Metaphysics Notes 2023
Metaphysics Notes 2023
Moshi, Tanzania
Metaphysics
1
The Metaphysics works in the Aristotelian sense were mainly
concerned with being as such, and such being in its various categories
particularly substance.3 In this regard, Aristotle’s work, Metaphysics, is the
first known systematic treatise on Metaphysics. For Aristotle, the
philosophy that aims at inquiring into the most general investigation
possible into the nature of reality, as in “the principles applying to
everything that is real, to all that is”, he called the first philosophy. 4
Aristotle also referred to such as the ‘the science of being.’
The Aristotle’s treatises put together as Metaphysics were originally
united in ten books and then later fourteen. As Louise Ropes Loomis
reminds in the introduction to the translation to what comes to us as,
Aristotle’s metaphysics, “is a compilation of a number of originally
separate blocks of notes, all dealing with the most fundamental problems
of philosophy but put together without much care to make them fit.” 5
Whatever, the case, Metaphysics is a knowledge sought for its own sake,
since it is devoid of any utilitarian end.
Hence, the discipline of Metaphysics also bears different names like
ontology, theology, wisdom, or “the philosophical science having as object
being as being. Thus, the term ontology is derived from the Greek, τὸ ὄѵ ἧ
ὅѵ, i.e., “ontology.” As ontology, it is the study of the “meaning, structure,
and principles of whatever is and in as much as it is or exists.” 6 Ontology
is generally taken to imply the science of being. However, there is more to
that. The term ontology as reference to Metaphysics, develops in the 17 th
century referenced to Christian Wolff.
Metaphysics as a divine science: This is because according to
Aristotle, Metaphysics treats the ‘most divine beings’ i.e., substances
which are separated from matter. However, the term divine science is not
entirely acceptable. This is because, science “should be specified and
defined by its object.”7 God or the divine in general since Aristotle was not
having in mind, the God of Revelation, is NOT the object of the science of
being. Instead, God seems to be the final term of the science of being
given that the affirmation of the existence of God is the principal
conclusion. However, Metaphysics, is also understood as the science of
the first principles and causes.
2
Metaphysics: As a science of first principles and causes: This is equated
to Wisdom. Philosophical wisdom is considered the most universal (in
terms of inclusivity) science and most difficult, and the most deserving to
be taught. In Metaphysics, Book 1, Aristotle holds that the main character
of wisdom is science of first causes and first principles. The source for
such wisdom, according to Aristotle is the inborn curiosity about things.
He calls it, “a natural desire to know” the causes. Hence, whatever
science can deliver ultimate explanations i.e., the ultimate of first causes,
is Wisdom. There are different nuances to the term Wisdom:
In Greek usage, Sophia/Wisdom, in its earliest meaning, had
utilitarian connotation, i.e., meant a skill or excellence in any craft.
It is said that Polycleitus was wise because of his exceptional
competence as a sculptor.
Wisdom as Mastery in the conduct of one’s life. In the Socratic sense
of the Wise, as who “knowing himself well” knows how to govern
himself truly. Plato understood Wisdom as art of governing, by the
norms of justice and prudence, “not merely oneself but the whole
city or state.”8 Wisdom is thus assimilated to theoria/contemplation
of Ideas, then finally God.
In Judeo-Christian Revelation: Contemplation of God is the ultimate-
goal of wisdom. Here Wisdom is NOT “attained from below as by
mere human effort”, but it ensues from above, heaven. In this
regard, St. Thomas Aquinas and Catholic thinkers in general
acknowledge three possible forms of wisdom as:
a. Infused Wisdom, as the Gift of the Holy Spirit…That the soul
infused with the Holy Spirit judges in the light of connatural
knowledge. It is connatural by grace with God’s knowledge. The
Foundation of infused wisdom is Love, and its object is God. Such
wisdom is attained through supernatural mode of acting.
b. Theological Wisdom: This is under the rule of the supernatural
faith. Its object is God, as He is in Himself. The immediate
foundation for such wisdom is Revelation, and its mode of
activity is essentially human mode of reason.
c. Metaphysical wisdom: It is purely human wisdom founded on the
light of natural reason. It seeks to know the ultimate reality, God
as the supreme principle of things. Metaphysics knows God as
the inferred cause (indirectly) and not as he is himself (an object
directly apprehended).
3
discipline is grafted on Epistemology, continues in Philosophical
Anthropology and Cosmology. There are THREE degrees of abstraction:
First: Physical Abstraction, where the individual sensible matter yields an
object relevant on the level of natural science. It is referred to as “the
abstraction of the whole (abstraction totius).” Thi sis because it abstracts
the whole essence of the natural thing from the matter that individuates
it. Its object is defined by common sense matter.
Second: Mathematical abstraction, is where freedom from sensible matter
yields an object of mathematical nature. It is the abstraction of form
(abstactio formae). The form of quantity is abstracted from all matter save
common intelligible matter.
Third: Metaphysical abstraction, yields an object separated from all matter
and seen independent of matter both in meaning and existence. Thus,
metaphysics goes deeper than any merely empirical science even Physics,
given that metaphysics provides the very framework within which such
sciences are conceived and related to one another.
9
E. J. Lowe, A Survey of Metaphysics (Oxford: Oxford University press, 2009), 3.
10
Michael J. Loux, Metaphysics: A Contemporary Introduction (New York: Routledge,
1998), 3.
4
Metaphysics takes its initial object, i.e., any datum of experience, in the
sense of “whatever and, therefore, all the data of experience” accessible
or available. The material object (the number of things it studies) of
metaphysics, is all inclusive, since it extends to everything and
“everything aspect of whatever is or can exist, whether of a material,
sensible, physical nature or of a higher, non-material nature.” The
material object of Metaphysics is conceived under the following
hierarchies:
A. Being, as that which is given to us, as a fact, “something that
exists”, but NOT why it exists.
B. The “given”, as the real is complex, since it involves diverse
aspects, i.e., multiplicity of modes.
C. The real “given” to us, as the diverse in a state of becoming.
This means its scope is from extension to the most perfect and divine.
Thus, the name first philosophy or theology.
Nevertheless, Metaphysics still retains its formal object (the specific,
or the distinctive vision, its formality, its point of view, from which
material object is considered) in its concern with being qua being. The
Formal object of metaphysics synthesizes all experience and considers:
Being as “the fundamental notion” from which one builds entire structure
of intellectual representations.
In its formality, Metaphysics is concerned with that
common/impartial/universal/abstract framework of all reality, being.
Hence, formal object of metaphysics is “the value of being” implicit in
every object of experience. Metaphysics engages with “datum” of
experience, “Insofar as it is being” and “Insofar as it is real.”
IN this regard, Metaphysics can investigate in what way the many
are related to the one in the form of which is existence. Furthermore,
since things are reflected in knowledge, metaphysics orders and evaluates
various types of speculative and practical knowledge. This capability of
ordering and evaluating is what warrants Metaphysics to be referred to as
wisdom. On relation between knowledge and wisdom, Aristotle holds “that
knowledge and proficiency belong to art rather than to experience and
hence regard artists as wiser than men of experience on the grounds that
wisdom depends always upon knowledge. And we think this because the
former understands the cause and the latter do not.” 11 Thus, metaphysics
as wisdom implies it knows the “the why and the cause.” Wisdom in
Aristotelian sense has to do with “first causes and principles of things.” 12
Metaphysics as wisdom is about knowledge of principles and causes.
11
Metaphysics, Book 1, Chapter 1.
12
Metaphysics, Book 1, Chapter 1.
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1.3 Historical Development of Metaphysics
The initial problem of Western Philosophy in ancient Greece was
about the arche. This means the origin of everything. The arche meant
“what causes and maintains in existence, not only this or that reality, but
all reality.”13 This problem led the Greek philosophers into a frenzy of
seeking. Regarding Metaphysics, understood as the science of “ultimate
ground of absolutely everything.”14 Metaphysics proposes a final answer
to the total problem.
The Eleatics, i.e., Parmenides vouched for being as esti, what exists
as one, permanent, immobile, and undivided yet corporeal reality
“resembling a vast sphere.” Parmenides held that being is i.e., exists
while non-being is the absolute opposite, an absolute nothing. Absolute
nothing implies, “it is not.” Non-being is a negation of being/existence.
However, the only challenging aspect of Parmenidean conception of
reality, is the obliteration or forgetting of the notion of becoming with its
counterpart, multiplicity.
The closest follower of Parmenides is Plato, who gives the “quest”
for the first principles a different turn. Plato seem to emphasise that
ultimate explanation of a thing lay in its end, i.e., in its perfection or good.
In Plato, the master Idea is the “Good” where the science of dialectics,
science par excellence finds its light and inspiration. For Plato, the notion
of the One is the source of the many. It is suggested that: “Beyond the
concrete, individual, and changing objects of this world, Plato postulated
an invisible realm of eternal, universal, and necessary essences.” 15 In
Plato’s philosophy, what is perceivable to the senses is only appearances
(mè on), and the Ideas are endowed with real existence (ontôs on). For
Plato, according to Goreth: “The human mind is made for the world of
Ideas, and transcends sense reality towards the suprasensible. Knowledge
of the Ideas is the condition and the norm of our knowledge of the
world.”16 The task of philosophy from the Platonic perspective, is to make
the knowledge of the suprasensible as “the only real reality.” Such is the
role of Metaphysics, as the science of the suprasensible which is the
universal and necessary Ideas, the causes and models of the visible world.
7
"No, by Zeus," he said. "I don't.17
17
Plato, The Republic, trans, Allan Bloom, second edition (USA: Basic Books, A division of
Harpers Collins Publishers, 1968), Book VI, 504e – 505b.
18
Plato, The Republic, Book VI, 509b.
19
The theory of Forms section has been adapted from Taylor, Greek Philosophy, an Introduction, and Copleston,
A History of Philosophy, Vol. 1 Greece and Rome.
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thought but not vision on the other. 20 The dilemma is that, one may have
the faculty of vision – the capacity to see, and even a thing may be visible,
but still no actual vision. There is no seeing if there is no light source- in
this case provided by the sun. It is the sun's light that:
'Which of the gods in heaven can you point to as the lord responsible for
this, whose light makes our sight see in the finest way and the
seen things seen?" "The very one you and the others would also point to,"
he said.
"For it's plain your question refers to the sun.' 21
The sun provides light, which gives the objects of sight their visibility and
the power of sight is given its vision. Hence, the light is the cause of light
and vision. The light and vision are identified with the sun in so far as the
sun empowers them to be light and function as such. However, though
identified with the sun, the two are not sun. The conclusion can be drawn
that, the Form of the Good, like the sun, causes truth and knowledge. The
truth and knowledge are like the Form of the Good but are not identical.
The objects of thought, the attributes of the forms/ ideal, receive not just
their being known from the presence of the Good, but also their
being/existence and essence.22 It is from this supposedly privileged
position that the Form of the Good holds the ontological and
epistemological priority over every other form.
The Good is the exemplary pattern of all things, the ultimate ontological
reality. The Good is self-sufficient unlike other forms. It is also immanent
since the phenomena participate in it and manifests it in varying degrees.
Plato's Form of the Good is Eidos – Idea as something supersensible - the
object of thought. Therefore, for Plato the One, the Good and the essential
Beauty are the same. The Platonic Form of the Good arguably is the
epistemological and ontological principle of reality.
In The Republic – 509c-511e, a simile of the line is given. The line could be
referred to as probably Plato's representation of the degrees of
knowledge. The degrees of knowledge imply the levels of knowledge,
which for Plato is according to the objects – the sensible things and the
forms. Nevertheless, the concern with the objects may not be possibly the
focus of the simile of the line. The simile of the divided line arguably is
meant to illustrate the relation between the two orders of reality (the
20
Santas, Gerasimos X., "The Form of the Good in Plato's Republic" (1977).The Society for
Ancient Greek Philosophy Newsletter. 85., P. 4 (Electronic version,
http://orb.binghamton.edu/sagp/85, visited 16/03/2017.
21
Plato, The Republic, 508a.
22
Santas, Gerasimos X, "The Form of the Good in Plato's Republic", 5.
