The Architecture of The Facade
The Architecture of The Facade
The Architecture of the Facade provides a comprehensive study of the facade as both a physical and cultural
artifact, highlighting its significance as a critical component of the civic realm and arguing for the restora-
tion of the art of the facade as both a subject of study within academia and an aspiration within the profes-
sion at large.
As the principal surface of mediation, contextualization, and representation, the facade carries the lion’s
share of responsibility for containing the internal environment and confronting the outer world. And yet,
in recent decades, the very question of what exactly a facade is has been raised by the dramatic changes in
building technology, advances of parametric design, and the ubiquity of autonomous buildings. The Archi-
tecture of the Facade addresses these and other related issues.
The book is organized into 12 chapters, with each chapter focusing on a particular aspect of the phenom-
enon of the facade such as those of wall, the frame, transparency, and the role of the facade in civic space.
Korman also discusses proportional systems, the language of composition, the role of precedent, the impor-
tance of context, and much more. Over 350 photos and diagrams provide readers with a variety of examples
of artful facades throughout history. Online teaching resources that accompany this book include a course
syllabus, a glossary, and a Pinterest tack board of facades.
This book will be of great interest to students in architecture studios as well as instructors and professional
architects interested in facade design.
Randall Korman is an architect and emeritus professor at Syracuse University. Korman joined the faculty
at Syracuse University in 1977 and retired in 2018. He has also been a visiting faculty member at Carnegie
Mellon University, the University of Texas, and Kanto Gakuin University in Yokohama, Japan. In the spring
of 2009, he was invited to be the Batza Distinguished Visiting Professor at Colgate University. His research
interests have focused principally on the phenomenon of the architectural facade. He has lectured widely on
the subject, most recently in Spain, Norway, and China.
The Architecture of the Facade
Randall Korman
Cover image: Michael Moran
and by Routledge
4 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
The right of Randall Korman to be identified as author of this work has been asserted
in accordance with sections 77 and 78 of the Copyright, Designs and Patents
Act 1988.
All rights reserved. No part of this book may be reprinted or reproduced or utilised in
any form or by any electronic, mechanical, or other means, now known or hereafter
invented, including photocopying and recording, or in any information storage or
retrieval system, without permission in writing from the publishers.
DOI: 10.4324/9781315723969
Acknowledgments x
Introduction xii
1
A Brief History of the Facade in Twelve Buildings 1
2
Notes Toward a Difficult Definition 12
Questions of Definition 12
Conventional Notions of Facade 17
The Facade and the Analogy of the Face 22
Modernism and the Transformation of Face 24
Facade in the Age of Blobitecture 27
3
Phenomenology and the Facade 31
A Phenomenological Approach to Facade 31
Front, Frontal, and Frontality 34
The Contrapposto Facade 39
Reading the Facade: The Phenomenon of Type 45
Serial Vision and the Parallax Conundrum 50
4
The Phenomenon of the Wall 57
Facade and the Condition of Wallness 57
The Wall/Frame Dichotomy 66
Wall and Window 74
The Tectonic versus the Technological Facade 80
Wall and the Affective Response 87
5
The Phenomenon of the Frame 92
The Column as Protagonist 92
The Trabeated Wall 99
The Frame and Two Types of Space 102
The Wall/Frame Dialogues 108
Three Contemporary Frame Facades 113
viii CONTENTS
6
The Outside, the Inside, and the In-Between 118
The Outside, the Inside, and the In-Between 118
The Inside Out 125
Interior, Exterior, and Idiosyncratic Forces 130
The Interior Facade 132
The Fifth Facade 136
8
Representation, Abstraction, and Meaning 159
The Problematic of Meaning 159
Notes on an Architecture of Abstraction 164
Duck, Decorated Shed, and Deconstructivism 172
Allusion, Metaphor, and Index 178
Minimalism and the Anti-Facade 181
9
Transparency, Translucency, and Opacity 187
Transparency of the Literal Kind 187
Phenomenal Transparency 193
Translucency 202
Literal and Phenomenal Opacity 206
The Kingdom of Glass 209
Epilogue 289
Appendix: Selected Readings and Other Resources 291
Image Captions and Credits 294
Index 319
ACKNOWLEDGMENTS
This book has been a long time in coming. As is usually the case, much of
that time was spent in the solitary pursuits of research, writing, and rewriting.
Especially that last part, which brings to mind Robert Graves’s oft-quoted
remark that “there is no such thing as good writing, only good rewriting.”
