Preprints202405 1772 v1
Preprints202405 1772 v1
doi: 10.20944/preprints202405.1772.v1
Keywords: Retrofitting; Seismic Resilience; Historical Buildings; Base Isolation; Strengthening of Masonry;
Steel Bracing Systems; FRP Wrapping; Damping Devices
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Article
Abstract: This study presents a comprehensive comparative analysis of retrofitting techniques aimed at
enhancing the seismic resilience of seismically vulnerable historical buildings. Recognizing the dual objectives
of structural safety and architectural preservation, this research evaluates and compares several advanced
retrofitting methods, including base isolation, strengthening of masonry, steel bracing systems, Fiber-
Reinforced Polymer (FRP) wrapping, and damping devices. Each technique is critically assessed based on its
effectiveness in mitigating seismic risks, its compatibility with historical architectural features, and its
applicability to various building types. Base isolation is highlighted for its ability to decouple buildings from
ground motion, thereby significantly reducing seismic forces and protecting architectural integrity.
Strengthening of masonry through the use of fiber-reinforced polymers and steel elements enhances the
ductility and strength of masonry walls, making them more resilient to seismic forces. Steel bracing systems
are shown to provide essential lateral support, particularly in timber-framed structures, improving overall
stability and reducing deformation during earthquakes. FRP wrapping is identified as a versatile technique
that strengthens structural elements without compromising aesthetic value, making it suitable for reinforcing
concrete and masonry components. Damping devices, including viscous dampers and tuned mass dampers,
are discussed for their ability to dissipate seismic energy and control structural vibrations, offering a minimally
invasive solution that preserves historical aesthetics. The study also addresses several challenges and research
gaps associated with these retrofitting techniques, such as ensuring architectural compatibility, assessing long-
term material performance, optimizing cost-effectiveness, and navigating complex regulatory frameworks. By
advancing knowledge in these areas, the research aims to foster interdisciplinary collaboration and innovation
in the development of retrofitting solutions. Ultimately, this study contributes to the ongoing efforts to
safeguard historical buildings against seismic hazards. By leveraging cutting-edge technologies and best
practices in structural engineering and architectural conservation, stakeholders can develop sustainable, cost-
effective, and culturally sensitive retrofitting strategies that protect valuable cultural heritage for future
generations.
1. Introduction
The preservation of historical buildings, especially those located in seismically active regions,
presents a complex challenge at the intersection of architectural conservation and structural
engineering [2]. Seismically vulnerable historical buildings are valuable cultural assets that require
specialized retrofitting techniques to enhance their structural integrity and mitigate earthquake-
induced damage [4]. Retrofitting techniques for such buildings involve a nuanced approach that
balances structural reinforcement with the preservation of historical authenticity [7].
Retrofitting techniques encompass a range of methodologies aimed at upgrading existing
structures to withstand seismic forces. These techniques are designed to enhance the overall
structural performance of buildings by improving load-bearing capacities, ductility, and energy
dissipation characteristics [1]. Key elements of retrofitting include the addition of supplemental
structural elements, modification of existing structural elements, and the application of advanced
materials to enhance seismic resistance [3].
2. Strengthening of Masonry: Strengthening involves enhancing the load-bearing capacity and ductility of
masonry walls using materials such as FRPs or steel elements. The application of FRPs, which are high-
strength fibers embedded in a polymer matrix, provides additional tensile strength and confinement to
the masonry [11]. Steel elements, such as braces or ties, improve the lateral stiffness and integrity of the
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walls. The theory is based on increasing the ductility and strength of the masonry to better withstand
seismic forces.
3. Steel Bracing Systems: Steel bracing systems introduce additional lateral stiffness and resistance to
seismic loads by incorporating diagonal braces into the building’s framework. These braces are
designed to absorb and dissipate seismic energy, reducing structural deformations and enhancing
stability [18]. The theoretical foundation of this method lies in improving the building's lateral load path
and distributing seismic forces more evenly throughout the structure.
4. FRP Wrapping: FRP wrapping involves applying composite materials around structural elements to
enhance their strength and ductility. The high tensile strength of the fibers in the FRP materials provides
reinforcement, while the polymer matrix ensures adhesion and durability [22]. The theory behind FRP
wrapping is based on the composite action between the FRP and the existing structure, which improves
the seismic performance by confining and reinforcing the structural elements.
