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Englander ftoc.tex V2 - December 10, 2013 12:46 A.M. Page vi
CONTENTS
Preface xviii
About the Author xxv
PART ONE
AN OVERVIEW OF COMPUTER SYSTEMS 2
n CHAPTER 1 Computers and Systems 4
1.0 Introduction 5
1.1 The Starting Point 9
1.2 Components of the Computer System 11
The Hardware Component 13
The Software Component 16
The Communication Component 18
The Computer System 18
1.3 The Concept of Virtualization 20
1.4 Protocols and Standards 20
1.5 Overview of This Book 22
1.6 A Brief Architectural History of the Computer 23
Early Work 24
Computer Hardware 25
Operating Systems 28
Communication, Networks, and the Internet 33
Summary and Review 34 For Further Reading 34
Key Concepts and Terms 35 Reading Review Questions 35
Exercises 36
CONTENTS vii
PART TWO
DATA IN THE COMPUTER 70
n CHAPTER 3 Number Systems 72
3.0 Introduction 73
3.1 Numbers as a Physical Representation 74
3.2 Counting in Different Bases 74
3.3 Performing Arithmetic in Different Number Bases 78
3.4 Numeric Conversion Between Number Bases 82
An Alternative Conversion Method 83
3.5 Hexadecimal Numbers and Arithmetic 85
3.6 A Special Conversion Case—Number Bases that are Related 87
3.7 Fractions 88
Fractional Conversion Methods 90
3.8 Mixed Number Conversions 93
Summary and Review 94 For Further Reading 94
Key Concepts and Terms 95 Reading Review Questions 95
Exercises 96
viii CONTENTS
PART THREE
COMPUTER ARCHITECTURE AND HARDWARE
OPERATION 176
n CHAPTER 6 The Little Man Computer 178
6.0 Introduction 179
6.1 Layout of the Little Man Computer 179
6.2 Operation of the LMC 181
6.3 A Simple Program 182
6.4 An Extended Instruction Set 184
6.5 The Instruction Cycle 187
6.6 A Note Regarding Computer Architectures 190
Summary and Review 190
Key Concepts and Terms 191 Reading Review Questions 191
Exercises 191
Englander ftoc.tex V2 - December 10, 2013 12:46 A.M. Page ix
CONTENTS ix
x CONTENTS
CONTENTS xi
Keyboards 320
Pointing Devices 321
Alternative Sources of Alphanumeric Input 322
Scanners 324
Multimedia Input 324
Mobile Devices 325
10.9 Network Communication Devices 326
Summary and Review 327 For Further Reading 327
Key Concepts and Terms 328 Reading Review Questions 328
Exercises 329
PART FOUR
NETWORKS AND DATA COMMUNICATIONS 358
n CHAPTER 12 Networks and Data Communications—An
Overview 360
12.0 Introduction 361
12.1 The Impact of Networking on Business Processes and User
Access to Knowledge and Services 362
12.2 A Simple View of Data Communications 363
12.3 Basic Data Communication Concepts 366
Messages 366
Englander ftoc.tex V2 - December 10, 2013 12:46 A.M. Page xii
xii CONTENTS
Packets 367
General Channel Characteristics 369
12.4 Networks 373
Network Topology 373
Types of Networks 376
Network Interconnection 390
12.5 Standards 393
Summary and Review 395 For Further Reading 396
Key Concepts and Terms 396 Reading Review Questions 397
Exercises 397
CONTENTS xiii
PART FIVE
THE SOFTWARE COMPONENT 474
n CHAPTER 15 Operating Systems: An Overview 476
15.0 Introduction 477
15.1 The Barebones Computer System 478
15.2 The Operating Systems Concept: An Introduction 479
15.3 Services and Facilities 485
User Interface and Command Execution Services 486
File Management 487
Input/Output Services 489
Process Control Management 489
Memory Management 490
Scheduling and Dispatch 491
Secondary Storage Management 493
Network and Communications Support Services 494
Security and Protection Services 494
System Administration Support 495
15.4 Organization 499
15.5 Types of Computer Systems 502
Summary and Review 506 For Further Reading 506
Key Concepts and Terms 507 Reading Review Questions 507
Exercises 508
Englander ftoc.tex V2 - December 10, 2013 12:46 A.M. Page xiv
xiv CONTENTS
CONTENTS xv
xvi CONTENTS
SUPPLEMENTARY CHAPTERS
On the Web at www.wiley.com/college/englander
CONTENTS xvii
PREFACE
T
he modern world offers a lot of readily available online resources for learning. Wikipedia,
Google, news sources, millions of Web sites and blogs, even YouTube, offer access to
information in nearly any subject that triggers your curiosity and interest. Nonetheless,
I continue to believe that for deep understanding of something, nothing beats the integrated
approach and focus of an old-fashioned printed-on-paper textbook. Well—maybe the e-book
equivalent, but, still, a textbook.
