Scribd
Upload
13 views

PWC - JD Sanctions

Uploaded by

Charles Markey
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
13 views

PWC - JD Sanctions

Uploaded by

Charles Markey
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
You are on page 1/ 5

Job Specification

Compan PricewaterhouseCoopers Acceleration Centre, Kolkata


y Job Deals –
title
Level Associates
Line of Service Advisory
Industry (if N/A
applicable)
About the Job About PwC

With PwC, you’ll ignite a meaningful career while being


supported by a flexible working culture, innovative learning
and development opportunities and progressive policies and
benefits.

About the team

The Market Abuse team sits within Forensics team. We work


with clients to investigate and remediate issues, transform
Sanctions functions and prepare for and respond to regulation
and regulatory scrutiny.

Our team supports clients active in financial markets and


commodities markets as they seek to manage their market
abuse and Sanctions risks. The team combines regulatory, risk,
markets expertise and data and technology experts. All team
members are encouraged to continue developing their own skill
sets, and we support continuing professional development in
capabilities suitable for each individual.

Life at PwC

Our culture and benefits are something we’re proud of, and
also why
we’re consistently named as one of the best workplaces. With
PwC, you’ll belong to an inclusive community where
differences are both embraced and the underlying driver in
everything we create together.
We empower you with the technology, coaching, flexibility
and trust needed to make a meaningful difference, while
supporting you in
bringing your whole self to work each day. We’re
committed to building and maintaining a diverse workforce
because we know it’s only by working together that we can
realise the potential of our people, clients and society
around us.
We’re living this commitment through initiatives including
our employee- led diversity networks promoting cultural,
disability, LGBTI and gender
equality. At our core we’re a people business, which means
you’ll be supported not just in your professional development
but your personal growth as well.

About the role


In this role, the successful candidate will be expected to
work on a range of client engagements across
multinational financial services and commodities clients.
The candidate will primarily work alongside colleagues in
Bangalore and the UK Market Abuse and Surveillance
team within Sanctions. We support our clients with a
range of services:
● Market abuse risk assessments.
● Surveillance vendor evaluations and support for
surveillance strategic roadmaps.
● Market abuse surveillance implementation and
calibration (e.g. detection scenarios, instance
identification, parameter setting and tuning, lexicon
refinement, model tuning).
● Data driven surveillance effectiveness review and
optimisation.
● Reviewing end-to-end data and process flow
supporting surveillance implementations.
● Assistance in responding to regulatory enquiries.
● Supporting clients with development of robust
procedures and alert review.

Essential skills and experience

In order to be successful you will need to demonstrate


the skills and / or experience of the areas set out below:
● An understanding of market abuse regulation and
how this applies to financial services companies and / or
commodities trading firms.
● An understanding of how financial markets
operate and how trading financial products can manifest
in market abuse risk.
● An understanding of how financial services
companies or commodities trading firms make money
from trading financial (or physical) products.
● Display a keen interest in regulation and / or
technology concerning market abuse and surveillance.
● Experience in using data analysis and visualisation
tools (Python, SQL, Alteryx, Tableau).
● Ability to clearly articulate technical approaches
and complex concepts to clients and non-technical
audiences.

Desired skills and experience


● Experience working within a market abuse and
surveillance function for a financial services company
and / or a commodities trading firm.
● Experience of undertaking market abuse and
surveillance engagements for a consulting firm
● Experience in developing or implementing
methods for tuning lexicons or detection models for false
positive reduction within communications surveillance
systems.
● Experience of implementing and refining trade
surveillance detection scenarios through vendors or in-
house build solutions.
● Experience of undertaking risk assessments,
policy and procedure development, controls testing, or
alert disposition and review related to market abuse and
surveillance.
● Experience of providing MI and summarising data
for senior stakeholders.

You might also like