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Positive Behavioral
Supports for the Classroom
Third Edition
explain how to determine when a behavior reductive intervention is needed, citing IDEA
disciplinary requirements and guidelines for the ethical use of behavior reductive proce-
dures. Finally, we describe a hierarchy of interventions to reduce challenging behavior,
including differential reinforcement, extinction, response cost, time-out, and presentation
of aversive stimuli. Although we discuss aversive stimuli, we advise readers to avoid these
techniques because of the problems associated with punishment and because other PBIS-
based interventions should be sufficient for most behavior management needs.
A Final Note
Both of us are passionate about using effective, positive behavioral intervention strategies
and teaching others to use better strategies. Too many children suffer because their teach-
ers and administrators are not fluent in using the best tools available to prevent challeng-
ing behavior or to efficiently manage it in its earliest stages. It is a joy to visit a classroom
taught by a skilled teacher. Such teachers make behavior management look easy! We
believe that behavior management is easy, but only if you use the right tools and use them
correctly. We hope that this book will provide those tools for many current and future
teachers and that those individuals will then teach others what they know.
Acknowledgments
Writing a book is a journey that is filled with both rewards and challenges. The most
exciting professional benefits are the requisite careful examination of a broad literature
base and learning from many other experts. The challenges are the incredible time com-
mitment required and the seemingly endless details. In our case, many people helped us
meet those challenges. Our editor, Ann Davis, quite artfully and creatively guided our
planning for this third edition. The task seemed daunting at first, but through Ann’s tactful
and succinct questions and suggestions, it gradually unfolded into a manageable task.
viii Preface
Thank you, Ann, for your enthusiasm for this project, for your wisdom, and especially for
your patience when we seemed baffled by how to conceptualize the changes that we
wanted to make.
In addition to Ann, many other professionals contributed to bringing this project to
fruition. We are indebted to the following individuals for their consummate professional-
ism, careful attention to detail, and mastery of their respective crafts. We recognize the
extent to which their work elevates and enhances our work. Also, we are grateful for their
unfailing patience with our schedules and questions. These individuals include Kerry
Rubadue, Joe Sweeney, Chris Boyer, Robyn Alvarez, Jogender Taneja, Kristin Landon, and
Emerson Probst.
The work of many outstanding teachers also contributed to this text. Through their
knowledge and expertise, they have provided us with a wealth of effective practices that
we are happy to be able to share with readers. Although there are too many to name, we
wish to acknowledge their influence. We have learned much from these master teachers.
The book benefited from invaluable feedback from many reviewers who undoubt-
edly spent long hours to help improve our book. Our reviewers gave us excellent
suggestions, and our book is significantly better for their assistance. They are Paula
Travers, George Mason University; Jerome J. Ammer, University of San Diego; and Michael
Humphrey, Boise State University.
Brief Contents
Glossary 302
References 309
Name Index 327
Subject Index 332
ix
Contents
Part I F
oundations of Behavior Management and
Positive Behavior Interventions and Supports 1
x
Contents xi
Reminders 82
Implementing Rules and Procedures 83
Summary 85 • Learning Activities 86
Ms. Preston’s Kindergarten 86
Mr. Gonzalez’s 10th-Grade American History Class 86
Resources 87
Glossary 302
References 309
Name Index 327
Subject Index 332
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PA R T
One
Foundations of Behavior
Management and Positive
Behavior Interventions
and Supports
Chapter 1
Introduction to Behavior Management and Positive
Behavior Interventions and Supports
Chapter 2
Theoretical Models to Explain Challenging Behavior
Introduction to Behavior
Management and Positive
1
CHAPTER
Behavior Interventions and
Supports
3
4 Part 1 • Foundations of Behavior Management and Positive Behavior Interventions and Supports
their peers to meet both the behavioral and academic demands of school. Multiple indi-
vidual, family, and societal factors, which we discuss in Chapter 2, play a role in children’s
behavior. However, teachers have control over many other school-based factors that affect
behavior, including the design of classroom management and instructional systems. In fact,
most teachers and parents believe that teachers have the power to positively influence
student behavior (Public Agenda, 2004; Tillery, Varjas, Meyers, & Collins, 2012). This per-
ception is supported by research that indicates that teachers’ actions in their classrooms are
highly influential on student achievement—as much as or more than school administrative
and leadership policies (Marzano, 2003b). To achieve this positive influence, teachers need
to plan classroom and individual behavior management systems with the goal of creating
a meaningful, active instructional environment where rules and expectations are clear;
where more attention is given to desired behavior than to inappropriate behavior; and
where inappropriate behavior is dealt with systematically, consistently, and equitably.
