Characterizing Power Transformer Frequency Responses Using Bipolar Pseudo-Random Current Impulses
Characterizing Power Transformer Frequency Responses Using Bipolar Pseudo-Random Current Impulses
Corresponding Author:
Fredrick Mwaniki
Department of Electrical and Electronic Engineering
Stellenbosch University
Banghoek Road, Stellenbosch, 7600, South Africa
Email: [email protected]
1. INTRODUCTION
In recent years, there has been a rapid increase in renewable energy sources such as photovoltaic and
wind generators [1]-[3]. These energy sources have presented new challenges such as the risk of high harmonic
voltage distortion due to their use of power electronic converters [1], [4], [5]. These power system harmonics
have increased in both amplitude and frequency bandwidth. Step-up transformers that are used to connect these
renewable plants to the grid are adversely affected by the harmonics from these renewable plants [6].
Power transformers do not have a flat frequency response, which makes them unsuitable for use in
applications with high harmonic components and high frequency transient signals. Transformer impedances
are functions of the input signal frequencies and voltage, as well as the loading conditions [7], [8]. Transformer
parameters such as leakage inductances, winding capacitances, and the non-linear core components interact
to cause complex series and/or parallel resonant phenomena in the transformer frequency characteristics [9].
When a minimally damped resonant point in the power transformer’s wideband transformation ratio charac-
teristics is excited by a harmonic voltage or a transient event, excessive voltage and/or current amplification
occurs. Over-voltages and over-currents may cause protection devices to activate, or cause damage to the power
transformer and other equipment connected to the network, resulting to unnecessary downtime.
In this context, the response of transformers to input signals with multiple frequencies needs to be
modeled and understood. Therefore, this gives rise to renewed interest in performing broad frequency band
measurements, especially on power transformers that are connected to wind and photovoltaic (PV) energy
sources. A common approach in transformer identification is the use of non-parametric methods that compute
the transformer frequency responses. Frequency response analysis (FRA) has been widely used for condition
monitoring of transformers [10]-[15]. Frequency response measurements have also been applied in transformer
parameter estimation [10], [16]-[18]. Although power transformer frequency responses have been widely used
for condition monitoring and parameter estimation [10]-[12], [18] their use in power quality studies, especially
in cases where the transformers are used in renewable energy sources, has not been given much attention.
In practice, frequency response measurements are conducted by applying an excitation signal that can
perturb the target system at the frequencies of interest. The system input and output signals are measured over
an interval for further processing to obtain the relevant frequency responses. The excitation signals proposed
in literature for transformer FRA include the swept sine and the impulse [11], [19], [20]. The sine sweep
involves a variable-frequency sinusoidal signal which is simple to implement using low-voltage sinusoidal
signal generators. In practice, however, it is difficult to design and implement a sinusoidal source to perturb a
large power transformer over the frequency range of interest, especially at low and high ends of the range. This
is due to reduced magnetizing reactance and winding capacitive reactance at these frequencies respectively.
Consequently, very low signal levels result in measurement errors due to a low signal to noise ratio (SNR).
The impulse method involves perturbing the transformer with a classical voltage impulse Which has a low rise
time and a higher fall time. Although this method is more accurate, the spectral energy of the classical impulse
waveform drops rapidly with frequency which would result to limited accuracy in some frequencies.
Controlled signals have been proposed for use in power system equipment identification [21]-[23], and
have advantages in that their spectral characteristics can be controlled and are repeatable. Therefore, accurate
measurements are possible at the expense of complex instrumentation [11]. Despite the advantages presented
by controlled perturbation signal method, there has been limited application of these signals for transformer
FRA. In the case of a pseudorandom binary sequence (PRBS), the clock frequency and sequence length can
be controlled to induce persistent excitation for the dynamic modes associated with the device under test. The
PRBS has a flat frequency spectrum at frequencies below the -3 dB point which allows for perturbation with
uniform energy [24]. The PRBS is however not suitable as a perturbation signal for transformers due to a
possibility of injecting low frequency components that would cause core saturation. This particularly occurs
when a long PRBS is used [25]. The main contribution of this work, therefore, includes the following:
− The use of a wideband controlled perturbation signal to obtain accurate transformer frequency responses.
− The use of transformer frequency responses for power quality studies and parameter estimation.
