Ribes 2005
Ribes 2005
1, MARCH 2005 5
Invited Paper
Abstract—High- gate dielectrics, particularly Hf-based mate- bias temperature instability (BTI). Section IV will deal with the
rials, are likely to be implemented in CMOS advanced technolo- breakdown or characteristics of the dielectrics.
gies. One of the important challenges in integrating these materials
is to achieve lifetimes equal or better than their SiO2 counterparts.
In this paper we review the status of reliability studies of high- II. HYSTERESIS PHENOMENA
gate dielectrics and try to illustrate it with experimental results. One of the challenges for the high- integration is the
High- materials show novel reliability phenomena related to the
asymmetric gate band structure and the presence of fast and re-
threshold voltage stability during operation. In literature, the
versible charge. Reliability of high- structures is influenced both hysteresis which is a shift in is attributed to a trapping of
by the interfacial layer as well as the high- layer. One of the main charges in the pre-existing traps without creation of additional
issues is to understand these new mechanisms in order to asses the traps. We present in this section several measurement tech-
lifetime accurately and reduce them. niques which allow a better assessment of the instability.
Index Terms—Breakdown, BTI, high- dielectrics, hysteresis. The hysteresis dependences are discussed allowing argument
on trapping and detrapping mechanisms. Finally, some process
solutions are presented in order to improve the electrical sta-
I. INTRODUCTION
bility of Hf-based dielectrics.
Fig. 4. Drain current degradation versus time and gate bias. Increasing drain Fig. 6. Schematic diagram of the setup for charge pumping measurement.
current decay is measured with increasing gate bias.
Fig. 10. I (t) during gate pulse displays a charge trapping during pulse width
at V = 2 V and charge recovery at V = 1 V.
Fig. 11. Two mechanisms which may take part in the detrapping at positive
bias: back tunnelling and Poole–Frenkel.
(a) (b)
Fig. 9. Two types of model: defects are located (a) at the SiO /HfO interface filling by electron tunnelling appears to contribute to the hys-
or (b) in the bulk of high-k film.
teresis phenomena. Recently, a study [4] has demonstrated that
the trapping kinetic ( shift versus trapping time) can be mod-
initially proposed a simple model with a defect band in HfO eled using a Shockley–Read–Hall statistic.
layer located in energy between the silicon and hafnia conduc- 2) Charge Detrapping: It is commonly reported in the liter-
tion band [Fig. 9(a)]. This model has some attractive features, ature that applying a sufficient negative gate bias, a full recovery
since it explains qualitatively, for negative and positive gate of trapped charge [3] is obtained. Nevertheless, even at positive
bias, the charging and discharging of defects by tunnelling bias, it has been observed that a partial recovery of charge can
through the interfacial SiO layer. At the same time, studying take place (Fig. 10). This partial recovery can originate from two
the mobility degradation in high- MOS devices, Morioka et possible detrapping mechanisms. The first may be due to a back
al. [15] proposed to locate hysteresis traps at the HfSiO/SiO tunnelling of electron from traps to substrate and the second,
interface as shown in Fig. 9(b). Thus, two types of models are resulting from a Poole–Frenkel-like electrons conduction from
encountered in the literature. To address the critical issue of traps to traps toward the gate electrode (Fig. 11).
the location of the trapped charge (bulk of the high- film or Indeed, for the back tunnelling mechanism, a recent study
the interface high- /interface layer), Young et al. [11] have [4] has shown that the detrapping kinetic can be modeled by
characterized the hysteresis phenomena on samples with dif- a trap-like approach similar to a Shockley–Read–Hall model.
ferent HfO thicknesses. Their results suggest the trapping Based on self-consistent solving of continuity potential relation
occurs mostly in the bulk of high- material rather than only and of the time evolution trap filling probability (6), simulations
at the interface. This finding is consistent with data presented of threshold voltage shift with time account reasonably well for
in Section II-C since less trapping in physically thinner high- the obtained experimental results.
gate stacks is observed.
Considering the model with HfO bulk traps, trapping mech- (6)
anisms are finally investigated. In the previous section, we have
observed the strong transient charging effects in particular with where is capture, is emission, is electrons, and is holes.
a thin SiO bottom oxide. These transient effects are reason- Concerning the Poole–Frenkel mechanism, an experimental
ably attributed to a tunnelling of carriers through the interfacial analysis [14] of recovery gate bias dependence of the detrapping
oxide. Depending on this interface, two mechanisms for elec- characteristic time activation energy shows a field enhanced
tron trap filling can be mentioned: a filling by channel-to-defect kinetics (activation energy decreases with recovery gate bias)
tunnelling or by the capture of HfO conduction band electrons. (Fig. 12). This last result seems to be in agreement with a re-
According to Pantisano et al. [12], for a bottom oxide interme- covery assisted by Poole–Frenkel conduction. The temperature
diate thickness ( nm), trap filling is likely due to the second and gate bias dependence of detrapping characteristic time was
mechanism while for thin interfacial oxide (1 nm), a direct trap also demonstrated to follow the Poole–Frenkel theory. In this
10 IEEE TRANSACTIONS ON DEVICE AND MATERIALS RELIABILITY, VOL. 5, NO. 1, MARCH 2005
A. Process Optimizations
Recently, authors have reported sub-15-Å EOT pMOS NBTI
exhibiting sufficient lifetime [28] but until now it is not the case
for nMOS PBTI. Fortunately, even if nMOS PBTI lifetime re-
mains strongly upsetting ( 1000 s), some important process
improvements were reported. It has been found that deuterium
annealing at 600 C improves significantly the shift during Fig. 14. PMOS and nMOS BTI stresses. The nMOS PBTI presents a total
charge recovery and the pMOS NBTI a partial one.