5. Damping Devices: Damping devices, including viscous dampers, tuned mass dampers (TMDs), and
friction dampers, are designed to dissipate seismic energy and reduce structural vibrations. Viscous
dampers convert kinetic energy into heat through fluid flow, TMDs use a secondary mass to counteract
the building’s movements, and friction dampers dissipate energy through controlled sliding friction
[17]. The theoretical basis for these devices is the enhancement of energy dissipation capacity, which
reduces the amplitude of vibrations and the resulting structural displacements.
Methodology
The methodology for this study involves a systematic review of existing literature, case studies,
and technical reports on seismic retrofitting techniques for historical buildings. The following steps
outline the research approach:
1. Literature Review: A comprehensive review of academic journals, conference proceedings, and
technical standards was conducted to gather information on the principles, applications, and
effectiveness of various retrofitting techniques [22]. This included an analysis of the theoretical
foundations of each technique and their practical implementations in historical buildings.
2. Case Study Analysis: Selected case studies of historical buildings that have undergone seismic
retrofitting were analyzed to understand the application and outcomes of different techniques [3]. These
case studies provided insights into the challenges and successes associated with each method, as well
as the impact on the buildings' structural integrity and architectural aesthetics.
3. Comparative Analysis: A comparative analysis of the retrofitting techniques was conducted to evaluate
their relative advantages, limitations, and suitability for different types of historical buildings [4].
Criteria for comparison included effectiveness in reducing seismic vulnerability, ease of
implementation, impact on historical integrity, and cost considerations.
4. Expert Consultation: Consultations with structural engineers, conservationists, and architects
specializing in historical buildings were carried out to validate the findings and gain expert perspectives
on best practices and emerging trends in seismic retrofitting [2].
5. Synthesis and Recommendations: The findings from the literature review, case studies, and expert
consultations were synthesized to develop comprehensive recommendations for the seismic retrofitting
of historical buildings [11]. These recommendations aim to guide practitioners in selecting and
implementing appropriate retrofitting techniques that balance structural safety with historical
preservation.
In conclusion, the theory and methods section outlines the scientific and practical framework for
evaluating and applying seismic retrofitting techniques to historical buildings. By integrating
structural dynamics principles with material science and conservation strategies, this study provides
a robust foundation for enhancing the seismic resilience of heritage structures while preserving their
cultural and historical significance.
3. Retrofitting Techniques
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Propone
Retrofitting
nt and Characteristics Use Cases
Technique
Year
Uses flexible bearings or
isolators to decouple the
Kelly and Historic structures with significant
Base building from ground
Kausel, architectural value in high seismic
Isolation motion, reducing seismic
1982 zones.
forces transmitted to the
structure.
Involves reinforcing
masonry walls with
Strengtheni Priestley Historic buildings with unreinforced
additional materials (e.g.,
ng of et al., masonry walls prone to seismic
fiber-reinforced polymers,
Masonry 2007 damage.
steel elements) to improve
ductility and strength.
Filiatraul Installs steel braces or
Steel Timber-framed historical buildings
t and trusses to enhance lateral
Bracing requiring lateral support in seismic
Bennett, stiffness and resistance
Systems areas.
1994 against seismic forces.
Utilizes Fiber-Reinforced
Polymer (FRP) wraps
Chaallal Reinforcement of vulnerable concrete
FRP around structural elements
et al., or masonry elements in historic
Wrapping (columns, beams) to
2001 buildings.
enhance strength and
ductility.
Incorporates damping
systems (e.g., viscous
Historical structures requiring
Damping Kelly et dampers, tuned mass
minimally invasive seismic retrofitting
Devices al., 1998 dampers) to dissipate
solutions.
energy and reduce seismic
vibrations.
FRP Wrapping, introduced by Chaallal et al. in 2001, utilizes Fiber-Reinforced Polymer (FRP)
wraps around structural elements like columns and beams to improve their strength and ductility
[23]. FRP wrapping is a versatile retrofitting technique suitable for reinforcing vulnerable concrete or
masonry elements in historical buildings without compromising their architectural integrity [24].
