Wantchekon
Wantchekon
([SHULPHQWLQ%HQLQ
Leonard Wantchekon
World Politics, Volume 55, Number 3, April 2003, pp. 399-422 (Article)
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DOI: 10.1353/wp.2003.0018
CLIENTELISM
AND VOTING BEHAVIOR
Evidence from a Field Experiment
in Benin
By LEONARD WANTCHEKON*
I. INTRODUCTION
* I would like to thank Kuassi Degboe, Mathias Hounkpe, Gregoire Kpekpede, Gilles Kossou,
Herve Lahamy, Francis Laleye, the leaderships of the political parties involved in the experiment (RB,
UDS, FARD-Alafia, and PSD), many others at the Institut National de la Statistique et de l’Analyse
Economique and at the Institut Geographique National in Benin whose logistical support and assis-
tance made the experiment possible. Thanks also to Jennifer Gandhi for superb research assistance, to
Tamar Asadurian, Sophie Bade, Feryal Cherif, Donald Green, Paul Ngomo, Adam Przeworski,
Melissa Schwartzberg, Susan Stokes, Carolyn Warner, and seminar participants at Stanford University
for comments. Finally, special thanks to the Institution for Social and Policy Studies at Yale University
for generous financial support and to Donald Green for continuous encouragement.
1
See, among others, Robert Bates, Markets and States in Tropical Africa (Berkeley: University of Cal-
ifornia Press, 1982); Jean-François Bayart, L’Etat en Afrique: la politique du ventre (Paris: Fayard, 1989);
C. James Scott, “Patron-Client Politics and Political Change in Southeast Asia,” American Political Sci-
ence Review 66 (March 1972); and Michael Bratton and Nicolas van de Walle, “Neopatrimonial
Regimes and Political Transitions in Africa,” World Politics 46 ( July 1994).
ing in real elections. To the best of my knowledge, it is the first ever na-
tionwide experimental study of voter behavior involving real candidates
using experimental platforms. A number of questions are considered.
Given ethnic affiliation, does the type of message (clientelist or public
policy) have an effect on voting behavior? Is clientelism always a win-
ning strategy? Which types of message give incumbents or opposition
a comparative advantage? Are female voters as likely as male voters to
respond to clientelism? Are younger voters more likely than older vot-
ers to respond to clientelism?
Clientelism is defined as transactions between politicians and citi-
zens whereby material favors are offered in return for political support
at the polls. Thus, clientelism is a form of interest-group politics that
has been the focus of a large body of literature in American and Euro-
pean politics.2 However, while the standard interest-group politics
takes place in the context of organized competition among groups that
could eventually lead to the representation of a variety of interests by
one political party, clientelism is characterized by the representation of
narrow corporatist and local interests. In addition, while the influence
of interest groups tends to be filtered by the mechanisms of checks and
balances, those mechanisms tend to be absent or ineffective in the con-
text of clientelism.3
A large body of the comparative politics literature has investigated
the nature of patron-client relationships, the inefficiency of various
forms of clientelist redistribution, and conditions for its decay. The
common conclusion is that clientelist politics is most attractive in con-
ditions of low productivity, high inequality, and starkly hierarchical so-
cial relations.4 Others stress the importance of culture, historical
factors, levels of economic development, and the size of the public sec-
tor economy. While studies of the social and economic determinants of
2
For a review, see Bruce Cain, John Ferejohn, and Morris Fiorina, The Personal Vote: Constituency
Service and Electoral Independence (Cambridge: Harvard University Press, 1997).
