found in many are less suitable to help catalysis science progress.
conceptional works on catalysis. In the past it was not
conceivable to deal with the complexity of dynamic catalysts The question may be asked why everything seems to have
and at present it is still inconvenient to do so as the efforts become so complicated in the end and which simple force is
required are still substantial. driving all of this complexity. The qualitative answer to this is
At this point the challenge can best be overcome on the simple: the driving force is the minimization of the total
theoretical side if the two orthogonally running approaches to energy of the system. Catalysts are frustrated because we
theoretical treatments of catalysts were to gather into a single ensure during synthesis that they cannot reach their minimum
all-encompassing model instead of remaining opposed to one energy state as long as they are subject to reaction conditions.
another. In experiments we should mind the following points Through this we force a state of the material that is not in
as a consequence of the insight into the dynamic nature of equilibrium under working conditions. The materials attempt
catalysis: to reach equilibrium sets the dynamics in motion: The
1. Active centers cannot be premade but are formed during reaction conditions allow the heterogeneous system on the
the activation of catalyst. surface to begin a process that leads to the thermodynamically
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Reviews
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Angewandte R. Schlçgl
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