Damping Devices, as proposed by Kelly et al. in 1998, involve the use of damping systems such
as viscous dampers or tuned mass dampers to dissipate seismic energy and reduce vibrations in
historical structures [25]. Damping devices offer a minimally invasive retrofitting solution ideal for
preserving the aesthetics and authenticity of historical buildings while enhancing their seismic
performance [26].
Each identified retrofitting technique represents a specialized approach to improving the seismic
resilience of seismically vulnerable historical buildings [29]. By understanding the characteristics and
applications of these techniques, stakeholders can make informed decisions regarding the
preservation and protection of valuable cultural heritage in earthquake-prone regions.
elements to enhance their ductility, strength, and energy dissipation capacity, thereby reducing the
risk of structural failure during seismic events [33].
To strengthen masonry, engineers employ various strategies that typically involve the addition
of supplementary materials and structural interventions. Fiber-reinforced polymers (FRPs) and steel
elements are commonly used to augment the strength and stiffness of masonry walls. FRP materials,
such as carbon or glass fibers embedded in a polymer matrix, are applied externally to masonry
surfaces to provide additional tensile strength and confinement, thereby improving the overall
structural performance of the walls [35].
Steel elements, such as anchors, ties, or plates, can be strategically embedded within masonry
walls to enhance their load-bearing capacity and resistance to lateral forces [34]. These elements help
redistribute loads more efficiently during seismic events, reducing stress concentrations and
preventing brittle failure modes like shear or flexural cracking.
The selection of strengthening techniques for masonry depends on several factors, including the
type and condition of existing masonry, structural configuration, seismicity of the region, and
preservation goals. Engineers must carefully assess the compatibility of strengthening materials with
historical masonry constructions to ensure that the interventions do not compromise the architectural
integrity or aesthetics of the building [36].
One of the primary objectives of strengthening masonry is to improve the seismic resilience of
historical buildings while minimizing invasive structural modifications. By reinforcing vulnerable
masonry elements, engineers can mitigate the risk of collapse or extensive damage during
earthquakes, thus preserving the structural integrity and cultural significance of historical masonry
buildings [37].
Case studies and experimental research have demonstrated the effectiveness of masonry
strengthening techniques in enhancing the seismic performance of historical buildings [2,17,38].
Properly executed strengthening interventions can extend the lifespan of masonry structures and
contribute to the long-term preservation of cultural heritage.
The strengthening of masonry is a critical retrofitting strategy employed to mitigate seismic risks
in historical buildings with masonry construction. Through innovative materials and careful design
considerations, engineers can enhance the structural resilience of these buildings while honoring
their architectural heritage and cultural value.
with minimal disruption to the building's interior spaces, making it suitable for retrofitting projects
where preservation of historical aesthetics is paramount.
The effectiveness of steel bracing systems in enhancing seismic resilience has been demonstrated
through both analytical studies and real-world applications. Case studies of historical buildings
retrofitted with steel bracing have shown significant improvements in structural performance and
resilience against seismic events, thereby safeguarding valuable cultural assets for future generations
[1,17,40].
Steel bracing systems represent a versatile and efficient retrofitting technique for historical
buildings vulnerable to seismic hazards. By leveraging the strength and ductility of steel, engineers
can enhance the lateral stability and overall seismic performance of historical structures while
preserving their architectural integrity and cultural significance [4,8].
seismic energy and reducing structural vibrations [22]. Tuned mass dampers utilize a secondary mass
attached to a spring-damper system, tuned to the building's natural frequency to counteract excessive
motions induced by earthquakes [24]. Friction dampers rely on the frictional resistance between
sliding surfaces to dissipate energy and control structural displacements.
The selection and design of damping devices for historical buildings depend on factors such as
building geometry, structural characteristics, and seismic performance objectives. Engineers must
carefully evaluate the dynamic properties of the building and optimize the damping system to
achieve the desired level of performance while minimizing adverse effects on architectural aesthetics
[19].