3
Maurice Kugler and Howard Rosenthal, “Checks and Balances: An Assessment of the Institu-
tional Separation of Powers in Colombia,” Working Paper, no. 9 (Department of Economics and
Econometrics, University of Southampton, 2000). According to Valeria Brusco, Marcelo Nazareno,
and Susan Stokes, a clientelist model is characterized by present-oriented interaction, where people
trade their votes for immediate payoffs such as rice, a steak, and a job; Brusco, Nazareno, and Stokes,
‘’Clientelism and Democracy: Evidence from Argentina’’ (Paper presented at the Yale Conference on
Political Parties and Legislative Organizations in Parliamentary Democracies, 2002) Thus, clientelism
is contrasted with forward-looking choices over programs and backward-looking evaluation of past
performance. In my view, clientelist electoral politics can involve as much forward-looking or back-
ward-looking choices as does programmatic politics. In addition, for the purpose of the experiment, I
focus on constituency services and patronage jobs instead of direct payment (rice, steak, or cash).
4
For an analysis of the effects of income inequality, low productivity, and poverty on clientelism, see
James Robinson and Thierry Verdier, ‘’Political Economy of Clientelism,’’ Working Paper (University
of California, Berkeley, 2001).
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 401
clientelism can help us understand its origins and derive some general
conditions for its decline, they are not very helpful in explaining vari-
ance in the intensity of clientelist linkages within countries and the
prevalence of clientelism in advanced and affluent democracies.
A parsimonious study of the impact of clientelism on voting behav-
ior is important to social scientists for a variety of reasons. First, clien-
telism generates excessive redistribution at the expense of the provision
of public goods, as politicians wastefully divert government resources to
favored segments of the electorate. Second, since budgetary procedures
in many countries either lack transparency or are discretionary, clien-
telism tends to favor those already in control of the government and
therefore consolidates incumbency advantage in democratic elections.
Such advantage and the ensuing decline in political competition could
incite the opposition to political violence, thereby generating political
instability and possibly the collapse of the democratic process. Third, a
methodical study of electoral clientelism could reveal the existence of
gender or generation gap(s), incumbency effects, and other results that
could have important policy implications.
Consider, for example, the issue of a gender or generation gap. In a
given region or within a given ethnic group, promise of government
jobs might be less appealing to women than to men because men are
more likely to be the beneficiaries.5 By contrast, electoral promises re-
lated to public health or child welfare such as vaccination campaigns
could have a greater impact than patronage jobs on women’s voting be-
havior. Income transfers could be less appealing to younger voters be-
cause such transfers disproportionately benefit older voters. In other
words, younger voters or rural women might be systematically excluded
from the most common forms of clientelist redistribution, and those
groups might therefore be more responsive to a platform of public
goods. This would imply that initiatives to promote women’s participa-
tion in the political process at all levels of government are likely to help
improve the provision of public goods.
On the supply side of clientelist goods, it could well be that incum-
bents are more credible about delivering on those goods than are oppo-
sition candidates. Such credibility could be enhanced if the incumbent
has some discretion over distributive policies. Discretion over when and
how to spend government resources allows the incumbent to under-
mine the credibility of opposition candidates by, for instance, making
up-front payments to voters, as in the following example. Suppose that
5
Government statistics indicate that in 1997 women in Benin represented only 18 percent of the
low-level public sector workforce and 6 percent of the high-level public sector workforce.
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 402
the incumbent wants to secure votes from a given district. Suppose that
both the incumbent and the opposition make identical offers to voters
at the political campaign stage, for example, for the government to hire
five natives from the district. The incumbent could then spend some
current government resources to hire two natives from the district and
claim that he would hire three more if elected. Such a move clearly
makes the incumbent more credible than the opposition: in the event
of an opposition victory, the two native officials are likely to lose their
jobs and the district might end up empty-handed, while an incumbent
victory already guarantees two patronage jobs, with three more to fol-
low after the election. In other words, the incumbent could use his dis-
cretionary power over current government spending to create a lock-in
effect in resource allocation and dominate the opposition at the polls.6
In any case, if incumbency advantage over clientelism is empirically val-
idated, it would imply that term limits and limited incumbent discretion
on budgetary procedures would improve the delivery of public goods.