When I open a new book, in any subject, the first thing I want to know is what the book
has to offer that makes it worth my while to read it. I would like to try to help you answer that
question for the book that you’re holding in your hand or on your tablet.
The information systems and technology fields are wonderfully exciting places to be! It
seems as though every day brings new developments that alter the ways we create and work
with information. Of course, with this excitement comes a challenge. To be a successful player
in IS or IT, we have to be adaptable and flexible.
Much of the change occurs around computer system technology. The computer is, after
all, at the foundation of information systems. A deep understanding of computer systems is,
therefore, an essential element of success. We must be able to understand each new development,
assess its value, and place it in the context of our knowledge of computer systems.
The subject of this book is the architecture of computer systems. Computer architecture is
about the structure and operation of digital computers and computer-based devices. Computer
architecture is concerned with the operational methods of the hardware; with the services
provided by operating system software; with the acquisition, processing, storage, and output of
data; and with the interaction between computer-based devices.
There is a tendency for people in information systems and technology to neglect a study
of computer architecture. After all, the technology changes so rapidly—is it really worth trying
to understand something that may be out of date by the time I finish this book? There is no
question that computer technology has evolved rapidly. The computer in a smartphone is far
more powerful than the mainframe computer of twenty-five years ago, with memory, disk and
flash storage capacity, display and multimedia capability, and ease of use that would have been
unthinkable just a few years ago. Even more important, connecting systems to work together is
now routine and simple.
Interestingly enough, however, as profound as advances in the technology have been, the
concepts of computer architecture that really matter have changed only nominally over the
last seventy years. The new technologies are based on a foundation of architectural concepts
that were developed many years ago. The architecture of a modern computer system was
developed in the 1940s. The instruction set in a modern personal computer or smartphone is
nearly identical to that of computers built in the 1950s and 1960s. Modern operating system
xviii
Englander f02.tex V2 - December 9, 2013 2:51 P.M. Page xix
PREFACE xix
techniques were developed in the 1960s. The graphical user interface is based on a 1960s’
project. The Internet is built from concepts developed more than forty years ago.
So you see that an understanding of computer architecture makes it possible to “ride the
wave” of technological change, secure in the feeling that you are equipped to deal with new
developments as they occur, and to have fun doing so. When you are done reading this book,
you will have substantial knowledge about how a computer works and a good understanding of
the operating concepts, the hardware, and system software that make up a computer. You will
see the interaction between computers and between data and the computer. Plus, you will have
learned lots of jargon that you can show off at parties and job interviews.
This textbook is designed for a wide range of readers, both undergraduate and graduate.
The material is specifically directed toward IS and IT majors. There are no explicit prerequisites,
although the book assumes that the student is familiar with a personal computer. It also assumes
(but does not require) some basic programming skills: although there is no programming in
the book, program code is occasionally used as an example to clarify an idea, and a knowledge
of programming is helpful at understanding instruction set design and program execution
concepts. The material in this textbook conforms to the criteria of the IT Infrastructure courses
and core concepts, as described in the ACM and AIS standard IS2010 and IT2008 curricula.
Although the material in this book may be useful as background for system design and
implementation project courses, the course can be placed anywhere in the curriculum.
Most instructors will not cover the entire textbook in a single semester. The organization
of this book is designed to allow an instructor to cover the major topic areas in different levels
of depth, depending on the experience and needs of the students. On the other hand, it is my
intention that this book will serve a student as a useful reference long after the formal course is
completed. It is designed for use as a book where a professional can look up the basic concepts
that clarify new developments as they occur.
This text is the outgrowth of courses that I have taught to CIS majors and minors at
Bentley University at both the undergraduate and graduate levels for more than thirty years.
