State-of-the-Art Passive Beam-Steering Antenna Technologies: Challenges and Capabilities
State-of-the-Art Passive Beam-Steering Antenna Technologies: Challenges and Capabilities
ABSTRACT This article reviews the latest developments of beam steering antennas that are entirely
passive to realize interference-free, power-efficient, and highly secured end-to-end wireless communication.
We briefly introduce metamaterials and metasurfaces, a timely advanced topic in electromagnetics (EM)
and optics. Mathematical formulas associated with the design of beam steering metasurfaces have been
numerically explained. In addition, reflect and transmit array antennas are also discussed for an in-depth
understanding of beam scanning principles in elevation and azimuth planes. We then provide intuitive
design examples and discuss three broad classes of the latest beam scanning antenna systems, namely 1)
Reflectarrays (RAs); 2) Transmitarrays (TAs); and 3) Near-Field Meta-Steering (NFMS) antennas that are
available in up-to-date literature. The third category’s unprecedented scanning performance and aesthetically
compact size are elucidated compared to previous antenna systems, such as reflector dishes or large phased
arrays. Alongside the working principles, the trade-offs for the scanning techniques, operation, and physical
size of each antenna type are also discussed. Towards the end, an evaluative conclusion with a comparative
discussion on the beam-steering antenna systems is provided. Future research directions considering mass-
market demands are also indicated.
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
VOLUME 11, 2023 69101
F. Ahmed et al.: State-of-the-Art Passive Beam-Steering Antenna Technologies
FIGURE 1. A few potential areas of applications for the beam-steering antenna technologies.
Over time, antenna research communities have devoted method, thereby avoiding the need for the complex and
their time and thought to developing beam-steering antenna expensive laboratory setup usually required for liquid prisms.
systems to fulfill the current demands of civilian and Despite the simplicity of fabrication and high beam-steering
defense mass markets. The most conventional solutions are performance, the highest reported steering achieved is
to use mechanical beam-scanning antenna systems, popularly approximately 20◦ , significantly less than other more popular
called parabolic reflectors (dishes) [7], [8], [9] that have a methods such as parabolic dishes and electronically steered
large aperture, or electronic beam-scanning antenna systems, phased arrays. These physical and economic challenges
usually called phased arrays [10], [11], [12], [13], [14]. restrict the applications of such technologies to scenarios with
Notwithstanding the design aspects, both antenna systems cost and space constraints, such as satellite communication
have excellent beam-steering performance, as demonstrated on-the-move terminals. Therefore, improving the traditional
by their widespread use in real-life applications such as beam-scanning antenna system demands a new perspective.
cruise ships for satellite TV reception, defense vehicles Refelectarray (RA) [22] and transmitarray(TA) [23] anten-
for satellite communication, and in-flight connectivity [15], nas have several promising merits over reflectors and phased
[16], [17]. However, parabolic reflectors’ design architecture arrays, such as design simplicity and ease of manufacturing,
comes at the cost of tall and bulky systems, requiring good efficiency, relatively lightweight and high gain. These
high-powered, complicated mechanical control devices or features have attracted a large antenna research community
expensive advanced feed clusters [18]. On the other hand, and led to excellent research outcomes over the years.
the complex feed networks, numerous antenna elements, and Metamaterial and metasurface-based antennas have recently
the phase shifters used in the design of phased arrays are been used actively in satellite communication, radar, and
prohibitively complex and expensive [19]. Besides, thermal telecommunication applications [24], [25], [26]. Modern
management of the array in the active phased array is satellite communication systems widely use modulated
another practical limitation for high-power applications [16]. metasurface antennas based on surface wave interactions.
