Appendix I Traffic Impact Study Guidelines
Appendix I Traffic Impact Study Guidelines
I. INTRODUCTION
Background
Land use and transportation are strongly interdependent. Transportation facilities and services
are essential for development to occur, and high levels of mobility and accessibility are needed to
attract the economic development to provide and maintain a high quality of life.
The transportation decisions made in the land development process have a significant cumulative
effect on the safety and efficiency of a community’s street system. There is a strong correlation
between the amount of access provided to major streets and the safety and efficiency on those
streets. Therefore, it is in the long-term interests of all parties to balance the mobility and safety
needs of the traveling public with the accessibility to development.
Purpose
The primary purpose for evaluating the impact of development through transportation impact
studies is to protect the integrity of the transportation systems. Neither public nor private
interests are well served if transportations systems needlessly degrade due to poor planning and
design.
In order to accomplish this objective, the review of transportation systems associated with
development needs to be more extensively scrutinized and needs to take a long-term perspective.
What might be acceptable today may not be as an area develops and matures. This is certainly
consistent with the City’s long-range planning for land use, major streets and other infrastructure.
These transportation impact study guidelines, and the resulting work products, will allow for
more informed decision-making and could lead to a framework for the negotiation of mitigation
measures for the impacts created by development.
The necessity to review all land development applications from a transportation perspective as well
as the wide variety of land use types and intensities suggest that multiple thresholds or triggers be
established to warrant a transportation impact study. The following guidelines will be followed.
All Applications
1. Establish the scope of the study area in coordination with the City prior to performing any
analysis. Identify the specific development plan under study and any existing development
on and/or approved plans for the site (land use types and intensities and the arrangement of
buildings, parking and access). Also identify land uses (including types and the arrangement
of buildings, parking and access) on property abutting the proposed development site,
including property across public streets.
2. Identify the land uses shown in the Lawrence/Douglas County Comprehensive Plan for the
proposed development site under study, as well as the ultimate arterial and collector street
network in the vicinity of the site (at least the first arterial or collector street in each
direction around the site).
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3. Identify the functional classification of the public street(s) bordering the site and those streets
on which access for the development is proposed. The functional classification is shown on
the Major Thoroughfares Plan, which is incorporated into the Comprehensive Plan.
4. Identify allowable access to the development site as defined by City design criteria and/or
access management guidelines and adopted Access Management Plans for arterial and
collector streets in Lawrence.
5. Document current public street characteristics adjacent to the site, including the nearest
arterial and collector streets, number and types of lanes, speed limits or 85th percentile
speeds, and sight distances along the public street(s) from proposed access(es).
6. Compare proposed access with established design criteria (driveway spacing, alignment with
other streets and driveways, width of driveway, and minimum sight distances). Identify
influences or impacts of proposed access to existing access for other properties. If
appropriate, assess the feasibility of access connections to abutting properties, including
shared access with the public street system.
7. Estimate the number of trips generated by existing and proposed development on the site for
a typical weekday and weekday peak hours using the latest edition of Trip Generation
published by the Institute of Transportation Engineers. Local trip generation characteristics
may be used if deemed to be properly collected and consistent with the subject development
application with appropriate documentation provided for review. The City Engineer shall
make such determination. Calculate the net difference in trips between existing and
++proposed uses. If the development site already has an approved plan, also estimate the
number of trips that would be generated by the approved land uses. If the development
application is proposing a land use different than indicated in the Comprehensive Plan, also
estimate the number of trips that would be generated by the land use indicated in the
Comprehensive Plan. The City Engineer or designee shall approve the potential land use
intensity in such cases.
The parties involved in a land development application sometimes have different objectives and
perspectives. Further, the recommended elements of a transportation impact study require skills
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found only in a trained professional engineer with specific experience in the field of traffic
engineering.
For these reasons, the person conducting and the person reviewing the study must be registered
professional engineers with demonstrated experience in the preparation or review of
transportation impact studies for land development.
