Interplay Between Human-Computer Interaction and Software Engineering
Interplay Between Human-Computer Interaction and Software Engineering
Software Engineering
Abiodun Ogunyemi David Lamas
Institute of Informatics Institute of Informatics
Tallinn University Tallinn University
Narva MNT 25, Tallinn, 10120, Estonia Narva MNT 25, Tallinn, 10120, Estonia
[email protected] [email protected]
Abstract— The challenge to transfer HCI suggested values, and Fig. 1 shows that the transition of suggested human-
practices to Software Engineering (SE) processes is not only computer interaction practices to software engineering
persisting, but also systemic. Notable contributions from both processes is not smooth as the flow link appears with broken
fields have attempted to isolate and close the gaps between the connecting lines. The broken flow links symbolize gaps and
HCI and SE, with the goal of making software products most
the reasons why these gaps exist, serve as one of the purposes
usable. Using a scoping study approach, this article reviews
notable contributions on the discourse and identifies the gaps, of this article. The first purpose of this article is particularly
and shows areas that require more research attentions. important to the new comers into the HCI and software
engineering fields. The other purpose is to show areas that
Keywords- Human-computer interaction Practice; Software require more research efforts in terms of integrating HCI and
Engineering Process; Usability; Integration; Modeling software engineering. The rest of the article is organized as
Techniques; Software Development; HCI Design follows: the next Section presents a review of the literature,
followed by the Section on methodology. Discussion of the
I. INTRODUCTION results is thereafter presented, the article is concluded and the
future work is shown.
The human-computer interaction (HCI) as an approved
field has been investigated successfully by academics for
II. LITERATURE REVIEW
decades and various findings have been discussed in notable
conferences such as CHI, NordiCHI, OzCHI, BCS-HCI, The gaps between the human-computer interaction and
INTERACT, and the results published in their conference software engineering disciplines have remained for over two
proceedings and in top journals such as ACM TOCHI and the decades and began to gain research attentions from the late
International Journal of Human Computer Interaction. 1990s. The major concern is that half of the systems in use
Although many HCI researches have been undertaken and today, are based on user interface and the role of the human-
results delivered to the software industry as evident in modern computer interaction field cannot be overemphasized [25]. In
technology innovations such as swiping, speech recognition, 2003, a software engineering workshop was held with the aim
eye authentication, touch screen, pattern recognition, zooming, of understanding the gaps of communication between the HCI
embodied interaction, wearable devices etc, there seems to be and SE fields, and with a basic goal of proposing ways to
a clear slow uptake of HCI values, and practices in the bridge those gaps [25]. The workshop proceedings were
software development industry as most software products in published by the “Institut d’Administration et de Gestion
use still fall short of considerations of these HCI values, and (IAG), Université catholique de Louvain (UCL), Belgium”
practices. There seems to some clear persisting and systemic and available in the INTERACT 2003 Proceedings. Few other
challenges in terms of transferring human-computer workshops such as the ICSE 2004 and conferences such as the
interaction suggested practices to software engineering (SE) INTERACT 2001, ICSE 2003 [18], and EIS 2007 Joint
processes. The purpose of this article is to provide taxonomy Working Conferences [44] have discussed the problem of gaps
of the challenges of transferring HCI suggested practices to between the HCI and SE disciplines. Despite these many
software engineering processes. These challenges inhibit the contributions to bridge the gaps between the HCI and software
development of usable software products. engineering, many software companies continue to develop
unusable software products [3]. This section discusses the
gaps between the human-computer interaction and software
HCI Practices SE Processes
Values and Software engineering disciplines as obtained from the literature.
Practices Transfer Development
Lifecycle
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A. Brief Historical Overview of HCI and SE relationship between HCI values, and practices and SE
processes [10], and their integration remains a long standing
The human-computer interaction field is “concerned with the matter [43].
