Copia de Bojorquez y Ruiz Calibracion Eficiente Mexico
Copia de Bojorquez y Ruiz Calibracion Eficiente Mexico
Research Article
An Efficient Approach to Obtain Optimal Load Factors for
Structural Design
Copyright © 2014 J. Bojórquez and S. E. Ruiz. This is an open access article distributed under the Creative Commons Attribution
License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
An efficient optimization approach is described to calibrate load factors used for designing of structures. The load factors are
calibrated so that the structural reliability index is as close as possible to a target reliability value. The optimization procedure is
applied to find optimal load factors for designing of structures in accordance with the new version of the Mexico City Building Code
(RCDF). For this aim, the combination of factors corresponding to dead load plus live load is considered. The optimal combination
is based on a parametric numerical analysis of several reinforced concrete elements, which are designed using different load factor
values. The Monte Carlo simulation technique is used. The formulation is applied to different failure modes: flexure, shear, torsion,
and compression plus bending of short and slender reinforced concrete elements. Finally, the structural reliability corresponding
to the optimal load combination proposed here is compared with that corresponding to the load combination recommended by
the current Mexico City Building Code.
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𝛾 values should be equal to 1.5 for the design of important constructions.
𝜎S 𝜎R
Table 2: Resistance factors, 𝜙.
f(z)
𝛽𝜎z
2.1. Reliability Index 𝛽. The calibration procedure used here 𝐶𝑆2 = 𝐶𝛾2 + 𝑟𝑐2 𝐶𝐷
2
+ (1 − 𝑟𝑐 ) 𝐶𝐿2 ,
2
(2)
for the selection of optimal partial load factors is based on the
structural reliability theory. The reliability index 𝛽 [20], which
has proved to be a practical and appropriate link between tra- where 𝐶𝛾, 𝐶𝐷, and 𝐶𝐿 are coefficients of variation associated
ditional design procedures and explicit probabilistic design, is with model uncertainty for dead and live loads, respectively.
used as a measure of the structural reliability. The calibration The following values were assumed in this study: 𝐶𝛾 = 0.1,
procedure includes the following steps. 𝐶𝐷 = 0.08, and 𝐶𝐿 = 0.18; and 𝑟𝑐 is the load ratio given by
The index 𝛽 can be used to estimate the probability of failure Table 3: Characteristics of the elements analyzed.
(𝑃𝑓 ) [28]:
Specified value Mean value Standard deviation
Dimension
(m) (m) (m)
𝑃𝑓 = Φ (−𝛽) , (5)
Width (𝑏) 0.3 0.304 0.0041
where Φ(⋅) is the cumulative distribution function of a Width (𝑏) 0.4 0.396 0.0064
Gaussian distribution. The value of 𝛽 indicates the level of Width (𝑏) 0.45 0.446 0.0064
structural safety; the higher the value of 𝛽 index is, the lower Depth (ℎ) 0.6 0.596 0.0064
the probability of failure is.
Depth (ℎ) 0.75 0.746 0.0064
Depth (ℎ) 0.9 0.896 0.0064
3. Calibration Procedure Depth (ℎ) 1.3 1.298 0.0064
Most current design guidelines are largely based on engi- Depth (ℎ) 1.6 1.64 0.0062
neering experience and judgment and lead to designs with Cover (𝑟) 0.038 0.032 0.011
a generally satisfactory behavior; the structural reliability
implicit in those designs is undefined and unknown. The
objective of the calibration of codes based on a LRFD format Table 4: Characteristics of transverse reinforcement.
