Berrometry: Basic Science and Clinical Applications: Keywords
Berrometry: Basic Science and Clinical Applications: Keywords
APPLICATIONS
MARCOS S.1
ABSTRACT
This paper addresses the concept, measurement and applications of wave aberrations. The ocular optics is
not perfect. Apart from conventional low order aberrations (such as defocus and astigmatism) retinal im-
ages are degraded by other high order aberrations. Aberrometers typically measure ray deviations at the
retinal plane, as a function of pupil position, i.e. local derivatives of the wave aberration. The paper dis-
cusses state of the art technology to measure the aberrations of the eye (cornea and crystalline lens), both
monochromatic and polychromatic. The aberrometers described include the Hartmann-Shack wavefront
sensor, laser ray tracing, spatially resolved refractometer or the corneal aberrations. This technology has
been used to advance our understanding on several visual mechanisms, ocular conditions, and corrective
methods. Applications include accommodation, myopia, aging, myopia, keratoconus, corneal refractive sur-
gery, cataract surgery or contact lenses.
KEYWORDS
Ocular aberrations, accommodation, aging, myopia, refractive surgery, intraocular and contact
lenses
RÉSUMÉ
Cet article présente le concept, la mesure et les applications d’aberrations d’onde. L’optique oculaire n’est
pas parfaite. Hormis les aberrations conventionnelles de faible ordre (tels que le flou et l’astigmatisme), les
images rétiniennes sont dégradées par d’autres aberrations d’ordre élevé. Les aberromètres mesurent typique-
ment les déviations de rayons au niveau du plan rétinien, en fonction de la position de la pupille, c’est-
à-dire les dérivés locaux de l’aberration d’onde. L’article traite de la technologie de pointe permettant de
mesurer les aberrations de l’œil (cornée et cristallin), tant monochromatiques que polychromatiques. Les
aberromètres décrits incluent le capteur de front d’onde Hartmann-Shack, le traçage au rayon laser, le ré-
fractomètre à résolution spatiale ou les aberrations cornéennes. Cette technologie a été utilisée pour nous
aider à mieux comprendre plusieurs mécanismes visuels, conditions oculaires et procédés de correction.
Les applications incluent l’accommodation, la myopie, le vieillissement, le kératocône, la chirurgie cornéenne
réfractive, la chirurgie de la cataracte ou les lentilles de contact.
MOTS-CLÉS
Aberrations oculaires, accommodation, vieillissement, myopie, chirurgie réfractive, lentilles
intraoculaires et de contact
zzzzzz
1
Instituto de Optica, Consejo Superior de Investigaciones Cientificas, Madrid, Spain
198
(the retina in case of the eye) at the same location. Imperfections of the optics cause departure
of those rays from the ideal location. These angular deviations are called transverse aberra-
tions.13,42 The most common representation of the aberrations of the optical system is in terms
of the wave aberration, which is defined as the departure of the wave aberration from its ideal
wave form. The wave-front is normal to the trajectories of the rays. This wave-front is a spherical
wave for the perfect optical system, and a distorted wave for an aberrated system. The differ-
ence of the aberrated wave-front from the ideal spherical wave-front is called wave aberration.
The wave aberration is measured at the pupil plane, and is represented as ’’topographical’’ map.
For a perfect optical system, the wave aberration is flat across the pupil. A typical wave to de-
scribe the wave aberration is in terms of a Zernike polynomial expansion.41-42,72 Zernike coeffi-
cients represent the weight of each of simpler polynomial in the wave aberration. The low order
terms correspond to conventional refractive errors: 1st order terms represent prism, and 2nd
order terms defocus and astigmatism. High order terms include other well-known monochro-
matic aberrations: i.e. spherical aberration (due to changes in focus with pupil size) or coma (a
3rd order, non-rotationally symmetric aberration). The root-mean-square (RMS) wave-front error
can be estimated from the wave aberration, and it is used as a global optical quality metric.
Fourier optics allow direct estimation of the PSF and MTF from the wave aberration.24 The phase
of the pupil function is proportional to the wave aberration. The PSF is the squared modulus of
the Fourier Transform of the Pupil Function, and the MTF is the modulus of the inverse Fourier
Transform of the PSF. It should be noted that, unlike the MTF estimated from double-pass mea-
surements, the MTF computed from the wave aberration does not contain the effects of scatter-
ing. However, while the MTF is easily obtained from the wave aberration (for any pupil size, and
computationally, for every focus), the wave aberration or even the PSF cannot be estimated di-
rectly from the double-pass MTF estimates.