In this paper the use of a unique signal consisting of bipolar pseudo-random current impulses as a
broadband excitation signal to determine the frequency responses of a transformer in the harmonic frequency
range is proposed. The obtained responses are then used to study the effects of harmonics especially on the
voltage transfer function, to characterise the power transformer over a wide frequency band as well as to
obtain transformer wideband parameters. The sequence combines the advantages of the PRBS and the classical
double exponential type impulse. An advantage of using this signal is that its power spectrum can be controlled,
for instance, in reducing the energy in low frequencies to avoid transformer saturation during measurements.
Properties of the signal such as the clock frequency and time constants can be used to focus the spectral energy
to the frequency range of interest and improve the SNR. The bipolar nature of the sequence ensures that the
transformer is not driven towards a biased offset point from the normal operating point whereas its wideband
nature allows tests to be conducted within short time periods compared to conventional methods such as the
sine sweep.
In section 2, a methodology for transformer frequency response measurements is discussed. Experi-
mental results and parameter estimation of a high frequency power transformer model using the experimental
frequency responses is discussed in section 3. The conclusion is presented in section 4.
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2. RESEARCH METHOD
2.1. Transformer testing using a sequence of bipolar pseudo-random current impulses
The idea of using a bipolar pseudo-random impulse sequence as a perturbation signal in the energy
systems and power equipment was first proposed in [26]. The bipolar pseudo-random impulse sequence is a
wideband signal consisting of a series of chopped positive and negative impulses. In this work, a sequence of
bipolar pseudo-random current impulses was used as a perturbation signal for transformer identification and
modelling. Figure 1 illustrates the bipolar pseudo-random impulse sequence. Bipolar pseudo-random current
impulses can be generated using an efficient circuit topology consisting of a DC source, a full-bridge whose
switches are controlled by a PRBS gate signal and a series RLC network as shown in Figure 2.
PRIS (t)
Time
Figure 2. Circuit diagram for the bipolar Pseudo-random current impulses generator
The PRBS is a random, deterministic and periodic signal that can be produced using shift registers
driven by a clock sequence. The occurrence and duration of the binary states is random. The data length for
one PRBS period is defined as N = 2n − 1 bits, where n denotes the number of shift registers. The series
RLC network provides a means of optimizing the time-constants associated with the rise-and fall-times of the
bipolar Pseudo-random current impulses. The circuit of Figure 2 can be viewed as an application of a step
input to a series RLC circuit, where the step is controlled by the PRBS signal. The sequence of bipolar current
impulses generated by the circuit in Figure 2 over one period can be expressed as:
h i
I0 L I0 L
((N +1)/2)−1
X e−t/τ1 (V0 − Vdc + τ1 ) − e−t/τ2 (V0 − Vdc + τ2 ) τ1 τ2 h i
ip (t) = × u(t − ti ) − u(t − ti+1 )
i=0,2,4...
L(τ2 − τ1 )
h i
I0 L I0 L
((N +1)/2)
X e−t/τ1 (V0 − Vdc + τ1 ) − e−t/τ2 (V0 − Vdc + τ2 ) τ1 τ2 h i
− × u(t − ti ) − u(t − ti+1 ) .
i=1,3,5...
L(τ2 − τ1 )
(1)
where u(t − ti ) − u(t − ti+1 ) depict random switching intervals in the full bridge circuit, τ1 and τ2 are the time
constants associated with the series RLC network, I0 and V0 denote the initial current through the inductor and
the initial voltage across the capacitor respectively.
In (1) indicates that the excitation current depends on the DC source, the RLC network time constants
and the PRBS switching intervals which in turn are dependent on the PRBS clock frequency. In practice,
Characterizing power transformer frequency responses using bipolar ... (Fredrick Mwaniki)
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the shape of the perturbation signal is also affected by the initial energy in the inductor and capacitor in each
switching cycle. The properties of the current impulses can easily be controlled by varying excitation source
parameters namely the input DC source, PRBS clock frequency fc , and the impulses time constants. This
high degree of control offers capability to improve the signal’s SNR, guarantee repeatable experiments and
allow the user to concentrate the signal’s energy in the required frequency band. The broadband nature of the
sequence ensures that the transformer identification procedure is conducted fast compared to using conventional
excitation signals such as stepped sine. This is an advantage especially in in situ power system measurements
where parameters such as harmonics are time-dependent. The bipolar pseudo-random impulse sequence can,
therefore, be adjusted to achieve persistent excitation for a broad range of frequencies and applications. This
is an important aspect especially in identification of systems involving electromagnetic components such as
transformers where superior performance is achieved when excitation energy is directed in the higher frequency
band and the low frequency perturbation is restricted.