The City Engineer or designee shall determine whether an individual professional engineer is
qualified to conduct a transportation impact study. Credentials shall be provided upon request.
City personnel charged with reviewing transportation impact studies have several functions to
consider:
Prior to conducting any transportation impact study it is necessary to determine the minimum
technical responsibilities and analyses that will be performed. It is the applicant’s responsibility
to ensure that the study utilize the techniques and practices accepted by the City and other
participating agencies.
The following items shall be considered, discussed and agreed to by the City Engineer or
designee (and others if appropriate) and the applicant for transportation impact studies prior to
performing any analysis.
• Definition of the proposed development, including type and intensity of the proposed land
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uses and proposed access.
• Study area limits based on the magnitude of the development.
• Impact or influence on access for adjacent and nearby properties.
• Time periods to be analyzed, e.g., weekday A.M. and P.M. peak hours.
• Scenarios or conditions to be analyzed, e.g. existing conditions, existing plus development
conditions, and Long Range Transportation Plan Horizon Year conditions.
• Future analysis year(s), including special study procedures for multi-phase development
plans.
• General assumptions for trip generation, trip distribution, mode split, and traffic assignment.
• Traffic analysis tools and acceptable parameters.
• Availability and applicability of known data.
• Traffic data collection requirements and responsibilities, including time periods in which
traffic counts will be collected.
• Transportation system data, e.g. traffic signals, transit stops, bicycle and pedestrian facilities, etc.
• Planned transportation system improvements, including the anticipated timing, for all modes
of transportation, e.g. street widening, bicycle trails, transit stops, etc.
• Methodology for projecting future traffic volumes.
• Current level of service and access management requirements.
• Acceptable mitigation strategies.
Study Area
The study area and the intersections and street segments to be included will vary for a number of
reasons - the type and intensity of the development, the maturity of other development in the
vicinity, the condition of the street network, etc. The study area should be large enough to assess
the impact or influence of proposed access along street segments and to evaluate the ability of
streets and intersections to absorb the additional traffic.
The study area should at least include those street segments onto which access is proposed and
should typically extend to the next major intersection (arterial/arterial, arterial/collector, or
collector/collector) in each direction.
Analysis Periods
Transportation impact studies should be based on peak-hour analyses. The analysis period(s)
should be based on the peaking characteristics of both the public transportation systems and
development traffic. The typical analysis periods for most development are the A.M. and P.M.
peak hours, of a typical weekday (Tuesday, Wednesday, and/or Thursday). Retail development
that is typically not open early in the morning may not warrant study for the A.M. peak hour. On
the other hand, intense retail activity in an area may warrant study during the Saturday peak hour.
Analysis Years
In general, the analysis years should be related to the opening date of the proposed development
and the horizon year in the City’s long-range transportation plan.
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Once the parameters for the transportation impact study have been established, the first step in the
study process is to collect relevant data and assess existing conditions.
The applicant is responsible for collecting, assembling, analysis and presentation of all data.
Typically, the following types of data are required for the study area.
Information for the proposed development shall be displayed on a scaled drawing. If detailed
information regarding abutting property is not shown on the development plan, it may be
exhibited on a current aerial photograph, or other drawing, along with the proposed development.
This information is needed to assess the proposed access in relation to existing driveways and
side streets at the site and along the street corridors on which access is proposed. This process
should also take into account potential access for undeveloped land in the vicinity.