One of the primary advantages of damping devices is their ability to provide targeted and
localized energy dissipation, allowing for precise control over structural response during seismic
events. Unlike traditional retrofitting methods that may require extensive modifications to building
components, damping devices can be installed discreetly within the building's structure, making
them suitable for retrofitting projects where preservation of historical aesthetics is paramount [23].
The effectiveness of damping devices in seismic retrofitting has been demonstrated through
laboratory testing, analytical studies, and real-world applications. Case studies of historical buildings
retrofitted with damping devices have shown significant reductions in structural displacements,
accelerations, and overall damage during earthquakes, highlighting the potential of these devices to
enhance the seismic resilience of valuable cultural assets [23,27,31].
Damping devices represent a cutting-edge retrofitting technology for historical buildings
vulnerable to seismic hazards. By leveraging innovative damping mechanisms, engineers can
effectively control structural vibrations and enhance the overall seismic performance of historical
structures while preserving their architectural integrity and cultural significance [21].
4. Comparative Analysis
The comparative analysis of retrofitting techniques for seismically vulnerable historical
buildings encompasses a comprehensive evaluation of several advanced methods aimed at
enhancing structural resilience against seismic events while preserving architectural heritage [8].
Each retrofitting technique offers unique advantages and considerations, making them suitable for
different scenarios based on building characteristics, seismic risk, and preservation objectives.
Figure 1. (A, B) Prospective views of the case study, (C) foundation beams plan and (D) transverse
section in the “as built” condition [2].
10
made of carbon, glass, or aramid, provide additional tensile strength and flexibility to the masonry,
thereby improving its overall seismic performance. FRP sheets or wraps are bonded to the masonry
surface using epoxy resins, creating a composite action that enhances the wall's ability to withstand
seismic forces [12]. The application of FRPs is relatively straightforward and can conform to the
existing geometry of the building, making it a versatile solution for strengthening historical structures
without significant alterations to their appearance.
Steel elements, such as braces, ties, and anchors, can also be used to reinforce masonry walls.
Steel braces provide lateral support and increase the stiffness of the wall, reducing its susceptibility
to seismic-induced deformations. Steel ties and anchors can be embedded within the masonry to
improve the connection between individual units, enhancing the wall's overall integrity and load-
bearing capacity [7]. The use of steel elements is particularly effective in providing localized
reinforcement to areas of the wall that are most vulnerable to seismic forces, such as corners and
intersections.
This technique is well-suited for historical buildings with unreinforced masonry walls that are
prone to seismic damage. The application of FRPs or steel elements can be tailored to the specific
needs of the building, providing targeted reinforcement to critical areas while preserving the original
materials and architectural features [11]. Moreover, the non-invasive nature of these retrofitting
methods ensures that the historical and aesthetic value of the building is maintained, making them
ideal for heritage conservation projects.
The effectiveness of strengthening masonry using FRPs or steel elements has been demonstrated
in numerous case studies and research projects. These studies have shown significant improvements
in the seismic performance of retrofitted masonry walls, including increased load-bearing capacity,
enhanced ductility, and reduced risk of collapse [5]. For example, the retrofitting of historical
buildings such as the Basilica of St. Francis of Assisi in Italy and the Mission San Miguel Arcángel in
California has successfully utilized FRP and steel reinforcements to protect these structures from
seismic damage while preserving their cultural significance [22].
11
K-bracing, or chevron bracing [7]. These braces are strategically placed within the timber frame to
provide maximum support and to absorb and dissipate seismic energy, thereby reducing the stress
on the timber components and preventing excessive deformation.
One of the key advantages of steel bracing systems is their ability to significantly improve the
overall stability of historical buildings under seismic conditions. By increasing the lateral stiffness of
the structure, these systems help to maintain the building's shape and alignment during an
earthquake, preventing distortions that could lead to structural damage or collapse [5]. The increased
stiffness also enhances the building's load-bearing capacity, allowing it to better withstand both
vertical and horizontal loads.
Furthermore, steel bracing systems offer a high degree of flexibility in their design and
installation. They can be tailored to fit within the existing structural framework of historical buildings
without extensive alterations to the original architecture [2]. This adaptability is particularly
important for preserving the aesthetic and historical integrity of heritage structures. Steel braces can
be concealed within walls or integrated into the building's design in a way that minimizes their visual
impact, ensuring that the historical character of the building is maintained [5].