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visible and the intelligible) with which the sun simile dealt. This is from the
point of view of the states of mind, in which we apprehend these two
orders or realms. Pertaining to the objects and states of mind the dialogue
goes as follows:23
'Well, then," I said, "conceive that, as we say, these two things are, and
that the one is king of the intelligible class and region, while the other is
king of the visible.' […] Now, do you have these two forms, visible and
intelligible?"
"I do."
"Then, take a line cut in two unequal segments, one for the class that is
seen, the other for the class that is intellected—and go on and cut each
segment in the same ratio. Now, in terms of relative clarity and obscurity,
you'll have one segment in the visible part for images. I mean by images
first shadows, then appearances produced in water and in all close-
grained, smooth, bright things, and everything of the sort, if you
understand."
[…]
"Now, in its turn, consider also how the intelligible section should
be cut."
"How?"
"Like this: in one part of it a soul, using as images the things that were
previously imitated, is compelled to investigate on the basis of hypotheses
and makes its way not to a beginning but to an end; while in the other part
it makes its way to a beginning that is free from hypotheses; starting out
from hypothesis and without the images used in the other part, by means
of forms themselves it makes its inquiry through them."'
The mental states comprise four subdivisions, which are: (A) Intelligence
(noēsis) - full understanding that culminates in the vision of ultimate truth
(intellectual intuition). This understanding is conceivably realized through
the process Plato refers to as, διὰλεκτικη – dialectic, understood in this
context as a unified vision. (B) Reasoning/understanding (dianoia) - the
procedure of purely deductive and uncritical assumptions of the laws and
governing principles - the realm of first principles and possible
springboard for science. (C) Belief (Pistis) -could be linked to common
sense beliefs on matters both moral and physical, which are a fair
practical guide to life but may not have been fully thought out and, (D)
Illusion (eikasia). The main concern at this point in not full analysis of all
the states of the mind, but concentration of how the Form of the Good is
23
Plato, The Republic, 509d -510b.
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grasped through noēsis. Taking a lead from what dianoia entails, the
dialogue unravels, what seems to be the destiny of the understanding:
I suppose you know that the men who work in geometry,
calculation, and the like treat as known the odd and the even, the
figures, three forms of angles, and other things akin to these in
each kind of inquiry. These things they make hypotheses and don't
think it worthwhile to give any further account of them to
themselves or others. as though they were clear to all. Beginning
from them, they go ahead with their exposition of what remains and
end consistently at the object toward which their investigation was
directed.'24
Now art comes into being when out of many notions from
experience we form one universal belief concerning similar facts.
for, to have a belief that when Callias was having this disease this
benefited him, and similarly Socrates and many other individuals, is
a matter of experience; but to have a belief that this benefited all
persons of a certain kind who were having this sickness, such as the
phlegmatic or the bilious or those burning with high fever, is a
matter of art.
Experience does not seem to differ from art where something is to
be done; in fact, we observe that men of experience succeed more
than men who have theory but have no experience. The cause of
this is that experience is knowledge of individuals but art is
universal knowledge, and actions and productions deals with
individuals. […]. Nevertheless, we regard understanding and
comprehension as belonging to art more than to experience, and
we believe that artists are wiser than men of experience; and this
indicates that wisdom is attributed to men in virtue of their
understanding rather than their experience, inasmuch as men of
understanding know the cause but men of experience do not. For
men of experience know the fact but no the why of it; but men of
art know the why of it or the cause.30
27
Santas, Gerasimos, X, "The Form of the Good in Plato's Republic", 24.
28
Plato, Theaetetus, 477a.
29
Metaphysics, Book Α, 980a ff.
30
Aristotle, Metaphysics, Book Α, 981a 5-30.
12
Metaphysics, therefore, from the Aristotelian perspective, goes to the
causes of things; it is not for the utilitarian purpose. Since, as the highest
wisdom, it does not aim at production, but at apprehending the first
principles. Thus, the science of the first principles and causes. “Aristotle
places the man who seeks for knowledge for its own sake above him who
seeks knowledge of some particular kind of view to the attainment of
some practical effect. In other words, that science stands higher which is
desirable for its own sake and not merely with a view to its results.” 31 How
does Aristotle describe this science?
[…] all men believe that what is called ‘wisdom’ is concerned with
the first causes and principles; so that, as is stated before, a man of
experience seems to be wiser than a man who has any of the
sensations, a man of art wiser than a man of experience, a master-
artist wiser than a manual worker, and theoretical sciences to be
wisdom to a higher degree than productive sciences. Clearly, then,
wisdom is a science of certain causes and principles. 32
Aristotle asserts that Wisdom is the science that we are all seeking,
because it goes to the core of all things, the causes, and principles. It is
from the sense of man’s wonder that this science finds its origin, and it
comes about when all the necessities of man have been met, hence it is a
leisure activity; it is the nature of the desire for understanding.
Metaphysics, then according to Aristotle is wisdom par excellence.
Metaphysics for Aristotle is the first philosophy, since it deals with being
qua being, i.e. being as being. And in what we have seen so far, he has
already shown how Metaphysics is a superior science. And it came as the
last invention when the other necessities of life concerning pleasure had
been met.
Hence when all such inventions were already established, the sciences
which do not aim at giving pleasure or at the necessities of life were
discovered and first in the places where men first began to have leisure.
Therefore, the mathematical arts were founded in Egypt; for there the
Priestly caste was allowed to be at leisure. 33 For Aristotle, leisure is related
to education. Since the main purpose or goal of education, is LEISURE.
And he insists that Happiness depends on Leisure. However, Leisure here
should not be understood as idling. In Aristotelian conception, Leisure
occupies the central place in the Philosophy of education. That Leisure is
understood here as: “The faculty of being able and knowing how to
use one’s time freely. […].” Leisure then comes about as the freedom
to apply oneself to essential matters of life, and, “it is this form of freedom
that leads to wisdom: a life devoted to philosophy and contemplation that
is true happiness. Through leisure, which is an indication of freedom,
education should lead to man’s ultimate goal, an intellectual life rooted in
31
Copleston, A History of Philosophy, Vol. 1 Greece and Rome, 287.
32
Aristotle, Metaphysics, Book Α, 981b 28- 982a 1 -3.
33
Aristotle, Metaphysica, Book,Α, 981b 19 -20 ( This is W.D. Ross’s Translation).
13
the mind. That is the true ‘business of man’ which is the function of
education to teach. And man can only learn it through education.” 34
Mathematics
Sciences of action: Logic, ethics, dialectics, politics
Metaphysics for Aristotle is the first philosophy because, it deals with both
material and immaterial beings i.e. God and the what he calls the celestial
movers, the divine realities, hence, Metaphysics for Aristotle is a
“theological science” however not in the sense of our Theology in the
Christian understanding. Why God, because he is also in the realm of
being, as Metaphysics is about ‘τò òn e όn’ i.e. being insofar as being.
34
Hummel, “Aristotle”, 43.
35
F. Copleston, A History of Philosophy, Vol. 1, Greece and Rome, 288.
36
D. Composta, History of Ancient Philosophy, 256.
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whatever exists.”37 This means that metaphysics investigates
all realities as they are beings, it tries to discover what
belongs to them in their quality of beings. In this case,
Metaphysics is also the science of “the last causes of beings
and the science of the suprasensible and divine being.” 38 In
this case, we have two poles of metaphysics: on one hand,
metaphysics as science of being qua being, i.e. the universal
science which investigates the totality of beings; and all
particular domains of beings. On the other hand, metaphysics
is the science of the divine, of the “primordial cause of all
beings, it is (natural) theology.” In this case, case metaphysics
deals with the first cause uncaused.
Substance is the fundamental mode of being… In this case,
metaphysics deals with immaterial substance as its subject
matter.
Act and potency…
The science of causes of all things, and the causes being for
Aristotle: the material, the formal, the efficient and the final.
Metaphysics, therefore, deals with the first principles of reality and the
principles that are the most knowable, and in themselves are more truly
knowable than their applications. It is through the process of abstraction
that proceeds from what is directly known to us i.e., sense-objects, to their
ultimate principles.40 Those Principles are intrinsic to being. The notion of
37
Goreth, Metaphysics, 18.
38
Goreth, Metaphysics, 18.
39
Aristotle, Metaphysics, Book Α, 982 a 5 – 19.
40
Copleston, A History of Philosophy, Vol. 1, Greece and Rome, 288.
15
causes in Aristotle must be linked to his understanding of the categories.
Here categories understood as: The highest or most general kinds under
which things fall. Metaphysics identifies those highest kinds and specifies
features peculiar to. Thus, metaphysics provides the map of “all that there
is.” In terms of first causes, metaphysics identifies the causes underlying
the primary feature of things.
In the book, Physics, Aristotle, gives the causes which the first philosophy
deals with. For Aristotle, “It is the job of a theoretical science to explain
things, and that means that it must answer ‘Why?’ questions. To answer
such a question is to give a
cause.”41 Metaphysics is a not only a speculative science, but theoretical
as well. Aristotle’s Greek term for cause is aition, which means
explanation as well. The word ‘cause’, has various nuances in Physics,
book II, 3. The senses of cause are as follows:
The Formal cause, i.e. the Substance, or essence of the thing,
expression of what it is. This is the form or essence stated in a
definition of a thing. Aristotle observes: “the form-i.e., the pattern-is
a cause. The form is the account (and the genera of the account) of
the essence.”42
The Material cause, the subject, the element out of which it is made
of. In Physics Book II, Aristotle describes material cause as: “that
from which, as a <constituent> present in it, a thing comes to be is
said to be that thing's cause-for instance, the bronze and silver, and
their genera, are causes of the statue and the bowl.” 43
The Efficient Cause, the source of motion, the means by which it is
made; the source of stability or change. This is the primary principle
of change or stability. Aristotle explains “the adviser is a cause <of
the action>, and a father is a cause of his child; and in general, the
producer is a cause of the product, and the initiator of the change is
a cause of what is changed.”44
The Final cause, the good, the end/telos, purpose for which the thing
is for. Aristotle’s justification for the final cause is that: “something's
end-teleo what it is for-is its cause, as health is of walking. For why
does he walk? We say, 'To be healthy'; and in saying this we think
we have provided the cause.”
The complete account of reality must entail the four causes. This is
because, “Artefacts clearly have causes in all four senses: A house is
made of wood, by a builder, with a form and structure suitable to provide
41
S. Marc Cohen, Patricia Curd, and C.D.C. Reeve, eds. Readings in Ancient
Greek Philosophy: From Thales to Aristotle, Fourth Edition (Indianapolis:
Hackett Publishing Company, 2011), 688.
42
Aristotle, Physics, Book II, §§ 27 – 28.
43
Aristotle, Physics, Book II, §§ 24 – 26.
44
Aristotle, Physics, Book II, §§ 31 – 33.
16
a shelter for human beings and their possessions.” 45 Aristotle’s position on
nature is teleological given that it is central to his philosophical system.
In the case of the artifacts, the final causes are linked to the conscious
intentions. For the artifacts:
The final causes of artefacts are found in the minds of the artisans who
made them; they are in that sense external to the artefacts themselves.
(It is for this reason that artefacts do not count for Aristotle as genuine
substances. Lacking final causes that are internal to them, they do not
engage in activity of their own, and hence they have no essence, strictly
speaking.) But final causes in nature are not like this at all. 46 Thus, in the
case of the natural objects, for Aristotle in relation to final causes:
Are internal to those objects. The question here in relation to our
study of traditional Cosmology, can corporeal realities lay claim to
final cause?
They are related to what they are for or act for…this even refers to
functional aspects of their organs. That the parts of the natural
objects enable them to fulfil the functions more or less successfully.
The organs of the natural objects are typically beneficial to the
organism and they enable it to survive and to engage in the
activities that define its being. Thus, “It is function and activity, not
purpose, that Aristotle claims to discern in nature.” In Physics,
Aristotle’s teleology, “helps to explain why he believes that final,
formal, and efficient causes often coincide” (Physics Book II.7).
With the four causes, Aristotle in a way sees his own philosophy as
synthesis of all the philosophies of his predecessors hence, it is on a
higher plane. To develop Aristotelian Metaphysics the Four causes are
important.
17
10. Suppositum and Personhood, and Augustinian doctrine of the
Trinitate.