Everything else related to the production of this modest volume has been a
collaboration, without which the book would have never seen the light of
day.
Throughout this protracted process, I was fortunate to have the generous
support of the Syracuse University School of Architecture, and that of deans
Mark Robbins and Michael Speaks, for which I am deeply grateful. And
much appreciation must go to the folks at Routledge who patiently guided
me throughout the writing and publication process.
I also owe a considerable debt of gratitude to colleagues who generously vol-
unteered their time, expertise, and critical insights in reading sections of the
book as it evolved and assisting in its development in various other ways. This
includes Ed Baum, Alan Chimacoff, Tom Brockelman, and Terrance Goode.
A special thanks must go to the composer Dan Godfrey who provided val-
uable assistance in those passages that draw an analogy between music and
architecture. And I am particularly grateful to architecture historian Charles
Burroughs for his review of the final draft. His deep knowledge of architec-
tural history kept me from making especially egregious claims of an historical
nature. Where some may continue to exist, the fault is entirely my own.
A sincere thanks must go to the photographers, architects, and architectural
offices that generously provided gratis many of the images included in the
book.
I am also very grateful to Barbara Opar, the School’s Architecture Librarian
extraordinaire for her always tireless and valuable help in alerting me to new
publications on the subject, tracking down obscure ones, and for never refus-
ing a request to add a new book to the School’s collection.
On the graphic front, I wish to thank my graduate assistants who provided
great assistance in the preparation of drawings and diagrams. These include
Tony Lamont Fitzgerald, Jr., Sophie Fraser Hafter, Xin Ge, Carly Riley,
Heber Santos, Shreeya Shakya, Hanger Wang, and Hao Zhou. A special
thanks goes out to Ran Yue whose extraordinary skill with the computer
resulted in some of the more intricate 3D digital models, polychromatic ele-
vations, and delamination diagrams.
ACKNOWLEDGMENTS xi
And last but certainly not least, I want to extend my heartfelt appreciation to
all my former students who, during the 41 years I taught at Syracuse, made
the experience such a rich one. Their intelligence, enthusiasm, and curiosity
were a constant inspiration and impetus to always go higher, deeper, and
longer in pursuit of knowledge and understanding.
Thank you all.
INTRODUCTION
The facade is also one of the most complex and multidisciplinary of all
components. As the principal surface of mediation, contextualization, and
representation, the facade carries the lion’s share of responsibility for con-
taining the internal environment and confronting the outer world. Where
the building plan may out of necessity submit to the dictates of structure,
program, typology, circulation, and code, the facade is relatively free to take
nearly any form and material treatment. In addition to its role as the public
face to the public domain, the facade must serve as an effective interlocutor
between internal pressures of program, space, structure, and environment,
and the external circumstances of site, climate, orientation, and context,
often doing this across a very thin layer. It gives shape and scale to the
urban fabric while serving as the backdrop to civic life and social rituals.
The facade is the first surface one encounters when approaching a building
and the last when departing. It provides the representative image for most
buildings and is how we typically recall a structure. The facade has the
unique capacity to embody the idea of the building as a whole and is the
principal instrument by which the architect shapes the observer’s impres-
sion of it. Very simply, when we think of a building, what usually first
comes to mind is the facade.
And yet, the architectural facade has also been the most neglected build-
ing component within the various discourses of the discipline. Surveying
the great historical treatises from Vitruvius to the modern period reveals a
striking absence of references to the building facade other than simply as a
surface for compositional and stylistic treatments. The great flowering of the
facade ushered in with the Renaissance was largely absent of an attendant
theory that included it. For most writers and theorists of the time, the facade
was seen essentially as a decorative mask to the building behind. Throughout
much of the 20th century, considerations of the facade were subordinated to
Modernism’s preoccupation with the generative properties of the plan and
the program. The vertical surface was reduced to an abstract and structurally
detached plane. The premodern facade, seen as a signifier of cultural conti-
nuity and handcrafted traditions, was supplanted by a reductive aesthetic of
the machine and mechanical production.
During the second half of the 20th century, the amount of literature devoted
specifically to the theorization of the facade was rather slim. Where it does
appear, much of it was relegated to articles in somewhat obscure journals.
To be sure, there have been noteworthy contributions made by the likes
of Rudolf Wittkower, Colin Rowe, and Thomas Schumacher and, more
recently, by Hubert Damisch, Charles Burroughs, and Alejandro Zaera-Polo.
However, these are like finding acorns, but not the tree. So, how is it that
such an important component of the physical environment lacks an attend-
ing literature worthy of the subject?