Most of this text is devoted to explaining how to develop positive, proactive behavior
intervention systems and plan instruction in ways that are most likely to produce the desired
outcomes. The majority of the techniques that we describe for these purposes are based on
the philosophy and practices of positive behavior interventions and supports (PBIS).
According to the Office of Special Education Programs Technical Assistance Center on
Positive Behavioral Interventions and Supports:
A variety of factors can interfere
with a child’s school success. Positive behavioral support is a general term that refers to the application of
Teachers have control over positive behavioral interventions and systems to achieve socially important
many school-based factors that behavior change. . . . Positive behavioral support is not a new intervention
influence student behavior. package, nor a new theory of behavior, but an application of a behaviorally-
based systems approach to enhancing the capacity of schools, families, and
communities to design effective environments that improve the fit or link
between research-validated practices and the environments in which teaching
and learning occur. Attention is focused on creating and sustaining school
environments that improve lifestyle results (personal, health, social, family,
work, recreation, etc.) for all children and youth by making problem behavior
less effective, efficient, and relevant, and desired behavior more functional. In
addition, the use of culturally appropriate interventions is emphasized. (Sugai,
Sprague, Horner, & Walker, 2000, pp. 133–134)
PBIS represents a fundamental shift in managing unacceptable behavior from reac-
PBIS is a proactive, instruc-
tional, preventive approach for
tive, punitive responses to challenging behavior to a proactive emphasis on the prevention
improving outcomes for all of behavioral problems by using positive, instructional, research-based strategies to teach
students. and encourage appropriate behavior and manage the learning environment. PBIS is the
integrated application of (a) behavioral science, (b) practical interventions, (c) social val-
ues, and (d) a systems perspective (Office of Special Education Programs, 2010a) to design
interventions at the individual, classroom, and schoolwide levels for the purpose of increas-
ing success for all students. The techniques presented in this text reflect PBIS methods for
preventing inappropriate behavior, teaching and encouraging appropriate behavior, and
managing challenging behavior in all students, but particularly in students with mild to
moderate disabilities, at the individual, classroom, and schoolwide levels.
The goal of encouraging appropriate behavior and preventing and managing inap-
propriate behavior is a demanding task because teachers are expected to successfully
This video (www. teach a wide range of students, including students who are not well prepared for the
youtube.com/ demands of school and students who are not highly motivated to behave appropriately
watch?v=TUA__X4Uzz4) shows
and learn. The task is complicated by the fact that schools serve a diverse population of
how positive behavior interven-
tions and supports have students from varied cultural, ethnic, and religious backgrounds who have a range of
improved school discipline and abilities and learning histories. But the good news is that teachers have the power to meet
student learning in a Florida this challenge by using a wide array of research-based tools to support appropriate
elementary school. behavior, to prevent and manage behavioral problems, and to deliver instruction. We
describe these tools, as well as the research to support their use with diverse populations
of students, in the remaining chapters of this text.
To illustrate the many concepts and skills presented throughout this text, each chap-
ter includes one or more classroom vignettes. These vignettes illustrate common classroom
Chapter 1 • Introduction to Behavior Management and Positive Behavior Interventions and Supports 5
management issues and concerns. Many of the vignettes feature our expert behavior man-
agement consultant, Dr. I. C. Everything, known to his friends as Dr. ICE. Dr. ICE got his
nickname because he stayed cool during times of crisis. Dr. ICE began his work in the
early seventies, when special education was just beginning to be implemented in all public
schools across the country. Until then, many children with all types of disabilities did not
go to school. Dr. ICE’s university training was focused on learning about the characteristics
of major disabilities, with only a couple of classes on basic reading and mathematics
instruction. He took one class in behavior theory. Unfortunately, many of today’s teachers
are equally unprepared for the demands of teaching and classroom management (Darling-
Hammond, 2005), as we discuss later in this chapter.