11. The notion of being in Plato and Aristotle compared.
12. Ethics as First Philosophy in Emmanuel Levinas.
13. The Metaphysical dependence and impossibility of Nietzsche’s
“Philosophy of indifference.”
14. The Analogia Entis, explored…
15. Heidegger’s notion of Dasein and Metaphysics.
16. The possible effects of Hume’s denial of causality on
Traditional Metaphysics.
17. Metaphysical explanation of the notion of one and many.
18. Key aspects of Aquinas’ De Ente et Essentia.
19. The Metaphysical Principles of being.
20. The Metaphysical structure of being.
47
Aquinas, De Veritate, q.1, a.1.
18
Latin, “ens”…..Both translated as “the something which is.” In this
regard, every being has two aspects:
The subject/receptor of being, i.e., The “something”, Essentia.
The actuation/determination of the Subject (Which is),
esse/existence.
Thus, being is “something” whose actuality/nature/proper determination is
to exist (to be). Hence, essence cannot be conceived, except in relation to
existence, and existence likewise calls for “determination by essence.”
Being is thus understood as:
1. Noun/word: Where the primary reference is essence (res), being as
What is.
2. Verbal/participial noun), to be: being here stresses existence, being
as existence…
Note:
Being in primary sense as being qua being, signifies existence/esse,
i.e., “in its immediate sense of real and actual existence” called ens
actuale.
Being as being can also include, “possible being”, ens possibile as
“anything capable of entering the world of concrete existence.”
Being as “ens rationalis” being of reason. This is the subject of logic;
it exists logically but not ontologically. It exists only in the mind
conceiving it. This is NOT part of the metaphysical domain.
In Thomistic thought, being is neither essence nor existence alone.
Rather, it is the composite of the two: “an essence actuated by its
ultimate perfection existence.”
Therefore, for Aquinas, Metaphysics is:
1. The science of God or theology, since it considers God and the other
suprasensible beings, the pure spirits.
2. Investigates beings and all that which belongs to beings as beings.
3. First philosophy as far as it looks for the first causes of all things…
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of Philosophy. Such philosophy takes its place after logic and
before the philosophy of nature and philosophy of man.
Christian Wolff’s classification of sciences:
Metaphysics equated with theoretical philosophy…this
widened its object.
He further distinguished between general metaphysics and
special metaphysics. General metaphysics called Ontology as
the basic discipline dealing with beings as such. Here Wolff
maintained the traditional understanding of metaphysics.
Nevertheless, Wolff held that, the real task of metaphysics is
“to deduce from clearly defined concepts and axioms, the
statements which apply to every possible object of thought.”
With such understanding, metaphysics is not a real study of
being, but a mere formal discipline of axioms or principles.
Thus, “it is no longer rooted in being.”
Divided Special Metaphysics into:
a. Cosmology
b. Psychology (philosophical anthropology), and
c. Natural Theology (Philosophy of God).
As such, he separated the science of beings from the science of God. This
is because, Ontology as the science of beings, no longer considers God,
the first universal cause of beings. Wolff, transformed the very notion of
metaphysics since, he defined philosophy as: “the science of all possible
things, insofar as they are possible. He was interested not in reality, but in
mere possibility as such.”48 Given his rationalistic stance, for Wolff,
possibility referred to the possibility of thinking the objects without
contradiction.
NB: The consideration of some of Wolffian backers will be dealt with in the
second part of the course, Some contemporary in Metaphysics.
48
Goreth, Metaphysics, 21.
20
The method applicable to metaphysical endeavour is called the analytic-
deductive way. This method derives “the whole of metaphysics from a
simple self-evident starting point, which it merely analyses and from
which it deduces all other metaphysical truths.” In our sense experience,
there is also the “experience” of having that experience, which is much
deeper than the sense experience. In our knowledge of sense experience,
i.e., of object, we are also aware of knowing this object (intellectual
intuition). Hence, every instance of sense experience contains elements
which transcend that experience. Therefore, human thinking can reach
being because it is already with being, since the reflection of metaphysics
occurs within the horizon of being. For Kant, transcendental method deals
with and aims at:
Every knowledge which occupies itself not so much with objects,
rather with our way of knowing objects, in so far as this is to be
possible a priori.
Discovering and explains the knowledge which precedes and makes
possible every knowledge of objects. This is a pre-knowledge, a
basic knowledge which enters implicitly into every kind of empirical
knowledge. Such knowledge is made explicit through a reflection
upon the previous conditions of the “possibility of empirical
knowledge.”
Such method existed before Kant. Plato was aware of the basic principles
in logic and metaphysics not derived from sense-experience but makes
experience possible. St. Augustine in his theory of Illumination, attributes
a divine illumination the eternal truths present in the human mind.
21
Chapter one
61
Jacques Maritain, A Preface to Metaphysics (New York: Mentor Omega Books, 1962), 87-
89.
62
Klauder, The Wonder of The Real, 22.
63
Klauder, The Wonder of The Real, 25.
24
it.”64 To account for the many and differentiated beings, there must be
one unlimited, which is the fullness of existence, it is differentiated from
all other beings, since it has all of what they share in.
Wondering on existence in the light of being leads to the following
“truths” of philosophy:
The name ‘being’ for Thomas signifies an act, i.e., the act of
existing, essence is a possible measure or limit of being.
26
Being is the most common and general, since only non-being is
outside its extension.
Hence, Being is truly the primum notum; it is strictly per se notum. Since
nothing is clearer or simpler or more evident than being itself. The notion
of being is not opposed to anything. The human being as sensitivo
rationalis animalis, is the only one who understand the word “is.” The
proposition: “This exists,” has an immediate meaning for a human being.
The idea of being in grammatical forms of verbs and nouns can be
expressed as follows:
Verbs: I exist…Implies
Chapter Two
The Act of Being
In her long history of existence, Western Philosophy i.e., from Parmenides
to Heidegger has struggled with the question: “What does it mean to be or
to exist? This is both the easiest and most difficult question to answer.” 68
In moments of human crisis like birth and death, mystery of existences
impacts on us forcefully. However, for Aquinas, being is the “name of
God.” In traditional metaphysics, which is largely Thomistic in
68
Armand Maurer, “Introduction” to St. Thomas Aquinas On Being and Essence, second
edition (Toronto: The Pontifical Institute of Mediaevel Studies, 1968), 7.
27
understanding Being and Essence, we need to move from a posterior to a
prior, i.e., from what is easier to the harder one. In this case Being can be
as divided by the 10 categories (Substance), and Being is the truth of
propositions whereby any affirmative proposition is being.
For the Substance, it must be positive in reality for it to be a being
(What is).
Essence derives its meaning from actual beings. Since Substance
signifies the essence of a thing. Essence here is common to all
different beings placed in different genera and species.
By definition, Essence is what a thing is, i.e., by which a thing is
located in its genus/or species. In the case of species, it is about
quiddity, as the concept, i.e., in abstract sense, e.g., humanity.
Quiddity, is that which makes a thing to be what it is. According to
Avicenna, quiddity is form of determination of each thing.
We speak of nature as essence in operation. The concept of nature
is largely derived from Boethius’ four senses, as the essence of a
thing in relation to its specific operation.
In the Metaphysics of Aquinas, “Ens” is a concrete term, referring to that
which is. Ens signifies a subject as possessing an act of being/existing.
The act of being is expressed by infinitive esse as the exercise by the
subject. In this case, esse is an abstract term, since it abstracts form from
their subject e.g., noun whiteness, is a quality in abstraction from the
subject quality…of white. Thus, ens is a concrete reality, e.g., This book.
While esse, denotes only the act of being, in the abstraction from the
subject of the act. Esse, for Aquinas, better expresses the active character
of being.
It refers to Act of existence generally, “esse as act” and existence which is
the fact of being. Esse, here simply implies “to be” or existence.
Aquinas: Same existence (esse) is conceptualized both as an
actuality and as a fact i.e., “esse as facticity” and “esse as intrinsic
actus essendi”, i.e., act of being, to be.
The participations of being in the ‘act of being.’ Positions:
1. Intellect, perceives only essence, and does not reach to existence.
IN this case, existence is indefinable by us, since it has no
‘distinctive way’ of presenting itself to our intellect, except through
the essence, which it is act. However, Aquinas is more at home with
descriptions of the act of esse than essence. In this regard, Aquinas
is Aristotelian in approach.
2. Esse as act of being, is not just the fact of existing, it is also the
external effect of the ‘act of being’, i.e., that by which every
formality can be indicated as real i.e., distinct from every other
formality, as really distinct (not just notionally), but separate in the
28
nature of things. Such act of being is the act of essence (particular
determination).
Therefore, the act of being is the act of that being, and the Act of essence
is act belonging to essence (is a genitive possession of meaning).
It is notable that Facts are ‘visible’ to our intellect in a sense in which the
act of being (existence) is not. Thus, to understand things we must
articulate them.
In Husserl, he considers truth as:
Correctness of a judgment, or
Actuality which underlies truth as correctness. Truth as actuality
refers to ‘a truth of being or “truth of disclosure.”
Heidegger seems to pick from Husserl when he describes truth as a-
letheia, un-concealment. Where the “thatness” of facts is emphasized.
Heidegger in Being and Time mainly uses a Greek term a-letheia in his
endeavour to explain the Dasein's disclosure and hiddenness. He writes:
"The goddess of Truth who guides Parmenides, puts two pathways before
him, one of uncovering, one of hiding; but this signifies nothing else than
that Dasein is already both in the truth and in untruth." 69 Depending on
the translation, uncovering and hiding implies un-concealment and
concealment respectively. For Heidegger:
The term a-letheia expresses what he calls "the essence of truth." 70
The nature of truth for Heidegger entails un-concealment and
concealment.
Aletheia is equated to the un-concealment/disclosure of the Dasein
through the myriad of beings/entities. Heidegger holds that aletheia
which Aristotle equates with "pragma" and "phainomena" signifies
the things themselves, "it signifies what shows itself–entities in the
'how' of their uncoveredness."71
Aletheia must be about manifestation of being. Thus, truth of being,
i.e., act of being is concealment which is realized in various entities.
Truth as un-concealment for Heidegger must always first be seized from
entities.
69
Martin Heidegger, Being and Time, trans, John Macquarrie & Edward Robinson, (Oxford,
Basil Blackwell, 1962), Section 44, 265.
70
Ibid.
71
Ibid., 262.
29
essential characteristic of Being-in-the world. 72 Heidegger is
emphatic about being concealed and Dasein. He says:
72
Heidegger, Being and Time, Section 44, 265.
73
Ibid.
74
Günter Figal, The Heidegger Reader, trans, Jerome Veith, (Bloomington, Indiana
University Press, 2009), 63.
75
Ibid.,
30
seems empty without one ascertaining analogy of being. This statement is
justified as follows:76
The foundational relation of the analogical formality of being for the
doctrine of God is the realization that there can be nothing in the
conclusion of our reasoning that is not implicitly and present in the
premises.
If “being” means only “being material” in the premises that found
our reasoning to the existence of God, then “being” can only mean
“being material” in our conclusion. Hence the analogical character
of being is prior to, and the foundation for, the philosophic judgment
that God exists, although some recognize the nature of this premise
only after realizing the conclusion they have drawn.
The judgment that being is only material being is possible in a
notional or merely conceptual sense because this is imaginable; this
judgment is not valid, because the causal inference to God is
warranted. But this causal inference to God is itself possible
because “to be” or “being” does not originally mean merely and
exclusively “to be material” or “material being.”
Therefore, given the complexity of the understanding of being, it suffices
to observe that
the difference is not contained in the genus, so that if being were held
formally to mean merely “material being” then the differentiae of material
being would be held not to be real: which is contrary to fact, showing that
being is irreducible to any genus or species. This calls for the
understanding of being in terms of identity and diversity. IN this sense of
analogy, every being has with all other beings something identical and
something diverse. Diversity is taken in the “mode, the grade, the
essence, the measure” according to which such beings possess
being/esse/existence.
Chapter Three
Analogia Entis: Analogy of Being…
82
Goreth, Metaphysics, 112.
83
Sanguineti, Logic and Gnoseology, 59.
84
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 51.