Granted, with the dramatic development of sophisticated systems of enclosure,
significant advances in materials technology, and the impact of computer-
aided design, there has been a corresponding increase in the number of books,
articles, and conferences that deal with the technological and performative
aspects of the building envelope. However, very few deal with the facade as
an instrument of the culture and principal engine of the building’s rhetoric.
By this I mean the vertical surface as a communicative artifact responsible for
INTRODUCTION xv
conveying the basic formal, spatial, tectonic, and contextual narrative of the
building. This component of contemporary architectural discourse seems to
be largely missing.
Surprisingly, this lack of attention to the architecture of the facade extends
to the academies, a place where one would expect the study of the facade
to occupy an important position within any professional curriculum, but it
rarely does. A recent survey I conducted of course offerings at 125 schools of
architecture in the US, Canada, and Great Britain found only a few (about
20) that offer lecture or seminar courses where the building envelope was the
focus. Of these, most dealt with the technical aspects of contemporary sys-
tems of enclosure. Furthermore, it has been my experience that little time is
spent within academic design studios discussing the nature and significance
of the facade. All too often, the design of the building envelope is left for last
and in those instances when a proposal is actually made, the results are usu-
ally highly schematic and lacking in an informed idea. This appears to be the
case at most schools resulting in the propagation of a professional culture
that tends to neglect the facade as a critical component of the civic realm.
The evidence of this is everywhere. Take a walk around a typical American
city and, where new buildings have been built, all too often one will see that
banality reigns. Where there is a facade, most are reductive in their compo-
sition, awkward in scale, lacking in character, and often autonomous. At
best, this reveals a lack of competency and, at worst, betrays a fundamental
abdication of responsibility to the public realm. We seem all too willing to
accept envelopes that are perfunctory screens behind which are perfunctory
spaces. This is not architecture, but rather just dull building (Figure 0.3).
It has been stated that, historically, the polemic of architecture has been
largely centered upon the art of the vertical surface.1 I would most certainly
agree. For more than five centuries following the onset of the Renaissance,
and well before, the exterior vertical surface served as the primary vehicle
for registering meaning within the built environment. Its traditional role as
mediator between the private and public realms made it a critical architec-
tural component. However, in the early part of the 20th century, the advent
of the Modern Movement and the ideology of the freestanding object signif-
icantly changed architectural attitudes toward the building facade and the
making of the urban realm. The view of the facade as a complex zone of nego-
tiation between the internal and external realms diminished as did its gener-
ative role within the design process. Consequently, the vertical surface lost its
preeminent position as an architectural element and much of its capacity as a
communicative artifact. The facade, as a building component embodying an
idea integral to the making of the whole structure, became merely a surface
seen more as an afterthought.
It is not a coincidence that along with this diminution of the role of the
vertical surface, there has been a corresponding impoverishment of the
urban realm (Figure 0.4). Apart from the degeneration of public space,
most critics of this condition maintain that the problem is essentially one
of representation, that is to say, the loss of the means by which a build-
ing can effectively convey messages of use, materiality, technique, cultural
symbol, and civic aspiration. An architecture parlante (an architecture that
speaks) has become an architecture muette (an architecture that is mute).
xvi INTRODUCTION
Figure 0.4 City Center Towers Complex, Fort Worth, Paul Rudolf, 1984
Also, I have purposely sidestepped the issue of the high-rise facade. Though
a broad and varied subject on its own, I have kept the focus of this excursion
mainly on facades of low- and mid-rise structures as the principal constituent
elements of urban fabric and definer of urban space. Frankly speaking, this
book only begins to scratch the surface of a subject that is as expansive as
architecture itself.
While the technical aspects of envelope design and construction are key fac-
tors contributing to the final appearance and success of any building facade,
it is not the intent of this book to expound on this area of inquiry. Also, a dis-
cussion of specialized categories like kinetic, media, green, and “intelligent”
facades has necessarily been excluded. Rather, any reader wishing to learn
more about building envelope technology and specific materials application
will find that there is a large and growing body of literature on each of these
subjects.
Supporting the visual excursion, the text is intended to provide some critical
and theoretical underpinnings to the phenomenon of the facade. Occasion-
ally, I offer some speculations about what makes a “good” facade and why
others might be deemed less than good. While it is not the objective of the
book to provide guidelines for the making of a well-designed facade, it is
a fundamental assumption that meaningful synthesis must be preceded by
thoughtful analysis.