A beam-steering approach using antenna arrays without In these antennas, the cylindrical wavefront interacts with
phase shifting circuits has also been demonstrated in [20], the metasurface’s boundary conditions, creating a leaky
but the feed circuit uses Wilkinson power dividers, and wave transformation. The surface wave technology has been
each antenna element uses resistors. At higher frequencies, implemented to achieve several functionalities, including
such as Ku-band and beyond, the transmission lines of the monopulse radar using multi-port duplexing [27], dual-
power divider will incur heavy losses, and the resistors frequency control by superposition of surface impedance with
will behave parasitically. Besides, the feed circuitry will different periods [28], extreme beam-shaping by changing
become more complex with the increasing number of antenna holography [29] and shared aperture multi-beam anten-
elements in the array. Another approach in [21] discusses nas [30]. In addition, a seven-beam transparent TA antenna
beam steering using an electrowetting-driven liquid prism. was reported in [31], and a conformal seven-beam TA antenna
The liquid prism is fabricated using a simple dip-coating was recently proposed in [32].
the feed [71] or by using multiple feeds and exciting them one
after another [72]. In-plane rotation of the RA/TA or rotation
of the whole antenna assembly can also steer the main beam
in the off-broadside direction [39], [73]. In some cases, beam
steering has also been achieved by using a tiltable ground
plane in RA antennas [73]. In a nutshell, a combination of
mechanical movement techniques in elements, arrays, and
feed levels can be used to scan the beam of RAs and TAs,
such as by combining feed displacement and array rotation.
In the third category, the beam can be scanned in the
elevation, azimuth, or both planes just by mechanically
rotating a pair of phase-gradient metasurfaces based on the
FIGURE 2. Photos of (a) Metamaterial [55] and (b) Metasurface [56]
Lenses. concept of the Risley prism [67]. The feed antenna is entirely
fixed, and a pair of identical (but not mandatory) metasurfaces
are placed in the near-field region of the feed. The main
[53], [54]. Despite their favorable properties, their applica- beam’s projection can be determined based on the Risley
tions are limited due to space constraints, especially at micro- prism concept discussed here briefly to better understand the
and nano-scales since they are bulky 3D structures, as shown near-field meta-steering approach. Since the 1960s [74], the
in Fig. 2(a). Risley prism has been dominantly used as a beam steering
Metasurfaces (MTSs) have emerged as a planar alternative technique in the optical domain. A Risley prism system,
(2D surface) to metamaterials. As such, they are lightweight, as shown in Fig. 4 (a), is typically made of two prisms, 51 and
easy to fabricate, and more versatile in applications [57]. 52 , which are independently rotatable about the direction
Metasurfaces are also created using a periodic or aperiodic of propagation (along the z-axis). If an incoming ray passes
repetition of subwavelength unit elements like metamaterials. through the prisms, the final beam pointing position (θ, φ)
They can uniquely manipulate the transmitted, reflected, and will be varied and defined based on the refractive indices (n1,
refracted waves in microwave and optical domains. Due n2) and orientation angles (θ1 , θ2 ) of the two prisms.
to their thin profile and other attractive features, MTSs The same approach is useful to steer the beam in the
have a wide range of applications [58], [59]. However, the microwave domain by rotating two metasurfaces mimicking
major challenge of metasurface-based antennas is that the prisms. The beam deflection angles can be determined using
constituent elements of MTSs are narrow-band due to their a first-order paraxial approximation method discussed in [66]
resonant nature, restricting their application in a wideband and [75]. TM1 and TM2 denote the two independently
application. A photo of a conventional metasurface lens is rotatable metasurfaces atop a fixed beam antenna, as shown
shown in Fig. 2 (b). MTSs are also called Metafilms and in Fig. 4 (b). ψ1 , ψ2 , δ1 , and δ2 are the corresponding
Metascreen [59], [60], [61]. orientation angles and individual beam tilting angles of the
two metasurfaces, respectively. Here, it is essential to mention
III. BEAM-STEERING METHODS that the beam tilting angle, δi for each metasurface can be
Several beam-steering techniques have been proposed to steer defined at the design level of MTSs following (1), where 1φ
the main beam in the desired direction. The three main and 1d are the progressive phase delay and center-to-center
approaches that can efficiently realize passive beam-steering distance between adjacent cells, respectively. However, the
antenna systems are shown in Fig. 3. They are (i) aperture magnitude and direction of the resultant vector OC (Fig. 5)
phase-tuning, (ii) feed-tuning (or translation), and (iii) near- define the antenna’s beam position (θ, φ). The elevation angle
field meta-steering or hybrid approaches. However, none of θ and azimuth angle φ of the beam can be computed using
the techniques could be a single, supreme choice – every equations (2) – (6).
method has pros and cons.