85
Sanguineti, Logic and Gnoseology, 60.
33
noble way and finally the being of God proportioned to His infinite essence
as an infinite Being identical to His essence.
As already stated, being is not univocal which signifies one thing however
disparate its instances but is intrinsically analogical with the analogicity of
proper proportionality. In De Veritate, Aquinas identifies the analogy of
being, true, and good, with that of proper proportionality. Proper
proportionality is only properly applicable to God in relation to creatures.
It is not a reciprocal proportion but does allow for a “one way”
proportioning of creature to God. It is not strictly speaking a proportion
that could determine God in relation to creatures. Hence, in an elaborate
manner Long explains:
86
Long, “The Doctrine of God and the Analogy of Being” Nova et vetera, 1108.
87
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 53.
34
The secondary analogates have the formality predicated of them
through extrinsic determination.
Question: Why are things similar? In this case, one is seeking for what
accounts for the similarity, or simply stated on what measure is the
similarity explained. Thus, there is hierarchy where there is a principal
analogates on whose others depend. In the analogy of attribution, there is
an organization of meanings according to the order of reference to a
unity. For instance, being is said of the accident insofar as it orders itself
to substance. In this case, the beingness of the accident to attributed to
the beingness of the substance. The colour green is but is always in
relation to substance. The creature is, but God is in the stronger sense,
given that the beingness of the creature depends on the being of God.
Hence, analogy of attribution entails when: “A concept is predicated of
one in the principal sense, and of others in a secondary and derived
sense.”88 It is analogous concept so long as that it is spoken of many
senses (multipliciter dicitur). However, these many are organized, to a
subject which will be spoken of per prius, while the others will be spoken
of per posterius (through a certain attribution of the central meaning). The
principal analogate in this case is one that has indicated perfection in a
superior way.
Thus, the analogy of attribution is improper where the perfection is only
realized in the principal analogate. If being exists only in God (as the
Ipsum Esse Subsistens), and not in the many creatures (in accidental
manner), it is improper. Instead, in the proper analogy of attribution “the
perfection corresponds to all the analogous, ‘just as being is said of the
substance and of the accident.’” For instance:
The proposition, The Substance is. This contains a primary, but not
absolute meaning of being when compared to: The accident is.
But when saying: God is, the sense of being is absolute, to the point
that the predicate identifies itself with the subject given that: God is
the subsistent being.
It must be noted that the two types of analogies are not in reality
separated from one another…but they include each other reciprocally.
Instead, the two represent two moments of participation, the static and
the dynamic where: “proportionality tarries on the similarities of structure,
on isomorphisms of reality, while attribution adds an essential
dependence of a causal type (dynamic).”
Thus, the concept of being is analogous, since it is transcendent. It
comprises absolutely all reality and is not determined by anything else. It
is the concept possessing the wider extension and the smallest
comprehension. In this regard, it could be misleading, to refer to the
concept of being as the most abstract. The concept of being “abstracts
88
Sanguineti, Logic and Gnoseology, 62.
35
from nothing, since all that from which it might abstract, all the concrete
determinations of beings, are themselves being. Therefore, the concept of
being is not the most abstract, but the most concrete of all concepts:
since absolutely every reality is being, the concept of being comprises it
unto its last concrete particularities.” 89 It is mainly Thomistic thinkers who
propagate the analogy of being. Opposed to Thomistic notion of analogy,
we have Dun Scotus who defended the Univocity of being.
89
Goreth, Metaphysics, 114.
90
Mondin, A History of Mediaeval Philosophy, 372.
36
Chapter Four
91
Maurer, A History of Philosophy, Medieval Philosophy, 175.
92
Walsh, A History of Philosophy, 126.
93
Maurer, A History of Philosophy, Medieval History of philosophy, 176.
37
Metaphysics, is interested in finding out what accounts for the multiplicity
in contingent beings. Whatever accounts for composition in contingent
beings is about the constitutive parts of one single subject. It is the
composition based on principles of being. The structure of a contingent
being consists co-relative elements, real co- principles such as: substance
and accident; act and potency; essence and existence; matter and form.
94
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics,183.
95
On this refer to the article, Gustavo E. Romero, “Parmenides reloaded”
38
Nothing can come to be from what is not, because ‘what is not’ is
not something. Creation ex nihilo is nonsense. Change is impossible
since, for Parmenides,
Hence, for Parmenides, change is the occupation of empty space, but
there cannot be ‘empty space’. Reality must then be an unchanging block.
The effect of Parmenides’ thinking is that being “cannot come from being
which already is; in other words, what is cannot become (what it already
is).”96 Where there is nothing, nothing can emerge. Parmenides from his
deduction fails to account for becoming.
On the contrary, Heraclitus forges for becoming. For Heraclitus:
The only reality is becoming/change.
Behind the incessant flow of appearances, no abiding principle or
reality is to be found.
The problem with Heraclitus’s position is that “if being is denied and only
becoming affirmed, even becoming would seem to be ruled out; for what
possible meaning is there to a becoming that does not become
something, some being?”97 The following are some of the positions on
change attributed to Heraclitus:
“The total balance in the cosmos can only be maintained if change
in one direction eventually leads to change in the other, that is, if
there is unending ‘strife’ between opposites.” 98 In Heraclitus, strife
and war are metaphors for the dominance of change in the world, or
becoming as the reality.
“You do not step in the same river twice.” The river-image illustrates
the kind of unity that depends on the preservation of measure and
balance in change.
4.1.2 Explanation, Act and Potency
From both Parmenides and Heraclitus, the problem is to salvage both
being and becoming. Such is the context of co-principles of act and
potency. How do we metaphysically account for change and being?
Need for the recognition of an intermediate state between
being as fully determined, which is being in act, and non-being
which is considered as pure nothing, i.e., becoming.
The intermediate state is being in potency, “which is real
though not yet perfectly realized.”
Change becomes possible and explained as a transition from
being in potency to being in act. For example, a statue carved
96
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 184.
97
Ibid.
98
This is taken from G. S. Kirk, J.E. Raven, and M. Schofield, The Presocratic Philosophers,
second edition (Cambridge: Cambridge University Press, 2007), 193.
39
from the marble, first does not exist in act in the naked
marble. In the fabrication, a statue changed from a statue in
potency to a statue in act.99
In reality, every change is a transition or a going from being in
potency to being in act. In this both being and becoming are
safeguarded. Therefore, notions of act and potency resolves
the problem of change and being.
99
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 186.
40
It is the actualization of a potential – of something previously non-
actual but still real.”100
It can thus be stated that: Change and permanence, multiplicity and unity,
are all real features of the world”, but they are real features of the world
only if there is a distinction between “what they are in act and what they
are in potency.”101 There is a distinction in things between what they are
in act and what they are in potency. Thus, from the modern perspective:
If the Eleatics, i.e., Parmenides and Zeno of Elea were correct, there
would be no world of distinct, changing things and events for the
physicist, chemist, or biologist to study. Even perceptual
experiences, fundamental to modern science would be entirely
illusory.
On the other hand, if Heraclitean position is to be held, there would
be no stable, repeatable patterns for the scientist to uncover, i.e.,
no laws of physics, or even periodic table or biological species. In
other words, no way to infer from the observed to unobserved.
To affirm both the Eleatic and the Heraclitean positions, the
distinction between act and potency is important.
4.1.2.2 Act: When a thing is, but is not as in potency. Act can only be
manifested through contrast with potency. But there is a notable
difference:
Where act is included in the very notion of potency, the converse is
not true. Act does not necessarily imply potency.
The first meaning of act is completed being (perfection), which may
be only relatively complete. But we know of Pure Act, which is
relative to nothing.
Act is prior to potency.
Division of act: As
1. Movement to potency, Operative act, as operation…
2. Substance, i.e., as form of some matter, Entitative act, act under
its static aspect
Also as:
1. Pure Act, it is the unreceived act, devoid of potency and is not
received in potency… God is the Pure Act.
2. Mixed Act: It admits of potency. It is any act that enters into
composition with potency. Mixed act is divided according to the
following:
Form or
Operation
100
Edward Feser, Scholastic Metaphysics: A Contemporary Introduction
(Heusenstamm/Germany: Editiones Scholasticae 2014), 33.
101
Ibid., 35 – 36.
41
In the static order/entitative act, mixed act may refer to the
essence, this will be essential act, or it may also refer to existence,
as an existential act.
From the dynamic order/operation, there is a distinction, i.e.,
The spiritual activity/immanent act or
The physical activity/transeunt act
Pure: Unreceived
ACT substantial
form
essential
In the order of being
accidental form
(Static order) existential =
existence (esse)
Mixed
Immanent
action
In the Order of Operation
Transeunt
action
42
it accounts for potency. But potency does not account for act as
such. According to Aristotelian Metaphysics:
Act is prior to potency in terms of concepts, or definition. This
is because potency is defined by act. Potency is always in
relation to act.
In the order of time, there is a distinction. The individual is in
potency before being in act; the imperfect precedes the
perfect. The “potentially existent must always come from the
actually existent.”102
According to substance or perfection, here act is again first
because for Aristotle: “Everything that comes to be moves
toward its principle and end; for the principle is the final
cause, and the becoming is for the sake of the end, but the
end is the actuality.”103 The priority of act here stems from the
priority of the final cause, which must be act.
That Eternal beings are prior to corruptible ones. However,
eternal beings have no potency to nothingness/nonbeing,
thus, they are not in potency.
2. Every activity has its principle in act: Activity must proceed
from a being in act with respect to the aim and scope of activity. In
other words, as the Scholastics expressed it: What is in potency
cannot be reduced to act unless by a being in act (quod est in
potentia non reducitur in actum nisi per ens actu). Potency cannot
raise itself to the level of act. Thus, only a being already in act,
exercising efficient causality can bring that about. However, though
necessarily in act, the agent “must also have the potency to act.” 104
This possible in the created reality, where it is possible to be in act
and potency, but not in the same respect. Hence: “For the exercise
of efficient causality the agent must be in act through possession of
form (or perfection) which is to be produced in another; and must at
the same time be in (active) potency as regards the action to be
performed.”105
3. The limitation of act by potency: In Aquinas, the doctrine of and
potency receives greater attention than it does in Aristotle. Finite
being is explained as a composition of act and potency. Finite,
generally implies, limited. Thus, the metaphysical principle of
limitation of being raises the question: What is it that limits a being
intrinsically? The act can only be limited by potency. In the
composition of act and potency, act is related to potency as the
limited to the limiting. For instance: Act of itself means perfection.
But if the perfection is limited, there must be a reason for the
limitation. And the reason cannot be in the perfection itself; “for if
102
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 194.
103
Metaphysics, Book θ, 1050 a 6 – 9.
104
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 195.
105
Ibid.
43
perfection is limited by itself then perfection is by nature
imperfection, which is a contradiction. The only principle that can
limit a perfection must be distinct from it yet united with it, that is
potency.
4. Multiplication of act by potency: If potency is the intrinsic
principle of limitation, it is also, the principle of multiplication.
Wherever there is plurality of perfection, the perfection must be
limited. We know such limitation is not by itself. It is only limited by
potency, which linted act by receiving it and making its plurality
possible.
The final concern is whether there is a distinction between act and
potency? Thomists regard the distinction between act and potency as a
real distinction. The real distinction “reflect differences in extra-mental
reality itself.”106 In keeping with the Thomists, for it is only potency which
ultimately accounts for the limitations on a thing’s actuality. Hence, the
second Thomistic theses reads:
Because act is perfection, it is limited only by potency which is
a capacity for perfection. Hence, a pure act in any order of
being exists only as unlimited and unique; but wherever it
(act) is finite and multiplied, there it unites in true composition
with potency.
Matter limits the material thing to be such, in particular time and place.
However, for Scotists (followers of Dun Scotus), they hold that the
limitations of a thing’s actuality is accounted for by reference to a thing’s
cause. For them, the cause of the imperfections in a thing is because the
cause put it. The Thomistics counter such argument by stating that: such
an extrinsic principle (cause) of limitation is possible only if there is an
intrinsic principle, i.e., something in the limited thing itself by virtue of
which its cause is able to limit its actuality. Such intrinsic limiting principle
can only be potency.