It is the overarching premise of this book that the nature and production
of the architectural facade is at a critical juncture in its history. Its tradi-
tional role as the mediator between the public and private realms, definer of
urban space, and the principal conveyor of meaning is being brought into
question by recent trends warranting a broader and deeper examination of
its contemporary condition. However, the conspicuous absence of a devel-
oped discourse on the subject outside of the technological and performative
spheres raises serious questions about whether the facade will continue to
occupy its former preeminent position. An important objective of the book
is to argue for the restoration of the art of the facade as both a subject of
study within the academies and an aspiration within the profession at large.
I also realize that in making this argument, I may be fighting a rearguard
action.
In his introduction to a 1984 James Stirling monograph, architecture theo-
retician and historian Colin Rowe expressed reservations he had about the
absence of a unifying facade on Stirling’s addition to the Neue Staatsgalerie
in Stuttgart (Figure 0.6). He referred to it as an “Altes Museum without a
facade.”2 Although he admired the project for the inventiveness of the plan
and section, he lamented the absence of a singular face on a civic building
type he believed should have one. He went on to proclaim that:
the vertical surface can only remain the threshold of understanding. For
while the plan, as a document addressed to the mind, will always be the
primary concept, the vertical surface, as a presentation to the eye, will
always be the primary percept, will never be other than the beginning of
comprehension.3
Figure 0.6 Neue Staatsgalerie, Stuttgart, James Stirling and Michael Wilford Associates, 1984
Notes
1
Val Warke, “The Bay: I. Investigations in the Analysis and Synthesis of an Elevational Phenom-
enon,” The Cornell Journal of Architecture, Vol. 3 (New York: Rizzoli, 1988), p. 102.
2
Colin Rowe, “Introduction” in James Stirling, Buildings and Projects, Peter Arnell and Ted
Bickford, eds. (New York: Rizzoli, 1993), p. 22.
3
Ibid.
1
A BRIEF HISTORY OF
THE FACADE IN T WELVE
BUILDINGS
DOI: 10.4324/9781315723969-1
2 A BRIEF HISTORY OF THE FACADE IN TWELVE BUILDINGS
Can it be considered to have a facade? Does the gabled end of a temple qual-
ify as the “prime face” or is it no more than an elaborated screen surrounding
the sacred cella? Jumping forward in time to the 20th century, does a building
such as the Guggenheim Museum in New York City, or, for that matter, the
Guggenheim in Bilbao, present a privileged surface that can confidently be
called a facade, or are they seen primarily as object buildings with a general
equivalence given to all surfaces? Equally daunting would be the task of docu-
menting the various cultures that have developed traditions of facade making
while demarcating the various periods that contain and define their evolu-
tion. As interesting as all this would be, it is not my intention here to attempt
a comprehensive longitudinal survey of such a history. That is a task better
left to historians. Instead, this first chapter should be viewed as a rhetorical
exercise, a brief speculative survey of the historical manifestation of the archi-
tectural facade by way of just 12 representative structures. Such an exercise
must necessarily deal in gross generalizations and is inherently exclusionary.
Admittedly, absent here are, for example, the exceptional facade traditions of
the Maya, the Classical period in India, and the vibrant mural facades of the
Kassena people of Burkina Faso (Figure 1.2).
2. Ancient Facades (ca. 3,500 BCE up to 900 BCE – primarily in North Africa,
Central Asia, and eastern Mediterranean)
Facades during this period were likely a masonry wall onto which carv-
ings or paintings were made that ranged from figurative representations
to geometric designs to writing (Figure 1.4). These special walls served as
billboards for the communication of symbolic, authoritative, or commem-
orative narratives. Typically, it was honorific structures such as temples,
palaces, tombs, and city gates that were given a facade treatment. In most
instances, facades were highly frontalized surfaces. The building’s orienta-
tion, position within the city or landscape, and monumentality were all
important elements determining how these surfaces were presented and the
impact they were intended to have on the viewer and the space of viewing.
This period extended over approximately 2,600 years.
pediment). This system was deployed across nearly all honorific structures,
including temples (naós), processional gateways (propylon), council build-
ings (bouleuterion), tombs (mausoleum), public squares (agora), and theaters
(skene). The question remains as to whether or not these can be considered
true facades. This period extended approximately over 1,000 years.
were applied to domestic structures of the wealthy. The rise of the palace
facade typology (Figure 1.9) dramatically affected the form and character
of streets and squares. The application of a systematized language com-
bined with a precise compositional order spoke of the owner’s wealth,
social prominence, and cultivation. This period also saw the emergence
and impact of architectural theory through the publication of books such
as those by Leon Batista Alberti, Sebastiano Serlio, Giacomo da Vignola,
and Andrea Palladio. Interest in the use of proportional systems was wide-
spread following on the discovery of scientific perspective. These facades
were characterized by their strong sense of frontality, symmetry, and a high
degree of plasticity lending them to elaborate effects of shade and shadow.