Another important question raised in the literature is the extent to
which clientelism reinforces or weakens ethnic voting. In this article I in-
vestigate this question by selecting ethnically homogeneous experimental
districts and measuring how much a candidate vote share would change
if he were to switch from a clientelist platform to a broad public policy
platform. The result provides a measure of the level of intensity of eth-
nic identity as well as of the strength of clientelist appeals. It is an im-
portant and novel exercise, since according to Kitschelt, “The rigorous
operationalization of linkage mechanisms, particularly clientelism is
absent from the comparative politics literature.”7 In addition, survey
methods do not provide reliable and unbiased measures of clientelism
because it (clientelism) is perceived by most politicians and voters as
morally objectionable. So we are left with subjective assessments of the
intensity of clientelist appeals based on competing value judgments by
social scientists.8
6
For instance, a major government reshuffling took place during the two years preceding the 2001
elections with key portfolios such as Foreign Affairs, Economy, and Finances being allocated to na-
tives of politically important districts such as Djougou in the Northwest and Ketou in the Southeast.
Also, several government projects (construction of city halls, roads, schools, and so on) in a number of
districts started a couple of months before the March 2001 election, with local representatives of the
incumbent parties claiming openly that their completion is contingent on the outcome of the election.
7
Herbert Kitschelt, “Linkages between Citizens and Politicians in Democratic Polities,” Compara-
tive Political Studies 33 (August–September 2000), 869.
8
Kitschelt (fn. 7) suggests that we label a polity as clientelist if we find that programmatic parties are
incohesive and the experts attribute high scores of corruption to that country (p. 871). This is clearly
not a solution. Even if clientelism and corruption were correlated, they are two separate political cate-
gories. Moreover, current measures of corruption are subjective assessments by foreign investors and
businessmen.
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 403
The main contributions of this article are first to address key empir-
ical questions pertaining to clientelist politics (like the ones discussed
above) using unique experimental data and second to help provide an
empirical foundation for the growing theoretical literature on redistrib-
utive politics and clientelism. The experiment empirically validates the
view that electoral politics in Benin is dominated by clientelism. The
results further develop and expand the conventional wisdom in African
politics by establishing that (1) clientelist appeals reinforce ethnic vot-
ing (not the other way round) and that (2) voters’ preference for clien-
telist or public goods messages depends in large part on political factors
such as incumbency and on demographic factors such as gender. Before
I describe the nature of the experiment and discuss the results and their
relation to the literature, I briefly present some background informa-
tion on electoral politics in Benin, followed by a discussion of the theo-
retical foundation of the experiment.
11
For instance, the political leaders in Benin were the first to introduce the rotating presidency for-
mula to curb ethnic strife in 1969. They also invented the national conference formula in 1989 as a
way of facilitating a peaceful postauthoritarian transition. See Eboussi Boulaga, Les Conferences na-
tionales en Afrique noire (Paris: Editions Karthala, 1993).
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 405
TABLE 1
DESCRIPTION OF THE EXPERIMENTAL DISTRICTS
Exp. Exp.
