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An Introduction to
Numerical Methods
A MATLAB® Approach
Fourth Edition
An Introduction to
Numerical Methods
A MATLAB® Approach
Fourth Edition
CRC Press
Taylor & Francis Group
6000 Broken Sound Parkway NW, Suite 300
Boca Raton, FL 33487-2742
This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been
made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity
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holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this
form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may
rectify in any future reprint.
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identification and explanation without intent to infringe.
Preface xiii
1 Introduction 1
1.1 ABOUT MATLAB and MATLAB GUI (Graphical User Interface) 1
1.2 AN INTRODUCTION TO MATLAB . . . . . . . . . . . . . . . . . 2
1.2.1 Matrices and matrix computation . . . . . . . . . . . . . . . 2
1.2.2 Polynomials . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.2.3 Output format . . . . . . . . . . . . . . . . . . . . . . . . . . 7
1.2.4 Planar plots . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1.2.5 3-D mesh plots . . . . . . . . . . . . . . . . . . . . . . . . . 9
1.2.6 Function files . . . . . . . . . . . . . . . . . . . . . . . . . . 10
1.2.7 Defining functions . . . . . . . . . . . . . . . . . . . . . . . . 11
1.2.8 Relations and loops . . . . . . . . . . . . . . . . . . . . . . . 12
1.3 TAYLOR SERIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
3 Roots of Equations 41
3.1 THE BISECTION METHOD . . . . . . . . . . . . . . . . . . . . . 42
3.2 FIXED POINT ITERATION . . . . . . . . . . . . . . . . . . . . . 50
3.3 THE SECANT METHOD . . . . . . . . . . . . . . . . . . . . . . . 57
3.4 NEWTON’S METHOD . . . . . . . . . . . . . . . . . . . . . . . . 62
3.5 CONVERGENCE OF THE NEWTON AND
SECANT METHODS . . . . . . . . . . . . . . . . . . . . . . . . . . 72
3.6 MULTIPLE ROOTS AND THE MODIFIED
NEWTON METHOD . . . . . . . . . . . . . . . . . . . . . . . . . . 74
3.7 NEWTON’S METHOD FOR NONLINEAR
SYSTEMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
APPLIED PROBLEMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
vii
viii Contents
5 Interpolation 153
5.1 POLYNOMIAL INTERPOLATION THEORY . . . . . . . . . . . . 154
5.2 NEWTON’S DIVIDED-DIFFERENCE INTERPOLATING
POLYNOMIAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
5.3 THE ERROR OF THE INTERPOLATING
POLYNOMIAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
5.4 LAGRANGE INTERPOLATING POLYNOMIAL . . . . . . . . . . 172
APPLIED PROBLEMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177
Appendix 556
Contents xi
Index 611
Preface
The goal of this present fourth edition is the same as the previous one. The book
introduces students to a wide range of useful and important algorithms. Computer
xiii
xiv Preface
results are presented with full details so that the main steps of the algorithm of each
numerical method are visualized and interpreted. For this reason, a supplementary
CD-ROM, attached at the back of the book, has been developed for students’ use
with MATLAB. The CD-ROM contains simple MATLAB functions that give a clear
step-by-step explanation of the mechanism behind the algorithm of each numerical
method covered. Emphasis is placed on understanding how the methods work.
These functions guide the student through the calculations necessary to understand
the algorithm(s). The main feature of this book, beside the use of MATLAB as its
computing environment, is that the style of the book is easy, direct, and simple.
This is likely to boost students’ confidence in their ability to master the elements
of the subject.
The book is organized in a fairly standard manner. Topics that are simpler, both
theoretically and computationally, come first; for example Chapter 2 contains an
introduction to computer floating point arithmetic, errors, and interval arithmetic
and finding the root of equations is covered in Chapter 3 .
Both direct and iterative methods are presented in Chapter 4 for solving systems
of linear equations.
Interpolation, spline functions, concepts of least squares data fitting, and numer-
ical optimization are the subjects of Chapters 5, 6, 7, and 8. Interpolation forms
the theoretical basis for much of numerical analysis.
Chapters 9 and 10 are devoted to numerical differentiation and integration. Sev-
eral efficient integration techniques are presented.
In Chapters 11 and 12 a wide variety of numerical techniques is presented for solv-
ing linear integral equations and ordinary differential equations. An introduction for
solving boundary value problems is presented in Chapter 13. Chapter 14 is devoted
to some numerical techniques for computing the eigenvalues and eigenvectors of a
matrix. An introduction to Dynamical systems and Chaos is presented in Chapter
15. The last Chapter 16 provides a basic introduction to numerical techniques for
solving partial differential equations.
