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Systems Architecting
Systems Architecting
Methods and Examples
Chapter 1 Background���������������������������������������������������������������������������������� 1
Chapter 10 Software�������������������������������������������������������������������������������������� 55
Chapter 12 Summary������������������������������������������������������������������������������������ 67
Index������������������������������������������������������������������������������������������������������������������ 89
vii
Foreword
Systems architecting is a quite important part of a set of activities known as
systems engineering. The International Council on Systems Engineering
(INCOSE) has several definitions of systems engineering, one of which
is [1]: “Systems engineering is an iterative process of top-down synthesis,
development, and operation of a real-world system that satisfies, in a near
optimal manner, the full range of requirements for the system”. The set of
elements of systems engineering might well be considered from the list
below [2]:
ix
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xForeword
Although this is a long and formidable list, the architecture design and
synthesis stands out as particularly critical since it establishes the basic
structure of the system. It is that element that this book addresses.
References
1. “Systems Engineering Handbook,” INCOSE, Version 3.2.1, January 2011.
2. Eisner, H., Essentials of Project and Systems Engineering Management, 3rd
Edition, John Wiley, 2008.
Preface
1. Input
2. Output
3. Processing
4. Storage, and
5. Security.
xi
xiiPreface
xiii
Other Books by the Author
Computer-Aided Systems Engineering
Topics in Systems
xv
chapter one
Background
The basic structure of a system is, by definition, its architecture. In this
book, we describe a procedure for architecting a system. This procedure
can be applied rapidly, is definitive, unambiguous, and critical to the pro-
cess of preliminary system design.
For purposes of this treatise, there are two types of architects and
two corresponding types of architecting processes. The first is the rel-
atively widespread field pertaining to the architecting of buildings of
various types. In this field we will see the prominent names and cre-
ations of the likes of Frank Lloyd Wright, Frank Gehry, I. M. Pei, and
Mies van der Rohe. This type of architecting is distinctly not what this
book is about.
The subject of this book is the other type of architecting, that which
pertains to building systems. A short list of types of these systems includes:
• Defense systems
• Health systems
• Information systems
• Transportation systems
• Security systems
• Communication systems
• Human resource systems, and
• Space systems.
The body of knowledge that relates to the design, construction, and opera-
tion of such systems is generally recognized as systems engineering. This
field has some 30 elements [1 – Chapter 7], one of which is system archi-
tecting. Some practitioners equate system architecting with preliminary
design, and we accept this notion as the focus of this book which answers
the question – what is the specific and recommended process by which
one architects a system?
1
2 Systems Architecting
This made a lot of sense, in principle, and was in consonance with our
tendency to “drill down,” once we have found a top-level structure that
we find satisfactory to our needs. Since the three basic views remained
mostly unchallenged in their contribution to an architectural framework,
the more one defines and drills down from there, the better. Or so it seems.
There are several unanswered questions and areas of concern with
respect to the DoDAF approach. These are addressed mostly in Chapter 9
which is devoted to a more-in-depth consideration of DoDAF. For now, we
will consider it a very important building block in the system architecting
process, as formulated by the DoD.
Chapter one: Background3
Eberhardt Rechtin
A prominent position in the field of system architecting was established
by the master engineer, Eberhardt Rechtin. Indeed, he wrote what this
author would consider to be the seminal work in the field [3]. Here are
some of the important points he made in his book:
Beyond Rechtin’s work cited above, he later teamed with Mark Maier [4]
to continue ground-breaking explorations of the field of architecting and
related matters. Here are three noteworthy quotes from that book:
Author Information
Going back into the 1970s, this author worked on several large-scale
systems in the fields of defense, space, and transportation. Preliminary
design, equated here approximately with system architecting, was a topic
of great interest. Indeed, moving some 40 years down the road to today’s
world, interest has increased as we try to build cost-effective systems
within changing, and often confusing, system acquisition environments
and procedures.
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4 Systems Architecting
Mallard
Also in the 1960s, this author had a role on a communications system
known as Mallard. This was a tactical communications system that was
managed by an Army facility at Fort Monmouth, New Jersey. Mallard
was a quite sophisticated battlefield communications system and this
author was a sub-contractor on the GT & E/IBM team. GT&E was the
prime contractor and took the lead in all systems engineering and archi-
tecting activities. Special attention was paid to the architecting approach.