Student responses to the material and the approach have generally been very enthusiastic. Many
students have returned after graduation to tell me that their knowledge in this area has directly
contributed to their career development. Along the way, student comments have also been
extremely helpful to me in the book’s continuing evolution.
Those familiar with previous editions will notice that the organization of recent editions
has undergone substantial revision to reflect current technological practices and trends.
In particular, it is no longer reasonable to discuss computers as individual units without
also considering the networks that tie them together; computer networking is now covered
thoroughly in its own section, and there is an increased emphasis on the integration and synergy
of the various components of the computer system and on the system as a whole. Still, the basic
philosophy, organization, and approach remain essentially similar to those of the first edition,
reflecting the unchanging nature of the underlying principles.
Crawling on their bellies after the manner of serpents, these new reptiles
came towards me. Karabouffi crawled at their head. Overwhelmed by fear, his
enormous head had disappeared between his shoulders; his quickened
breath swept over the ground; his body, far more considerable in its natural
state than that of a tall man, was now nothing but a flattened and trembling
trunk pressed against the earth. When he had reached my feet he licked them
for more than a quarter of an hour; and this act of abasement over, he moved
a little on one side to make room for others, who in their turn licked my feet as
he had done. Not one of them was bold enough to render a similar act of
homage to my hands. These abject proceedings of theirs confounded me with
astonishment.
But what did it all mean? For surely this singular homage of which I had
been the object must be open to some kind of explanation.
The explanation was this: that with my mandrill’s skin, my mandrill’s head,
my mandrill’s breast, my mandrill’s hands and legs, I was taken—now you will
guess it all—for the gigantic mandrill whom Vice-Admiral Campbell had
suspected to be, and not, as we see, without reason, an old sovereign of
Kouparou. Yes, I was taken for that same great mandrill who would have
disembowelled Karabouffi had not Admiral Campbell knocked the monster
over with a ball from his fowling-piece.
This fanatic veneration of theirs, instead of diminishing, only increased. It
became a universal sentiment. An Indian god is not more adored by his
superstitious worshippers than I was by these grovelling apes. I might have
walked, stamping on this living carpet, without even a skin daring to move.
I was, then, saved? Without doubt; but I was also become an ape. More
than that! I was unquestionably recognised as king by all the apes of
Kouparou. And how had all this been brought about? Why, in precisely the
same way that other sovereigns had raised themselves to power—by firing a
few guns, by losing my head, and by disguising myself in the garments of an
illustrious predecessor.
Since it was so, and since it was necessary either to “perish or reign,” as
they say, I believe, in tragedies, and in actual life as well, I resigned myself to
reign, although my people appeared very ugly-looking in my eyes. But I had
no choice.
This resolution being taken, I generously extended my paw to my
predecessor Karabouffi, whom I raised by this dignified movement, easily
comprehended, to the high rank of prime minister.
This first act of authority exercised by me prodigiously astonished all
around; but I perceived that on the whole it gave great satisfaction. My good
sense, then, had not deceived me. I had always said to myself, and that long
before a nation of apes had placed the sceptre in my hands, that it was bad
policy on the part of a minister to torment, abase, and punish those whom he
was called upon to aid in governing, since if he should act thus, if he should
listen to the inspirations of hate, or to counsels bewildered by fear, he is
certain to create for himself secret and implacable enemies, critics ever ready
to condemn all his actions, who are so much the more to be feared since they
foment discontent among the people, who, while regretting the loss of that
liberty which they no longer possess, will indulge in the hope that one day it
may again be theirs.
And how very difficult, if not impossible, is rendered the return to power of
those who have been overthrown if they are only left where they have fallen!
An open tolerance which will only lower them still more is preferable to raising
them up by a marked display of aversion, or by a colouring of persecution, no
matter how faint.
I exercised, then, no severity against Karabouffi, who, it must be
remembered, had had the generosity, when I was entirely in his power, not to
flay me alive from head to foot.
