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Checklist For AMC

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2ahmed.du.24th
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52 views6 pages

Checklist For AMC

Uploaded by

2ahmed.du.24th
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as XLSX, PDF, TXT or read online on Scribd
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Activities Process for Forming AMC

Steps Activities Authority Related Law

1 Apply RJSC for Name clearance RJSC Company Act 1994

After getting Name clearance apply for


2 RJSC Company Act 1995
Certificate of incorporatio

3 Applying for Asset Manager BSEC Mutual Fund Rules-2001

4 Applying for Fund Manager BSEC AIF Rules-2015


Application Requirment for RJSC
SL Details Status
1 AOA & MOA
2 Concent of Director (Form-IX)
3 Particular of the shareholders & Directors (Form-XII)
4 Form-I, VI
Application Requirment Under Mutual Fund Rules-2001 (Form "GA
SL
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Application Requirment Under Mutual Fund Rules-2001 (Form "GA")
Details
Form GA (Rule 26) dully filled and signed; and
A pay order bearing no PO-AA 0190467 dated 29/04/2021 for Tk 10,000 in favor of Bangladesh Securities & Exchange Com
Certified copy of memorandum and articles of association
Certificate of incorporation.
Particulars of Directors, Manager and Managing Agents (Form-XII)
Certification from IDRA
CIB Information - Company itself
Bank Statement of the company
Auditors Certificate supporting paid up capital.
TIN Certificate of the company
Trade License
Bio-data of CEO
Bio-data & Particulars of the Chairman/ MD/ Directors
Declaration whether the company or its directors are also sponsor of Mutual Fund, Director of any Trustee or Custodia
Merchant Banker & Portfolio Manager or anyway related to above mentioned organization, If any, it’s details.

Appointment of Compliance Officer as per the Rules given


Board Resolution to form the Asset Management Company.
Layout for Office Space & Equipment’s.
CIB Information of Directors and Managing Director
Affidavit in original relating to non-involvement in antisocial activities from Notary Public for all Directors concerned
Copy of NID, TIN and Passport of all the Directors
Status
Application Requirment Under Mutual Fund Rules-2001 (Form "GA")
SL Particular Status
1 Name of the Asset Manager
2 Registered Address (Telephone Number, Email, Fax)
3 Contract Person:
4 Incorporation Date & Place
5 Purpose of Asset Manager
6 Capital Structure and nature of Shareholding
7 Name and Address of Auditor and Banker
8 Is any director loan defaulter? If any, their details.
Relationship of any director of Asset Manager with any Mutual fund, Trustee, Stock dialer, Stock Broker,
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Merchant Banker or portfolio manager, If any, it’s details.
10 Name of Chief Executive Officer and his experience in financial service duration
11 Director’s name, experience, educational qualification and occupation.
12 Name and qualification of Others Key persons.
13 Organizational Structure.
14 Explanation related to Necessary equipment to support the service of the fund.
15 Director’s name of subsidiary and associate company.
16 Last 3 (Three) years accounts of Fund manager (If applicable)

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