Intersection turning movement counts shall be taken on a Tuesday, Wednesday, and/or Thursday
for weekday conditions. It is preferred that morning and afternoon counts be taken on the same
day. For a study requiring traffic counts at several intersections that cannot be accomplished all
in one day, the counting program should be organized so that adjacent intersections are counted
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as close in time as possible. As a minimum, traffic volumes should be measured at any existing
site driveway and on the adjacent streets, including the nearest arterial/arterial or arterial/collector
intersection in each direction along streets bordering the development site. If a proposed
driveway or street will line up with an existing driveway or street opposite it, traffic volumes
shall be collected at the existing intersection. The time periods in which existing traffic is
counted should generally coincide with the highest combination of existing traffic plus traffic
expected to be generated by the proposed development. A minimum of one hour is required but
the count periods should extend at least 15 minutes before and at least 15 minutes beyond the
anticipated peak hour to ensure that the highest one hour of traffic is identified. Traffic volume
counts at intersections shall document left-turn, through and right-turn movements on all
approaches and shall be tabulated in no greater than 15-minute increments. The City Engineer or
designee shall determine, based on the nature of the development, additional time periods in
which current traffic volumes shall be documented.
Identify the land use(s) shown in the Lawrence/Douglas County Comprehensive Plan for the
proposed development site under study.
Crash Data
Collect existing crash data for the most recent five year period in which data is available and
provide discussion of any patterns and possible mitigation strategies.
Capacity analyses shall be performed for each intersection in the study area. All capacity
analyses shall be performed using a method or software approved by the City Engineer or
designee. In general, capacity analyses must be based on methodologies outlined in the latest
edition of the Highway Capacity Manual (HCM). Planning level methods of analysis will not be
accepted.
While other types of capacity analyses may be required for some transportation impact studies,
most will include only signalized and unsignalized intersections.
Signalized Intersections
Analysis programs require input of intersection-specific information such as traffic volumes,
number and types of lanes, signal phasing, etc., but also include a number of parameters
reflecting traffic characteristics and signal operations that typically have preset default values.
Care must be exercised to ensure that these parameters provide a true reflection of actual traffic
operations and are based on normal practices of the City.
Cycle lengths used in these analyses must be reasonable based on the signal phasing and traffic
demand at the intersection. For example, an arterial/arterial intersection with 8-phase control and
protected-only left-turn phasing would likely use a cycle length of at least 100 seconds but
possibly as high as 120 to 140 seconds. The cycle length to be used for the analyses shall be
based on either existing operations or a cycle length optimization available with most capacity
analysis software. Likewise, the green time (or cycle split) allocated to each phase must provide
an accurate reflection of existing conditions. For isolated intersections, it is preferred that green
times be determined through an optimization program in order to show how well the intersection
could operate. For signalized intersections in coordination, actual timings should be used. Other
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means of developing green times shall be reviewed in advance with the City Engineer or
designee.
Other considerations in most analyses include the peak hour factor (PHF), percent trucks,
clearance intervals, and the queuing model. The PHF should reflect the actual counts taken at
the intersection. Some percentage of trucks should be input - either the amount measured or an
estimate agreed to with the City Engineer or designee. Clearance intervals shall be calculated
based on practices recommended by the Institute of Transportation Engineers (ITE). These
practices will typically yield clearance intervals (yellow plus all red) in the range of 5 to 6
seconds. The type of queue model used should be applicable to the conditions and queue
estimate should provide at least a 90 percent confidence level of the maximum anticipated
queue.
On occasion, the lane utilization factor may need to be adjusted. Under some circumstances, near
an interchange for example, the lane utilization may be imbalanced to such an extent that default
values would not provide a likely representation of actual conditions.
The most important outputs of these analyses are the overall intersection level of service and the
anticipated vehicle queuing in each lane.
Under some circumstances, traffic simulation modeling may be necessary or more appropriate to
assess a street corridor. Closely-spaced traffic signals or corridors that employ traffic signal
coordination are good candidates for simulation modeling. Any such model, however, must
produce outputs comparable to HCM methodologies in order to estimate levels of service.
Unsignalized Intersections
The analysis on an unsignalized intersection is actually an analysis of only those movements that
must yield to another movement. For example, at a two-way stop-controlled intersection, the
through and right-turn movements on the uncontrolled street are allowed free flow and are not
subject to any delay.