For Thomas Aquinas, Reality i.e., being itself, has existence understood in
terms of ACT and POTENCY or both. Since any reality must be either
mutable or immutable. However, the mutable reality is what concerns us
here. A mutable being is in act in regard to all the perfections it has and in
potency in regard to all perfections is capable of. A contingent being is a
composite of act and potency.
The ‘to be’ of a contingent being is limited. And whatever limits it to that
‘to be’ is a principle of limitation as its potency. For instance, man’s
substantiality, life and rationality are `’acts’ since they perfect and
determine his being in its respective order as man. Potency is correlative
to act. Any being, [contingent] in so far as it has not yet received certain
perfection, is capable of receiving it. It has the aptitude for act. For
106
Feser, Scholastic Metaphysics: A Contemporary Introduction, 36.
44
instance, Hydrogen is in act as Hydrogen, same to Oxygen, but both have
the potency of being water.
Therefore, the relation between act and potency in a contingent being is
of the completing to the incomplete and perfecting to the perfectable.
From the Middle Ages, philosophers began to look upon composition of
existence and essence as particular instance of the potency and act
relation. Act and Potency are related closely to Existence and Essence. In
a contingent being, existence is to their essence as like a determining act
to a determinable potency.
107
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 201.
108
Ibid., 202.
45
2. Out of the relation of created beings to uncreated, unique and
infinite.
We know beings as many and limited. The explanation for this
multiplication and limitation (many and limited) must be derived form
some principles either intrinsic or extrinsic. In the material realities/being,
is composed of matter and form. In composed beings, matter receives
form and in receiving limits it and makes possible its multiplication.
However, this solution does not include the angelic substance, given that
they are not composed. In this the explanation of matter and form does
hold in angelic substances. The solution lies in the notions of essence and
existence.
4.2.1 Historical note on Essence and existence
Aristotle does not explicitly deal with essence and existence. Though
there is nothing in his philosophy that opposes distinction. Aristotelian
logical tendency is toward the real distinction.
The Neo-Platonists offer some clarity on the essence and existence.
Boethius (477 – 570). contrasts “to be” (esse) with “what is” (quod est).
However, Boethius does not use esse in the existential sense (like
Aquinas), and is not even concerned with the reality of our distinction.
Boethius’ terminologies ‘esse’ and ‘id quod est’ becomes very useful in
the scholastic period. Boethius states that creatures are different from
God because in God the ‘esse’ and ‘id quod est’ are the same thing, while
in creatures these two factors are distinct.”109
esse, means here the second substance or Aristotle’s secondary
substance i.e., the universal essence.
id quod est, means the primary substance, i.e., the individual
(concrete) with all his specific and essential characteristics and all
his particular and accidental notes.
Hence, for Boethius, the distinction between esse and id quod est does
not mean like Aquinas’ distinction between existence and essence.
It is the Arabian philosophers, Alfarabi (+ 950) and Avicenna (980 – 1036)
the real distinction between essence and existence is clearly affirmed.
Alfarabi made use of Aristotle’s arguments from motion and from
contingency to argue for the existence of a first mover, and the necessary
Being, God.
For Avicenna, it is claimed he read Aristotle’s works 40 times until when
‘the scales fell from his eyes’ and he was able to capture its profound
sense. Avicenna interpreted existence as a sort of accident to essence. On
109
Mondin, A History of Mediaeval Philosophy, 186.
46
Necessity Avicenna, saw that is a primary concept, in that all beings are
necessary. However, necessity is of two kinds:
Particular objects in the world; its essence does not involve
existence necessarily i.e., comes into being and goes. It is necessary
in the sense that its existence is determined by the necessary
action of an external cause. This is the realm of contingency.
The necessary Being, the uncaused Being, it cannot receive its
essence from another nor can its existence form part of its essence.
Existence and Essence are identical. This ultimate Being is
necessary of itself, unlike the contingent beings.
It is in St. Thomas Aquinas, that the doctrine of real distinction for essence
and existence is put into proper perspective and due consideration. On
real distinction, Aquinas starts from:
The conception/objective distinction of essence and existence.
The consideration of received existence, where the argument is that
a received existence is “really distinct from the essence receiving
it.”110
From Ente et Essentia, Aquinas provides the following arguments:
From chapter one of Ente et Essentia, Aquinas clarifies the
following terms:
o Ens…as a concrete term, as “that which is.” It is like
“Currens”, ‘one who is running.’ Thus, ens signifies a
subject possessing an act of being.
o Act of being is expressed by the infinitive, esse as the
exercise by the subject. Esse as such is an abstract
term, from their subject, for instance, whiteness is a
quality in abstraction from the subject of quality.
o Esse, denotes only the act of being, in the abstraction
from the subject of the act. For Aquinas, it better
expresses the active character of being. Esse, before
meant essence.
Describes being (esse) as the actuality of essence, and the
two forms a composition that results in a being (ens). In
relation to God, that He has no other essence or nature than
being; “he is being in all its purity (esse tantum).”111 For the
creatures, receive being as a participation of the divine being,
their essences limiting the degree of this participation.
However, as Maurer rightly observes, there is nowhere does
Aquinas explicitly state that, being (esse) is a more perfect
110
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 205.
111
Armand Maurer, “Introduction” St. Thomas Aquinas On Being and Essence (Toronto: The
Pontifical Institute of Mediaeval Studies, 1968), 9 – 10.
47
actuality than form/essence. That is only implied in his
statements. Later in his metaphysical maturity, Aquinas is
clear that “to be (esse) is the actuality of all acts and
consequently the perfection of all perfections.” 112 IN this case,
existence holds the primacy of place in the order of being.
o For Aquinas, Essence, “Is that through which and in
which, that which is has being.” It is the subject of being
or that which possesses being. Essence is also the
formal cause of being of a thing. Like humanity formally
specifies the being of human being and renders him a
human being.
o Thus, from De Ente et Essentia, whatever is not included
in the concept of essence of a thing is extrinsic to the
essence, hence superadded from without. Existence is
not included in the concept of the essence of anything,
therefore, is added from without.
o In the created beings, essence and existence are really
distinct, where with the first being, they are identical.
Thus, if the identity of essence and existence is an
uncaused being, it necessary follows that the caused
being does not have this identity. Since in the
created/caused being, its essence is not its existence.
112
Thomas Aquinas, De Potentia, VII, 2, and 9.
113
Gardell, Introduction to The Philosophy of St. Thomas Aquinas IV: Metaphysics, 207 –
208.
48
essence and existence are correlative principles having no reality
except as “complement of each other.”
Essence and existence complement each other or are related to
each other as potency and act respectively. Existence (esse), is all
act, and for any given being it is said to be the ultimate act or
perfection. If existence is act, essence represents potency, a real
capacity for act.
Real composition of essence and being (existence) follows from the
fact that no creature is its own being. Every creature receives its
being from God according to the measure of its essence.
As correlative principles, essence and existence function as
determining principle. However, existence, not essence is the
ultimate act, last perfection.
The essence of a thing, is referenced as What it is. It is what is
“grasped intellectually when we identify a thing’s genus and
specific difference.”114 An essence accounts for the many
particulars.
Note: In spiritual essences/substances like angels, there is potency but no
prime-matter, thus their matter is simply their essences. The spiritual
essence is in potency to existence, but as essence it is all act. Hence,
there are no individual angels, but species of angels.
114
Feser, Scholastic Metaphysics: A Contemporary Introduction, 211.
115
Ibid., 230.
49
ability to reason from one judgement to another in a logical
way.
The essence of a thing must be distinct from the properties.
Remember an essence as a set of properties is as problematic
as treating a substance as a cluster of accidents. A thing’s
essence must be distinct from its properties as the ground of
their unity. This is just as a substance must be distinct from
the accidents that it grounds.
Essence indicates what a reality is, whereas substance
indicates the mode of being of this reality.
Closely related to the notion of essence is nature, which strictly speaking
is distinct from essence.
4.2.4 NATURE: Commonly refers to the totality of objects in the
universe, or the total of all the forces operating in the bodies according to
the laws controlling these bodies.
In metaphysics, nature, refers to concrete, individual beings, and
applies to immaterial as well as material things. Therefore, it is the
ultimate principles of all operations in an individual being. Action follows
being so we say, the action manifests the being. Activities of being do not
just happen; they are determined by some principles within the being
itself. There is one ultimate principle in each being that is essence.
Therefore, nature is the essence of a thing in operation.
4.2.5 HYPOSTASIS: Latin, Suppositum. This is considered as self-
contained and autonomous in its being and operation. It is subsistence. Is
identical in its reality with substance, nature, and essence of a thing.
However, concept wise they are different. Hypostasis is generally
considered together with a notion of a person.
117
Delio, Re-Enchanting the Earth, 23.
51
However, in Augustine we do not find a complete definition of person as
the one given by Severinus Boethius which has stood the test of time in
philosophy where it is taken up later by Thomas Aquinas. Hence, the first
proper ontological definition of Person comes from Boethius i.e. A Person:
Persona est rationalis naturae individua substantia; The person is an
individual substance of a rational nature. Which St. Thomas Aquinas takes
up as: ‘subsistens in rationale’, i.e. an individual subsistent of a rational
nature. Thomas Aquinas simplified the definition of Boethius, to a person
as a rational subsistent. Here subsistence here stands for; individual;
nature and substance. The following can be ascertained from the
definition:
The person is the individual and concrete man i.e. in all his
concreteness; uniqueness and unrepeatability.
Human nature is only part of the person.
The Person as the totality of the individual being embraces; matter;
substantial form(soul), the accidental forms (height, colour, etc) and the
act of being (actus essendi). All in all, the act of being is the maximum
perfection as we already saw, since it confers actuality to substance and
all its determinations.
Therefore; ‘the personality belongs necessarily to the dignity and
perfection of a reality, inasmuch as this exist by itself; that which is
understood in the name of a person.’
The actus essendi gives the person, the property of
incommunicability where he/she becomes complete in himself/herself, i.e.,
ontologically/metaphysically closed.
The concept of person is all inclusive since it allows that what is being
spoken of is something distinct, subsistent and inclusive of all that is in
the thing. The concept of nature only deals with the essential elements of
a thing.
It has to be remembered that, for St. Thomas Aquinas, the principle of
personality is not the Soul but the act of being. Let sum up this reflection
on the meaning of person by quoting R. Guardini who says:
‘Person means that I, in my being, definitively, cannot be inhabited by any
other, but that in relation to me, I am only with myself; I cannot be
represented by any other, but I am guaranteed to myself; I cannot be
substituted by any other, but I am unique – this remains closed even if my
sphere of reserve is strongly damaged by intrusions and exteriorizations.’
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4.2.5.4 A More Holistic Understanding of Personhood
It is the Greek Cappadocian fathers that develop relationality aspect
better in the 4th century. In this regard, Catherine LaCugna observes:
The ontological question of these theologians was not
answered by pointing to the ‘self-existent,’ to a being as it is
determined by its own boundaries, but to a being which in its
ekstasis through these boundaries in a movement of
communion. A person is thus not an individual but an open
and ecstatic reality, referred to others for his or her existence.
The actualization of personhood takes place in self-
transcendence, the movement of freedom toward communion
with other persons.118
What is the foundation of the Cappadocian idea of Personhood? It is in the
way they understood God, as the ultimate person. The personhood of God
does not lie in Him glossing over Himself, but in Communion, which entails
kenosis (Emptying of Himself). The implication is that:
God’s ultimate reality cannot be located in Substance (What it is in
itself), but…
God’s ultimate reality is found in personhood, (what God is toward
another). This is a different understanding of personhood from the
Boethius, and Aquinas, which we are familiar with founded largely
on Substance. Boethius, a Roman Senator emphasized Substance
over relationality.
The privileging of Substance solidifies individualistic connotations of
person as a centre of consciousness. Such understanding impacted the
Scholastic theology.
In the 20th century, Beatrice Bruteau, distinguished between an
Individual and a Person as follows:
An individual is on the lower stage of reflexive consciousness,
while,
Personhood reflects a higher stage of self-reflexive
consciousness. This means that, only “persons can enter into
communion consciousness.” Individuals tend to remain external
to one another.
Now, how can we describe a person in the contemporary setting?
