DRYING Lecture Note
DRYING Lecture Note
213
DRYING
the last stage of manufacturing before packaging, and it is very important that the residual
storage and ensure free-flowing properties during usage. It is very important (and probably
commonly performed operation of wet granulation during the preparation of granules prior
to tablet compaction. Hence, stability, flow properties and compressibility are all
influenced by residual moisture. Drying can be defined as the removal of all or most of the
liquid by supplying latent heat to cause thermal vaporization, i.e. a liquid is converted into
a vapour. In majority of cases the 'liquid' will be water, but volatile solvents such as
Evaporative drying processes does not remove all the possible moisture present in a wet
product because the solid equilibrates with the moisture present in the air. The moisture
content present in a solid under steady-state ambient conditions is termed the equilibrium
moisture content. Its value changes with temperature, humidity, and the nature of the
solid.
Air, at a given temperature, can take up water vapour until it is saturated (at 100% RH). It
is a simple solution of water in air, therefore can exhibit increased solubility with increasing
then the air will be able to take up more moisture and the relative humidity falls. This is
This relationship shows that the relative humidity of air is dependent not only on the
amount of moisture in the air, but also on its temperature, as the amount of water
When considering how to dry a material, the following points should be considered:
• Efficient heat transfer per unit area (to supply sufficient latent heat of vaporization or heat
• Efficient mass transfer of evaporated water through any surrounding boundary layers,
• Efficient vapour removal, which requires low relative humidity air at adequate velocity.
Tray drier
An efficient type of tray drier is the directed circulation form. Air flows in the direction of
the arrows over each shelf in turn. The wet material is spread on shallow trays resting on
the shelves. Electrical elements or steam-heated pipes are positioned as shown, so that
the air is periodically reheated after it has cooled by passage over the wet material on one
shelf before it passes over the material on the next. The required latent heat of evaporation
is transferred convectively from the air and the rate of heat transfer may be written as:
commonly around only 10-20 W m-2 K-2. Heat transfer from air is therefore relatively
inefficient and so convective drying is slow and wet materials can take upto 24 hours to
dry. In drying, the water vapour must pass through the boundary layers present at the
surface into the turbulent airstream. For this to occur the relative humidity of the air must
be kept very much below the saturation level and the boundary layers small. These
4
conditions are achieved by having a brisk turbulent air flow over the surface and by the
The rate at which drying occurs has been found to show certain phases (Fig) in which
the change in moisture content is plotted against time. From A to B the relationship is
linear, which is known as the constant-rate period, whereas from B to C the rate of loss
of moisture decreases and is known as the falling-rate period. The end of the constant
The first falling-rate period has a linear relationship, that is, the decrease in drying rate
the rate of drying until the equilibrium moisture content is reached. Each of these periods
Constant-rate period.
For given conditions of temperature and humidity, most substances dry at a similar rate
in the constant-rate period. It is found that the evaporation rate from the drying bed is
similar to that of the solvent alone from a free liquid surface under the same conditions,
indicating that the evaporation takes place from the wet surface of the solid, and that the
surface remains wet in this period because of the liquid being replaced from below as fast
as it is vaporized. Controlling factors in this period include the rate at which heat can be
As moisture is removed from the surface, a point will be reached when the rate of
vaporization is insufficient to saturate the air in contact with the surface. Under these
conditions, the rate of drying will be limited by the rate of capillary transfer of the liquid to
the surface of the wet bed, and as this becomes increasingly difficult as the bed dries, the
solvent level decreases and thus has further to travel to the point of evaporation.
Consequently, the rate of drying decreases continuously. Moisture movement may cause
surface can no longer occur, for example when the water is in the pendular state, at which
migration cannot continue as there is no longer a continuous layer of mobile liquid water
within the wet solid and drying at the surface will end. As the drying rate decreases, less
heat is used as latent heat of vaporization, so that the heat input should be reduced.