design, evaluation and implementation of interactive
computing systems for human use and with the study of major B. Transfer Challenges
phenomena surrounding them” [26]. From another
perspective, the human-computer interaction discipline is a The broad goal of the human-computer interaction
blend of psychology, social sciences, computer science, and community is to ensure that safe and usable software products
information technology disciplines [16]. Overall, the HCI are developed by the software development industry [12, 16,
discipline uses the knowledge derived from computer science, 24, 30]. On the other hand, the software engineering field
psychology, and related disciplines to design interactive strives to develop functional software that can help the users
computing systems for human use. The field of the human- to accomplish their tasks effectively [12, 23]. Bearing these
computer interaction is thus multidisciplinary in its approach goals in mind, it is safe to assert that the two fields strive to
[24, 38]. The human-computer interaction community began achieve a common goal, which is to ensure user satisfaction
to gain prominence from the 1980s [38]; over a decade that the with software products. However, their approaches differ
software engineering field had existed [20]. significantly [38]. There are usually two major components in
software interaction process: the user, and the software. The
The software engineering field originated from the user is a dynamic component and the “software product is a
computer science discipline and is defined as a field which is cultural matrix of applications, users, laws, and machine
concerned with “the systematic design and development of vehicles. These all change continually, and their changes
software products and the management of the software inexorably force change upon the software product” [9]. The
process” [40]. The software engineering discipline is communication gaps which have featured prominently in the
considered as a well-established field [46], whose activities literature and have inhibited the transfer of HCI values, and
began with the NATO conference in 1968. The focus of the practices to software engineering processes are identified and
software engineering field still remains to support the discussed in the following subsections. Fig. 2 shows a
Department of Defense (DoD) type system which is overly concept map of the gaps which were identified in the
large [20]. There is however no clear definition of the literature.
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expectation is not achieved due to these misinterpretations curricula of the two disciplines. For example, [20] observed
by the experts, which also are motivated by their differing that since the goal of software engineering is channeled to
disciplinary backgrounds, and approaches to design [38]. the “development of large-scale systems, there is an
education gap in many computer science programs that
2) Educational Curriculum don’t include a design and implementation course for small
to medium size systems that emphasize user interaction”. Of
The gap between the human-computer interaction and
more importance is the fact that these computer science
software engineering disciplines is also traceable to the non
graduates would be involved with small-scale interactive
inclusion of courses of one field in the other’s educational
software developments later on [20, 36]. The recent
curriculum at the undergraduate level, thereby making one undergraduate curricula of both disciplines have however
field foreign in the other’s domain. A challenge as noted by effected the necessary adjustments [2].
[53] is that undergraduate students are overly obsessed with
coding and compilation of programs when being taught
software engineering. This set of students often assumes that 3) Terminologies
a system works, once its program compiled successfully
[38, 41]. The user interface is just perceived as menu, text- There are clear distinctions between suggested practices
based or graphical. The commonalities which have been and how software products are actually developed by
identified between the HCI and SE disciplines are presented software organisations, and one of the challenges has to do
in Table 1. Based on shared tools, Table 1 suggests that with the differing understanding of HCI and SE’s concepts
usability could form the basis of requirement and simple and terminologies [22, 30]. These distinctions in
tools such as scenarios and use cases could be used for terminologies and their understandings affect the overall
paper prototyping (a low fidelity prototyping) in usability approach to software development [30]. In order to
testing, before the developers build functional prototypes overcome the problem between the HCI and SE in terms of
[46, 53]. Thus, undergraduate computer science students their terminology differences, it has been suggested that
could be taught the fundamentals of HCI, and HCI undergraduate students of computer science and HCI should
undergraduates could also learn fundamental software be motivated to explore the terminologies of both fields and
development processes [46, 53]. determine their point of convergence and commonalities
[22, 39].
TABLE 1. HCI-SE COMMONALITIES (SOURCE: [53])
4) HCI Techniques
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6) Organisational Culture software product or system to accomplish their tasks in their
working environment, while SE focuses on the capabilities
A lack of consideration for organisational culture and of software to achieve its underlying functions, purpose, and
standard practice is another problem of transferring HCI requirements [12]. Moreover, these distinctions lead to the
values, and practices to SE processes. It is a herculean task assignment of individual roles and responsibilities in
to change the well-established organisational development software development lifecycle, which do not always go
processes into human-centred processes in a single software well with software development practice [12, 38].
development project [37, 49]. The Mayhew's usability
engineering lifecycle places much emphasis on redesigning 9) Standards
the overall development process around usability issues.