Analysis results shall never be expressed as an overall intersection level of service; the term is
meaningless.
The most important outputs of these analyses are the levels of service by lane or lane group and
the anticipated vehicle queuing in each lane.
Roundabouts
Roundabouts should be evaluated and compared with traffic signal operation at all potential
locations including arterial-arterial, arterial-collector and collector-collector intersections. For
planning purposes, roundabouts should be evaluated to determine if they provide v/c ratios of
0.85 or below for all approaches for the design year. Analysis should use software that is
specifically tailored for roundabout analysis. For roundabouts with unusual geometrics (such as
more than two circulating lanes, more than four approaches, or angles between approaches of
less than 75 degrees), more detailed analysis may be required.
Levels of service, while graded similarly, should be interpreted differently at signalized and
unsignalized intersections. At signalized intersections, the overall level of service is most
important to the assessment of intersection operations. At unsignalized intersections, the level of
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service applies to only individual movements, not the overall intersection. Because of the nature
of these analyses, the level of service of an individual movement is influenced more by the
magnitude of other traffic movements than the volume of the individual movement.
The following standards would apply to peak hour conditions typically experienced during the early
morning and late afternoon peak periods of a typical weekday. These standards would also apply
to other peak conditions associated with a proposed development.
Signalized Intersections
The minimum levels of service (LOS) that would guide the need for improvements are LOS D on
arterial streets and LOS C on all other streets. The level of service goal of an intersection will be
determined by the highest classification of street at the intersection.
Unsignalized Intersections
For the left-turn movement from an arterial or collector street, LOS D or better would be deemed
acceptable. For lanes or lane groups on side streets or driveways, LOS D is desired but LOS E
and F could be deemed acceptable under certain circumstances. Where a lane group (multiple
movements served from the same lane) is projected to operate at LOS E or F, an additional lane
should be provided when the peak hour volume for the lane group exceeds 100 vehicles. Where a
lane serving through and/or left-turn movements is projected to operate at LOS E or F and the
volume exceeds 50 vehicles, additional or different site access should be considered unless other
site driveways provide reasonable alternative access to a signalized intersection.
Roundabouts
Roundabouts should provide v/c ratios of 0.85 or below for all approaches for the design year.
At signalized intersections, vehicle queues should be contained within turn lanes and should not
extend into adjacent intersections. Vehicle queues in through lanes may influence the ability to
access turn lanes and should be considered in assessing traffic operations.
At unsignalized intersections, vehicle queues should be contained within turn lanes. In the case
of a side street or driveway serving a development site, vehicle queues should not impede site
circulation, particularly inbound movements from public streets.
Background traffic is the expected increase in traffic volumes over time except for the specific
development under study. Background traffic needs to be estimated out to the applicable horizon
year in order to assess future traffic conditions.
Future daily traffic volumes on arterial and collector streets shall be identified from the long-
range transportation plan or from the traffic model used to develop the plan for each arterial and
collector street segment in the study area. Traffic split by direction, the percent attributable to
each peak hour, and the distribution by movement on an intersection approach shall be
determined through consultation with the City Engineer or designee.
Trip generation is the process used to estimate the amount of travel associated with a specific land
use or development. Trip generation is estimated through the use of “trip rates” that are based on
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some measure of the intensity of development, such as gross leasable area (GLA) or gross square
footage (GSF).
Trip Generation published by ITE is the most comprehensive collection of trip generation
available. The rates provided are based on nationwide data but many rates are not supported with
a large amount of data. Nevertheless, this manual is generally accepted as the industry standard
and shall be used for studies in the City of Lawrence. Caution needs to be applied when limited
data points exist for a land use category. Local trip generation characteristics may be used if
deemed to be properly collected and are consistent with the subject development application with
appropriate documentation provided for review. The City Engineer shall make this determination.
In making the estimate of trips, the instructions and recommendations included in Trip
Generation shall be followed. Typically, the trip generation equations, where available, provide
the best estimates. Where data is provided for multiple independent variables, the one yielding
the highest number of trips and is based on at least 10 samples (studies) shall be used.