Figure 3. Test arrangement for secondary open-circuit input impedance frequency response
Regarding the transformer as a linear time-invariant system and ignoring measurement and quantiza-
tion noise, the sampled voltage is given by the discrete convolution of the impulse response with the perturba-
tion signal which can be expressed as.
∞
X
vs [n] = z[k]ip [n − k] (2)
k=1
where vs (n) is the discrete-time voltage signal, ip (k) is the discrete-time perturbation signal and z(k) is the
sampled system impulse response.
Convolution of time domain signals implies multiplication of the signals in frequency-domain and
therefore, the secondary open-circuit input impedance frequency response Zs (ω) can be obtained by applying
the Fourier transform to the measured voltage and current signals. Zs (ω) can then be expressed as.
F{vs (t)}
Zs (ω) = (3)
F{ip (t)}
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Figure 4. Test arrangement for primary open-circuit input impedance frequency response
The frequency response of the primary open-circuit input impedance can be obtained from the expres-
sion
F{vp (t)}
Zp,open (ω) = (4)
F{ip (t)}
The frequency response of the transformation ratio TR (ω) can be obtained using the topology shown in [4]
by recording the perturbed voltages across both primary and secondary windings. The transformation ratio
frequency response can be expressed as.
F{vp (t)}
TR (ω) = (5)
F{vs (t)}
By short-circuiting the secondary terminals of the test arrangement shown in Figure 4 the primary short-circuit
input impedance frequency response can be obtained using the expression in (4).
2.2.2. In situ frequency response measurements
In in situ measurements, the transformer stays connected to the conventional supply voltage during
perturbation. The transformer does not need to be disconnected, which reduces down time. Furthermore,
during in situ measurements, the effects of the normal transformer operation are accounted for [26]. The
dynamic range of the excitation signal however has to be kept low enough to ensure that the transformer is not
perturbed too far from its optimal operating point.
Figure 5 shows a connection scheme that can be used to characterize, in situ, the secondary open-
circuit input impedance Zs . The transformer is connected to its normal ac voltage supply VT h which has
an internal impedance ZT h . The perturbation source is then connected across the voltage source, thereby
injecting the excitation current into the transformer terminals. The perturbation current, ip (t), causes a voltage
perturbation to be superimposed on the supply voltage VT h due to a voltage drop across ZT h .
The perturbed voltage vs (t) and current is (t) into the transformer are then measured over a time
interval. The secondary open-circuit input impedance frequency response Zs (ω) can be obtained from the
expression,
F{vs (t)}
Zs (ω) = (6)
F{is (t)}
A similar arrangement can be used to obtain the voltage transformation ratio whereas the secondary
short-circuit input impedance measurement can be done with the primary-side terminals shorted. In in situ
measurements, a high SNR can be achieved with lower excitation compared to the offline measurements.
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Figure 6. Experimental waveforms for the bipolar Pseudo-random perturbation current (top) and PRBS gate
signal (bottom)
To eliminate stochastic measurement noise and reduce leakage and aliasing problems, the acquired
data is processed in Matlab using the Welch estimator where the measured data is divided into overlapped
and windowed segments. The transfer function of each segment is computed and then averaged to generate
a frequency response. The Hann window was selected as it offered good frequency resolution and an overlap
percentage of 50% is used. The low voltage (LV) open circuit input impedance is measured by using the test
arrangement shown in Figure 3.
In this case, the bipolar pseudo-random current impulses generator is connected to the LV side termi-
nals of the transformer while the high voltage (HV) winding is left open. The perturbed LV Voltage and the
perturbation current are recorded and used for the impedance estimation. The obtained experimental LV open
circuit input impedance magnitude and phase frequency responses are shown in Figure 7.
The impedance frequency response in Figure 7 indicates various resonance peaks. The first resonance
peak indicates a parallel resonance at approximately 100 Hz, a series resonance at about 6 kHz and a parallel
and series resonance pair between 20 kHz and 30 kHz. A highly damped parallel and series resonance pair is
also noticeable between 40 kHz and 50 kHz.
Experiments to determine the transformer input response from the HV side are conducted using the
test arrangement shown in Figure 4. To determine the HV short-circuit input impedance, the perturbation
current is applied to the HV terminals with the LV terminals shorted. The perturbed HV Voltage and the
injected current are recorded and used in the estimation of the impedance response. In this case, a large current
is drawn by the winding resistances and leakage inductances due to the shorted LV winding. Figure 8 shows the
obtained experimental short-circuit input impedance magnitude and phase frequency responses of the HV side
of the transformer. A parallel resonance at about 2.5 kHz and a series resonance at about 3 kHz are evident.