In each chapter we have attempted to present clear examples in every section
followed by a good number of related exercises at the end of each section with
answers to some exercises.
It is the purpose of this book to implement various important numerical methods
on a personal computer and to provide not only a source of theoretical information
on the methods covered, but also to allow the student to easily interact with the
computer and the algorithm for each method using MATLAB.
This text should provide an excellent tool suitable for teaching numerical method
courses at colleges and universities. It is also suitable for self-study purposes.
Acknowledgments
We wish to thank the many persons who have helped us in the creation of this
book. They are:
From Abu Dhabi University, Dr. Deena Elsori, Dr. Jamal Benbourenane, Dr.
Makhtar Sarr, Prof. Haydar Akca and Prof. Hichem Eleuch. Mr. Saadaoui Mo-
hamed from University of Laghouat.
Special thanks are due to those who gave their time to edit our book, Mr. Zack
Polaski and Mr. Faysel Kharab from Lisbon University.
The authors remain very grateful to Sarfraz Khan and the editorial and pro-
duction staff of Chapman & Hall/CRC who have been helpful and available at all
stages.
Finally, the authors are grateful for the financial and facilities support provided
by Dr. Ashraf Khalil Director of Research of Abu Dhabi University.
Suggestions for improvements to the book are always welcome and can be made
by e-mail at: [email protected].
Abdelwahab Kharab
Ronald B. Guenther
Chapter 1
Introduction
The Taylor Series is one of the most important tools in numerical analysis. It
constitutes the foundation of numerical methods and will be used in most of the
chapters of this text. From the Taylor Series, we can derive the formulas and error
estimates of the many numerical techniques used. This chapter contains a review
of the Taylor Series, and a brief introduction to MATLAB R .
1
2 INTRODUCTION
a supplementary CD-ROM at the back of the book. These M-files can be used for
the application or illustration of all numerical methods discussed in this text. Each
M-function will enable students to solve numerical problems simply by entering data
and executing the M-functions.
It is well known that the best way to learn computer programming is to write
computer programs. Therefore, we believe that by understanding the basic theory
underlying each numerical method and the algorithm behind it, students will have
the necessary tools to write their own programs in a high-level computer language
such as C or FORTRAN.
Another future of MATLAB is that it provides the Graphical User Interface
(GUI). It is a pictorial interface to a program intended to provide students with
a familiar environment in which to work. This environment contains push buttons,
toggle buttons, lists, menus, text boxes, and so forth, all of which are already famil-
iar to the user, so that they can concentrate on using the application rather than on
the mechanics involved in doing things. They do not have to type commands at the
command line to run the MATLAB functions. For this reason, we introduced GUI
in this edition to make it easier for the students to run the M-functions of the book.
A readme file named ”SUN Package readme contained in the directory NMETH”
of the CD attached at the back cover of the book, explains in details the steps to
follow to run the MATLAB functions using GUI. In addition, Appendix D shows
the use of GUI for solving several examples.
2
8
9
Elements of the matrix can be a number or an expression, like
One can define an array with a particular structure by using the command
x = a : step : b
As an example
>> y = [20: -5 : 2]
y=
20 15 10 5
>> ones(2)
ans =
1 1
1 1
a matrix of all 1’s.
>> zeros(2,4)
ans =
0 0 0 0
0 0 0 0
a 2 × 4 matrix of zeros.
>> rand(2,4)
ans =
0.9501 0.6068 0.8913 0.4565
0.2311 0.4860 0.7621 0.0185
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4 INTRODUCTION
>> eyes(3)
ans =
1 0 0
0 1 0
0 0 1
the 3 × 3 identity matrix.
The diag function either creates a matrix with specified values on a diagonal or
extracts the diagonal entries. For example,
>> v = [3 2 5];
>> D=diag(v)
D=
3 0 0
0 2 0
0 0 5
a 3 × 3 diagonal matrix with v on the main diagonal.
To extract the diagonal entries of an existing matrix, the diag function is used:
where firstValue and lastValue are the starting and ending values in the sequence
of elements and NumValues is the number of elements to be created. For example,
>> x = [1 5 8];
>> y = [2 4 3];
>> x + y
ans =
3 9 11
Multiplying a vector or matrix by a scalar will scale each element of the vector
or matrix by the value of the scalar.