The implementation of steel bracing systems has been successfully demonstrated in numerous
retrofitting projects worldwide. For example, the retrofit of the California State Capitol involved the
installation of steel bracing to enhance the building's seismic performance while preserving its
historic features [2]. Similarly, the retrofitting of traditional Japanese timber structures, known for
their cultural significance and intricate craftsmanship, has utilized steel bracing to provide necessary
seismic reinforcement without compromising the buildings' historical authenticity.
However, the installation of steel bracing systems does require careful planning and engineering
expertise. The integration of steel braces into existing timber frames must be executed with precision
to ensure that the braces effectively contribute to the building's seismic resistance [7]. Additionally,
considerations must be made regarding the potential impact on the building's load paths and
connections, as well as the need for regular maintenance to ensure the long-term effectiveness of the
bracing system.
12
enhancing the ductility of these elements, FRP wrapping allows them to undergo larger deformations
without failing, thereby improving their seismic performance and reducing the risk of collapse.
Another significant benefit of FRP wrapping is its minimal impact on the architectural integrity
of historical buildings. Unlike more intrusive retrofitting methods that may alter or damage the
original materials and appearance of heritage structures, FRP wraps can be applied in a manner that
preserves the existing aesthetics [15]. The thin and flexible nature of FRP materials allows them to
conform closely to the contours of the structural elements, making them virtually invisible when
applied correctly. This non-invasive approach is particularly important for preserving the historical
and cultural value of heritage buildings, where maintaining original appearances is paramount.
The application process of FRP wrapping is relatively straightforward and can be carried out
without extensive disruption to the building's occupants or operations. The process typically involves
surface preparation to ensure proper adhesion, application of a primer and adhesive, and then
wrapping the FRP material around the structural element [17]. This method allows for rapid
strengthening of vulnerable components, providing an efficient solution for urgent retrofitting needs.
Additionally, FRP materials are lightweight, which means they do not add significant mass to the
structure, thereby avoiding additional loads that could compromise structural stability.
FRP wrapping has been successfully implemented in various retrofitting projects around the
world, demonstrating its effectiveness and versatility. For instance, the seismic retrofitting of the
Roman Colosseum, one of the most iconic historical structures, involved the use of FRP materials to
reinforce its ancient masonry walls [19]. Similarly, the retrofitting of the San Salvatore Church in Italy
used FRP wraps to strengthen its structural components without altering its historic facade. These
examples highlight the capability of FRP wrapping to enhance seismic resilience while preserving
the cultural and historical essence of heritage buildings.
However, the long-term durability and performance of FRP materials under varying
environmental conditions require ongoing research. Factors such as exposure to moisture, UV
radiation, and temperature fluctuations can affect the integrity of the polymer matrix and the bond
between the FRP material and the substrate [31]. Therefore, careful consideration of the
environmental conditions and appropriate protective measures are essential to ensure the longevity
of FRP retrofitting solutions.
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Fiber-Reinforced Polymer (FRP) wrapping offers a highly effective and minimally invasive
solution for reinforcing concrete and masonry structural elements in historical buildings. By
enhancing the strength and ductility of these components, FRP wraps significantly improve their
seismic performance and longevity, while preserving the architectural integrity of heritage structures
[17]. The straightforward application process, combined with the ability to conform to complex
shapes, makes FRP wrapping a versatile and practical choice for seismic retrofitting in a variety of
contexts. With ongoing research and careful implementation, FRP wrapping can play a crucial role
in safeguarding historical buildings against seismic hazards, ensuring their preservation for future
generations.
Tuned mass dampers (TMDs) are another effective damping device used to reduce structural
vibrations. A TMD consists of a mass attached to the building structure via a spring and damper
system. The mass is "tuned" to a specific frequency that matches the building's natural frequency.
During an earthquake, the TMD moves out of phase with the building's vibrations, thereby reducing
the overall motion through destructive interference [4]. TMDs are particularly effective in tall
buildings or structures with significant sway, such as towers and spires commonly found in historical
buildings. The installation of a TMD can be designed to be minimally invasive, often placed in attics,
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basements, or other inconspicuous locations, thus preserving the building's historical and
architectural features.