At low frequencies, up to about 2 kHz, the impedance is predominantly inductive which can be attributed to
the leakage inductance of the transformer. However, at higher frequencies beyond 4 kHz, the impedance turns
capacitive which can be attributed to the large HV winding capacitor.
The transformation ratio is obtained by applying the pseudo-random current impulse sequence to
the HV side with the LV winding open. Voltage waveforms vHV (t) and vLV (t) are recorded and used to
estimate the transformation ratio frequency response. Figure 9 shows the obtained experimental HV to LV
transformation ratio magnitude and phase frequency responses.
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Magnitude [Ohms]
10 6
10 4
10 1 10 2 10 3 10 4
200
Angle [Degrees]
100
-100
-200
10 1 10 2 10 3 10 4
Frequency (Hz)
Figure 7. Experimental LV open-circuit input impedance magnitude (top) and phase (bottom) frequency
responses
Magnitude [Ohms]
108
106
104
101 102 103
200
Angle [Degrees]
100
-100
-200
101 102 103
Frequency (Hz)
Figure 8. Experimental HV short-circuit input impedance magnitude (top) and phase (bottom) frequency
responses
Transformation Ratio
102
101
101 102 103 104
20
Angle [Degrees]
0
-20
-40
-60
-80
101 102 103 104
Frequency (Hz)
Figure 9. Experimental HV-LV voltage transformation ratio magnitude (top) and phase (bottom) frequency
responses
From the magnitude response of the transformation ratio, it can be seen that at low frequencies up to
approximately 10 kHz, the ratio VHV (f )/VLV (f ) is flat at a value of about 91 as expected. As the frequency
increases beyond 10 kHz, resonant peak pairs are observed to appear at frequencies beyond 20 kHz. These
Characterizing power transformer frequency responses using bipolar ... (Fredrick Mwaniki)
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peaks in the voltage transformation ratio are attributed to the resonance modes caused by the interaction of
various transformer elements. It is seen that the voltage transfer at 20 kHz is about twice the voltage transfer at
the fundamental frequency of 50 Hz. The presence of resonance characteristics in the wideband transformation
ratio such as the one shown in Figure 9 presents challenges to the use of classical distribution transformers
in applications that are prone to harmonic distortion and high frequency transient signals such as renewable
energy plants.
Cp , Cs and Cps denote the transformer primary winding, secondary winding and inter-winding capac-
itances respectively. Rs and Re denote the transformer winding resistance and core losses resistor respectively
while Ls and Lm denote the leakage inductance and magnetizing inductance respectively. The parameter
estimation process is summarised in the flowchart shown in Figure 11.
Start
- +
Zse(ω) Zsm(ω)
θ
Objective function
calculation, ϵ(θ)
No Minimum
Optimization algorithm
criterion?
Yes
End
Figure 11. Flowchart of the transformer parameter estimation procedure used in this study
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The current signal, ip (t), that was measured in the LV open circuit input impedance experiment is
transformed to the intermediate voltage level using the ratio T1R . The transformed current signal is applied
to a Simulink model of the circuit in Figure 10, whose parameters have been initialised with values based
on a priori knowledge of the transformer under investigation. The secondary voltage signal at intermediate
voltage level is then simulated. The transformed current and the simulated voltage signals are used to estimate
the frequency response of the secondary open-circuit input impedance, Zse (ω). The measured and estimated
responses, Zsm (ω) and Zse (ω), were compared to yield an objective function.
The objective function used in this estimation can be stated as.
M
X 2
(θ) = |Zsm (ωk ) − Zse (ωk )| , (7)
k=1
where M indicates the number of discrete frequency points in the compared frequency responses and (θ) is
the objective function and θ is the vector of parameters to be estimated. The considered equivalent circuit of a
single-phase power transformer leads to a parameter vector that can be represented as.
θ = Cp , Rs , Ls , Cs , Re , Lm , Cps (8)
The optimization procedure was used to minimize the objective function by repetitively changing the trans-
former model parameters, such that the difference between Zsm (ω) and Zse (ω) was at its minimum value. The
fmincon optimization procedure was used as the optimization algorithm to reduce the objective function in this
investigation. Table 1 presented the estimated parameter values obtained for the test transformer.