However, the achievement of this goal “often poses a The challenge of transferring HCI values, and practices
problem to the organizational culture of software to SE processes has also been attributed to the lack of
engineering organizations” [49]. The well-established establishing standards of practice between the two fields.
development processes of an organization cannot easily be This makes adherence to standard practice difficult for new
turned into human-centered processes during a single members to each community. Both the HCI and SE speak
project. This is a major drawback with the usability different languages due to lack of uniform concepts and
engineering lifecycle. The Constantine and Lockwood's [19] terminologies [43]. It is perceived that persistent breakup of
usage-centred designs have similar drawbacks on disciplines may be due to “a mesh of political, social and
organisational culture. [49]. In as much as fitting a wide economic issues” [34]. This may give insights into “why
range of processes into single “perfect” software solution although some software developers have some theoretical
could culminate in a perceived harmonious and working knowledge of user interface design guidelines or usability
integration of HCI usability techniques and SE processes, it standards, they seldom use them in practice, simply because
is overly difficult to achieve this goal due to some SE they do not know which, when and how to apply them in
organisational culture. Some software companies are not their context” [34]. However, as vital tool for collaborative
willingly to trade-off their existing software process to task, standards should be more understandable and
embrace unification with HCI methods/techniques. For consistent [34, 49].
example, it is a daunting task to change the waterfall
lifecycle to a user-centred approach [30]. The user-centred 10) Context of Application
design (UCD) and participatory design (PD) techniques
similarly overlook the dimension of organizational view of One of the major challenges the SE has with HCI is that
HCI and SE integration in the software development of the context of application of HCI techniques, such as
lifecycle [37]. usability patterns. In order to mitigate this challenge,
bridging patterns which extend patterns in interactive design
7) HCI Results Repository and useful for architectural analysis, were proposed.
Bridging patterns are meant “to provide detailed
The lack of common repository for HCI results and implementation issues and solutions, and to provide an
suggested practices is another aspect of difficulty in instrument to facilitate communication across the HCI and
transferring HCI practices to SE processes. It is surprising to SE boundaries” [22]. These bridging patterns such as Multi-
note from previous surveys of software developers that most level Undo, Multi-channel Access, Wizard and Single Sign-
software engineers are either unaware of HCI practices or on (SSO) however, have restricted areas of application. For
do not know where to locate these results [32]. Some instance the patterns are domain-specific and could not be
software developers in other instances have had to read lots applied in a wide range of application domains. Pattern and
of HCI books in order to digest recommended techniques use-cases have been identified as useful artifacts for HCI-SE
such as usability evaluation when undertaking usability user design [49]. The utility of guidelines to professionals
integration tasks [30]. The HCI books are often disparate remains questionable as a mean of transferring HCI values,
between authors and methods and this makes the selection and practices to SE processes, although guidelines are an
of suitable techniques to organisational software projects important tool to teach user interface design [49]. Other
needs, very difficult [30]. contextual issues with HCI methods include application
domains, organisational factors and project constraints [52].
8) Focus
11) Perception
One of the gaps between the HCI and SE is that of what
each field focuses on, based on their problem domains. The The human-computer interaction discipline suffers a
human-computer interaction field is concerned with system perception challenge from its software engineering
context, with focus on the users, while software engineering contemporary. Perception is a major reason why HCI is not
is system-centred with focus on functionality [8, 46]. well-integrated with software development lifecycle tools
Furthermore, HCI focuses on tasks and how users use because HCI is considered a fragment of the overall system
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design, even though users view the interface as the actual engineers think for end-users and are mainly concerned with
system [46]. Some software engineering textbooks share getting algorithms successfully complied [41]. Software
this perception, and view HCI as ‘add on’ in interface engineers hardly relate with interaction designers [41]. In
design [46]. Similarly, HCI is not considered a central topic most teams, software engineers are team lead. Another
in software engineering and is defined as a ‘related challenge with software engineers is that they often possess
discipline’ and ‘software ergonomics’ in the IEEE Software little or no usability techniques knowledge [38, 41]. It has
Engineering Body of Knowledge (SWEBOK) guidelines therefore been suggested that software development teams
[49]. should comprise HCI experts, end users, graphical
designers, and software engineers and each member should
12) Design Process, Usability, and User Experience be aware of others’ skills, and when to request for such
skills [46]. The student software development project teams
The non-involvement of the actual users by software should also imitate this approach as much as possible [46].
developers, in software products design process, is also a Considerations should be made of functionality, usability,
demonstration of the transfer problems between the HCI and and visual aesthetics when developing interactive software
SE. In most cases, software engineers consider user solutions, and this is achievable only through a team
involvement in the design process as unimportant [6, 13, approach, where all the key experts are involved [46].