First and foremost, the architecting team set forth a detailed “functional
decomposition” of the Mallard system. They then proceeded to design
each of the key elements of Mallard with respect to each of the decom-
posed functions. This very successful and sensible approach was not lost
on this author. It was clearly the right way to go.
A Bottom Line
With the special importance of functional analysis established as a key
element of systems architecting, we now set forth the critical top-level
steps of this process, as follows:
1. Functional Decomposition
2. Design Approaches to Instantiate All Functions and Subfunctions
(Synthesis)
3. Evaluation of Alternatives (Analysis)
4. Selection of Preferred Alternative (Cost-Effectiveness Assessment).
These then become the basic steps in architecting a system, and are dis-
cussed and illustrated in considerable detail in the remainder of this book.
Note
1. Excluding 18 Additional Supporting Views.
References
1. Eisner, H., Essentials of Project and Systems Engineering Management, 3rd
Edition, John Wiley, 2008.
2. C4ISR Architecture Framework, version 2.0 (1997), Washington, DC, DoD,
December 18.
3. Rechtin, E., Systems Architecting – Creating and Building Complex Systems,
Prentice-Hall, 1991.
4. Rechtin, E. and Mark Maier, The Art of Systems Architecting, CRC Press, 1997.
5. Eisner, H., Computer-Aided Systems Engineering, Prentice-Hall, 1988, p. 241.
chapter two
Purpose
As the systems engineering team begins the design and development of a
new system, an early activity is to formulate an architecture for that sys-
tem. Thus, one essential purpose of system architecting is to come up with
the preliminary design for that system. That design is broad and inclusive,
setting the stage for a deeper and more detailed process of synthesis for
the system.
In many cases, the design team is in a company that is competing
for government contracts. In that context, it is very important to be able
to architect a system as part of the proposal process. This often means
that it has to be carried out within a 30–60 day time period, and that it be
transparent, clear, technically compelling, and highly competitive. This
makes it possibly the most important part of the proposal process. It is
directly connected to winning a higher percentage of proposals which is
recognized as an important goal for the overall enterprise. Indeed, it may
be the difference between success and failure for that enterprise.
Features
Some of the desired features of the architecting process can be described as:
7
8 Systems Architecting
Language: English
By EDMOND HAMILTON
Within another moment I had passed down the broad aisle and had
slipped into my own seat, and now I saw that on the black platform at
the room's center there stood silent the Council Chief. A strange
enough figure he made, for he was of the races of Canopus, natives
of this giant star-system, a great, unhuman head with no body and
with but a single staring eye, carrying himself on tiny, pipe-stem
limbs. Silently he stood there, contemplating the gathering members.
Within another minute all had taken their seats, and then a sudden
hush swept over them as the Council Chief stepped forward and
began to speak, in the tongue that has become universal throughout
the Galaxy, his strange, high voice carried to every end of the vast
room by the great amplifiers which make every whisper in it clearly
heard.
"Members of the Council," he said, "I have called this meeting, have
summoned you here to Canopus, each from his native star, because
I have to place before you a matter of the utmost importance. I have
summoned you here because there has risen to face us the most
vital problem that has yet confronted us in our government of the
Galaxy—the greatest and most terrible danger, in fact, that has ever
threatened our universe!
"Other dangers, other problems, have faced us in the past, and all
these we have overcome, by massing all our knowledge and
science, have ruled with more and more power over the inanimate
matter of our universe, our Galaxy. We have saved planets and their
peoples from extinction, by shifting them from dying old suns to
flaming new ones. We have succeeded in breaking up and
annihilating some of the great comets whose headlong flights were
carrying destruction across the Galaxy. We have even dared to
change the course of suns, to prevent collisions between them that
would have annihilated their circling worlds. It might seem, indeed,
that we, the massed peoples of the Galaxy, have risen to such power
that all things in it are subject to our will, obedient to our commands.
But we have not. One thing alone in the Galaxy remains beyond our
power to change or alter, one thing beside which all our power and
our science are as nothing. And that is the nebula.