Any moisture that remains within the drying bed at the end of the first falling-rate period is
unable to move, so that drying cannot take place on the surface. Hence, the plane of
vaporization retreats from the surface into the body of the solid, and the drying rate
depends on the movement of the vapour through the pores of the bed to the surface, in
general by molecular diffusion. Minimal atmospheric humidity above the solid will assist
conductivity of the solid decreases as it becomes dry. if the solid is thermostable, it is safe
to allow temperature gradients to increase to maintain the rate of heat transfer, but if the
material is thermolabile the heating must be decreased. In the operation of a tray drier, it
is usual to remove the dry material on the trays near the air inlet and replace them with
the trays with partially dry material from further away. Trays with fresh wet material are
6
placed on the empty shelves. In this way the outgoing (more wet) air contacts the material
Fluidized-bed drier
This is an excellent method of obtaining good contact between the warm drying air and
wet particles. Particulate matter is contained in a vessel, the base of which is perforated,
enabling a fluid to pass through the bed of solids from below. The fluid can be liquid or
gas, but for the purposes of this description, air will be assumed, as it is directly relevant
to the drying process. Increase in the air velocity causes the particles to separate and
move freely and the bed is fully fluidized. Hence if hot air is used the turbulent conditions
lead to high heat and mass transfer rates. The fluidized-bed technique therefore offers a
1. Efficient heat and mass transfer give high drying rates, so that drying times are
shorter than with static-bed convection driers. A batch of tablet granules, for example,
can be dried in 20-30 minutes, whereas a tray drier would require many hours. Apart
minimized.
2. The fluidized state of the bed ensures that drying occurs from the surface of all the
individual particles and not just from the surface of the bed. Therefore, most of the
drying will be at constant rate and the falling-rate period (when the danger of
3. The temperature of a fluidized bed is uniform throughout and can be controlled with
4. The turbulence in a fluidized bed causes some attrition to the surface of the granule.
5. The free movement of individual particles eliminates the risk of soluble materials
6. The containers can be mobile, making handling and movement around the production
7. Short drying times mean that the unit has a high output from a small floor space.
1. The turbulence of the fluidized state may cause excessive attrition of some materials,
with damage to some granules and the production of too much dust.
2. Fine particles may become entrained in the fluidizing air and must be collected by bag
3. The vigorous movement of particles in hot dry air can lead to the generation of static
electricity charges, and suitable precautions must be taken. A mixture of air with a fine
dust of organic materials such as starch and lactose can explode violently if ignited by
sparking caused by static charges. The danger is increased if the fluidized material
In this process the wet solid is in thermal contact with a hot surface and the bulk of heat
Vacuum oven
extensively as it was formerly. The vacuum oven consists of a jacketed vessel sufficiently
stout in construction to withstand vacuum within the oven and steam pressure in the
jacket. In addition, the supports for the shelves form part of the jacket, giving a larger area
for conduction heat transfer. The oven can be closed by a door that can be locked to give
liquid receiver to a vacuum pump, although if the liquid to be removed is water and the
pump is of the ejector type that can handle water vapour, the pump can be connected
directly to the oven. Vacuum ovens are rarely used nowadays for production, although
they are frequently found in development laboratories, where they are commonly used for
the drying of small development samples, particularly when the heat stability of the drug
or formulation is uncertain. The main advantage of a vacuum oven is that drying takes
place at a low temperature, and as there is little air present there is minimum risk of
oxidation.
The temperature of the drying solid will rise to the steam or water temperature at the end
Vacuum tumbling drying has found application in the pharmaceutical industry. One design
of tumbler drier resembles a large Y-cone mixer. The vessel is steam jacketed and is
connected to a vacuum. It can be used for drying tablet granules, which tumble over the
9
heated surface as the vessel slowly revolves. Heat transfer rates in this equipment are
much higher than can be attained in a conventional vacuum oven, where the material is
static.
that no transfer medium (solid, liquid or gaseous) need be present. Heat energy in the
form of radiation can cross empty space or travel through the atmosphere virtually without
Infrared heating has been used in the past to dry pharmaceutical products such as wet
granules, but it suffers from the disadvantage that it is absorbed very quickly and does not
penetrate far into the wet mass. The surface layers dry quickly, and the absorption of
further energy then raises the temperature of the dry material to a high value, which is
often detrimental to the product. For this reason, infrared radiation is now seldom used as
Although energy in the infrared region is more easily generated there are other, longer,
wavelengths that can generate heat when the radiation is absorbed by a wet solid.