is to provide optimal partial factors for the design of a type
of structure, which lead to designs as close as possible to the Specified Transverse reinforcement
code objective. The calibration procedure for obtaining the dimension Stirrup Separation Inclination angle
(m) number of stirrups (s) (grades)
load factors can be seen as an optimization process where the
control variables are the factors. In the present study the load 2 ℎ/2 90
factors were calibrated so that the reliability indexes were as 0.3 × 0.6 2.5 ℎ/4 90
close as possible to a target reliability index 𝛽𝑜 . This can be 3 ℎ/6 90
formulated by means of the following optimization problem
3 ℎ/2 90
[29, 30]:
0.3 × 0.75 3 ℎ/4 90
2
min 𝑊 (𝛾) = ∑∑𝑤𝑗 (𝛽𝑘 (𝛾) − 𝛽𝑜 )𝑗 , 3 ℎ/6 90
(6)
𝑘 𝑗 3 ℎ/2 90
0.3 × 0.9 3 ℎ/2 60
where 𝑤𝑗 are factors indicating the importance of the limit
states of interest. For each limit state 𝑗, 𝛽𝑘 (𝛾) represents the 3 ℎ/2 45
reliability of the element 𝑘 given the partial safety factor 𝛾; 3 ℎ/2 90
𝛽𝑜 is the reliability target index and 𝑊(𝛾) represents different 0.4 × 0.9 4 ℎ/2 90
combinations of load factors. The optimal load factors are 5 ℎ/2 90
obtained by the numerical solution of the minimization 3 ℎ/2 90
problem given by (6). 0.45 × 1.3 4 ℎ/2 60
5 ℎ/2 45
4. Material Characteristics 3 ℎ/2 90
4.1. Concrete Strength. Two types of concrete are considered: 0.4 × 1.6 4 ℎ/2 90
ordinary and high-strength. The mean compressive strength 5 ℎ/2 90
𝑓𝑐 of the ordinary concrete (in the field) is taken as 24.51 MPa,
and the standard deviation 𝜎𝑓𝑐 is 3.37 MPa. For the high-
strength concrete the values of 𝑓𝑐 and 𝜎𝑓𝑐 are considered to
deviation for each section analyzed are shown in Table 3
be 59.50 MPa and 5 MPa, respectively [25].
[32, 33]. Table 4 shows the transverse reinforcement adopted.
6 6
5 5
Reliability index 𝛽
Reliability index 𝛽
4 4
3 3
2 2
1 1
0 0
0.3 0.4 0.5 0.6 0.7 0.3 0.4 0.5 0.6 0.7
rc rc
Figure 3: Reliability corresponding to flexure failure mode. Figure 5: Reliability corresponding to shear failure mode.
4.5
can be seen that when the percentage 𝜌𝑔 increases, the reli-
4 ability index 𝛽 becomes higher. The maximum 𝛽 differences
for this case are about 10%.
Reliability index 𝛽
3.5
5.2. Shear. Results of the reliability index 𝛽 for shear designs
3 are shown in Figure 5. The reliabilities for these designs are
consistent with the corresponding flexure designs because
2.5 the reliability associated with shear designs is larger than
that corresponding to flexure. The increase in the reliability
2 levels for brittle failure modes is achieved by setting a lower
0.3 0.4 0.5 0.6 0.7 resistance factor than that associated with ductile failure
rc modes. It can be seen in Figure 5 that for RCDF-04 the
0.002 0.015 reliability index values 𝛽 increase as the 𝑟𝑐 ratio also increases
0.008 (similar to the case of flexure). As it was described before,
this behavior is not desirable because the failure probability
Figure 4: Influence on the structural reliability of the longitudinal tends to increase for higher values of live load. Also it can be
reinforcement 𝜌𝑔 . observed that the reliability corresponding to high-strength
concrete sections is smaller than the one corresponding to
ordinary concrete.
Figure 6 shows the behavior of the index 𝛽 for elements
obtained from typical Mexican constructions. The influence designed using ordinary concrete and three-different-stirrup
of some parameters on the reliability of the elements is spacing, which are indicated as a fraction of the specified
discussed in the next sections. It is noticed that the designs ℎ value. It can be appreciated that as the spacing of the
were performed using the factors 𝛾 and 𝜙, listed in Tables 1 stirrups decreases, the reliability of the element increases, as
and 2, respectively. expected. The lower reliability curve (indicated by continuous
line) corresponds to stirrup spacing equal to ℎ/2, while the
5.1. Flexure. In Figure 3 the mean 𝛽 values corresponding curve with the greatest values of 𝛽 corresponds to structural
to flexure are presented. The figure shows that the 𝛽 values elements designed with the minimum spacing (ℎ/6).