Nevertheless, whatever forbearance I may have been disposed to exercise
towards Karabouffi, I could not avoid the performance of one act which I knew
would be very mortifying to his self-love and passions. But by the side of that
prudence which I had just shown it was necessary that I should show a like
degree of energy and equity. Moreover, in what I proposed doing I was only
about to extend the principle in accordance with which I had spared Karabouffi
himself. All the vervets, all the old followers of the mandrill whose place I
occupied, were brought from exile and disgrace. Some old ourang-outangs,
some baboons of the late reign, some old Dianas, wearing cocked hats
crowned with big plumes stolen from Vice-Admiral Campbell’s station,
murmured behind their beards. But I took no notice of their suppressed
disgust. I knew the step that I was taking was a politic one, for it conciliated
the others. One is always strong when one is in the right. The consequence
was that the grand dignitaries of all kinds, those who held the rank of judges,
generals, and grand officers of the palace, smiled at the proposition, and
welcomed the outlaws with open arms. Vervets and baboons embraced one
another weeping. Was the reconciliation sincere? It is very doubtful. Those
who have an interest in keeping parties divided say that it is perilous to society
to bring them together; but to continue my story—for these reflections are out
of place.
The most cruel trial to which I was obliged to expose my predecessor, in
spite of my well-known character for humanity, was this. Followed by all my
subjects and the members of my court, and having my prime minister
Karabouffi on my right hand, I directed my steps towards the prison of the
unfortunate Mococo. The cortège was a most imposing one. We arrived at
length in front of the horrible iron cage, on the floor of which lay the poor
captive pining away through grief and love. The faithful Saïmira, who was at
this moment consoling him through the bars, started back at the appearance
of this crowd. She believed that we had come to seek her lover to drag him to
the scaffold. How was I to undeceive her without betraying myself?
The event soon reassured her. After setting Mococo free, I placed his
trembling hand in that of the gentle Saïmira, and made the two lovers
understand, by keeping them for some minutes locked as it were in this soft
pressure, that I united them in the face of this huge assembly, which had no
doubt often seen among themselves infinitely worse assorted unions. At the
sight of this happiness, which I had been the means of procuring for my two
poor chimpanzees, Karabouffi rent the air with a cry of despair and rage. I
pitied his position, and to spare him the slow agony of witnessing day by day
the love which existed between this happy couple, I sent the two chimpanzees
away for a time. They went under my protection to spend their honeymoon in
an isolated spot which I had selected for them in a corner of the island, a
charming retreat surrounded by clear and limpid waters, by pink and yellow
convolvuli, and mysterious flowers which, opening only during the night, would
not yield their perfume to the sun. The lady-monkeys, I am happy to say,
appeared highly satisfied with my conduct.
They went to spend their honeymoon in an isolated spot
which I had selected for them.—Page 130.
After having dug a trench seven feet long, I interred myself with all possible precautions.—
Page 132.
So soon as I was fairly under the turf I turned my thoughts to the future, and
occupied myself with studying how to reign well. Subjects generally render this
task easy enough to their rulers. They are determined at every hazard to
believe the successor infinitely superior in all things to his predecessor. Let
him do what he may, he is always more intelligent, energetic, and generous.
This is the first stage of forced popularity. Even Nero, Louis XI. of France, and
George IV. of England, have not escaped it. The second stage of popularity
often to a new sovereign is for him to be always doing exactly the reverse of
his predecessor. If the latter was fond of talking, then it should be your aim to
be silent; if he was silent, you should be fond of talking; if he always went out
on foot, you should never go out except on horseback; if he went out on
horseback, you should only go out on foot; if he was proud, you should be
familiar; if he was familiar, you should be proud; if he was peaceful, you
should be warlike; if he was warlike, you should be peaceful; if he loved the
arts, you should despise them; if he despised them, you ought to pretend to
love them; if he adored his children, you should remain a bachelor; if he
practised celibacy, you ought in this case to marry; if he scattered gold about,
your plan would be to be saving; if he was miserly, then you should scatter
your gold with an open hand. I have said sufficient for the reader to perceive
the value of my theory. Let us pass now, so far as the matter concerns me, to
the application of it.
It will be readily understood that not having really to govern men, but
creatures vastly inferior to them, who bore, however, at the same time, a grim
resemblance to mankind in general, I did not have occasion to apply my
theory in all its rigour. I simply set myself to work to see how I could twist it so
as to turn to my own purposes minds which were alike inconsistent, frivolous,
and, as we all know, imitative to a degree.