“A Person is a conscious being in relation to everything else, one in whom
the matrix of relational life is expressed in a particular way and who
contributes to the unfolding of the world in a particular way.” 119 The
implications of such description of person are as follows:
118
As quoted by Delio, Re-Enchanting the Earth, 23 – 24.
119
Delio, Re-Enchanting the Earth, 24 – 25.
53
The world is created through our relationships…and in turn the
world makes a demand on us to respond in relationship.
The human person emerges from the dynamic interplay of nature
and environment.
Personhood is a formative process of establishing a centre of
identity founded on: biological, physical, and cultural materials, and
shaping those materials in to an understanding of self, insofar as
“self is in relation to the world in which it lives.”
Emergence of Personhood is marked out by:
1. Coherence, and
2. Fecundity…
These two entails, struggling to exist amid diverse materials by making
every effort to:
Integrate the forces of existence….and
Optimising life by regulating, judging, perceiving, planning, and
decision making.
Thus, coherence and fecundity can be summed up in terms of self-
cultivation, as the mark of personhood. Coherence entails the world as
well. Since what we are persons is “never in isolation but always
embedded in the universe from which personhood emerges.”
There must be integral relationship between person and universe….
thus, when our understanding of personhood changes, so does our
understanding of the universe, and when our understanding of the
universe changes, so does our understanding of personhood.
Our world comes about, as a mutual creative dialogue between
mind and body, between personal and material context, and
between human culture and the natural world.
Today with the development in natural sciences, we speak of the
human self as a being free and responsible, responsive to others
and to the environment, thus, essentially related and naturally
committed, and at every moment creative.
Today with the scientific development in quantum theories, Physics
of matter and relationship, becomes impossible to imagine “a single
aspect of our lives that is not drawn into a coherent whole.” In this
case, the human person today represents the highest level of self-
reflective consciousness, and thus the most intense “physical being
open to the spirit.”
What does it mean to be a human person today?
Is to be conscious of belonging to a whole and to act as a whole
within a larger whole.
54
It is in the human person (who is open to ultimate meaning and
concern) that the orientation of matter toward spirit finds a new
level of meaning.
121
Maurer, A History of Philosophy, Medieval Philosophy, 179.
56
I mean that which is considered under determined dimensions.” 122 It is
owing to such matter that human beings differ in terms of sizes, weight
and shapes.
TRANSCENDENTALS ACTIVITY
UNITY i.e., negation of division in The UNITIVE activity
being
TRUTH KNOWLEDGE,
Knowability/intelligibility
58
GOODNESS LOVE, as desirability
BEAUTY JOY
59
A unity of a spiritual being does not possess material unity.
A Unity of the Absolute Being is not identical with unit of finite
being.
NB: Wherever there is more than one act of existing, there is more than
one being. Thus, in contingent beings:
Existence is always joined to essence.
Essence limits existence so that it is this certain kind of existence.
In limiting existence, essence determines the mode of being which a
thing has.
Thus, it is the essential mode of existence which a being exercises
that determines its unity. In this case, whether a being is multiple in
parts of few parts, is not a factor of determination. Hence, even
complex beings like some living beings could be more unified than
beings with fewer parts, e.g., non-living beings.
Living beings with a higher mode of existence are radically more
unified than non-living beings. This is because of the demands of life
which call for a more concentrated direction of activity.
From the aforesaid, every act of existing brings actuality and
undividedness. There is unity throughout reality. Hence, unity is a
transcendental property since it applies to all being regardless of genus or
species.
Types of unity:
60
whole from within itself.” It is cohesive in whatever parts or lack of
parts it may have. Thus, it is said to be integral in itself.
The more perfect a being’s unity is, “the more is its being.” The degree of
unity in any being is a sign of its perfection as being. Unity is a sign of
being, and a sign of perfection. As such, “where there is limited being
there will always be limited unity.” On the contrary, “where there is being,
there must be perfect unity. He who is Absolute Being, must be Absolute
One.”
The fact is that unity in being is derived from the act of
existing.
God is “His own Pure Act” of existing, joined to no potency,
unlimited, uncomposed, infinite.
A being without composition, at any level is utterly simple,
without parts “outside” parts/extension. Such a being is
identified with himself in every respect, and that is the nature
of a unity of simplicity. It is the perfect unity, perfect integrity,
and perfect self-possession.
Such a being is dependent on no other being, thus sufficient
unto itself. It is itself an undivided and indivisible unity… (Such
is the language rendered in the development of the Mystery of
God, as Trinity).
Here there is no question of particular mode of existence or
modification of unity, since essence and existence are
absolutely one.
61
They are also united not only by their participation in
existence, but also by participation in same essence. For
instance, human beings are united in participating in the Pure
Act of existence, but also in their essence as Homo Sapiens
Sapiens.
Beings with the same essence are united in same species.
That is the same essence multiplied in many individuals.
Beings can also be united by sharing in some accidental
perfections. For instance, White/Black beings share in
Whiteness/blackness, they share one quality of colour. Here
we will also have some accidental unity, not based on an
intrinsic perfection, i.e., colour. However, there could be other
accidental unities based on spatial-temporal domains, or even
posture…Such are accidental unities given that they do not
affect essential nature of beings.
From the unity in beings, we can work out a table of kinds of unity in
beings:
62
new unity. Refer to Martin Buber’s ICH- DU (I-THOU) relationship, that
entails the activities two subjects, leading to an inter-subjectivity of the
WE (This is explained below in relation to a person and activity).
A human being who grows in personal unity (integration, self-cultivation),
grows in unity; and then stretches out for a broader unity with “other
people and other things in a conscious and loving affirmation of being.”
The person (refer the previous chapter on the notion of Person), engages
in the activity of relating with other subjects. From the inter-subjective
thinking of Buber and partly Mounier, the person is marked by
incorporated existence and incarnate existence; he is continually
projected outside of himself into the world. Hence, that the person can
only be in rapport with others. In this regard, as a measure of inter-
subjective living the following are prominent characteristics that mark
person in rapport with others:124
Vocation: that every person has an un-substitutable place in
the universe, i.e., in the universe of persons, hence an
inherent value.
Action: The person in his life is marked by incessant action,
i.e., the longed-for unity until death since it is not realized.
Communication: This is the area of the encounter, meeting
with others. That we discover our personhood in others or
through others. Hence, the first experience of person is the
experience of the second person, the other person i.e., “the
you;” and then, “the we,” later then comes, “I.” This is very
much close to the African underpinnings of self-understanding
that; “We are, therefore, I am”.
The true human community is where there is communion among persons,
where there is profound bond in the interiority of the incarnate existences
that are living in communion. Hence, “The community of persons is the
community of the neighbour, of the ‘I’, and of others capable of realizing a
‘we’.” However, before, this inter-subjectivity is realized, every person
needs to return to himself and realize his own act of being, to repossess
ourselves in terms of being. On the return to one’s own act of being, i.e.,
call to integration, self-possession, Mondin remarks that we:
“Who has lost the sense of being, who has voted for things and not
for men, has fallen into the most painful of alienations. What will be
spoken of is to bring man back to himself, again making him
conscious of his dignity, value, grandeur, and vocation.” 125
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Ich –Es i.e. I –it: The Relationship to things
This assumes the character of possession and monopoly.
It includes experimentation, objectivity, and utilization; having
Man lives on the things, he alters them, through use and governs
them. Man assumes these behaviours towards his peers, and hence
start relating as thing-person, of which one disposes as he wishes.
The relationship is like, ‘I will be your slave and your thing.’ This
attitude does not foster the intersubjective aspect in persons. Kant
observes
Beings whose existence does not depend on our will but on nature, if they
are not rational beings, have only a relative worth as means and are
therefore called “things”; on the other hand, rational beings are
designated “persons”, because their nature indicates that they are ends in
themselves, i.e., things which may not be used merely as means. 126
In this case, in the I-it, relationship the person is likely to be treated as a
thing. However, Buber also admits; ‘Without the It man cannot live. And
yet he who lives only with the It is not a man.’
126
Kant, Fundamental Principles of the Metaphysics of Morals, Sec. 11.
127
Mondin, 255.
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and knows since he is endowed with self-transcendence in all
directions.
Thus, from a personal being, such an individual will know his place in the
world better and will love his fellow human beings not only well but wisely.
As such, the powers of a being are only perfected through its activity.
Since in activities, being itself becomes more “integrated within itself.”
This is self-possession. What this entails is that, as “a being becomes
more unified in its own being, it becomes increasingly itself.” This implies,
that the more unified/integrated a being is, the greater the possibility of
increasingly being actualized in the fullness of its own nature and mode of
existence.
From the self-integration of such a being, there is a like-hood of it
becoming more and more united with other beings, in existence and
nature in various accidental ways.
This little section on unity and activity brings out a serious metaphysical
explanation for wars and brokenness in human society. How? Therefore,
Unity follows being, and the highest unity and source of all unity rests in
the absolute being and absolute unity of God. Ultimately the value of the
human person lies in his openness to God, the absolute. This is because,
in this openness through the Intellect, the person can grasp being, as the
proper object to the intellect. Let us look at being as true.
128
Bogliolo, Metaphysics, 25.
129
Parmenides, B38, 34.
65
think without thinking of being – that is, of truth – even if this
thought is partial, unilateral, and perhaps even deformed.” 130
Plato a keen follower of Parmenides. Holds;
Thought coincides the idea exactly with the truth, where the fullness
of truth is fullness of reality.
However, one of the fundamental ways of engaging with the property of
truth is the question: What does the object of the intellect in its claims to
knowledge? In other words: “The existent begins to exist for me when it
manifests itself as present to me; but in becoming manifest to me as
present, I establish it as an existent, because I constitute it as an existent
in my self-awareness.”131 Self-awareness, implies there is an object.
The existent/being begins to exist for me as this or that to the extent that
it makes itself “manifest” to me…i.e. unveils itself, makes itself
intelligible. This is explainable as follows that: “The being or existent in its
immediate rapport with the intellect transforms itself into truth.”
To grasp being,
It must unveil itself, as truth. In this case, it is asserted that every
being in intelligible, knowable, or true. In this, any claim to truth, is
about knowing “something” or any claim to consciousness, must of
some “object.” It is in this regard, of the object of the intellect or
truth that it is claimed that: “Only nothingness has no rapport with
truth, and thus with intelligence.”
Being is the foundation of truth;
In every being there exists truth. Thus, “Whatever is, is true.” 132
Claiming to know the truth, encompasses knowing the objects as
they manifest themselves.
130
Bogliolio, Metaphysics, 25.
131
John Micalief, Philosophy of Existence (New York: Philosophical
Library,1969), 152.
132
Klauder, The Wonder of the Real, 117.
133
Micalief, Philosophy of Existence, 152.
66
In human beings, a state of knowing the truth, which entails self-
awareness, is also a way of existing as a man. In this regard, if a human
being were to lose his self-awareness, there would be “no way of
distinguishing oneself from the other, for all existents would merge into
one global existent and one would cease to function as a self-aware
individual.”134 Hence, in this regard, it is through self-awareness that one
comes to exist as a human being, distinct from the other. Truth as a
property of being, then entails the stress on the human way of being i.ee.
self-awareness.
Being as true thus, implies;
The existent manifesting itself in so far as it can be broken into
distinct existents.
The existent, manifests itself, makes itself present through the
process of structurization, which is the work of the intellect. This is
because, the existent unveils itself through the impact on self-
awareness (work of the intellect).
Intelligence has the natural rapport with truth that is
transcendental, and ontological. It is in this sense that, it is said
every being is true. This is because everything “lies open to the
vision of God. […] all things, which are based on God’s creative
ideas and therefore correspond to them, exhibit an intelligibility,
design, pattern or structure that lie open to any intellect.” 135
Ultimately, then truth, is desired by the intellect, thus, truth is the
good of the intellect.
According to Aquinas, “The same form that is in the object is in the
subject.” Meaning that there exists an identity of form in one and the
other, implying that there is an affinity with the existent, i.e. with all
things. The affinity with all things is the essential property of the spirit.
Thus:
At the level of spiritual beings, knowability is an active knowing. The
spiritual existents are knowers, while at the material level, existents
are only knowable.