PBTI stress in limiting both, the generation of oxide traps and
interface traps [21]. Recently, Shanware et al. [19] has presented
that nitride hafnium silicate (HfSiON) exhibits about ten times
lower shift than HfO for identical drive current. The same
authors compare TiN and polysilicon gate with HfO dielectrics
and found a factor 5 of shift reduction during PBTI stress with
the metal gate. Such process improvements allow us to expect a
possible future integration.
Nevertheless, the physics of this mechanism is not yet un-
derstood and the reasons for the process improvements not
completely found. In order to succeed in the integration of the
hafnium-based gate dielectrics, it is indispensable to deeper
understand the trapping mechanism. Following this viewpoint,
we will propose in the following section an analysis of trapping Fig. 15. PMOS NBTI V shift measurement without stress break. The V shift
mechanism and try to find the possible origins of the traps dynamic follows a logarithmic rather than a power law.
acting in the BTI stress.
hole trapping and detrapping introduces a significant error on
B. BTI Mechanisms the shift evaluation. A neat measurement methodology re-
1) Experimental Methodology: First, it was discussed in the solving this problem has been proposed by Denais et al. [29],
first section that the high- dielectrics present fast reversible [30]. Using small gate voltage pulses during the stress, the au-
charge trapping. This recovery induces underestimation of the thors measure the shift without any interruption of the stress.
instability since the stress is stopped (Fig. 13). Hence, during Using this methodology, we obtain the degradation character-
a constant voltage stress, conventional methodology of degrada- istics displayed in Fig. 14 which help us to gain better under-
tion measurement is unable to estimate the total instability of the standing of the high- dielectrics instabilities.
MOSFET because of the stress break during measurements. In 2) PMOS NBTI Mechanisms: The pMOS NBTI stress
order to correctly characterize it in the high- , we need to mea- ( V, 125 C) presented in Fig. 14 displays a positive
sure the threshold voltage without interrupting the stress. An charge ( ) trapping dynamic. As for hole trapping on
identical issue is already being dealt with for NBTI degrada- nitride-silicon dioxide [30], a best fit is obtained for logarithmic
tion in nitride-silicon dioxide, where it was observed [29] that law (Fig. 15) and a charge recovery is observed.
12 IEEE TRANSACTIONS ON DEVICE AND MATERIALS RELIABILITY, VOL. 5, NO. 1, MARCH 2005
Fig. 17. Schema summing up the mechanisms taking part in the NBTI
degradation. Hydrogen release induces interface states and oxide traps capture
Fig. 16. Interface states generation during NBTI stress measured by charge holes.
pumping techniques on TiN/HfO stack. (HfO = 30 A;SiO = 10 A).
(7)
Fig. 23. Schema illustrating the three different occurrences of the breakdown
(HBD, SBD, PBD).
Fig. 26. Ig(t) characteristics under CVS stress on the stack 0.6 nm of
interfacial layer and 3.5 nm of silicate.
thicker stack is the one with the thinnest interfacial layer. Hence,
this result could be an indication of the correlation between
PBD and the creation of a percolation path toward the interfa-
cial layer. After the PBD occurrence the SBD appears (Figs. 25
and 26). Surprisingly, in spite of a PBD appearing sooner the
progressiveness is longer for the stack (0.6 nmIL + 3.5 nmHK). Fig. 28. Time to breakdown Weibull distribution detected at SBD occurrence
This is probably due to the higher High- thickness (3.5 nm) of displays area scaling from 2500 m to 17.5 m .
this stack. Hence, the PBD seems to be dependent of the inter-
facial layer breakdown and the SBD of the high- layer.
3) Statistical Analysis: Authors report that the PBD and
SBD have different Weibull slope and that both events are area
scalable [47], [49].
That means that the PBD and the SBD or HBD verify the
Weibull statistic:
– breakdown appears on one site among a lot,
– weakest site determines the breakdown
– breakdown occurrence of one site is independent of others
breakdown sites.
The different Weibull slope between PBD and SBD means
that they correspond with two statistical different events. So
the thickness of the broken layer and, or the defects are not Fig. 29. Weibull distribution on (1 nm SiO and 2.5 nm HK) and (0.6 nm SiO
identical. The area scaling of the two events means that the and 3.5 nm HK) stacks detected for both PBD and SBD.
PBD and the SBD are uncorrelated.