Friction dampers work by converting kinetic energy into heat through the friction between
moving surfaces. These dampers typically consist of steel plates that slide against each other with a
controlled friction force. When an earthquake causes the building to move, the relative motion
between the plates dissipates energy through friction, thereby reducing the vibrations. Friction
dampers are advantageous due to their simplicity, reliability, and effectiveness in providing energy
dissipation [5]. They can be installed in various configurations, such as between beams and columns
or within bracing systems, making them suitable for reinforcing historical buildings with minimal
impact on their original structures.
The use of damping devices in historical buildings offers several benefits beyond seismic
performance enhancement. By reducing structural displacements, these devices help maintain the
alignment and stability of architectural elements, such as walls, columns, and decorative features,
which are often sensitive to movement [11]. This preservation of structural integrity is crucial for
maintaining the aesthetic and historical value of heritage buildings. Moreover, the installation of
damping devices can be carried out with minimal disruption to the building's occupants and
functions, ensuring that the retrofitting process is efficient and does not detract from the building's
use and significance.
However, the design and implementation of damping devices in historical buildings require
careful consideration of several factors. These include the building's structural characteristics, the
type and intensity of seismic activity, and the need for regular maintenance to ensure long-term
performance [2]. Additionally, the integration of damping devices should be planned in a way that
respects the building's historical significance and complies with preservation guidelines.
Damping devices such as viscous dampers, tuned mass dampers (TMDs), and friction dampers
provide a highly effective solution for reducing structural vibrations and enhancing the seismic
resilience of historical buildings. By dissipating seismic energy and minimizing structural
displacements, these devices help preserve the architectural aesthetics and integrity of heritage
structures [4]. The versatility, effectiveness, and minimal invasiveness of damping devices make
them an invaluable tool in the seismic retrofitting of historical buildings, ensuring their protection
and preservation for future generations.
15
architectural integrity is crucial [6]. However, long-term durability and environmental compatibility
of FRP materials require further research.
Damping devices, including viscous dampers, tuned mass dampers (TMDs), and friction
dampers, provide controlled energy dissipation and reduce structural vibrations during earthquakes.
These devices are valuable for historical buildings where minimizing structural displacements is
essential to preserving architectural aesthetics [12]. The primary challenges with damping devices
include ensuring their maintenance and performance over time and integrating them into the existing
structural framework without compromising the building's historical value.
6. Recommendations
The findings of this study underscore the importance of a tailored approach to the seismic
retrofitting of historical buildings. Future research and development should focus on the following
areas:
Interdisciplinary Collaboration: Enhanced collaboration between structural engineers,
architects, and conservationists is crucial to developing retrofitting solutions that balance structural
safety and preservation of historical aesthetics [1]. Interdisciplinary teams can ensure that retrofitting
methods are compatible with the unique characteristics of historical buildings.
Material Innovation: Ongoing research into new materials and technologies is essential to
improving the performance and durability of retrofitting techniques [15]. Innovations in FRP
materials, for instance, could address concerns related to long-term durability and environmental
compatibility.
Cost-Effectiveness: Developing cost-effective retrofitting solutions is vital to making seismic
upgrades accessible for a broader range of historical buildings [18]. Future studies should explore
ways to optimize the cost-benefit ratio of retrofitting techniques, making them feasible for
widespread application.
Regulatory Frameworks: Policymakers should work towards establishing comprehensive
guidelines and standards for the seismic retrofitting of historical buildings [11]. These frameworks
should balance the need for structural safety with the preservation of cultural heritage, providing
clear directives for practitioners.
Performance Monitoring: Implementing advanced monitoring systems to assess the
performance of retrofitted buildings during and after seismic events can provide valuable data for
refining and improving retrofitting techniques [20]. Continuous monitoring ensures that the applied
solutions perform as intended and helps identify areas for further improvement.
Author Contributions: Writing – original and draft preparation, author; writing – review and editing, author;
consent to publish, author.
Funding: No funding support was rendered to this research
Acknowledgement: The author fully acknowledges and thanks the Polytechnic University of the Philippines for
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