Therefore, it is said that there is a universal tendency in “being to pass
from the grade of passive knowability to the grade of active knowledge. It
is impossible to think of a spiritual existent that is not a knower.” 136 There
exist progression and ascent of reality upwards in relation to knowing. The
passage is from the object of consciousness to the conscious subject. The
progression is from an inferior to a superior grade of being. The spiritual
beings by nature are knowing-knower. In this regard, the grades of truth
coincide with the grades of being, whereby the human mind is not the
134
Ibid., 153.
135
Klauder, The Wonder of the Real, 118.
136
Bogliolio, Metaphysics, 26.
67
author, but only the explorer, seeker of truth, hence the need for the
ascent towards the first source of truth and identically the source of
existence is needed. Such is evident in Augustinian philosophy, when he
proves the existence of God from the truth intended as the universal and
eternal value.
One of the convictions of Augustine is that:
Truth as such, transcends us; it exists above the human mind. It
consists of attributes like immutable, eternal, and universal. These
are actually attributes of God.
God is the object of contemplation, and hence “To prove the
existence of truth is thus at the same time to prove the existence of
God, who is Truth.”137 Hence, the Augustinian path to Truth is by
contemplation which is from without to within; from the inferior to
the superior. Eternal, Necessary and Unchangeable truths are
attained through contemplation that is the one that governs all
activity.
Chapter Six
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absolutely apodictic and transcend experience and are concerned with the
essence of being.
The first principles can be taken as valid propositions for being as being,
regardless of any presuppositions that one makes. The following are the
pertinent principles of being:
a. The Principle of identity: That whatever is, insofar as it is, is and
is what it is. This is considered a primordial judgement that finds
expression in a limited way in all particular judgements. The
principle of identity seems to govern all particular judgements, thus
it is called “Judgement of Judgements.” It is that by which all
judgements are made, and in this sense, it is the first or the most
excellent, the most general form of affirmative categorical assertion.
The principle of identity makes present the very foundation of all
that one can know, the being itself of that which is. The judgement
of being in terms of identity, simply shows that “to be”, is self-
sufficient, self-explanatory, and refers to what is unconditional and
necessary. This principle connects “what by being is with the being
by which it is.” The principle of identity predicates of being that “it
is-itself that it is” in itself, unconditionally and necessarily.
b. The principle of non-contradiction: Every affirmation is about
connection. Judgement in general either connects or separates, i.e.
is affirmation or negation, yes or no. With the principle of Non-
contradiction, the concern is whether the judgement that affirms the
connection entails also a negation of the separation. The connection
and separation of one and the same thing in the same respect, i.e.
the same mode of being, cannot go together, since only one of the
two is true. This is a logical principle based on an ontological insight
that: Whatever is, insofar as it is, is-not not, i.e. cannot not-be, and
is not what it is not. The principle of non-contradiction is founded on
the nature of being. That a thing cannot be and be in the same
respect. Since, outside being, there is only and of necessity only,
non-being, but non-being cannot be.
c. The Principle of Sufficient reason: Is a powerful and very
controversial metaphysical principle, which states that everything
must have a reason, cause, or ground for its being. That there must
be an explanation for the existence of the finite reality. Spinoza
holds that: “Nothing exists of which it cannot be asked, what is the
cause (or reason) [causa (sive ratio)], why it exists.” Spinoza’s
explanation goes: “Since existing is something positive, we cannot
say that it has nothing as its cause. Therefore, we must assign some
positive cause, or reason, why [a thing] exists—either an external
one, i.e., one outside the thing itself, or an internal one, one
comprehended in the nature and definition of the existing thing
itself.” However, in Spinoza, one principle has no cause. He argues:
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“[T]hat Thought is also called true which involves objectively the
essence of some principle that does not have a cause and is known
through itself and in itself.” Given its qualification as “known
through itself and in itself”, such uncaused principle may refer to
God. The principle of Sufficient Reason is properly associated with
Leibniz. It is claimed that he was the first to call it by name and,
arguably, the first to formulate it with full generality. Often, he
presents it along with the principle of non-contradiction, as a
principle of Reasoning. For instance, in Monadology he claims:
71
e. Ex nihilo, nihil fit (“from nothing, nothing comes”) principle
stipulates that an existing thing and its perfections (or qualities)
cannot have nothing or a non-existing thing as their cause.
f. You cannot give what you do not have: This is a principle founded
on ontological dependence of the effects upon their causes.
For Aquinas, causation covers any sort of ontological dependence
between things: it is primarily a vertical relation, not a horizontal
one. In his commentary on Aristotle’s Physics Aquinas states that
“those things are called causes upon which other things depend for
their being (esse) or their coming to be. In ST, Aquinas holds that
“every effect depends on its cause, insofar as it is its cause.”
However, it is in Descartes that this principle is properly alluded to
when he claims: “Now it is manifest by the natural light that there
must be at least as much reality in the efficient and total cause as in
the effect of that cause.” The following is Descartes example to the
effect that you cannot give what you do not have:
A stone, for example, which previously did not exist, cannot begin to exist
unless it is produced by something which contains, either formally or
eminently everything to be found in the stone similarly, heat cannot be
produced in an object which was not previously hot, except by something
of at least the same order of perfection as heat, and so on.
For metaphysical purposes, a being cannot ascribe a perfection to
another, which is missing in the first instance.
Chapter Seven
On Causality
Introduction
Being exists in two aspects:
Dynamic, i.e., the principle of activity, the cause.
Static, acted upon.
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Cause is one of the most frequently used notions in human thought.
Notion of causality rests on the assumptions held between Causality and
Necessity that:
1. There is a necessary connection between cause and effect. Events
follow their antecedents. This is the position espoused by traditional
metaphysics.
2. There is Not always a connection between cause and effect. This is
the Neo-Humean position.
On causality a classical metaphysical position, i.e., the necessary
connection between cause and effect originates from Aristotle’s
Metaphysics that: one acts and the other is acted on of Necessity.
138
It is relevant for you to know that, the meaning that Aristotle uses the
term science may not be the current understanding of the same.
139
Aristotle, “Posterior Analytics” in The Basic Works of Aristotle, ed.
Richard McKeon (New York: Random House 1941), Book 1, Chapter 2, 71 b 8
– 11
140
Gardell, Introduction to the Philosophy of St. Thomas Aquinas, 217.
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is, first of all, a principle of reality.” With this understanding, the
principle of causality is “essentially a principle of reality.” 141 The
denial of causality bears heavily on existence (esse), affecting what
by nature the most real, most concrete.
2. In Aristotle, causal explanations in the sciences are made possible
under the four causes. Even in the physical doctrine, demonstration
is about all four causes: material, formal, efficient, and final.
Material cause: Accounts for that by which the thing is made
of. The immanent material, from which a thing comes into
being. For instance, bronze is the cause of the statue.
Formal cause/the pattern: It accounts for the definition of the
essence, and the parts included in the definition.
Efficient cause: Is that which brings something into existence
or changes it in some way.142 It is also called an agent, agent
cause. Here the maker is the cause of the thing made.
Unfortunately, this is what contemporary philosophy means by
cause.
Final Cause: An end, goal, purpose “for the sake of which”
something exists or occurs. Aristotle gives the example of
health as “the cause of walking. For ‘Why’ does one walk?’ we
say; ‘that one may be healthy.’” 143 Final causality deals with
what is called teleology. In Aristotelian thinking, there is
directedness toward an end in natural objects. An acorn is
directed toward becoming an oak simply because that is what
it is to be an acorn. For Aristotle, the nature of the thing alone
suffices “to explain their directedness toward an end.” 144 This
position today is called natural teleology, as it is opposed to
directedness in terms of a divine intelligence.
Thomas Aquinas
Aquinas, speaks of Causality under the study of God. He espouses what is
called transcendent causality. The cause from Thomistic thought is what
gives the “Why” or reason of a thing.
Essentially, a cause is ‘that on which a thing depends for its being or its
becoming.’ This in Aquinas is expressed as: Causae autem dicuntur ex
quibus res dependent secundum esse vel fieri. Analysing this, it
necessarily implies that causality entails three particulars:
1. A real distinction between cause and effect
2. A real dependence of being
141
Gardell, Introduction to the Philosophy of St. Thomas Aquinas, 217.
142
Feser, Scholastic Metaphysics: A Contemporary Introduction, 88.
143
Metaphysics, Book V (Δ) 1013a 33 – 34.
144
Feser, Scholastic Metaphysics: A Contemporary Introduction, 89.
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3. Consequently, priority of the cause to the effect.
In the transcendent sense or metaphysical perspective, causality is
applied in the study of God. This is particularly in the central problem of
existence or demonstration of it. Aquinas in his fifth way affirms that
“finality is intrinsic to natural phenomena while nevertheless arguing that
it must ultimately depend on God.” In Thomistic thought, natural teleology
depends necessarily on God.
For Aquinas, all the four causes of Aristotle, presuppose final causality.
Commenting on the Metaphysics of Aristotle, Aquinas observes:
Even though the end is the last thing to come into being in
some cases, it is always prior in causality. Hence it is called
the cause of causes, because it is the cause of the causality of
all causes. For it is the cause of efficient causality, as has
already been pointed out…and the efficient cause is the cause
of the causality of both the matter and the form, because by
its motion it causes matter to be receptive of form and makes
form exist in matter. Therefore, the final cause is also the
cause of the causality of both the matter and the form. Hence
in those cases in which something is done for an end (as
occurs in the realm of natural things, in that of moral matters,
and in that of art), the most forceful demonstrations are
derived from the final cause.
From the offing, formal and material causes depend on final causes
through the efficient cause. Thus, Aquinas holds further that: “The end
does not cause that which is the efficient cause, rather it is a cause of the
efficient cause’s being an efficient cause. For health---and I mean the
health resulting from the physician’s ministrations---does not make a
physician to be a physician; it causes him to be an efficient cause.”
The end is thus, the cause of the causality of the efficient cause, since it
makes the efficient cause be an efficient cause.
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to actuality, except by something in a state of actuality.’ 145 An
efficient cause, be it of a thing’s existence or of some change to it,
“always actualizes some potency or other.” 146
From the efficient causality, the principle of causality points to
the fact that if a potency is actualized, that can only be
because of some already actual cause actualized it.
Potency qua potency is merely potential rather than actual, it
cannot do anything. Such potency cannot actualize anything,
including itself. In this case, it must be actualized by
something already actual.
Thus, the going from potency to act, can only be effected
through the agency of another, i.e. a being in act.
Thus, whatever is changed is changed by another.
2. Being which is not of itself, is necessarily of another. In other words,
whatever comes in to existence has a cause. The beings whose
existence does not necessarily follow from its essence warrants for a
cause. Such are the contingent beings, since nothing in their nature
says they must exist. Contingent beings are a union or a
composition of diverse elements: essence and existence. Things
which in themselves differ from each other cannot as such
constitute a unity. Such beings to be unified, they require some
extrinsic cause to unite them.
For Aquinas, by the fact that a thing has being by
participation, it follows that it is caused. Some Thomists
consider this as the fundamental formulation of the principle
of causality
Popularly the principle of causality is formulated as: Every
effect has a cause. Such rendering ought to be discarded
because, it is not necessary that every effect has a cause. This
is especially effect is construed to mean ‘that which has been
caused.” It would be a tautology. In the same realm the claim
that everything has a cause…since in order to be caused, a
thing must in some way be a mixture of act and potency.
Whatever is pure actuality, is devoid of potentiality need not
have a cause. This is because the principle of causality
asserts: what changes requires a cause; what comes in to
being has a cause. This is different from saying that
“absolutely everything has a cause.”
145
Summa Theologiae, q.1.section,2.part,3.
146
Feser, Scholastic Metaphysics: A Contemporary Introduction, 105.
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Thomas Hobbes: Cause is simply an aggregate of all accidents. This
implies accidents of agent and patient.
David Hume
He is the famous objector to the principle of Causality. Hume threw out a
logical connection between cause and effect.
Understood that necessary connection between cause and effect is
essential to the idea of cause and effect.
That connection, he thought could not be found in the objects or
events called cause, but in the human mind’s being determined by
experience of constant conjunction (connections).