European colonialism resulted in the broad dissemination of language of
Classicism, Neoclassicism, and Baroque architecture to many other parts
of the world. This period extended approximately over 350 years.
Architecture (1966) set the tone for the rise of a preservation movement
and a renewed interest in history as a source.
However, historicist allusions often appeared as superficial pastiche (i.e.,
the “decorated shed”) compromising the veracity of the argument. Inter-
est in the Postmodernist position continues within various contemporary
discourses, including those of Critical Regionalism, the New Urbanism,
and the advocacy of vernacular traditions. This period extended approx-
imately over 55 years.
Scrims, screens, diagrids, and tessellated patterns mapped onto the build-
ing form (Figure 1.13) became commonplace solutions to the needs of the
envelope. The idea of an articulated and nuanced facade was subsumed
by a preoccupation with surface effects. The hierarchy of face gave way
to the hegemony of skin. As a result, any building surface could now be
considered a facade. This period extended approximately over 30 years.
12. Blob Architecture and the End of the Facade (ca. 1995 to present – globally
and ongoing)
The development and wide use of sophisticated parametric modeling pro-
grams made possible the design of building forms and systems of enclo-
sure of unprecedented geometric and structural complexity. The extensive
use of algorithms to generate form has raised some questions about the
abdication of authorship and the privileging of form over content. This
has fueled a growing trend toward a greater celebration of the object
building and a preoccupation with exotic skins and intricate geometries.
Generally lacking in frontalized surfaces, these types of autonomous
structures are designed to occupy rather than give definition to urban
space (Figure 1.14). This period extended approximately over 30 years.
What these various periods have in common is that at one point each served as
an ideological and aesthetic disruptor to the status quo and then, over time, each
became normalized only to have the cycle repeat again and again Among these
various distruptions, perhaps the greatest occurred during the modern period of
1850–1965. This is the moment in which the facade as an element subsumed by
the building’s structure was released from its dependancy on the structural wall
and became free to take on any form and material treatment.
You will recall that as we skated across this highly truncated history, the time
frames within each period progressively diminished as we approached the mod-
ern era. This reflects not just the continuous evolution of building technology,
but the ever more rapid consumption of styles and trends. The combination
of these two factors – advancing technology and accelerated consumption –
has had a profound impact on the way we think about, talk about, and teach
architecture. More than any other constituent element of a building, the enve-
lope has been the site of greatest experimentation, innovation, and rhetorical
exchange. As a result, what were, not too long ago, still stable concepts of form,
A BRIEF HISTORY OF THE FACADE IN TWELVE BUILDINGS 11
space, and facade have given way to the fluidity of the contemporary condi-
tion. One could say that as goes the facade, so goes architecture.
Thus, this “history” began with a blank wall and ended with a highly refined
and technologically sophisticated blob building. It is ironic to note that in both
cases, the structures were absent a face. You may well wonder why is it that as we
moved toward the contemporary period, there has been this tendency to aban-
don that component of the building that has the greatest capacity to commu-
nicate? The following chapters will attempt to address this question through an
examination of the ways in which the phenomenon of the architectural facade
is manifest and why all too often it seems to be missing in action.
As a discipline, the field of architecture encompasses an enormous amount
and range of information. This includes all its history, practitioners, principles,
theories, techniques, and all of the buildings that have ever been built. It also
includes all the books and articles that have ever been written about architec-
ture and, more recently, all the blogs, electronic journals, and a plethora of
information available through the digital domain. All this represents a massive
and complex body of knowledge that is growing at an exponential rate. Thus,
for the beginning student (and the instructor, as well), the prospect of initiat-
ing one’s study of the discipline is made even more daunting by the fact that
architecture, either directly or indirectly, also embraces many other disciplines
such as those of landscape architecture, urban design, city planning, engineer-
ing, construction, computation, sociology, psychology, philosophy, and busi-
ness. If one were to choose a single point of entry to initiate a discussion about
architecture, I would say that the facade would be an excellent place to start,
as it embodies aspects of all the elements of the discipline and is the means by
which we, in fact, first encounter and begin our understanding of any building.
So, let us begin there, first with the word itself: Facade.