District Candidate Villages Treatment Ethnicity
Kandi Kerekou Kassakou clientelism Bariba (92%)
Keferi public policy Bariba (90%)
Nikki Kerekou Ouenou clientelism Bariba (89%)
Kpawolou public policy Bariba (88%)
Bembereke Saka Lafia Bembereke Est clientelism Bariba (86%)
Wannarou public policy Bariba (88%)
Perere Saka Lafia Tisserou clientelism Bariba (93%)
Alafiarou public policy Bariba (94%)
Abomey-Bohicon Soglo Agnangnan clientelism Fon (99%)
Gnidjazoun public policy Fon (99%)
Ouidah-Pahou Soglo Acadjame clientelism Fon (99%)
Ahozon public policy Fon (99%)
Aplahoue Amoussou Boloume clientelism Adja (99%)
Avetuime public policy Adja (96%)
Dogbo-Toviklin Amoussou Dékandji clientelism Adja (99%)
Avedjin public policy Adja (99%)
Parakou Ker./Lafia Guema competition Bariba (80%)
Thiam competition Bariba (82%)
Come Am./Soglo Kande competition Adja (90%)
Tokan competition Adja (95%)
TABLE 2
COMPARING VOTING BEHAVIOR OF SURVEY RESPONDENTS WITH
AGGREGATE VOTING BEHAVIOR IN EXPERIMENTAL DISTRICTSa
Reg. Sample Sample Population
District Candidate Exp. Villages Voters Size Mean Mean
Kandi Kerekou clientelist 1133 61 1.00 (0) 0.81
public policy 1109 60 0.49 (.50) 0.60
control 3896 61 0.96 (.18) 0.75
Nikki Kerekou clientelist 462 60 0.95 (.21) 0.90
public policy 1090 60 0.93 (.24) 0.85
control 2979 60 0.95 (.20) 0.82
Bembereke Lafia clientelist 999 60 0.92 (.26) 0.94
public policy 931 60 0.89 (.30) 0.93
control 5204 61 0.91 (.28) 0.74
Perere Lafia clientelist 657 59 0.76 (.42) 0.81
public policy 442 60 0.13 (.33) 0.25
control 4477 61 0.52 (.40) 0.58
Abomey Soglo clientelist 1172 60 0.98 (.13) 0.91
public policy 1199 60 0.98 (.13) 0.90
control 5204 61 0.74 (.15) 0.86
Ouidah Soglo clientelist 321 60 0.93 (.25) 0.86
public policy 701 61 0.92 (.26) 0.72
control 2414 60 0.73 (0.44) 0.64
Aplahoue Amoussou clientelist 492 59 0.98 (.13) 0.87
public policy 511 60 0.91 (.28) 0.77
control 4037 61 0.98 (.20) 0.72
Dogbo Amoussou clientelist 1397 60 0.64 (.48) 0.65
public policy 736 61 0.50 (.50) 0.47
control 1161 59 0.45 (0.44) 0.84
a
The vote choice variable takes the value 1 if the voter of a given type (male or female) chooses a
candidate of a given type (for example, northern or southern) running experimental platforms in his or
her district and 0 otherwise.
21
The confidence interval of the village sample means indicate that the samples of respondents are
fairly representative of the voting population.
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 413
22
This was the case, for example, in Come, where the dominant campaign was run by Kerekou, a
nonexperimental candidate in that district.
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 414
TABLE 3
DIFFERENCE IN MEANS BETWEEN TREATMENT AND CONTROL
VILLAGES FOR EACH T YPE OF CANDIDATEa
Type of Public- Clientelist-
Candidate b Public Clientelist Control Control Control
Northern .322 (.032) .674 (.032) .565 (.035) –.243 (.048)*** .109 (.047)**
.208 .218 .200
Southern .840 (.025) .890 (.021) .741 (.029) .099 (.039)*** .149 (.036)***
.219 .228 .224
Incumbent .693 (.032) .897 (0.21) .835 (.027) –.141 (.042)*** .062 (.033)*
.202 .214 .194
Opposition .493 (.033) .681 (.033) .509 (.031) –.015 (.047) .172 (.045)***
.225 .232 .230
Local .385 (.032) .603 (.033) .509 (.033) –.124 (.046)*** .094 (.047)**
.226 .224 .230
National .816 (.027) .968 (.012) .835 (.027) –.019 (.038) .133 (.028)***
.201 .222 .194
Northern 0.714 (0.061) 0.660 (0.037) 0.053(0.073) 0.500 (0.062) 0.239 (0.036) 0.261 (0.067)***
56 162 66 142
Southern 0.956 (0.022) 0.847 (0.031) 0.109(0.042)*** 0.878 (0.032) 0.806 (0.038) 0.075(0.049)
91 137 107 112
Local 0.679 (0.063) 0.577 (0.038) 0.101(0.075) 0.382 (0.059) 0.386 (0.039) –0.004 (0.071)
2:41 PM
56 168 68 158
National 0.978 (0.015) 0.962 (0.017) 0.016(0.024) 0.962 (0.019) 0.656 (0.049) 0.306(0.050)***
91 131 105 96
Incumbent 0.939 (0.029) 0.878 (0.027) 0.061(0.045) 0.770 (0.049) 0.648 (0.042) 0.122 (0.067)*
Page 415
66 148 74 128
Opposition 0.802 (0.044) 0.616 (0.040) 0.186 (0.063)*** 0.707 (0.046) 0.325 (0.042) 0.382 (0.062)***
81 151 99 126
where y1i,k = 1 means that i voted for k, and 0 otherwise. For instance
the variable Northern takes the value 1 if the respondent voted for
Kerekou in Kerekou’s experimentalist districts or the respondent voted
for Lafia in Lafia’s experimentalist district, and 0 otherwise. Xi is a
vector of individual traits such as gender, and age, that is, X = {AGE,
SEX} where SEX denotes the gender of the voter and takes the value 1 if
the voter is male and 0 if she is female. AGE is continuous variable.