In order to enhance these observations, we have proceeded to occurrence of percolation path appearance toward the interfa-
a statistical analysis of the PBD and SBD observed on the two cial layer.
stacks described above (0.6 nmIL + 3.5 nmHK) and (1 nmIL + In contrast the soft breakdown (SBD) displays different
2.5 nmHK). First we verify that the PBD and the SBD occur- Weibull slope ( and ). This
rence are area scalable (Figs. 27 and 28). Weibull slope increase, with respect to high- layer thickness,
Plotting the distributions of the two stacks PBD and SBD is in agreement with the link between SBD and high- layer.
(Fig. 29), we observe that the two PBD distributions have the The percolation model ( ) [51]–[53] predicts that
same Weibull slope. This result is in agreement with the constant the cross section of the defect is equal to 1.9 nm (Fig. 30). By
Weibull slope measured on SiO layer thinner than 1.2 nm. In- this way, below a thickness of 1.9 nm, the Weibull slope of the
deed the defect cross section in the SiO is supposed to be close SBD should remain constant as SiO below 1.2 nm. Hence, a
to this thickness [50]. In all likelihood the PBD is the electrical ratio close to 1.5 between the silicate defect cross section and the
16 IEEE TRANSACTIONS ON DEVICE AND MATERIALS RELIABILITY, VOL. 5, NO. 1, MARCH 2005
Fig. 31. EOT extracted from NCSU versus physical oxide thickness of high-k
dielectrics exhibits a consistent interfacial layer thickness with the targeted one.
Fig. 30. Plot of high-k thickness versus Weibull slope detected at SBD
displays a 1.9 nm defect cross section.
B. Breakdown Mechanisms
1) Gate Injection:
a) Thick High- Stack: Further indications that the inter-
facial layer plays a strong role in the breakdown in gate injection
have already been published [33], [34]. It has been found that,
for stack with high- layer thicker than 8 nm and carrier energy
higher than 5 eV, the for /SiO stacks are equivalent Fig. 32. Charge to breakdown versus gate voltage for thin SiO (from 14 Å to
with those for SiO with a thickness identical to the interfacial 11 Å) and (30 ÅHK+10 ÅIL) stack.
layer [33]. This result is in agreement with the similarity be-
tween NBTI SiO degradation and NBTI high- stack degra-
dation discussed in the previous section. Moreover, the Weibull
slope of the time to breakdown exhibits a good correlation with
SiO interfacial-layer thickness. The authors explain this mech-
anism by the Anode Hole Injection model, considering that hot
tunnelling electron can give its energy to an electron-hole pair
and release a hot hole which is then able to generate a defect by
inelastic heat. The hydrogen release model could also explain
the breakdown of the SiO interfacial layer. Indeed the process
is similar to the Anode Hole Injection apart from the fact that
the excited element is not the electron-hole pair but interfacial
Si-H bond.
b) Thin High- Stack:
Experimental Investigations: Below 5 eV electron energy,
the interpretation of the results is more complicated. The Fig. 33. Charge to breakdown versus Vox measured on two stacks with 25 Å
HfO and 30 Å HfO thickness and same interfacial layer thickness (1 nm).
Fig. 31 displays the equivalent oxide thickness extracted from A shift of around 3 decades between the two stacks is observed which is in
measurement (NCSU) for two MOS transistors one with agreement with the MVHR prediction.
30 Å high- thickness and 10 Å interfacial layer, the other 20 Å
and 10 Å interfacial layer. As is shown, the EOT’s measured thickness one (10 Å). That means that probably the High- layer
confirm the targeted thicknesses. Knowing the stack layers’ plays a role in the defect generation probability ( ) or in the
thicknesses, we can see that contrary to thick high- stressed critical defect density ( ).
at carrier energy higher than 5 eV [33], the is no longer However, we have to note that the Weibull slopes remain iden-
scalable with interfacial SiO layer thickness. Seen either as tical close to for the two stacks, which is in agreement
electron energy, the gate voltage (Fig. 32), or as the voltage with the breakdown of the interfacial layer. The Weibull slope
drop toward the dielectric, (Fig. 33), the nonscalability is being directly linked to the [53], this result seems to show
verified in the both cases. that the is independent of the high- layer thickness.
As it is shown on Fig. 31, the high- stack charge to break- The temperature behavior of the breakdown can help us to
down is higher than the corresponding SiO interfacial layer determine the first layer broken. On Fig. 34, we present results
RIBES et al.: REVIEW ON HIGH- DIELECTRICS RELIABILITY ISSUES 17
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and effect of nitrogen composition on the statistical distribution of the G. Ribes received the engineer degree in electrical engineering from the Institut
breakdown,” in IEDM Tech. Dig., 2003, pp. 849–852. Supérieur d’Electronique et du Numérique (ISEN), Toulon, France, in 2002. He
[50] J. Sune, “New physics-based analytic approach to the thin-oxide received the M.S.E.E degree in micro- and nanoelectronics from Provence Uni-
breakdown statistics,” IEEE Electron Devices Lett., vol. 22, no. 6, pp. versity, Marseille, France. He is now pursuing the Ph.D degree in the Reliability
296–298, Jun. 2001. group of the Central R&D, STMicroelectronics, Crolles, France.
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