−1 1φ
λ0
In the phase-tuning approach, each element’s phase can δi/j = sin × (1)
be controlled individually either by a delay-line microwave 2π 1d
r
network, by changing the geometrical dimensions of the q
θ= δi2 + δj2 = δ12 + δ22 + 2δ1 δ2 cos (ψ1 − ψ2 )
scattering elements, or by rotating the elements on the
aperture of the metasurface [62], [63], [64], [65]. The dimen- (2)
sional changes or rotational orientation of the elements δj δ1 sin (ψ1 ) + δ2 sin (ψ2 )
can be further realized either electronically, mechanically,
̸ OC = tan−1 = tan−1
δi δ1 cos (ψ1 ) + δ1 cos (ψ2 )
or passively. (3)
In the feed-tuning approach, the main beam is scanned by
changing the feed’s phase center via feed translations [68], ̸ OC,
δi ≥ 0, δj ≥ 0
[69], [70]. Feed translation can be performed either by in- φ = ̸ OC + 180◦ , δi < 0 (4)
OC + 360◦ , δi ≥ 0, δj < 0
̸
plane (lateral) displacement or circular-arc displacement of
FIGURE 3. Three main categories of passive beam-steering techniques widely accepted to design beam-scanning antenna systems for emerging and
future wireless networks.
FIGURE 10. Cross-slot-based all-metal TA. (a) lens-1, (b) lens-2 and (c) 3D
view of steered beam patterns showing feed antenna and lenses [65].
TABLE 1. The performance comparison of three classes of passive beam-steering antenna systems.
that replicate digital bits, such a passive metallic metasurface been investigated thoroughly in [115], [117], and [118].
can potentially be employed to generate multiple beams from The PGS and PDGS are well adopted due to their flat
a single radiating source [123]. profile, low cost, and size. These metasurfaces are made
The pattern reconfigurability was achieved passively by of subwavelength phase-shifting scattering elements, where
modulating the phase distribution in the near-field region of a each element is designed with either multilayered printed
Fabry-Perot cavity antenna (FPCA). Comprehensive design metallic patterns mounted on dielectric substrates or perfo-
principles and beam-scanning performance of FPCA using rated bare dielectrics. The required phase shift is achieved
four passive phase shifting surfaces such as wedge-shaped for the former element by varying the metallic inclusion
dielectric lens (WSDL), discrete multilevel grating dielectric size [67]. In contrast, for the latter one, the perforation size
(DMGD), printed gradient surface (PGS), and perforated (diameters of holes) is changed in dielectric substrates [118].
dielectric gradient surface (PDGS) have been investigated But, in both cases, an additional bonding technique or a
and discussed critically [119]. By changing the material and specialized machining facility is required for air-free layering
refractive index of WSDL, the steering angle in the elevation and fine-tiny and precise perforation. However, the scanning
plane can easily be controlled, whereas the lens rotation performance for all design approaches is good enough within
moves the beam around the azimuth plane. Hence, a single the 2 dB scanning loss while maintaining a maximum peak
lens can scan the beam in the 2D plane but is not suitable gain of around 20 dBi. Yet, undesirable SLLs and dominant
for continuous beam scanning. Moreover, the lens thickness grating lobes must be minimized to improve overall scanning
is proportionally increasing with the increase in scan angle performance. Nonetheless, the proposed design only applies
in the elevation plane; hence, relatively thicker lenses are to a particular frequency in the mm-Wave application. Fig. 14
required to achieve a wide scanning range. On the other shows photographs of three passive phase-shifting surfaces.
hand, in DMGD, the phase delay (or phase shifting) profile The inherent challenge with NFMSs is to control the
can be achieved by varying the dielectrics’ permittivity unwanted grating lobes and side lobes which typically appear
or thickness. Materials with variable heights but uniform when the main beam is in the off-broadside direction due to
permittivity are preferable to reduce design complexity. the supercell periodicity in the metasurfaces. Several efforts
However, this approach is also limited due to its thick and have been made to address the aforementioned issue in the
bulky 3D structures. These types of structures have also literature [124], [125], [126], [127], [128] by implementing
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in Proc. IEEE Int. Symp. Antennas Propag. USNC/URSI Nat. Radio Sci. FOEZ AHMED (Member, IEEE) received the
Meeting, Jul. 2017, pp. 1947–1948. B.Sc. (Hons.) and M.Sc. degrees in information
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wave beam-scanning antenna using near-field rotatable graded-dielectric
versity of Rajshahi (RU), Rajshahi, Bangladesh,
plates,’’ J. Appl. Phys., vol. 124, no. 23, pp. 234901–234911, Dec. 2018.