"A nebula is the vastest thing in all our universe, and the most
mysterious. A gigantic mass of glowing gas that stretches across
countless billions of miles of space, its mighty bulk flames in the
heavens like a universe of fire. Beside its vast dimensions all the
suns of the Galaxy are but as sparks beside a great, consuming
blaze. Here and there in our Galaxy lie these mighty mysteries,
these flaming nebulæ, and mightiest of all is that one which we call
the Orion Nebula, that gigantic globe of flaming gas which measures
light-years in diameter, burning in giant splendor at the Galaxy's
heart. We know that the great nebula is growing slowly smaller, that
through the eons it contracts to form new blazing stars, but what its
constitution may be, what mysteries it may hide, has never been
known, since it would be annihilation for any ship to approach too
near to its fiery splendor, and all our interstellar traffic has detoured
always far around its flaming mass. Because of that inaccessibility
no large attention has ever been paid to the great nebula, nor would
there be now, had not something been discovered but now by our
scientists regarding it which seems to herald the end of our universe.
"As I have said, this nebula, this gigantic globe of flaming gas, lies
practically motionless in space at the heart of our Galaxy. A few
weeks ago, however, it was discovered by our astronomers that the
great flaming sphere of the nebula had begun slowly to revolve, to
spin, and that as the days went by it was spinning faster and faster.
Through the weeks since then our astronomers have watched it
closely, and ever faster it has spun, until now it is revolving at a
terrific rate, a rate that is still steadily increasing. And that
accelerating spin of the huge nebula must result, inevitably, in the
doom of our universe.
"For our scientists have calculated that within two more weeks the
nebula's rate of spin will have become so great that it will no longer
be able to hold together, that it will disintegrate, break up, its gigantic
masses of incandescent gases flying off in all directions like the
pieces of a bursting fly-wheel. And those colossal clouds of flaming
gas, flying out through our Galaxy, our universe, will inevitably sweep
over and destroy countless thousands of our suns and worlds,
annihilating the worlds like midgets in candle-flame, changing the
suns into nebulous masses of flaming gas like themselves, smashing
gigantically through and across the Galaxy and destroying the
gravitational balance of its whirling suns and worlds until in a great
chaos of crashing stars and planets our universe ends as a vast,
cosmic wreck, our organizations and our civilizations gone forever!"
The Council Chief paused for a moment, and in that moment there
was silence over all the great hall, a silence unnatural, terrible,
unbroken by any slightest sound. I saw the members about me
leaning forward, gazing tensely toward the Council Chief, and when
he spoke again his words seemed to come to us through that
strained silence as though from some remoteness of distance.
"Terrible as this peril is," he was saying, "we must face it. Flight is
impossible, for where could we flee? We have but one chance to
save ourselves, our universe, and that is to halt the spinning of the
great nebula before the few days left us have passed, before this
cosmic cataclysm takes place. Some extraordinary force or forces
have set the great nebula to spinning thus, and if we could venture
out to the nebula, discover the nature of those forces, we might be
able to counteract them, to stop the nebula's spin and save our suns
and worlds.
"It is impossible, of course, for any of our ordinary interstellar ships to
attempt this, since any that approached the great nebula would
perish instantly in its flaming heat. It chances, however, that some of
our scientists here have been working for months on the problem of
devising new heat-resistant materials, materials capable of resisting
temperatures which would destroy other substances. They have
worked on the principle that heat-resistance is a matter of atomic
structure. Steel, for instance, resists heat and fire better than wood
because its atomic structure, the arrangement of its atoms, is more
stable, less easily broken up. And following this principle they have
devised a new metallic compound or alloy whose atomic structure is
infinitely more stable than that of any material known to us
previously, and which is able to resist temperatures of thousands of
degrees.
"Of this heat-resistant material an interstellar cruiser was
constructed, a cruiser which could venture into regions of heat where
other ships would perish instantly. It had been the intention to use
this cruiser to explore solar coronas, but at my order it has been
brought here to the Council Hall, equipped for action. For it is my
intention to use this cruiser to venture out close to the great nebula's
flaming fires, which it alone can do, and make a last effort to
discover and counteract whatever force or forces there are causing
the accelerating spin of the nebula that means doom to us. The
cruiser itself is not a large one, and with its present equipment can
hold but three for this trip, three on whom must rest all the chances
for escape of our universe. And these three I intend to choose now
from among you, three whose past careers and interstellar
experience make them best fitted for this hazardous and all-
important trip."