IR radiation. Microwave driers are finding some application in the pharmaceutical industry.
energy can be reflected down a rectangular duct (termed a waveguide) or simply beamed
interference with radio and television it is permitted to operate only at certain frequencies,
which are normally 960 and 2450 MHz. The penetration of microwaves into the wet
product is so good that heat is generated uniformly within the solid. When microwaves fall
on substances of suitable electronic structure (small polar molecules, such as water), the
electrons in the molecule attempt to resonate in sympathy with the radiation and the
resulting molecular 'friction' results in the generation of heat. Dry solids do not resonate
as well as water, so further heating may be avoided once the water is removed. This is
indicated clearly by the loss factors (different substances have different loss factor values).
The loss factor is a measure of the ratio of the microwave energy absorbed by individual
molecules, the higher the number the greater the absorption of microwave energy. The
absorption of the microwave energy is far greater for small polar molecules than for larger
Microwave driers are designed to operate under a slight vacuum. This in itself is not
essential for the use of microwaves, but the air flow allows the continuous removal of
0.75 kW at 2450 MHz. The radiation passes through the polypropylene window into the
drying chamber, where it is absorbed by the liquid in the wet granules contained on a
tray. The heat generated in the mass drives off the moisture and the evolved vapour is
drawn away in the air flow as it is formed. When drying is nearly complete the radiation
11
field intensity will rise, as the dry solids do not absorb as readily as water. This rise is
detected, and the magnetrons are progressively turned off automatically, to give an
accurate control of the final moisture content and minimize the danger of overheating.
2. The thermal efficiency is high, as the drier casing and the air remain cool. Most of the
microwave energy is absorbed by the
liquid in the wet material.
5. Equipment is highly efficient and refined. All the requirements of product and operator
safety have been incorporated into machines without detracting from GMP
considerations.
1. The batch size of commercial production microwave driers is smaller than those
2. Care must be taken to shield operators from the microwave radiation, which can
cause damage to organs such as the eyes and testes. This is ensured by 'failsafe'
devices preventing the generation of microwaves until the drying chamber is sealed.
12
The objective of these driers is to spread the liquid to a large surface area for heat and
mass transfer and to provide an effective means of collecting the dry solid. Two main
types are used, the first spreading the liquid to a thin film on to a drum and the second
Drum drier
the drum drier consists of a drum 0.75-1.5 m in diameter and 2-4 m in length, heated
internally, usually by steam, and rotated on its longitudinal axis. The liquid is applied to
the surface of the drum and spread to a film; this may be done in various ways, but the
simplest method is that shown in the diagram, where the drum dips into a feed pan. Drying
rate is controlled by manipulating the speed of rotation of the drum and its temperature.
The drum can be heated by either steam or warm water. The product is scraped from the
1. The method gives rapid drying, the thin film spread over a large area resulting in rapid
2. The equipment is compact, occupying much less space than the spray-drier, for
example.
4. The drum can be enclosed in a vacuum jacket, enabling the temperature of drying to
be reduced.
5. The product is obtained in flake form, which is convenient for many purposes.
13
The only disadvantage is that operating conditions are critical and it is necessary to
impose careful control on feed rate, film thickness, speed of drum rotation and drum
either as solutions or as suspensions; substances that are dried by this method include
starch products, ferrous salts and suspensions of kaolin and zinc oxide.
Spray drier
The spray drier provides a large surface area for heat and mass transfer by atomizing the
liquid to small droplets. These are sprayed into a stream of hot air, so that each droplet
dries to an individual solid particle. There are many forms of spray drier and in some
typical designs, the drying chamber resembles a cyclone. This ensures good air
circulation, facilitates heat and mass transfer and encourages the separation of dried
The character of the particles is controlled by the droplet size, and so the type of atomizer
is important. Jet atomizers are easily blocked by rapid evaporation and deposition of solid
on the nozzle, and the droplet size is likely to vary. This is not the case with rotary types
of atomizer. Liquid is fed on to the disc, which is rotated at high speed (up to 20 000 rpm).
A film is formed and spreads from the small disc to a larger, inverted hemispherical bowl,
becoming thinner and eventually being dispersed from the edge in a fine, uniform spray.
In addition, the rotary atomizer has the advantage of being equally effective with either
solutions or suspensions of solids, and it can operate efficiently at various feed rates. The
air enters the chamber tangentially and rotates the drying droplets around the chamber to
increase their residence time and therefore time for drying. For pharmaceutical purposes
it is usual to filter the air and to heat it indirectly by means of a heat exchanger.