[113] M. U. Afzal, K. P. Esselle, and M. N. Y. Koli, ‘‘A beam-steering solution in 2007 and 2009, respectively, and the M.Eng.
with highly transmitting hybrid metasurfaces and circularly polarized degree in electrical and computer engineering
high-gain radial-line slot array antennas,’’ IEEE Trans. Antennas Propag., from the South China University of Technology
vol. 70, no. 1, pp. 365–377, Jan. 2022. (SCUT), Guangzhou, China, in 2013. He is cur-
[114] T. Lou, X. Yang, H. Qiu, Z. Yin, and S. Gao, ‘‘Compact dual-polarized rently pursuing the Ph.D. degree with the School
continuous transverse stub array with 2-D beam scanning,’’ IEEE Trans. of Electrical and Data Engineering, University of
Antennas Propag., vol. 67, no. 5, pp. 3000–3010, May 2019. Technology Sydney (UTS), Sydney, NSW, Australia.
[115] A. A. Baba, R. M. Hashmi, K. P. Esselle, M. Attygalle, and D. Borg, From 2012 to 2014, he was a Lecturer with the Department of Information
‘‘A millimeter-wave antenna system for wideband 2-D beam steer- and Communication Engineering, RU, where he has been an Assistant
ing,’’ IEEE Trans. Antennas Propag., vol. 68, no. 5, pp. 3453–3464, Professor, since 2014 (now on study leave). He was also a Lecturer with the
May 2020. Northern University of Bangladesh, Dhaka, Bangladesh, from 2008 to 2009,
[116] A. A. Baba, R. M. Hashmi, M. Attygalle, K. P. Esselle, and
D. Borg, ‘‘Ultrawideband beam steering at mm-wave frequency with
and King Khalid University, Abha, Saudi Arabia, from 2009 to 2011.
planar dielectric phase transformers,’’ IEEE Trans. Antennas Propag., He is currently involved in developing and optimizing ground-terminal
vol. 70, no. 3, pp. 1719–1728, Mar. 2022. antenna systems for LEO and MEO satellite communication (SatCom)
[117] M. U. Afzal, L. Matekovits, K. P. Esselle, and A. Lalbakhsh, ‘‘Beam- applications. His current research interests include high-gain antennas,
scanning antenna based on near-electric field phase transformation and SATCOM antennas, metasurfaces, frequency-selective surfaces, and far-field
refraction of electromagnetic wave through dielectric structures,’’ IEEE pattern synthesis using the near-field phase transformation principle.
Access, vol. 8, pp. 199242–199253, 2020. Mr. Ahmed was a recipient of several prestigious awards and scholarships,
[118] T. Hayat, M. U. Afzal, F. Ahmed, S. Zhang, K. P. Esselle, and including the Commonwealth-Funded International Research Training
J. Vardaxoglou, ‘‘The use of a pair of 3D-printed near field superstruc- Program (iRTP) Scholarship, the Post Thesis Scholarship, the International
tures to steer an antenna beam in elevation and azimuth,’’ IEEE Access, Research Scholarship (IRS) and the Faculty of Engineering and Information
vol. 9, pp. 153995–154010, 2021. Technology (FEIT) Scholarship from the University of Technology Sydney
[119] M. Akbari, M. Farahani, A. Ghayekhloo, S. Zarbakhsh, A. Sebak, and
(UTS), the Gold Medal from RU, the Chinese Government Scholarship,
T. A. Denidni, ‘‘Beam tilting approaches based on phase gradient surface
for mmWave antennas,’’ IEEE Trans. Antennas Propag., vol. 68, no. 6, the Academic Achievement Award, and the Excellency Award from SCUT,
pp. 4372–4385, Jun. 2020. China. On top of that, he also received faculty-wide highly competitive
[120] F. Ahmed, K. Singh, K. P. Esselle, and D. Thalakotuna, ‘‘Metasurface- research grants and travel funds, including the Vice Chancellor’s Conference
driven beam steering antenna for satellite communications,’’ in Proc. 5th Fund, the Faculty Conference Fund, the School Travel Fund from UTS
Int. Conf. Commun., Signal Process., their Appl. (ICCSPA), Dec. 2022, and the Postgraduate Research Fund from Macquarie University, Sydney,
pp. 1–5. Australia.