Trip generation shall be estimated for the proposed development for daily, A.M. peak hour, and
P.M. peak hour conditions. Other time periods may be necessary based on the land use and/or the
inclusion of additional analysis periods in a particular study.
If the development site already has an approved plan, also estimate the number of trips that would
be generated by the approved land uses. If the development application is proposing a land use
that requires an amendment to the comprehensive plan, also estimate the number of trips that
would be generated by the land use indicated in the Comprehensive Plan. The City Engineer or
designee shall approve the potential land use intensity in such cases for the purpose of estimating
vehicle trips.
If internal capture rates and/or pass-by and diverted trips are used by the applicant, the applicable
rates must be justified and approved by the City Engineer or designee prior to use. In general, the
number of pass-by trips should not exceed 10 percent of the adjacent street traffic during a peak
hour or 25 percent of the development’s external trip generating potential.
Trip distribution is the general direction of approach and departure to/from a development site.
Trip distribution will typically be estimated using existing travel patterns exhibited in the area,
the position of the development in the community, and the likely market area of the development.
Data from similar development in the immediate vicinity should be used. Good judgment is
necessary to develop reasonable estimates of trip distribution.
Mode split is the estimate of number of travelers anticipated to use transportation modes other
than automobiles. Data associated with most transportation impact studies is taken from
suburban locations where there is little to no alternative to automobile transportation. Further, the
trip generation rates are based on the actual number of vehicles, not persons, entering and
departing a particular land use. Therefore, mode split will not be applicable to most
transportation impact studies.
Mode split, or modified trip generation rates, can be applied where the influence of alternative
transportation modes is clearly demonstrated and documented. Prior approval must be received
from the City Engineer or designee.
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Trip assignment involves the determination of traffic that will use each access point and route on
the street network. While it certainly uses the trip distribution estimates, it is a different process.
This is also the step where trip-reduction factors such as pass-by and diverted traffic are applied.
The assignments should reflect the conditions anticipated to occur in the analysis year.
Assignments are estimates of how drivers will travel and need to account for physical and
operational characteristics of the roadway and the habits of typical drivers. Some of these factors
might include:
• The type of traffic control device at an intersection. For example, drivers might avoid a
protected left-turn movement if they can reach their destination via the through movement
and the left-turn phase has expired on approach.
• The design of internal circulation systems on the development site.
• The number of opportunities to enter from the same street. Typically, most drivers will use
the first opportunity to enter but exiting trips tend to be more balanced.
• The difficulty turning left onto a major street at an unsignalized intersection.
• Drivers tend to travel in the most direct path towards their destination. In other words,
drivers tend to avoid backtracking unless conditions either require it or an overall gain in
safety and efficiency is expected.
Since some of these factors conflict, good judgment is necessary. Further, an iterative process
might be necessary based on internal circulation alternatives and/or traffic mitigation alternatives
considered. For example, the initial access plan may show a full-access driveway but the
mitigation may call for it to be limited to right turns in and out.
The analysis of existing plus development conditions is based on the combination of existing
traffic and development traffic anticipated on opening. The methods of analysis shall be the same
as described in Step 2.
In the first scenario, existing plus development traffic is analyzed with the current street geometry
and traffic control except for the proposed access. The purpose is to demonstrate likely traffic
conditions before mitigation measures are considered.
The second scenario is typically an iterative process where mitigation measures are necessary to
achieve acceptable levels of service and/or to manage vehicle queuing. The final results of that
process are to be documented along with the mitigation measures associated with those results.
Improvements that become warranted by City design criteria or access management guidelines
shall be identified and included in this process.
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• Revised traffic control, including new traffic signals.
• Access management strategies, e.g. build a raised median on the public street.
• Site plan or land use changes.