My predecessor, Karabouffi, had urged on his subjects, now my subjects, to
destroy my comfortable verandah. I could not imagine anything more
agreeable to them than to decree its immediate reconstruction. I therefore
took some of the stones detached by the force of their projectiles, and in their
presence placed them one upon another in the symmetrical order which they
had occupied before their overthrow. Immediately, as if by a fairy’s command,
the stones were placed in a most workmanlike manner. I filled up the
interstices with plaster which I had mixed with water to serve as a kind of
mortar; at the same moment all my subjects, seized with a rage for building,
pounded plaster, broke up freestone, carried water, mixed, stirred, and made
me mortar sufficient to rebuild the Tower of Babel. They presented a curious
sight, whitened all over as they were with plaster, even to their moustaches,
elbows, and knees.
Karabouffi, on seeing the part which I took with his old subjects, looked as if
he were thinking how easy it would have been for him to have followed the
same course, and to have arrived at the same end. He was right, no doubt,
but he had not done so.
However, warned as he now was by experience, should he ever regain his
sceptre, all he would then have to do to render himself popular would be to
demolish my work.
The verandah raised from its ruins, I traced through the neighbouring woods
four splendid roads, several leagues in length, all radiating from a given point,
and all leading to the sea. These magnificent openings were completed in a
few days, and by the same simple means as those I had had recourse to
when engaged in the reconstruction of my palace. I commenced by felling
three trees to the right and three trees to the left of the four lines representing
the four routes to be opened in the thicknesses of the forest. Immediately
hands and hatchets were hard at work felling trees. It was like a renewal of the
hurricane with which I was assailed on the night of my funeral. My object in
opening these four roads was to catch sight from as far off as possible of any
vessel that might touch at the island, and be the means of setting me free.
The reader will easily understand that when once I had secured for myself
something like liberty in my movements, I did not rest without searching for
any vestiges which might be scattered about the island, and which might give
a clue to the fatal lot which had, in all probability, befallen the brave sailors of
the naval station. My investigations were attended with the following result:—
While examining the land-locked bay which Admiral Campbell’s journal
indicated as the anchorage of the Halcyon, I was struck by a circumstance
which clearly proved that this fine frigate had not left the bay in accordance
with the ordinary rules of navigation. Had she done so she would have raised
her anchor and the buoys which marked the spot where they had been
dropped. Instead of this the buoys were in their places, and I had only to slip
my hand under one of them to assure myself that the anchors had never been
weighed. In their thievish haste the pirates had cut the cables above the
buoys, and had thus set the frigate free in order to carry her off, Heaven only
knows where.
I was, then, irrevocably condemned to endure my present lot; my original
deductions had proved to be correct. The entire naval station had become the
prey of the Malay scum of the archipelago of Sooloo.
While speaking of the expedition undertaken by me to the Halcyon’s
anchorage, I ought not to omit mentioning that I was accompanied on this
occasion by the various dignitaries of my household. Their zeal carried them
so far as to induce them to throw themselves into the water with me when I
swam to the place where the buoys were floating, through want of a boat or
canoe to take me there. The reader will see that if the affection of my subjects
for my royal person was all that could be desired, my marine was nevertheless
in a very inefficient state.
I returned to my dominions, after this short absence, amid the acclamations
of my subjects, who evidently grew more and more fond of me. I must mention
here that the one thing which made me more popular than ever among them,
and which marvellously proved the efficacy of my governmental theory, was
being in respect of the matter of dress the exact opposite of my predecessor,
who was accustomed, even up to the moment of his unmerited fall, to dress
himself out in a most ridiculous style, whereas I went totally naked. One can
scarcely believe how much this contrast helped to keep me in favour. “What
simplicity!” murmured they; “how natural and charming! He shows his bare
back as we do, and is just as ugly as we are.”
This proves that it is not necessary always to wear a theatrical-shaped hat
in order to be regarded as a great king. I am, however, bound to acknowledge
that this habit of reigning quite naked was productive to me of more bitter
distress than it is possible to imagine; it made me, moreover, incur the most
serious dangers, considering the exceptional position in which I was placed.
When I think of the matter a cold shiver runs through me, my hair stands on
end, my heart fails me, and I feel as though I am on the point of fainting.
CHAPTER XII.
Royal happiness troubled by a rent.—I am more and more adored by my subjects.
—A cloud in the sky.—Sinister preoccupation.—My kingdom for a pair of
trousers!—Supreme joy of being an animal.—My happiness again troubled.—
A fatal tear.