MEASUREMENT OF MONOCHROMATRIC
ABERRATIONS WITH ABERROMETERS
Most current aberrometers measure the transverse aberration as a function of pupil position. The
transverse aberrations are proportional to the local derivative (slope) of the wave aberration, there-
fore the wave aberration can be easily retrieved from the transverse aberration. Transverse aber-
ration can be measured as the test beam goes into the eye (ingoing aberrometry) or as the wave-
front emerges from the eye (outgoing aberrometry). Figure 1 shows the basic principles of these
two types of aberrometers, as well as views of the optical set-ups. We will describe briefly the
aberrometers used in the experimental studies shown in the next sections: the Shack-Hartmann
wave-front sensor (S-H), which is an outgoing aberrometer, and two ingoing aberrometers, the
Laser Ray Tracing (LRT), and Spatially Resolved Refractometer (SRR). In the SH 36 a narrow
beam from a point light source is imaged by the eye onto the retina. The reflected wave travels
through a lenslet array which focuses multiple spots (one per lenslet) onto a CCD camera. Each
lenslet samples a small part of the wave-front corresponding to a certain pupil location. For a
perfect optical system, the spots will be imaged at the focal point of each lenslet. The aberra-
tions will cause local tilts of the wave-front, and therefore the spots will get deviated from the
focal points. The transverse ray aberration associated to each lenslet can be determined from
the departure of the centroid of its corresponding image with respect to the ideal position. In the
LRT 50,57 the pupil is sampled sequentially, as a laser beam is scanned across the dilated pupil
and projects a spot onto the retina. A CCD in a plane conjugate to the retina captures the aerial
images as a function of entry pupil. By the effect of aberrations rays entering the eye through
eccentric locations get deviated from the central ray. The local transverse aberration is measured
as the angular distance between the centroid of each of the aerial images and the centroid of the
image corresponding to a centered entry pupil. Again, the wave aberration is estimated from the
set of local transverse aberrations. The SRR 14,30,57,75 is also a sequential technique, and also
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measures the aberrations in the first pass. The principle is similar to that of the LRT. Instead of
capturing the image reflected by the retina onto a CCD camera, the subject aligns a cross-hair
target viewed through a centered pupil with spots viewed through eccentric pupils. These three
techniques have been used extensively in the laboratory to understand the optical properties of
the normal eye, as well as in clinical applications. For normal subjects it has been demonstrated
that the three techniques provide similar results. Most recent imaging system use infrared illu-
mination, while for many applications aberration data in visible light are required. It has been
shown experimentally that, in general, measurements in IR (780 nm) and in green light (543 nm)
are equivalent,37 provided that the ocular longitudinal chromatic aberration (see next section) is
taken into account. Also, the aberration data are unaffected by the state of polarization of the
test beam.50,63
The methods described above measure the aberrations of the entire optical system of the
eye. Conventional corneal topography can be used to measure the aberrations of the cornea
alone.3,10-11,27 By performing virtual ray tracing on corneal elevation maps (obtained from plac-
ido disk corneal topography) the transverse aberration of the anterior corneal surface can be mea-
sured. From these data the corneal wave aberration can be obtained as described above.