He paused again, and over the massed members there swept now a
whisper of excitement, a low babel of a thousand unlike voices that
stilled suddenly as the Council Chief again spoke, his high, clear
voice sounding across the great room like a whip-crack.
"Sar Than of Arcturus!"
As he called the name a single figure rose from among the members
to my left, a bulbous body supported above the ground by four
powerful thick tentacles of muscle which served both as arms and
legs, while set upon the body was the round, neckless head, with its
two quick, intelligent eyes and narrow mouth. A moment the
Arcturian paused on rising, then stepped out into the aisle and down
toward the central platform. And now the voice of the Council Chief
cut again across the rising clamor of the members.
"Jor Dahat of Capella!"
Before me now another figure rose, one of the strange plant-men of
Capella, of the people who had evolved to intelligence and power
from the lower plant-races there; his body an upright cylinder of
smooth, fibrous flesh, supported by two short, thick legs and with a
pair of powerful upper arms, above which was the conical head
whose two green-pupiled eyes and close-set ears and mouth
completed the figure. In a moment he too had strode down toward
the platform, and then, over the tumultuous shouts of those in the
great hall, which had risen now to a steady roar of voices, there
came the clear voice of the Council Chief, with the third name.
"Ker Kal of Sun-828!"
For a moment I sat silent, my brain whirling, the words of the Council
Chief drumming in my ears, and then heard the excited voices of the
members about me, felt myself stumbling to my feet and down the
aisle in turn toward the platform. Beating in my dazed ears now was
the tremendous shouting clamor of all the gathered members, and
beneath that surging thunder of thousands of voices I sensed but
dimly the things about me, the Arcturian and Capellan beside me,
the figure of the Council Chief on the platform beyond them. Then I
saw the latter raise a slender arm, felt the uproar about me swiftly
diminishing, until complete silence reigned once more. And then the
Council Chief was speaking again, this time to us.
"Sar Than, Jor Dahat and Ker Kal," he addressed us, "you three are
chosen to go where only three can go, to approach the nebula and
make a final effort to discover and counteract whatever force or
forces there are causing this cataclysm that threatens us. Your
cruiser is ready and you will start at once, and to you I have no
orders to give, no instructions, no advice. My only word to you is this:
If you fail in this mission, where failure seems all but inevitable,
indeed, our Galaxy meets its doom, the countless trillions of our
races their deaths, the civilizations we have built up in millions of
years annihilation. But if you succeed, if you find what forces have
caused the spinning of the mighty nebula and are able to halt that
spin, then your names shall not die while any in the Galaxy live. For
then you will have done what never before was done or dreamed of,
will have stayed with your hands a colossal cosmic wreck, will have
saved a universe itself from death!"
2
As the door of the little pilot room clicked open behind me I half
turned from my position at the controls, to see my two companions
enter. And as the Arcturian and Capellan stepped over to my side I
nodded toward the broad fore-window.
"Two more hours and we'll be there," I said.
Side by side we three gazed ahead. About us once more there
stretched the utter blackness of the great void, ablaze with its
jeweled suns. Far behind shone the brilliant white star that was
Canopus, and to our right the great twin suns of Castor and Pollux,
and above and beyond them the yellow spark that was the sun of my
own little solar system. On each side and behind us hung the
splendid starry canopy, but ahead it was blotted out by a single vast
circle of glowing light that filled the heavens before us, titanic,
immeasurable, the mighty nebula that was our goal.
For more than ten days we had watched the vast globe of flaming
gas largening across the heavens as we raced on toward it, in the
heat-resistant cruiser that had been furnished us by the Council.
Days they were in which our generators had hummed always at their
highest power, propelling our craft forward through space with the
swiftness of thought, almost—long, changeless days in which the
alternate watches in the pilot room and the occasional inspection of
the throbbing generators had formed our only occupations.