The crucial independent variables are past voting behavior and treat-
ment (clientelist, public policy). To control for past voting behavior, I
include y0i,k which is a dichotomous independent variable taking the
value 1 if the individual voted for the experimentalist candidate in the
1996 presidential elections, 0 otherwise.
To evaluate the treatment effect, I use the variables CLk, PBk and Ck
that take the value 1 if the voter is in the clientelist, public policy, and
control group of candidates k respectively, and 0 otherwise. In order to
test the existence of gender gap(s), I introduce the variable SEXi*CLk and
SEXi*PBk.
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 417
telist treatment effect for all types of candidates, though not significant
in the probit analysis for the regional candidates and northern candi-
dates (which is rather anomalous).23
Why are public policy messages less effective in the North and in
districts controlled by regional candidates? Why would such messages
be more effective in the South and in districts controlled by the oppo-
sition? Why would women be more receptive than men to public pol-
icy messages and to opposition candidates?
One natural explanation for the negative public policy treatment in
the North could be that the region is poorer than the South. However,
such an explanation is not consistent with existing evidence on regional
disparities. Indeed, official government data compiled by the Institute
of Statistics and Economic Analysis (INSAE) suggest that in 2000, life
expectancy in Borgou (the northern province where the experiment
took place) was eleven years higher than in Zou, the corresponding
southern province. The data also suggest that from 1997 to 2000 Bor-
gou did at least as well as Zou in terms of telephone connections, edu-
cational outcomes, and public health.24
In my view, the most plausible explanation is that Borgou is domi-
nated by regional parties (UDS and FARD) while Zou is dominated by a
national opposition party, the RB, and national opposition parties are
more credible than regional parties on broad-based public policy. In
other words, the regional gap between Zou and Borgou could simply
be a reflection of the credibility gap between the UDS and the RB on na-
tional issues.
As for the gender gap result, there are two potential explanations.
The first is that because women are excluded from the most common
forms of redistribution, they are more responsive to platforms stressing
public health or education reforms. The second explanation is occupa-
tional choice. Fachchamps and Gabre-Madhin indicate that while men
dominate agricultural production, 80 percent of interregional traders in
Benin are women.25 Thus, a significant proportion of rural women
travel weekly to other regions of the country and speak several lan-
guages. Those women are likely to be better informed about social and
23
The district-level breakdown indicates that clientelism was very effective in Perere, a district con-
trolled by Lafia, a regional candidate.
24
See Institut National de la Statistique et de l’Analyse Economique, Tableau de Bord Social (Coto-
nou, Benin : Publication gouvernementale, 2000). Another possible explanation could be that the
North is more ethnically homogeneous than the South. However, the evidence suggests that the two
provinces have a nearly identical degree of ethnic homogeneity (92 percent).
25
Marcel Fafchamps and Elini Gabre-Madhin, “Agricultural Markets in Benin and Malawi,” Work-
ing Paper 2734 (Washington, D.C.: World Bank, Development Research Group, 2001).