The measured and estimated frequency responses of the LV open-circuit input impedance are shown
in Figure 12. It can be seen that the considered transformer model provides a reasonable good prediction of the
frequency response up to 20 kHz, despite its relative simplicity. The location of the major resonant frequencies
of the response, at 100 kHz and 6.2 kHz, and the amount of damping associated with these resonances is well
predicted. However, the order of the model is too low to accurately predict the minor resonances occurring at
higher frequencies. The transformer model can be improved by taking into account the non-linear phenomena
such as magnetic saturation and frequency-dependence of the winding resistances due to skin effect. The
inductance of the measurement cables between the perturbation source and the transformer terminals, which
resonates with the transformer stray capacitors, also need to be taken into account in the model.
Frequencies at which the resonance occurs can be confirmed using (9)
1
fr = √ (9)
2π LC
where fr is the resonant frequency, L and C denote the inductance and capacitance respectively.
For instance, the first parallel resonance in Figure 12 occurs when Lm resonates with Cp while the
first series resonance can be attributed to Ls resonating with Cp . To validate the obtained parameters, the trans-
former model shown in Figure 10 was populated with the parameters in Table 1 and simulated by perturbing it
using a sine sweep. The model was used to estimate the frequency response of the transformation ratio. Figure
13 shows that the simulated results match with the measured results in Figure 9 indicating resonance points
between 20-30 kHz.
Characterizing power transformer frequency responses using bipolar ... (Fredrick Mwaniki)
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10 6
Magnitude [Ohms]
10 5
10 4
10 3
10 1 10 2 10 3 10 4
Frequency [Hz]
Figure 12. Measured and estimated frequency responses of the LV open-circuit input impedance; 1)
solid-measured, 2) dashed-estimated
101
Transformation Ratio
100
10-1
Figure 13. Transformation ratio frequency response simulated using the estimated parameters
4. CONCLUSION
A novel methodology that can be used to study the behaviour of power transformers not only at the fun-
damental frequency but also at harmonic frequencies is presented. Accurate frequency responses are obtained
by perturbing a 16 kVA, 22 kV/240 V power transformer using a sequence of bipolar pseudo-random current
impulses. The time-and frequency-domain properties of this wideband excitation signal are controllable which
makes it particularly suitable in transformer identification where excitation energy should be concentrated to-
wards the higher frequency band with limited low frequency components. This reduces the saturation effects of
the electromagnetic system and is a major advantage of the proposed perturbation signal for transformer iden-
tification, compared to other approaches such as those utilising sine sweep, impulse and PRBS. The proposed
method can be used to study the impact of harmonics especially on transformers connected to renewable energy
sources. Furthermore, the measured frequency response results can be used to estimate the parameter values
of a wideband lumped parameter equivalent circuit model of the transformer. As future work, the accuracy of
the estimated wideband transformer parameters can be improved by considering non-linear phenomena such as
core saturation and skin effect. The non-linearity will result in additional model parameters and hence a higher
order transformer model.
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BIOGRAPHIES OF AUTHORS
Fredrick Mukundi Mwaniki is a Lecturer with the department of Electrical and Electronic Engi-
neering at the University of Stellenbosch. He received the B.Sc. degree in Electrical and Electronic
Engineering from the University of Nairobi, Nairobi, Kenya, in 2009, and the B.Eng. and M.Eng.
degrees in electrical engineering from the University of Pretoria, Pretoria, South Africa, in 2011 and
2013, respectively and the Ph.D. degree in electrical engineering from the Stellenbosch University in
2020. His researches are in fields of Energy Systems, Power Electronics, and Signal Processing. He
is affiliated with IEEE as a member.
Ahmed Ali Sayyid is a Lecturer with the Department of Electrical and Information Engineering, at
the University of Nairobi. He Recieved the BSc. degree in Electrical and Electronic Engineering
from the University of Nairobi, Nairobi, Kenya in 2005 and B.Eng and M.Eng degrees in Electrical
Engineering from the University of Pretoria, Pretoria, South Africa in 2011 and 2013 respectively. He
has research interests in the fields of energy efficiency, renewable energy (solar-photovoltaic), power
electronics, power systems and instrumentation. He is actively practising in analysis and engineering
designs, among other consultancies for industry. He is affiliated with IET, AEE, and IEEE as a
member.
Int J Pow Elec & Dri Syst, Vol. 12, No. 4, December 2021 : 2423 – 2434