On and on and on we had flashed, past sun after sun, star system
after star system. Many times we had swerved from our course as
our meteorometers warned us of vast meteor swarms ahead, and
more than once we had veered to avoid some thundering dark star
which our charts showed near us, but always the prow of our craft
had swung back toward the great nebula. Ever onward toward it we
had raced, day after day, watching its glowing sphere widen across
the heavens, until now at last we were drawing within sight of our
journey's end, and were flashing over the last few billions of miles
that separated us from our goal.
And now, as we drew thus nearer toward the nebula's fiery mass, we
saw it for the first time in all its true grandeur. A vast sphere of
glowing light, of incandescent gases, it flamed before us like some
inconceivably titanic sun, reaching from horizon to horizon, stunning
in its very magnitude. Up and outward from the great fiery globe
there soared vast tongues of flaming gas, mighty prominences of
incalculable length, leaping out from the gigantic spinning sphere.
For the sphere, the nebula, was spinning. We saw that, now, and
could mark the turning of its vast surface by the position of those
leaping tongues, and though that turning seemed slow to our eyes
by reason of the nebula's very vastness, we knew that in reality it
was whirling at a terrific rate.
For a long time there was silence in the little pilot room while we
three gazed ahead, the glowing light from the vast nebula before us
beating in through the broad window and illuminating all about us in
its glare. At last Sar Than, beside me, spoke.
"One sees now why no interstellar ship has ever dared to approach
the nebula," he said, his eyes on the colossal sea of flame before us.
I nodded at the Arcturian's comment. "Only our own ship would dare
to come as close as we are now," I told him. "The temperature
outside is hundreds of degrees, now." And I pointed toward a dial
that recorded the outside heat.
"But how near can we go to it?" asked Jor Dahat. "How much heat
can our cruiser stand?"
"Some thousands of degrees," I said, answering the plant-man's last
question first. "We can venture within a few thousand miles of the
nebula's surface without danger, I think. But if we were to go farther,
if we were to plunge into its fires, even our ship could not resist the
tremendous heat there for long, and would perish in a few minutes.
We will be able, though, to skim above the surface without danger."
"You plan to do that, to search above the nebula's surface for the
forces that have set it spinning?" asked the Capellan, and I nodded.
"Yes. There may be great ether-currents of some kind there which
are responsible for this spin, or perhaps other forces of which we
know nothing. If we can only find what is causing it, there will be at
least a chance——" And I was silent, gazing thoughtfully toward the
far-flung raging fires ahead.
Now, as our ship raced on toward that mighty ocean of flaming gas,
the pointer on the outside-heat dial was creeping steadily forward,
though the ship's interior was but slightly warmer, due to the super-
insulation of its walls. We were passing into a region of heat, we
knew, that would have destroyed any ship but our own, and that
thought held us silent as our humming craft raced on. And now the
sky before us, a single vast expanse of glowing flame, was creeping
downward across our vision as the cruiser's bow swung up. Minutes
more, and the whole vast flaming nebula lay stretched beneath us,
instead of before us, and then we were dropping smoothly down
toward it.
Down we fell, my hand on the control lever gradually decreasing our
speed, now moving at a single light-speed, now at half of that, and
still slower and slower, until at last our craft hung motionless a scant
thousand miles above the nebula's flaming surface, a tiny atom in
size compared to the colossal universe of fire above which it
hovered. For from horizon to horizon beneath us, now, stretched the
nebula, in terrible grandeur. Its flaming sea, we saw, was traversed
by great waves and currents, currents that met here and there in
gigantic fiery maelstroms, while far across its surface we saw, now
and then, great leaping prominences or geysers of flaming gas, that
towered for an instant to immense heights and then rushed back
down into the fiery sea beneath. To us, riding above that burning
ocean, it seemed at that moment that in all the universe was only
flame and gas, so brain-numbing was the fiery nebula's magnitude.
Hanging there in our little cruiser we stared down at it, the awe we
felt reflected in each other's eyes. I saw now by the dial that the
temperature about us was truly terrific, over a thousand degrees,
and what it might be in the raging fires below I could not guess. But
nowhere was there any sign of what might have set the great nebula
to spinning, for our instruments recorded no ether-disturbances
around the surface, nor any other phenomena which might give us a
clue. And, looking down, I think that we all felt, indeed, that nothing
was in reality capable of affecting in any way this awesome nebula,
the vastest thing in all our universe.