46]. In exceptional cases, there is reluctance on the part of
the client organisations to allow their users participate in the 14) HCI Usability Techniques and Usability
design process [46]. These client organisations usually Evaluations
perceive user participation in the design process as too time
consuming. The non-involvement of the actual users in the Usability techniques such as the Rosson and Carroll’s
software development lifecycle often impacts software [48] scenario-based design have been found quite useful
product quality and arouse user dissatisfaction [13, 37]. especially for elucidating usability requirements and for
Some studies also show that most software development motivating iterative design process [49]. Scenarios are used
companies do not take usability issues such as usability for task analysis and they are used as instances of use-cases
testing and user experience (UX) as important [3, 14, 33]. in software engineering [49]. Scenarios are written in
For example, in a study conducted by [3], it was discovered natural languages and could be understood by the users and
that most software companies ignore usability and UX the designers. However, a major weakness of scenarios is
because usability and UX requirements are not always that they lack the ability to communicate effectively
mentioned in the Call for Tenders for ICT products between the development team and the stakeholders, as an
generally. Although there were efforts to convince public integration artifact [49]. This is motivated by the diversities
organisations on the importance of including usability and in the experts’ backgrounds. Scenarios in natural languages
UX requirements in Tenders, how to conduct objective are ambiguous, imprecise and lack formality [49]. Similarly,
verifications of usability and UX requirements in public the Beyer and Holtzblatt’s [7] contextual design only
tender calls is now a major concern for public organisations. provides “very generic recommendations for adapting and
Another challenge reported by the study is that usability tailoring the overall approach to different project
researchers do not describe the usability evaluation methods configurations” [49]. Overall, HCI usability techniques
in the manner that makes sense to practitioners. when applied in the software development process are
decoupled from the process [30].
It is however suggested that a process rethinking through
education is laudable [46]. It should be mandatory that The economic benefits of usability evaluation include
design teams have access to the end users throughout the sales increase, enhanced user productivity, reduced costs of
development lifecycle. The same goes for student projects. training, and reduced needs for user support [6]. Although
Finally, usability researchers should make their suggestions these economic benefits appear enticing, the obstacles that
more explicit and attractive to the software development still confront usability evaluation are those based on the lack
organizations [3]. of understanding of usability evaluation in itself,
developers’ mindset, and resource demands [3, 4, 6, 8].
13) Development Team Most software developers, based on their mindset, confuse
usability evaluation with functionality test, and therefore
One of the setbacks experienced when transferring HCI prioritize functionality in software development process [6].
suggested values, and practices to SE processes is that posed In order to mitigate the situation with developers’ mindset,
by the software development team. There is an intrinsically studies conducted by [11, 35] show that training software
communication challenge among software development developers on usability evaluation is a worthwhile approach.
team members [47, 51]. Due to the effect of their However, small-sized software development organisations
disciplinary background, the software engineers often have still lack the ability to cope with resource demands in terms
so much influence, to the extent of influencing software of experience and expertise, to successfully incorporate
project decisions [21, 41]. Most often too, software usability evaluation into agile development practices [8].
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15) Software Engineering Modeling Techniques to achieve an interdisciplinary environment where HCI and
SE converge on common approach to agile software
The field of software engineering has predefined lifecycle development, using shared principles and
modeling techniques. Prominent among these techniques is techniques, thereby speaking the same development
the Unified Modeling Language (UML). The UML has a language [38]. A recent HCI field’s effort to bridge the HCI-
wide acceptance in both the academia, and software SE gap, is the development of the Human Centred Software
industry, and has become an indigenous technique for Engineering (HCSE) framework. The HCSE framework
software development [43, 45]. However, UML lacks seeks the commonalities between HCI and SE disciplines
consistency with user-centred designs and HCI best and is developed based on the CRUISER dimensions [13].