14
Dust carried over in the air outlet stream may be recovered by a cyclone separator or filter
bag. Spray-dried products are easily recognizable, being uniform in appearance. The
particles have a characteristic shape, in the form of hollow spheres sometimes with a
small hole. This arises from the drying process, as the droplet enters the hot air stream
and dries on the outside to form an outer crust with liquid still in the centre. This liquid then
vaporizes, and the internal vapour escapes by blowing a hole in the sphere.
1. There are millions of small droplets which give a large surface area for heat and mass
transfer, so that evaporation is very rapid. The actual drying time of a droplet is only a
fraction of a second, and the overall time in the drier only a few seconds.
2. Because evaporation is very rapid, the droplets do not attain a high temperature. Most
of the heat is used as latent heat of vaporization and so the temperature of the particles
3. The characteristic particle form gives the product a high bulk density and, in turn,
4. Provided that a suitable atomizer is used the resulting powder will have a uniform and
5. The product is free flowing, with almost spherical particles, and is especially
convenient for tablet manufacture as it has excellent flow and compaction properties.
6. Labour costs are low, the process yielding a dry, free-flowing powder from a dilute
1. The equipment is very bulky, and with the ancillary equipment is expensive. In a large
diameter.
2. The overall thermal efficiency is rather low, as the air must still be hot enough when it
leaves the drier to avoid condensation of moisture. Also, large volumes of heated air
pass through the chamber without contacting a particle, thus not contributing directly to
The spray drier can be used for drying almost any substance, in solution or in
continuously and in large quantities; outputs of 2000 kg h-1 can be attained, although
Examples of both soluble and insoluble substances that are spray dried include citric acid,
sodium phosphate gelatin, starch, barium sulphate, calcium phosphate, and some
powdered antibiotic formulations for reconstitution into syrup. Spray drying is also capable
of producing spherical particles in the respirable range of 1-7 mm that have been used
satisfactorily for the delivery of drugs from dry powder inhalers. It is possible to operate
spray driers aseptically using heated filtered air to dry products such as serum
hydrolysate. Also, some spray driers operate in a closed-circuit mode with an inert gas to
minimize oxidation of the product. Volatile solvents can be recovered from such systems.
16
FREEZE DRYING
Freeze drying is a process used to dry extremely heat-sensitive materials. It allows the
drying, without excessive damage, of proteins, blood products and even microorganisms,
which retain a small but significant viability. In this process the initial liquid solution or
suspension is frozen, the pressure above the frozen state is reduced and the water
removed by sublimation. Thus, a liquid-to-vapour transition takes place, as with all the
previous driers discussed, but here there are three states of matter involved: liquid to solid,
then solid to vapour. The theory and practice of freeze drying is based, therefore, on an
understanding and application of the phase diagram for the water system. Freeze driers
The phase diagram for the water system is shown in the Figure. The diagram consists of
three separate areas, each representing a single phase of water, either solid, liquid or
vapour. Two phases can coexist along a line under the conditions of temperature and
pressure defined by any point on the line. The point O is the one unique point where all
three phases can coexist and is known as the triple point. Its coordinates are a pressure
of 610 Pa and a temperature of 0.0075°C. The lines on the phase diagram represent the
1. The boiling point of water as it is lowered by reduction of the external pressure above
2. The variation of the melting point of ice on reduction of the external pressure above it.
3. The reduction of the vapour pressure exerted by ice as the temperature is reduced
(CO). On heating at constant atmospheric pressure ice will melt when the temperature
rises to 0°C. At this constant temperature and pressure, it will then change to water.
Continued heating will raise the temperature of the water to 100°C where if heat
addition is continued, the liquid water will be converted into water vapour at 100°C. If,
however, solid ice is maintained at a pressure below the triple point then on heating the
ice will sublime and pass directly to water vapour without passing through the liquid phase.
This sublimation, and therefore drying, can occur at a temperature below 0°C. This will
only happen if the pressure is prevented from rising above the triple point pressure and,
to ensure that this is the case, the vapour evolved must be removed as fast as it is formed.