increase as 𝑟𝑐 grows, which means that 𝛽 increases for smaller
values of live loads (see (3)). It is noticed that this behavior 5.3. Torsion. The values of the reliability index 𝛽 for elements
is undesirable because the uncertainties implicit on live load designed for resisting torsion forces are congruent with the
are higher than those corresponding to dead loads. Also, it values obtained for the failure modes previously analyzed
can be noticed in Figure 3 that the reliability associated with (flexure and shear). Ductile failure is associated with higher
high-strength concrete sections is smaller than the reliability failure probabilities (flexure), while brittle failure is associated
associated with ordinary concrete sections. with lower probability of failure (shear and torsion). As
The influence of the transversal steel reinforcement using observed in Figure 7, the reliability index 𝛽 is smaller for
ordinary concrete is shown in Figure 4. Three longitudinal the RCDF-04 as the load ratio (𝑟𝑐 ) decreases, which is
steel percentages were used: 𝜌𝑔 = 0.002, 0.008, and 0.015. It undesirable. Similar to flexure and shear modes, the reliability
The Scientific World Journal 5
5 6
5
4.5
Reliability index 𝛽
Reliability index 𝛽
4
4 3
2
3.5
1
3
0.3 0.4 0.5 0.6 0.7 0
rc 0.3 0.4 0.5 0.6 0.7
rc
h/2 h/6
h/4 s = h/6 s = h/2
s = h/4
Figure 6: Influence on the structural reliability of the transversal
reinforcement. Figure 8: Influence on the structural reliability of the transversal
reinforcement.
6
6 5.5
5 5
Reliability index 𝛽
Reliability index 𝛽
4
4.5
3
4
2
1 3.5
0 3
0.4 0.5 0.6 0.7 0.8 0.9 0.4 0.5 0.6 0.7 0.8 0.9
rc rc
Ordinary concrete 1/h = 0 1/h = 15
High-strength concrete 1/h = 10
Figure 9: Reliability corresponding to compression plus bending Figure 11: Influence of the slenderness; 𝑒 = 0.01.
mode (𝑒 = 𝑒𝑏 ).
5.5
4.5
Reliability index 𝛽
4
Reliability index 𝛽
4.5
3.5
3.5 3
2.5
0.4 0.5 0.6 0.7 0.8 0.9
2.5 rc
0.4 0.5 0.6 0.7 0.8 0.9
rc 1/h = 0 1/h = 15
1/h = 10
Compression Tension
Balanced Figure 12: Influence of the slenderness; 𝑒 = 𝑒𝑏 .
Figure 10: Influence of eccentricity on the structural reliability.
Table 5: 𝛽𝑜 values for RCDF-04. and the 𝛾 values recommended by RCDF-04 (𝛾𝐷 = 1.4 and
𝛾𝐿 = 1.4, shown in solid line). Figure 15(a) corresponds to
𝛽𝑜 flexure designs; this figure shows that the load factors com-
Limit state
Ordinary High-strength bination proposed in this study gives place to an almost
Flexure 3.57 3.37 uniform reliability index with respect to different load ratios
Shear 4.34 4.17 𝑟𝑐 . A similar behavior is obtained for the other failure
Torsion 4.38 4.21 modes. The reliability index 𝛽 obtained using the load
Flexure plus bending factors proposed in this study gives place to similar levels of
Compression 4.87 4.72 probability of failure regardless of the load ratio 𝑟𝑐 , which can
Balanced 4.55 4.37 be observed in Figures 15(b), 15(c), and 15(d), corresponding
Pure flexure 3.93 3.81
to the limit states of shear, torsion, and compression plus
bending, respectively.
4.5 9. Conclusions
(1) The values of 𝛽 implicit in structural sections
4 designed for different limit states in accordance with
Reliability index 𝛽
1.5
1.4
W(𝛾)
1.3
𝛾D
1.2 1.2
1.4
𝛾D 1.6 1.5 1.1
1.4
1.8 1.3 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9
1.2
1.1 𝛾L 𝛾L
4.5 5
4
4.5
Reliability index 𝛽
Reliability index 𝛽
3.5
4
3
3.5
2.5
2 3
0.3 0.4 0.5 0.6 0.7 0.3 0.4 0.5 0.6 0.7
rc rc
5.5
4.5
Reliability index 𝛽
Reliability index 𝛽
4 4.5
4
3.5
3.5
3 3
0.3 0.4 0.5 0.6 0.7 0.4 0.5 0.6 0.7 0.8 0.9
rc rc
Figure 15: Reliabilities obtained with the 𝛾 combination recommended by RCDF-04 and with the 𝛾 combination proposed in this study.
The Scientific World Journal 9
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