KHUSHBOO SINGH (Member, IEEE) received 20 million dollars, including 15 Australian Research Council grants, without
the B.Tech. degree (Hons.) in electronics and counting the U.S. $245 million SmartSat Corporative Research Centre,
communication engineering from SHIATS, India, which started in 2019. He is with the College of Expert Reviewers of
in 2012, the M.S. by research degree in electronics the European Science Foundation (2019–2022) and he has been invited
and communication engineering from LNMIIT, to serve as an International Expert/Research Grant Assessor by several
India, in 2014, and the Ph.D. degree in electronics other research funding bodies as well, including the European Research
engineering from Macquarie University, Australia, Council, and funding agencies in Norway, Belgium, The Netherlands,
in 2021. Canada, Finland, Hong Kong, Georgia, South Africa, and Chile. He has been
From 2014 to 2015, she was an Assistant invited by the Vice-Chancellors of Australian and overseas universities to
Professor with the Pratap Institute of Technology assess applications for promotion to professorial levels. He has also been
and Science, India. From 2015 to 2016, she was a Guest Lecturer with invited to assess grant applications submitted to Australia’s most prestigious
Swami Rama Himalayan University, India. She is currently a Research schemes, such as an Australian Federation Fellowships and an Australian
Associate with the University of Technology Sydney and an Honorary Laureate Fellowships. He has authored more than 600 research publications
Postdoctoral Associate with Macquarie University, Sydney. She is currently and his papers have been cited over 11,000 times. In 2020, his publications
involved in the development and optimization of satellite-terminal antenna received over 1,200 citations per year. His H-index is 52 and i-10 is 191. His
technology for LEO and MEO. Her research interests include antennas, research activities are posted in the web at: http://web.science.mq.edu.au/
phase-gradient metasurfaces, beam-steering antennas, frequency-selective esselle/ and https://www.uts.edu.au/staff/karu.esselle
surfaces, evolutionary optimization methods, artificial intelligence, and Dr. Esselle is a fellow of the Royal Society of New South Wales IEEE
machine learning in electromagnetics, surface electromagnetics, waveguide and Engineers Australia. His awards include Runner-Up to 2020 Australian
polarizers, and couplers. National Eureka Prize for Outstanding Mentor of Young Researchers,
Dr. Khushboo was a recipient of the several awards and scholarships the 2019 Motohisa Kanda Award (from IEEE USA) for the most cited
during her academic and professional career. She was awarded a silver paper in IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY in the past
medal and certificate of merit on completion of the bachelor’s degree. She five years, the 2019 Macquarie University Research Excellence Award for
received a prestigious merit-based LNMIIT scholarship during the master’s Innovative Technologies, the 2019 ARC Discovery International Award,
studies with a complete fee waiver and a stipend of INR 15000 per month, the 2017 Excellence in Research Award from the Faculty of Science and
from 2012 to 2014. She was a recipient of the highly competitive Australian Engineering, the 2017 Engineering Excellence Award for Best Innovation,
government-funded iRTP scholarship for the Ph.D. studies. In 2017, she the 2017 Highly Commended Research Excellence Award from Macquarie
received the Choose Maths Grant from the Australian Mathematical Sciences University, the 2017 Certificate of Recognition from IEEE Region 10, the
Institute (AMSI) to present her work at the AMSI optimize conference in 2016 and 2012 Engineering Excellence Awards for Best Published Paper
New Zealand. During the Ph.D. studies, she received a five-month paid from IESL NSW Chapter, the 2011 Outstanding Branch Counsellor Award
internship with a total grant of $26 K under the Australian Postgraduate from IEEE Headquarters, USA, the 2009 Vice Chancellor’s Award for
Research Intern (APR) Program funded by the National Research Internships Excellence in Higher Degree Research Supervision, and the 2004 Innovation
Program in collaboration with AMSI. She was also a part of the team that Award for Best Invention Disclosure. His mentees have been awarded
received $24 K from research collaboration under ‘‘Australia-Germany Joint many fellowships, awards and prizes for their research achievements.