Dr. ICE found out by lunchtime on the first day of teaching that he was underpre-
pared for classroom management. He was not able to make much progress in his lesson
plans because his students controlled his classroom. He had a rocky first year, to say the
least. He spent the summer researching the topic of classroom management and thinking
of changes that he could make in his classroom to make it a better learning environment.
The changes helped, and the second year was better. Still, Dr. ICE realized that he needed
more training if he was to stay in this challenging profession. His efforts in the area of
behavior management interested him a great deal, and he wanted to learn more. He has
spent the rest of his career going to school to learn about behavior, teaching and observ-
ing in classrooms, and training children and adults.
Children Adolescents
Internalizing Anxiety (worrying about mistakes, general worrying) Anxiety (self-doubt, perfectionism, worrying
about what others think)
Externalizing Distractibility, poor concentration Distractibility
Hyperactivity (excessive movement, rushing through tasks) Hyperactivity (overactivity, rushing through tasks)
Disruptive behaviors (not following directions) Silly or immature behavior
Academic Deficits in reading, math, spelling Not following task directions
Careless errors
Source: Harrison et al. (2012).
minor misbehavior is easily preventable and manageable using the techniques described
throughout this text; more serious behaviors will need more intensive interventions, such
as those described in Chapters 8 through 12 of this text. All students can benefit from the
schoolwide or systems-level preventive techniques discussed in Chapter 3.
Of course, not all school misbehavior is minor. Serious problems that threaten stu-
dent and staff safety can and do occur, and although these incidents are not widespread,
they must be considered in any discussion of school discipline. According to the 2012
Indicators of School Crime and Safety report (Robers et al., 2013), during the 2009–2010
school year, 1,396 youth ages 5 to 18 were victims of homicide; 19 of these homicides
occurred at school. Nonfatal victimizations are more common. In 2011, there were 1,246,000
reports of nonfatal victimizations of students ages 12 to 18 that occurred at school. These
incidents included thefts and threats or injury with a weapon of some type. Other major
discipline problems described in this report include fighting, use of illegal substances,
bringing a weapon to school, and bullying. During 2009–2010, 85% of public schools indi-
cated that one or more crimes had occurred at school, or a rate of approximately 40 crimes
per 1,000 students. During that same period, 60% of public schools reported a crime to the
police (15 reported crimes per 1,000 students). As a result of real and perceived threats to
school safety, schools now commonly employ multiple measures to enhance school secu-
rity. The most common safety precautions reported in schools (elementary and secondary)
are restricting access to the building, prohibiting student use of cell phones, limiting access
to Internet social networking sites, requiring staff to wear IDs, having an electronic warn-
ing system for schoolwide emergencies, and use of security cameras (Robers et al., 2013).
Approximately 60% of high schools also report using dogs to detect drugs.
Emotional/Behavioral Disorders in Children and Youth. Most student behavioral problems
present relatively minor challenges for educators. However, in 1999, U.S. Surgeon General
David Satcher released a report estimating that as many as 20% of children ages 9 to 17 may
have diagnosable mental or addictive disorders (U.S. Department of Health and Human Ser-
vices, 1999). More recent estimates of the prevalence of mental health disorders in young
people support the figures reported by the surgeon general (National Advisory Mental Health
Council Workgroup on Child and Adolescent Mental Health Intervention Development and
Deployment, 2001). For example, the National Alliance on Mental Illness (NAMI) reports that
3 to 5 million children ages 5 to 17 (or 5% to 9% of this population) in the United States are
affected by serious mental disorders (National Alliance on Mental Illness, n.d.). Researchers
from the National Institute of Mental Health report that 20% of children and youth are affected
by a mental disorder that interferes with functioning, and 40% of those young people have
more than one disorder (Merikangas et al., 2010). Many reports on the prevalence of child-
hood behavioral disorders state that 12% to 22% of children under age 18 are in need of ser-
vices for emotional, mental, or behavioral problems (Center for Mental Health in Schools,
2003). A 2009 report from the National Research Council and Institute of Medicine states that
most mental, emotional, and behavioral disorders of adults begin in childhood or adoles-
cence, and that in any given year, 20% to 40% of children and youth have a mental, emotional,
or behavioral disorder (National Research Council and Institute of Medicine, 2009). These
disorders include diagnosable disorders, such as anxiety disorders or depressive disorders, as
well as behavioral difficulties that may not meet formal diagnostic criteria.
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