Hume’s contribution to the debate on causality is his connection of
the notion of causality with deterministic laws, whereby he calls into
question the notion of causality with necessitation.
Following Hume, the second approach to causality that: There is Not
always a connection between cause and effect, gained ground from
modern philosophy onwards. Thus, historically, Hume is the most
influential critique of the principle of causality.
Kant: Tried to give back to causality a justified concept that Hume had
taken away. He reinforces the connection between causality and
necessity. Those opposed to Hume have always tried to establish
necessitation in causation either a priori or a posteriori.
Chapter Eight
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thought about reality. Hence assumption was that, “the structure
of our own thought is something un-problematically accessible to us
in a way in which the structure of the mind-independent reality is
not.” Mind-independent reality implies the sum total of things whose
existence is not dependent upon our thinking of them.
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incapable of providing answers.” Like the immortality of the soul,
existence of God, and freedom and will. These are beyond the limits of
human knowledge. Hence no genuine scientific knowledge in Metaphysics
[Kant was using probably a wrong method or tool, Metaphysics as a
philosophical discipline calls for philosophical tools not empirical ones]. In
this regard, Kant constructs:
1. Transcendent Metaphysics and
2. Critical Metaphysics
Transcendent Metaphysics characterizes a reality that goes beyond sense
experience, while critical delineates the most general features of our
thought and knowledge. It seeks to identify the most general concepts at
work in our representation of the world…this is the project that Kant works
on when he gives us the account for the conditions of knowledge.
The work of metaphysics according to Kant and followers:
Is to identify and characterize the most general features of our
thought and experience…hence, the defenders of Kant today aim at
conceptual framework!!
They assert that any thought or experience, must involve the
application of a single unified body of representations. The body of
representation constitutes a picture of how things are…it has a
structure, organized by concepts, and use those concepts is
regulated by principles…i.e. framework principles.
Some conceptualists agree with Kant, that there is a single
unchanging structure that underlies anything that can be called
human knowledge or experience.
Another group of conceptualists…focus on the dynamic and
historical character of human thought…hence talk of alternative
conceptual frameworks. The previous or current picture of the world
is displaced and taken over by the new picture e.g. in scientific
world. [However, this does not entail the change in the structure of
the reality, but it is merely the better grasp of that same reality.
This raises still further and serious issues; is reality dynamic or is
our understanding of that reality that is dynamic? Does the human
condition change i.e. despair, fear, suffering struggles or the
understanding of these?].
Those who take conceptual theory of metaphysic seriously, see
metaphysics as concerned with our way or ways of representing the
world.
The Pre-Kantians view metaphysical task as that of giving an
account of the nature and structure of the world itself. Note; “An
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inquiry into the structure of human thought is, however, something
quite different from an inquiry into the structure of the world
thought is about.” However, conceptual schemers claim,
metaphysics has as its subject matter “the structure of our
conceptual scheme or schemes precisely because, like Kant, they
think that the world as it really is, is something that is in accessible
to us.” This is because:
Our thought, they think about the world is always mediated by
the conceptual structures in terms of which we represent that
world [These structures is my view are epistemological, and
thus play a vital role in unraveling reality to us. These include,
language, concepts that are key tools in naming one’s world.
These cultural underpinnings have lacked in the case of the
African ontological cognition]. In order to think of something
external, I need to apply concepts that represent the thing as
being some way or the other and what is grasped is not the
object as it really is independently of my thought about it:
“What I grasp is the object as I conceptualize or represent it,
so that the object of my thought is something that is, in part
at least the product of the conceptual or representational
apparatus I bring to bear in doing the thinking.” [The human
person as a cultural being constructs the world, is an actor on
the natural terrain to make it a world, and the reality becomes
what has been constructed by the human person since we do
not have the access to any other given the conceptual
frameworks].
The traditional metaphysicians hold that, the concepts we
employ in our thinking are the vehicles for grasping the things
to which they apply. Concepts are routes to the objects…
reality…
The debate over methodology in metaphysics hinges on
relationship between thought and the world…This has been
and will always be the key metaphysical challenge…right from
the time of Plato… [shadow world and world of Forms].
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Friedrich Nietzsche (1844 – 1900) on Metaphysics
Nietzsche is critical of Traditional Metaphysics from his Middle period
onwards, i.e. 1878. Nietzsche privileges Historical philosophy as opposed
to Metaphysical philosophy. In Human ALL Too Human, Nietzsche
observes that philosophy has basically remained stack, since;
Almost all the problems of philosophy once again pose the
same form of question as they did two thousand years ago:
how can something originate in its opposite, for example
rationality in irrationality, the sentient in the dead, logic in
unlogic, disinterested contemplation in covetous desire, living
for others in egoism, truth in error?147
Nietzsche seeks to overcome such type of metaphysics, which he calls
“Oppositional Metaphysics.” Metaphysics for Nietzsche is the believe in
another world, which is considered as ideal and true in itself. This is
Metaphysics particularly from the Platonic view-point. IN this case,
Nietzsche ought to be informed that, Metaphysics from the Aristotelian
and Thomistic slant is about the first and foremost the concrete, this one,
this-ness! In his seeming lopsided understanding of traditional
metaphysics, Nietzsche advocates for the overcoming of such
metaphysics. How?
Through what he calls, Historical Philosophy. Nietzsche describes
Historical philosophy as follows:
That “which can no longer be separated from natural science, the
youngest of all philosophical methods, has discovered in individual cases
(and this will probably be the result in every case) that there are no
opposites, except in the customary exaggeration of popular or
metaphysical interpretations,…”148 This is what according to::
Analytic philosophy been called the naturalistic approach to
philosophy.
For Nietzsche, it values the immanence of reality, which is
equivalent to returning fully to the earth.
For Nietzsche, it is reaffirming the uniqueness of the world, as the
Greeks had done before Socrates and Plato.
147
Nietzsche, Human ALL Too Human, A Book for Free Spirits, trans. R.J.
Hollingdale (Cambridge: Cambridge University Press, 1986), §1 (Hereafter,
HAH)
148
HAH, §1.
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For Nietzsche historical philosophy is indifferent to the “first and last
things” (Origin and end).149
149
Nietzsche, The Wanderer and His Shadow, §§ 7, 16,37, and350.
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The first claim that Ayer is making is that there must be criteria of
significance to our claims. The second claim is that the only criteria
that can qualify as criteria of significance are the criteria of
empirical science. In effect, then, Ayer says that science has the
monopoly on the conditions of the possibility of meaning.
Ayer and the other logical positivists were extremely influential, and this
was the standard position on metaphysics in analytic philosophy in the
first half of the twentieth century. So much so that many associate
analytic philosophy in the twentieth century with 'the rejection of
metaphysics.' (Simmons 2013, 709). And that 'a general suspicion of
metaphysics as reactionary and backward looking lingered through
analytic philosophy's establishment as a dominant movement.'
Implications from Ayer
1. 'Metaphysics' is always an appeal to something transcendent.
2. It is meaningless to try to talk about that which transcends empirical
science and common sense.
3. Metaphysics is both meaningless and impossible.
Emmanuel Levinas
Levinas also criticises 'traditional metaphysics', but for different reasons
to Heidegger (he accused traditional metaphysics for having forgotten the
Question of Being), and includes Heidegger within the tradition he is
criticising.
Levinas claims that Heidegger's prioritisation of 'ontology' over
'metaphysics' is problematic, and so with Levinas we have a swing back to
talking in terms of metaphysics as the legitimate way of relating to and
investigating the structures of Reality, and 'ontology' is labelled a
distortive way of doing metaphysics.
Levinas' criticism of Heidegger, and of all Western metaphysics, is
that it runs the risk of trying to understand reality in terms of systems
which do not make room for what he calls 'radical alterity', where by
alterity we are to understand something like 'otherness'.
Metaphysical systems, as we have already discussed in looking at
them, tend to want to have a complete account of reality. Typically, we
are looking for a framework within which everything can be understood,
everything can be made intelligible, everything can be understood in
terms of everything else, everything coheres. Levinas notes that
structures or systems of this kind operate in terms of what is intelligible to
the subject, and so whatever is not fully intelligible to the subject is
necessarily excluded from the system, and so barred status as 'real'. If the
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system does not recognise something, it has no hope. Again, Levinas is
specific in claiming that other human beings are not fully intelligible to the
subject. The subject cannot make 'the Other', in Levinas' terminology,
fully intelligible without doing violence to this Other. Good metaphysics
makes room for the Other subject as something which has a reality
outside one's own totality.
Good metaphysics thus cannot be transcendent in the old sense,
that is, it cannot be the attempt to comprehend that which cannot be
comprehended. Not only is this impossible and a waste of time, but it also
becomes morally and politically dangerous, and involves a power-dynamic
where we try to assimilate the other to our own comprehension.
Thus, for Levinas ethics is 'first philosophy':
We know that this is reference to Aristotle's metaphysics. So, for Levinas,
metaphysics properly understood is ethics.
Since, only in extending oneself towards the Other in an ethical
movement can put us in touch with the Reality of alterity (of the
other/otherness) – constructing a totalising system will never
achieve this.
Ontology (bad metaphysics) attempts to reduce the other to the
same, while Ethics (good metaphysics) attempts to forge a
relationship between same and other, without reducing either to the
other.
'The relation between the same and the other, metaphysics, is
primordially enacted as a conversation where the same, gathered up in its
ipseity as an 'I', as a particular existent unique and autochthonous
(primordial, an inhabitant), leaves itself.' (Totality and Infinity, hereafter,
T&I 39).
'The primacy of ontology for Heidegger:...To affirm the priority of Being
over existents is to already decide the essence of philosophy; it is to
subordinate the relation with someone who is an existent, (the ethical
relation) to a relation with the Being of existents, which, impersonal,
permits the domination of existents (a relationship of knowing).' (p.45 T&I)
'A philosophy of power, ontology is, as first philosophy which does not call
into question the same, a philosophy of injustice....Heideggerian ontology,
which subordinates the relationship with the Other to the relation with
Being in general, remains under obedience to the anonymous, and leads
inevitably to another power, to imperialist domination, to tyranny.' (pp.46-
47 T&I)
Levinas' understanding of 'radical alterity' is God-involving. Metaphysics
is thus understood in God involving terms, but this is not the God of first
causes or the God of onto-theology.
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Implications from Levinas
1. Metaphysics is possible.
2. Metaphysics is to be distinguished from ontology, that is,
metaphysics cannot be the construction of a totalising system.
3. A virtuous metaphysics is a 'metaphysics of transcendence', but this
is not an attempt to comprehend things that are beyond the sphere of
reason but concerns an ethical movement from subject to other.
4. Metaphysics embraces philosophical theology.
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According to Aristotle, metaphysics as being qua being…is
concerned mainly with Substance. Hence, substantial form, accidental
form, matter etc, can only have real reference.
Aquinas follows Aristotle in this, that being is first of all spoken of in
substance. However, the categories of Aristotle have no real source of
unity, (94) However, Aristotelian commentators like Copleston, point out
that, ‘the ways in which we think of being as realized’ is the source of
unity. However, the category of Substance and the other nine categories
of accidents are all ways in which being occurs.
The question is; what have being-as-a-substance and being-as-an-
accident have to do with one another? (94) [There is a big temptation in
modern and contemporary metaphysics or philosophy to deal with
accidental properties of being only]. What do the categories have in
common that we can say, they are the categories of the same basic
phenomenon? (95)
Given the above challenges, Wesphal and Gadamer have observed
that ‘to be is to be shown, manifested revealed.’ According to Gilson and
Clarke, credible thomists, Aquinas shows that “the heart of being is self-
revealing action.” Therefore, being is understood in terms of activity,
operation, with all the dynamism that activity and operation entail…(95)
Gadamer uses the example of the work of art, ‘by being presented it
experiences, as it were, an increase in being.’ Truth and Method, TM, p.
135. What is being presented artistically is capable of being manifested to
other beings thus allowing the thing to enter more fully into the
community of beings and to exist in a fuller way.
W. Norris Clarke, in his book, The one and the many, P. 32, that ‘a non-
acting, non-communicating being is for all practical purposes…equivalent
to no being at all.’ Gadamer, ‘an image is a manifestation of what it
represents.’ TM, P. 143.
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