It may be thought that as the process takes place at a low temperature the heat required
to sublime the ice will be small. In fact, the latent heat of sublimation of ice at 2900 kJ kg-
1 is appreciably greater than the latent heat of evaporation of water at atmospheric
The freeze drying of products such as blood plasma, although simple in theory, presents
1. The depression of the freezing point caused by the presence of dissolved solutes
means that the solution must be cooled to well below the normal freezing temperature for
pure water, and it is usual to work in the range -10 to -30°C. In part this is because it is
obviously not pure water that is being dried, and thus the presence of dissolved solutes
2. Sublimation can only occur at the frozen surface and is a slow process (approximately
1 mm thickness of ice per hour). For all but very small volumes the surface area must
therefore be increased and the liquid thickness prior to freezing be reduced in order to
3. At low pressures large volumes of water vapour are produced which must be rapidly
removed to prevent the pressure rising above the triple point pressure.
Advantages
As a result of the character of the process, freeze drying has certain special advantages:
1. Drying takes place at very low temperatures, so that enzyme action is inhibited and
2. The solution is frozen such that the final dry product is a network of solid occupying
the same volume as the original solution. Thus, the product is light and porous.
5. As the process takes place under high vacuum there is little contact with air, and
oxidation is minimized.
Disadvantages
1. The porosity, ready solubility and complete dryness yield a very hygroscopic product.
Unless products are dried in their final container and sealed in situ, packaging requires
special conditions.
19
2. The process is very slow and uses complicated plant, which is very expensive. It is
not a general method of drying, therefore, but is limited to certain types of valuable
The method is used for products that cannot be dried by any other heat method. These
include biological products, for example some antibiotics, blood products, vaccines
and microbiological cultures. The latter enables specific microbiological species and
strains to be stored for long periods with a viability of about 10% on reconstitution.
Solute migration is the phenomenon that can occur during drying which results from the
movement of a solution within a wet system. The solvent moves towards the surface of a
solid (from where it evaporates), taking any dissolved solute with it. Many drugs and
binding agents are soluble in granulating fluid, and during the convective drying of
granulates these solutes can move towards the surface of the drying bed or granule and
be deposited there when the solvent evaporates. Solute migration during drying can lead
to localized variability in the concentration of soluble drugs and excipients within the dried
product. Migration associated with drying granules can be of two types, intergranular
Intergranular migration
In intergranular migration, the solutes move from granule to granule and may result in
gross maldistribution of the active drug. It can occur during the drying of static beds of
granules (e.g., tray drying), as the solvent and accompanying solute (s) move from granule
to granule towards the top surface of the bed where evaporation takes place. When the
granules are compressed, the tablets may have a deficiency or an excess of drug.
Intragranular migration
Drying methods based on fluidization and vacuum tumbling keep the granules separate
during drying and so prevent the intergranular migration that may occur in fixed beds.
However, intragranular migration, where the solutes move towards the periphery of each
Solute migration of either type can result in several problems and occasional benefits.
The periphery of each granule may become enriched, with the interior suffering a
depletion. This will be of no consequence unless the enriched outer layer is abraded and
lost, as may happen during fluidized-bed drying, when the fine drug-rich dust can be eluted
in the air and carried to the filter bag or lost. The granules suffer a net loss of drug and,
Coloured tablets can be made by adding soluble colour during wet granulation.
Intragranular migration of the colour may give rise to dry granules with a highly coloured
outer zone and a colourless interior (Fig.). During compaction granules are fractured and
21
the colourless interior is exposed. The eye then sees the coloured fragments against a
colourless background and the tablets appear mottled. Migration may be reduced by using
the insoluble aluminium 'lake' of the colouring material (in which the soluble dye is
adsorbed strongly on to insoluble alumina particles) in preference to the soluble dye itself.
This is not the complete answer, as factors such as an unfavourable pH can allow dyes
to detach from lakes and then migrate. They suggest that small granules, which do not
Intragranular migration may deposit a soluble binder at the periphery of the granules and
so confer a 'hoop stress' resistance, making the granules harder and more resistant to
abrasion. This migration can aid the bonding process during tablet compaction because
sometimes beneficial. Many other factors, such as granulate formulation, drying method
It may be useful to list the measures that can be taken to minimize migration.
1. Use the minimum quantity of granulating fluid and ensure that it is well distributed.
2. Prepare the smallest granules that will flow easily. These are generally satisfactory if
mottling is troublesome.