practices [17, 38]. For instance UML “does not provide The CRUISER technique is presently perceived to be the
designers with modeling languages and associated tools to best possible and practical prototyping compromise between
explore the relevant HCI aspects of interactive software” HCI and SE [13]. TEIM is a tool that has been evaluated
[45]. Several UML-based languages such as Abrams, and based on the dimensions of UGAM and IoI [31]. TEIM is a
Phanouriou's UIML [1], Carter, Liu, Schneider, and modification of a software application called Personal
Fourney's PUF [17] were developed in order to mitigate Secretary (PS) – a tool that adapts the UGAM and IoI
UML’s limitations, but these extensions were incapable of models and uses empathy map [29, 31]. These tools are not
removing the formal nature of UML and failed to enhance outright replacements of UML UP, and XP, but
understanding for the business people [38]. Similarly, the complementary tools, some of which have been accepted
Unified Process (UP) technique has no filters for internal and used in software development and projects. However,
functionality of software and the user interface [43]. The most of the tools still require some empirical validations and
Unified Process also lacks support for multiple platforms use in production environments.
and often leads to conceptual architectural complexities
[43]. The Extreme Programming (XP) technique depends on III. METHODOLOGY
well-established HCI vertical prototypes to uncover possible
architectural problems in software development [15, 43]. In order to approach this review, fifty three articles were
For example XP uses scenarios (user stories) and use cases selected using the keywords presented in Fig. 3. Word cloud
[46] which are “not only inconsistent with agile applications such as ‘HTML5 word cloud ’, ‘abcya.com’
development, but also misleading as an effective way to and ‘Wordle’ were used to form a cloud of the keywords
model user requirements” [43]. Scenarios are much useful in used in the articles reviewed. Keywords such as ‘Human-
HCI as they provide focus, but are “usually disastrous when computer interaction and Software Engineering Integration’
applied indiscriminately as a general requirements discovery were used in search engines to retrieve the selected articles
technique” [43]. The major problem with XP is therefore its from their databases. Furthermore, each article’s reference
lack of artifact that shows the link between its conceptual lists were searched for relevant papers in order to gain
architecture and the user-stories [10, 43]. deeper insights into the discourse.
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x Summarise and disseminate research findings; the Engineering Interactive Computing Systems (the ACM
and SIGCHI Symposium on Engineering Interactive Computing
Systems) conferences have been committed to achieving
x Identify research gaps in the existing literature. successful user interface engineering and have featured
topics such as ‘Formal methods for HCI’ in their meetings
since 2011. This could have been motivated by the need to
overcome the complexities often associated with human-
centred design.
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x The process is iterative;
Table 2 shows the various HCI-SE transfer gaps that
featured in the literature to date. The table suggests that x The design addresses the whole user experience;
issues such as organisational culture, context of application x The design team includes multidisciplinary skills
of HCI techniques, user involvement, usability evaluation and perspectives.
techniques, and software engineering modeling techniques
have yet to be holistically resolved and these areas call for Although, for the scope of this paper we could not
more research efforts. provide insights on the human-centred design, we however,
critically consider the ISO 9241-210 framework as showing
V. CONCLUSIONS promises to bridging the HCI-SE gaps, especially when it is
successfully incorporated into agile software development
The fields of human-computer interaction and software methodologies [3, 50]. For example, both the ISO 9241-210
engineering were examined with a view to identifying the framework and agile methodologies share certain
gaps between the two disciplines. Numerous gaps, ranging commonalties, especially their focus on users (human-
from differing disciplinary backgrounds through to software centredness), ability to handle complex software
engineering modeling techniques have been found. The development projects, and iterative process. A frame work
efforts of integrating HCI and software engineering, with a we consider as showing this possibility is the one proposed
view to enhancing usability of software products keep by [50] (extensively discussed by the authors). In our
growing. There have been several organized workshops and further research, we plan to use both the ISO 9241-210 and
conferences to this effect. However, the achievement of the framework of [50] to explore the possibility of achieving
usable software production by the software development agile human-centred software development. This, we hope
industry has been problematic partly because of the could address pressing areas such as context of application,
complexities of using some HCI techniques and methods, usability evaluation, organisational culture and user
and partly because most software development companies involvement, which have been identified in this article as
are intransigent to suggested practices on usability, and critical gaps, and complement recent efforts on integrating
human-centred design. We have also determined that issues HCI and SE successfully.
such as organisational culture, context of application, user
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