Mitigation measures should be logical for the conditions at a specific location, consistent with the
corridor design and operations, and should contribute towards or at least be consistent with the
ultimate configuration of the public street. The ramifications of mitigation measures must be
clearly identified. For example, adding a second left-turn lane on one approach to an intersection
will typically necessitate widening of the opposite approach.
The analysis of future conditions is important to further assess the proposed access in relation to
the configuration of the public streets at a more mature stage of development. What might be
deemed acceptable today might not fit with the long-range configuration of a street corridor. It
may also prove useful in determining when improvements to major streets need to be planned.
The analysis methods are outlined in Steps 2 and 8. The analyses should reflect street
improvements planned to occur prior to the horizon year.
While transportation impact studies primarily address automobile traffic, recognition of other
vehicle types and travel modes is appropriate, particularly in a community that strives for multi-
modal choice. The following text by no means represents a comprehensive list of site planning
elements but each must be addressed.
Pedestrians
Sidewalks along public streets or off-street paths provide mobility for pedestrians. Pedestrians
should be provided the opportunity to readily travel between these public infrastructure and
adjacent land uses. All development plans should provide this connectivity.
Bicyclists
Similar to pedestrians, development sites should provide reasonable opportunities to travel
between adjacent public streets or bicycle trails and the land use. This does not imply that
separate facilities are needed; rather, the conditions within a development site should be
comparable to conditions adjacent to and near the site. Adequate and properly placed parking
facilities for bicycles are a key component to encouraging bicycle travel. The Lawrence Bikes
Plan should be consulted to determine if additional bicycle facilities are required.
Public Transportation
Bus transportation is currently provided by several private and publicly funded agencies,
generally to targeted customers. More widespread public transit could be implemented in the
future. Site development should account for both current and potential bus services. Some of
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these considerations are similar to trucks due to the relatively large size of buses; however, the
primary difference is that buses need to circulate with customer traffic flow. Bus turnouts may be
planned for specific corridors or intersections, or adjacent to major generators.
Trucks
Site driveways and internal circulation must be designed to accommodate the largest truck
anticipated to serve the development. Vehicle turning paths need to be provided such that trucks
do not encroach over curbs and medians. Encroachment into opposing turning lanes should be
minimized but can be consistent with the scale of the development and the frequency and timing
of truck movements. Truck circulation through a development site should minimize conflicts
with customer traffic and loading docks should be configured such that parked trucks do not
impede normal traffic flow.
Step 11 Documentation
The transportation impact study shall be documented in a typewritten report outlining the
findings and conclusions of the study, including exhibits illustrating the site plan, traffic volumes
(current and projected), and existing and proposed street conditions (lane configurations and
intersection traffic controls). The report, or an appendix, shall include all analysis worksheets.
One PDF of the final report shall be submitted to the Planning Department.
The report shall be well organized and generally follow the study process chronology. The report
should be divided into sections to clearly distinguish between the site plan details, assessment of
existing conditions, assessment of existing plus development conditions, and the assessment of
future conditions. The concluding section of the report shall summarize the significant findings
and outline the recommended mitigation measures needed to meet accepted standards. Trip
generation information, trip distribution assumptions, and analysis results should be organized in
tables and page numbering should be used.
Documentation of the mitigation measures shall include a detailed description of the proposed
improvements. For example, turn lanes shall include a recommended length. It is expected that
due diligence has been conducted to reasonably conclude that the mitigation measures can be
implemented without disruption to existing roadside facilities, other public street facilities, e.g.,
another turn lane, and/or existing access. If proposed access or a mitigation measure will cause
such a disruption, the impact shall be clearly described.
Any deviation from established guidelines/policies shall be clearly identified and justification
provided as to the basis for such a condition and its potential ramifications on the public street
system.
All assumptions and analysis methodologies should also be identified. The final report should be
complete to the extent that the reviewer could find all information necessary to understand how
analyses were conducted and could even recreate those analyses and achieve the same results.
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