CHROMATIC ABERRATIONS
The aberrometry techniques described above use monochromatic illumination, and therefore mea-
sure monochromatic image quality. However, the visual world is polychromatic, and chromatic
aberrations play an important role in image quality. The two major chromatic aberrations are the
longitudinal chromatic aberration (LCA, change of focus with wavelength) and the transverse
chromatic aberration (TCA, change of angular deviations with wavelength), and both are a major
consequence of the wavelength dependence of the refractive index of the ocular media.70 The
LCA has been measured both through psychophysical techniques (see for example reviews by
Charman 19 and Atchison and Smith 9) or using a double pass techniques at different wave-
lengths.18,65 We recently obtained LCA from aberration measurements (defocus term in the Zerni-
ke polynomial expansion) using the SRR at various wavelengths in the visible. Thibos et al.71
proposed an equation, based on Cornu’s expression for the dependence of the refractive index
with wavelength, that fitted the experimental data. The average chromatic difference of focus
between the blue (450 nm) and the red (650 nm) is 1.4 D. While the LCA of the human eye has
been well studied, there are few reports for the TCA. Thibos et al.70 and Simonet and Campbell
69
used a psychophysical vernier acuity technique to measure foveal transverse chromatic aber-
ration. Typically, the TCA is not zero at the pupil center. Foveal TCA reaches a minimum at a
particular pupil position, known as visual axis. TCA is generally attributed to the fact that the eye
is not a centered optical system (the fovea does not lie on the optical axis) and pupil decentra-
tions.64,70 Marcos et al.43 used the SRR to measure TCA (angular deviations between a blue
and red test spots), and studied the influence of the aberrations and cone directionality on TCA.
They concluded that TCA varied significantly across the population. However, this variability was
not related to the variability in the foveal location or pupil centration, but rather may be associ-
ated with irregularities in the ocular components.49 Measurements with the SRR at different wave-
lengths allowed estimations of high order monochromatic aberrations with various wavelengths,
as well as the chromatic aberrations.43 These data were used to generate the polychromatic PSF
and MTF. PSFs for each wavelength were computed as described in the previous section. The
individual PSFs were added, with appropriate interpolation, and the shift predicted by the TCA,
and weighted by the spectral sensitivity curve. MTFs were computed from the PSF. As shown in
figure 2 for a single subject, the white light MTF is significantly lower than the monochromatic
MTF. It should be noted that a perfect optical system, subject to LCA and TCA shows a relatively
larger contrast degradation by the effect of chromatic aberrations than an aberrated optical sys-
tem. A similar approach was applied to the estimation of the MTF available for each cone class.
McLellan et al.54 showed that for a perfect optical eye, the MTF for S-cones in largely degraded
200
Fig. 1. Basic concept and views of the laboratory optical set-ups from different aberrometers: Shack-Hartmann (S-H),
Spatially Resolved Refractometer (SRR) and Laser Ray Tracing (LRT). Optical set-ups at the Institute of Optics (CSIC),
Madrid (SH and LRT) and Schepens Eye Research Institute (Harvard University), Boston (LRT). The SH (top panel) is an
outgoing aberrometer; the wavefront is sampled by a microlens array as it exits the eye. The SRR and LRT are ingoing
aberrometers. In these two aberrometers, rays of light enter the eye through different parts of the pupil. By the effect of
aberrations, eccentric beams get deviated with respect the principal ray. In LRT the aerial images are captured onto a
CCD camera, as a beam scans the pupil. In SRR the subject aligns the beam with respect to a centered reference by
means of a joystick. In all cases, the raw data are the derivatives of the wave aberration.
by chromatic defocus, compared to the MTF for M and L cones. However, for real eyes, while the
MTF for M and L cones is reduced compared to the perfect optical system, the MTF for S-cones
is not significantly reduced (with respect to the M and L MTF). This fact indicates a certain de-
gree of balance of optical (monochromatic and polychromatic) aberrations in the eye.
201
Fig. 2. Monochromatic and polychromatic PSFs for a normal subject, and the corresponding MTFs (radial profiles). Wave
aberrations were measured at different wavelengths (from 450 to 650 nm) using the SRR technique. CA and TCA were
obtained from the same set of data. Polychromatic PSFs were generated by superposition of monochromatic PSF, weight-
ed by the retinal spectral sensitivity. Best focus was set at 570 nm, the rest of wavelengths being defocused according
to the LCA. Each monochromatic PSF was shifted to account for the effect of the TCA. Data for 6-mm pupils. Plot adapt-
ed from Marcos et al.8
Fig. 3. Examples of wave aberration maps for a group of 30 normal subjects, all plotted in the same scale, and with
defocus cancellation.
order terms averaging to zero, except for the spherical aberration that tends to be slightly posi-
tive. This variation in high order aberrations parallels well know variation in refractive errors.