At last I turned to the others. "There's nothing here," I said. "Nothing
to show what's caused the nebula's spinning. We must go on, across
its surface——"
With the words I reached forward toward the control levers, then
abruptly whirled around as there came a sudden cry from Sar Than,
at the window.
"Look!" cried the Arcturian, pointing down through the window, his
eyes starting. "Below us—look!"
I gazed down, then felt the blood drive from my heart at what I saw.
For directly beneath us one of the vast prominences of flaming gas
was suddenly shooting up from the nebula's surface, straight toward
us, a gigantic tongue of fire beside which our ship was but as a
midge beside a great blaze. I shouted, sprang to the controls, but
even as I laid hands on the levers there was a tremendous rush of
blinding flame all about our ship, and then we three had been flung
violently into a corner of the pilot room and the cruiser was being
whirled blindly about with lightning speed by the vast current of
flaming gas that had gripped it.
All about us was the thunderous roaring of the fires that held us, and
now as we sprawled helpless on the room's floor I sensed that our
ship was falling, plunging down with the downward-sinking geyser of
flame that held it. Struggling to gain my feet, while the pilot room
spun dizzily about me, I glimpsed through the shifting fires outside
the window the nebula's flaming surface, just below us, a raging sea
of fiery gas toward which we were dropping plummetlike. Then, as a
fresh gyration of the plunging ship flung me once more to the floor, I
heard the thundering roar about us suddenly intensified, terrible
beyond expression, while now through the window was visible only a
single solid mass of blinding flame, and while our cruiser at the same
moment rocked and whirled crazily beneath the impetus of a dozen
different forces. And as understanding of what had happened
flashed across my brain I cried out hoarsely to my two companions.
"The nebula!" I cried. "That current that held us has sucked us down
into the nebula itself!"
All about us now was only one tremendous sheet of fire, whose heat
was rapidly penetrating through even our heat-resistant walls and
windows. Swiftly the air in the little pilot room was becoming hot,
suffocating, and already the walls were burning to the touch. The
ship, I knew, could not stand such heat for many minutes more, yet
every moment was taking us farther into the nebula's fiery depths,
whirling us wildly on with velocity inconceivable. Born by its mighty
interior currents we were sweeping on and on into that universe of
flame, its vast fires roaring about us like the thunder of doom,
deafening, awful, a cosmic, bellowing clamor that was like the mighty
shouting of a universe made vocal.
On and on it roared, about us, and on and on we whirled into the
depths of those mighty fires, toward our doom. The air had become
stifling, unbreathable, and the walls were beginning to glow dully.
Now, with a last effort, I dragged myself from support to support until
I had clutched the control levers, opening them to the last notch. Yet
though the generators beneath hummed with highest power it was
as though they were silent, for in the grip of the nebula's giant fire-
currents the cruiser plunged madly on. And as its whirling catapulted
me again to the room's corner, where my two companions clung, I
felt my lungs scorching with each panting breath, felt my senses
leaving me.
Then, through the unconsciousness that was creeping upon me, I
heard a grating wrench from somewhere in the cruiser's walls, a loud
and ominous cracking, and knew that under the terrific fires around
us those walls were already warping, giving way. Another wrenching
crack came, and another, sounding loud in my ears above the
thunderous roar of the flames about us. In a moment the walls would
give completely, and in the rushing fires of the nebula about us we
would meet the end. In a moment——
But what was that? The thunderous clamor about us had suddenly
dwindled, ceased, and at the same moment our ship had righted
itself, was humming serenely on. Slowly I raised my head, then
stared in utter astonishment. The fires outside the windows, the
terrific sea of flame about us, had vanished, and we were again
flashing on through open space. And now Jor Dahat beside me had
seen also, and was rising to his feet.
"We're out of the nebula!" he cried. "That current must have taken us
back up to the surface—back out into space again——"
He was at the window now, gazing eagerly out, while I struggled up
in turn. And as I did so I saw awe falling upon his face as he gazed,
and heard from him a whispered exclamation of utter astonishment.
Then I, too, was on my feet, with Sar Than, and we were at the
window beside him, staring forth in turn.