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 419
economic conditions in the country than male voters and will tend to
value broad-based public policy.
The fact that past electoral behavior is a good predictor of current
voting behavior is not surprising, given the strength of ethnic affiliation
and voting. In almost all districts the candidate who dominated in pre-
vious elections retained much of his core electorate. The only major ex-
ception was in Perere, where the Kerekou electorate (mostly from the
Bariba ethnic group) melted away when a Bariba candidate, Lafia, en-
tered the race. The postelection survey data suggest that Lafia’s sup-
porters were not strategic: nearly all Lafia’s voters thought everybody
else was voting for Kerekou!
The positive effect of clientelist messages delivered by regional can-
didates also indicates that ethnic identity does not entirely determine
voting behavior. Types of platforms and method of voter mobilization
also matter. For instance, political support for Lafia in his native dis-
trict of Perere dropped significantly when he switched from clientelism
to public policy.26
RELATION TO THE LITERATURE
The theoretical foundation of the present article follows analyses of
distributive politics by Lindbeck and Weibull27 and Dixit and Londe-
gran.28 The articles allow for public good, in the form of the ideology of
the party elected. The literature is vague, however, about the nature of
the public good and how it is produced.29 In addition, the models do
not differentiate between incumbent and challenger, between national
and regional candidates. They also do not discuss the potential com-
parative advantage that candidates might have over redistribution or
public policy promises. The empirical results presented here suggest
that more realistic models should explicitly include incumbency and the
scope of the competing candidates.
26
In a recent study of electoral clientelism in Benin, Richard Banegas finds that politicians consis-
tently engage in vote buying and that voters come to expect these largesses and actually use them to as-
sess their likely postelection generosity; Banegas, La Démocratie à pas de caméléon (Paris: Editions
Karthala, 2002). One might thus conclude that the negative impact of the nationally oriented message
was a reflection of voters considering such a message as suspicious and unusual. However, there is ev-
idence suggesting that political campaigns of all the major candidates have always involved many na-
tional themes such as corruption eradication, women’s rights, and educational reform. Thus an
experimental platform stressing those themes should not have been perceived as unusual, and we find
no evidence from the field suggesting otherwise.
27
Lindbeck and Weibull (fn. 13).
28
Dixit and Londregan (fn. 14).
29
Avinash Dixit and John Londregan, “Ideology, Tactics, and Efficiency in Redistributive Politics,”
Quarterly Journal of Economics 113 (May 1998).
v55.3.3.wantchekon.399 7/29/03 2:41 PM Page 420
V. CONCLUSION
This article reports on a randomized field experiment designed and im-
plemented in the context of the first round of the 2001 presidential
elections in Benin in order to provide a nuanced and parsimonious in-
vestigation of the impact of clientelism on voting behavior. The empir-
ical results show that clientelism works for all types of candidates but
particularly well for regional and incumbent candidates. The results in-
dicate that women voters have stronger preference for public goods
than do men and that younger and older voters have similar policy pref-
erences. I argue that credibility of clientelist appeals and accessibility of
clientelist goods greatly influence voting behavior.
34
Harold Grosnell, Getting Out the Vote: An Experiment in the Stimulation of Voting (Chicago: Uni-
versity of Chicago Press, 1927); Samuel J. Elderveld, “Experimental Propaganda Techniques and Vot-
ing Behavior,” American Political Science Review 50 (March 1956); William C. Adams and Dennis
Smith, “Effects of Telephone Canvassing on Turnout and Preferences: A Field Experiment,” Public
Opinion Quarterly 44 (Autumn 1980); Roy E. Miller, David Bositis, and Denise Baer, “Stimulating
Voter Turnout in a Primary with a Precinct Committeeman,” International Political Science Review 2,
no. 4 (1981); and more recently Gerber and Green (fn. 17).
35
Gerber and Green (fn. 17).
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