Research Cooperation Scheme.’’ 58 international experts who examined the theses of his Ph.D. graduates
ranked them in the top 5% or 10%. Two of his recent students were
awarded Ph.D. with the highest honor at Macquarie University—the
Vice Chancellor’s Commendation. According to the Special Report on
KARU P. ESSELLE (Fellow, IEEE) received the Research published by The Australian National Newspaper, he is the
B.Sc. degree (Hons.) in electronic and telecom- National Research Field Leader in Australia in both microelectronics and
munication engineering from the University of electromagnetisms fields. From 2018 to 2020, he chaired the prestigious
Moratuwa, Sri Lanka, and the M.A.Sc. and Ph.D. a Distinguished Lecturer Program Committee of the IEEE Antennas and
degrees (Hons.) in electrical engineering from the Propagation (AP) Society, the premier global learned society dedicated for
University of Ottawa, Canada. antennas and propagation, which has close to 10,000 members worldwide.
He was a member of the Dean’s Advisory Coun- After two stages in the selection process, he was also selected by this
cil and the Division Executive. He was the Head society as one of two candidates in the ballot for the 2019 President of the
of the Department several times. He is currently Society. Only three people from Asia or Pacific apparently have received
a Distinguished Professor of electromagnetic and this honor in the 68-year history of this society. He is also one of the three
antenna engineering with the University of Technology Sydney and a distinguished lecturers (DL) selected by the society, in 2016. He is the
Visiting Professor with Macquarie University, Sydney. Previously, he was only Australian to chair the AP DL Program ever, the only Australian AP
the Director of the WiMed Research Centre and the Associate Dean— DL in almost two decades, and second Australian AP DL ever (after UTS
Higher Degree Research (HDR) with the Division of Information and Distinguished Visiting Professor Trevor Bird). He has served the IEEE AP
Communication Sciences and directed the Centre for Collaboration in Society Administrative Committee in several elected or ex-officio positions
Electromagnetic and Antenna Engineering, Macquarie University. He has (2015–2020). He is also the Chair of the Board of Management of Australian
provided expert assistance to more than a dozen companies, including Antenna Measurement Facility. He was the Elected Chair of both IEEE New
Intel, Hewlett Packard Laboratory, USA, Cisco Systems, USA, Audacy, South Wales (NSW) and IEEE NSW AP/MTT Chapter, in 2016 and 2017,
USA, Cochlear, Optus, ResMed, and Katherine-Werke, Germany. His team respectively. He is the Track Chair of IEEE AP-S/URSI 2022 Denver, 2021
designed the high-gain antenna system for the world’s first entirely Ka-band Singapore and 2020 Montreal; the Technical Program Committee Co-Chair
CubeSat made by Audacy, USA, and launched to space by SpaceX, of ISAP 2015, APMC 2011, and TENCON 2013; and the Publicity Chair of
in December 2018. This is believed to be the first Australian-designed high- ICEAA/IEEE APWC 2016, IWAT 2014, and APMC 2000. He has served
gain antenna system launched to space, since CSIRO-designed antennas in as an Associate Editor for IEEE TRANSACTIONS ON ANTENNAS PROPAGATION,
Australia’s own FedSat launched, in 2002. His research has been supported IEEE Antennas and Propagation Magazine, and IEEE ACCESS. In addition
by many national and international organizations, including Australian to the large number of invited conference speeches he has given, he has
Research Council, Intel, U.S. Air Force, Cisco Systems, Hewlett-Packard, been an Invited Plenary/Extended/Keynote/distinguished Speaker of several
Australian Department of Defense, Australian Department of Industry, and IEEE and other venues over 30 times, including EuCAP 2020 Copenhagen,
German and Indian Governments. He is in world’s top 100,000 most-cited Denmark; URSI 2019 Seville, Spain; and 23rd ICECOM 2019, Dubrovnik,
scientists list by Mendeley Data. Since 2002, his research team has been Croatia.
involved with research grants, contracts, and Ph.D. scholarships worth about