Figure 3 shows examples of the wave aberrations of a group of normal, young subjects. Aberra-
tions tend to be mirror symmetric between left and right eyes, although similarly to anisometro-
pia, subjects with very different left to right wave aberration patterns are not uncommon.44
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Sources of aberrations in the eye
The cornea and the crystalline lens are the major refractive components in the eye, and aberra-
tions of the individual components are expected to contribute to overall image quality. It has
been shown that at least for young eyes, a proportion of the corneal aberrations are compen-
sated by aberrations of the crystalline lens. A partial compensation of corneal astigmatism by
the crystalline lens was well known in the clinical optometry literature (Java’s rule).35 Also, the
fact that, the spherical aberration of the cornea is typically positive, while the spherical aberra-
tion of the crystalline lens tends to be negative has been known for several years.56 Interestingly,
a partial compensation of asymmetric aberrations, such as coma, also seems to occur, at least in
young, low myopic eyes.7 Several models have been attempted to explain the interactions of
corneal and internal aberrations. However, simple tilts and decentrations of the ocular compo-
nents are not sufficient to explain the complex structure of the total wave aberration pattern.
203
Fig. 4. Root-mean square (RMS) wavefront error for 3rd and higher order aberrations (A). As a function of accommo-
dation (data from He et al.1), (B) as a function of age (data from McLellan et al.9), (C) as a function of refractive error
(data from Marcos et al.11).
at lower rates. Total spherical aberration did not change significantly with myopia. Corneal spher-
ical aberrations increased toward more positive values for increasing myopia (associated to an
increase in corneal asphericity), but tended to be compensated by the internal spherical aber-
ration, which increased toward more negative values for increasing myopia. The major cause of
increasing optical degradation with myopia was increased coma and higher order aberrations.
We also found biometric and optical differences between hyperopic and myopic eyes. A study
comparing two groups of hyperopic and myopic eyes (matched in age and in absolute refractive
error) showed higher amounts of corneal asphericity and corneal spherical aberration in the hy-
peropic group (Fig. 5), apart from longer axial lengths. The corneal/internal balance seemed to
be comprised in the hyperopic group at an earlier age.38
204
Fig. 5. Mean spherical aberration (total, corneal, internal) for hyperopic and myopic eyes (age and refraction matched).
Plot adapted from Llorente et al.3
205
Fig. 6. Example of total and corneal wave aberration (for 3rd and higher order aberrations) and corresponding Zernike
coefficients for an eye with keratoconus. Third order coma is the dominant aberration. Data from Barbero et al.5
rally successfully corrected, refractive surgery (RK, PRK and LASIK) increased the amount of
corneal aberrations.2,61 In addition, the distribution of aberrations changed from the third order
dominance found in normal subjects, to fourth order dominance. This increase in corneal aber-
rations correlates well with the decrease found in contrast sensitivity.3 Seiler et al.67 in standard
myopic PRK (15 eyes, mean pre-op spherical error = -4.8 D) and Moreno-Barriuso et al.58 for
LASIK (22 eyes, mean pre-op spherical error = -6.5 D) measured for the first time the changes
in the total aberration pattern induced by surgery. Both studies found a significant increase in
3rd and higher order aberrations (by a factor of 4.2 and 1.9 in the RMS, respectively). The lar-
ger increase occurred for spherical and 3rd order aberrations. Figure 7 A shows an example of
total and corneal aberrations (3rd and higher order) for one patient before and after myopic LA-
SIK, and the corresponding RMS. Marcos et al.46 found that the decrease in the MTF computed
from wave aberrations agreed with the decrease in contrast sensitivity measured psychophysi-
cally in those subjects. The changes of total spherical aberrations are not fully accounted by
changes in the anterior corneal surface.48 In all eyes, total spherical aberration increased slight-
ly less than corneal aberrations, likely due to significant changes in the posterior corneal shape
(shifting toward more negative values of spherical aberration). The increase in the total spherical
aberration is highly correlated to the amount of spherical error corrected, and it is associated to
an increase in corneal asphericity. However, the causes of the increased asphericity are still not
well understood.22,34 Computer simulations of the post-operative corneal shape after subtrac-
tion of the standard ablation pattern (Munnerlyn equation) performed on real pre-operative cor-
neal elevation maps do not show the increased corneal asphericity found clinically.51 A parabo-
lic approximation of this equation induces a slight increase of corneal asphericity, but much less
than found experimentally.15,51 It is likely that much of the discrepancy is due to the fact that
the energy is not properly transferred onto the cornea, due to changes in laser efficiency across
the corneal surface.1,15 Figure 8 shows average results on 13 patients of post-operative corneal
asphericities after computer simulation of the Munnerlyn ablation pattern (and its parabolic ap-
proximation), directly or considering laser efficiency changes across the cornea, in comparison
with average pre-operative asphericities and real post-operative asphericities in the same eyes.
Refinement of ablation algorithms and a better understanding of the corneal biomechanical chang-
es are needed to avoid induction of high order aberrations.
206
Fig. 7. A. Example of total and corneal aberrations (3rd and higher order) for an eye before and after LASIK for myopia.
Data from Marcos et al.69 B. Example of total and corneal aberrations (3rd and higher order) for an eye before and after
LASIK for hyperopia. Data from Llorente et al.2
Changes of corneal and total aberrations with LASIK surgery for hyperopia have also been stu-
died by our laboratory.39 We found a systematic increase of high order aberrations with the pro-
cedure. Figure 7 A shows an example of total and corneal aberrations (3rd and higher order) for
one patient before and after myopic LASIK, and the corresponding RMS. While spherical aber-
ration becomes more positive after myopic LASIK, it shifts toward negative values after hyper-
opic LASIK. For the same absolute amount of correction, the absolute increase of corneal spheri-
cal aberration is larger with hyperopic LASIK. Figure 9 compares the induced aberration (total
and corneal) after myopic and hyperopic LASIK respectively.
207
Fig. 8. Average corneal asphericity before and after myopic LASIK: clinical data, and after subtraction of Munnerlyn and
parabolic munnerlyn algorithms (considering and not considering laser efficiency changes). From Marcos et al.4 and
Cano et al.10
Fig. 9. Comparison of spherical aberration (total and corneal) induced by myopic (n=13) and hyperopic LASIK (n=14).
From Llorente et al.2
corneal aberrations. Figure 10 shows average total, corneal and internal spherical aberrations in
patients before and after cataract surgery from Barbero et al.’s study.12 While scattering is re-
moved with the extraction of the cataract and replacement by IOL, aberrations are not reduced.
Corneal aberrations tend to increase with surgery, probably due to the incision. Pre and post
cataract surgery aberrations are significantly larger than in a young control group. Measure-
ments in vitro showed that the IOL is not aberration-free. The amount of aberrations (particularly
astigmatism and 3rd order) increase after implantation, likely due to tilt and decentration of the
lens. Similarly to what Artal et al.7 reported for old eyes, post surgical eyes do not show a good
balance of corneal and internal (IOL) aberrations. This is particularly due to the fact that the
spherical aberration of the IOL tends to be positive. Further improvements of the surgical proce-
dures and a lens design aiming at canceling the spherical aberration of the cornea may result in
208
Fig. 10. A. Example of total, corneal and internal wave aberration (3rd order and higher) for an eye after cataract surgery
(with spherical IOL implant). B. Spherical aberration in a group of patients before cataract surgery (n=6), after cataract
surgery by phacomulsification and spherical IOL implant (n=9), and a group of young emmetropic eyes (n=14), from
Barbero et al.7
better optical outcomes of cataract surgery. We found that patients implanted with aspheric IOLs
showed negative internal aberration and significantly lower spherical aberration than patients
with spherical IOLs, resulting in better optical quality in focus (not significantly different when
astigmatism was taken into account, though).52 As a drawback, depth-of-field (both referred to
relative and absolute criteria) was decreased in patients with aspheric IOLs.
ACKNOWLEDGEMENTS
The author would like to acknowledge scientific contributions from Sergio Barbero, Lourdes
Llorente, Carlos Dorronsoro, Daniel Cano, Esther Moreno-Barriuso, Jesús Merayo, Ignacio Jiménez-
Alfaro, Stephen A. Burns, James Mclellan, and Ji C. He, as well as funding from Spanish Min-
istry of Science and Technology (FIS2005-04382) and a European Young Investigator Award.
209
Fig. 11. Example of total and corneal wave aberrations (3rd order and higher) for an eye with and without an RGP
contact lens on, demonstrating the capability of RGP lenses to correct corneal (and total) high order aberrations. Data
from Dorronsoro et al.6
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