>> C = 2*[1 3; 4 2]
C=
2 6
8 4
>> v = 3*[1 4 -5 7]
v=
3 12 − 15 21
>> x. * y
ans =
2 20 24
The inner, or dot, product of two vectors is a scaler and can be obtained by mul-
tiplying a row vector and a column vector. For example,
>> x’
ans =
6 INTRODUCTION
1
5
8
The matrix operations of multiplication, power, and division are indicated as
>> B = [1 3; 4 2];
>> A = [2 5; 0 6];
>> A*B
ans =
22 16
24 12
>> A^2
ans =
4 40
0 36
>> A/B
ans =
1.6000 0.1000
2.4000 −0.6000
>> A.*B
ans =
2 15
0 12
Note that the three operations of multiplication, division, and power can operate
elementwise by preceding them with a period.
1.2.2 Polynomials
MATLAB provides a number of useful built-in functions that operates on poly-
nomials. The coefficients of a polynomial are specified by the entries of a vector.
For example, the polynomial p(x) = 2x3 − 5x2 + 8 is specified by [2 -5 0 8]. To
evaluate the polynomial at a given x we use the polyval function.
>> c = [2 -5 0 8];
>> polyval(c,2)
ans =
4
evaluates the polynomials p(x) = 2x3 − 5x2 + 8 at x = 2.
AN INTRODUCTION TO MATLAB 7
The function roots finds the n roots of a polynomial of degree n. For example, to
find the roots of the polynomial p(x) = x3 − 5x2 − 17x + 21, enter
will display the text placed in single quotes. The function disp also allows us to
print numerical values placed in text strings. For example,
disp([’Newton’s method converges after ’,num2str(iter),’ iterations’])
The other function fprintf is more flexible and has the form
fprintf(’filename’,’format’,list)
8 INTRODUCTION
where
filename is optional; if it is omitted, output goes to the screen.
format is a format control string containing conversion specifications or any optional
text. The conversion specifications control the output of array elements.
Common conversion specifications include:
where P and Q are integers that set the field width and the number of decimal
places, respectively.
list is a list of variable names separated by commas, and the special format \n pro-
duces a new line.
>> x = pi ; y = 4.679 ; z = 9 ;
>> fprintf(’\n x = %8.7f\n y = %4.3f\n z = %1.0f\n’,x,y,z)
x = 3.1415927
y = 4.679
z=9
The plot is shown in Figure 1.1. The command plot(x,y,’r+:’) will result in r=red
with + for points and dotted line. Use help plot for many options.
To plot a function f 1 defined by an M-file (see Subsection 1.2.7) in an interval
[a, b], we use the command
>> fplot(’f1’,[a,b]).
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patient and mild as any lamb at hir execution.”
After praying for her enemies and herself, Jane turned to the
priest Feckenham and inquired whether she could repeat a Psalm,
and he assenting she repeated the fifty-first. She then handed her
gloves and her handkerchief to one of her ladies, giving the book
she had brought, to Thomas Bridges for him to give to his brother,
Sir John. On a blank page of this book[13] she had written:
Mary, cruel and bigoted as she was, had inherited the courage of
the Tudors, and as Wyatt approached the City, resolutely refused to
take shelter in the Tower as she was strongly urged to do, offering a
pension of one hundred pounds a year (about £1000 of our money
value) to any one who would bring her Wyatt’s head. On the 3rd of
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where was the only other bridge by which he could gain the City and
the Tower. Crossing this bridge, Wyatt now marched to the east
upon a dark and stormy night; his men were worn out with fatigue,
their spirits dashed by the recent repulse, and the consequence was
that they melted away in shoals. Very few remained with him when
he encountered the Royal troops drawn up at Hyde Park to bar his
passage, and although he succeeded in pushing his way through the
soldiers with a handful of his friends, he sank down utterly
exhausted when he reached Temple Bar. The gate of the Bar was
closed and he and his companions were immediately taken prisoners
by Sir Maurice Berkeley.
There is a lengthy list of prisoners who were brought with Wyatt
into the Tower, or shortly after his arrest. Amongst these were, Sir
William Cobham and his brother George Cobham; Hugh Booth,
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Edward Fog, George Moore, Cuthbert Vaughan, Sir Henry Isley, two
Culpeppers, and Thomas Rampton, who had been Suffolk’s
secretary. Wyatt was beheaded on the 11th of February, the day
before Lady Jane Grey and her husband, stoutly maintaining to the
end, even under the torture of the rack, that Elizabeth had had no
cognisance of his insurrection and had played no part in it as Queen
Mary suspected. With all these prisoners the headsman and the
hangman of the Tower had a busy time, and blood flowed freely on
Tower Hill in the springtime of 1555. Some of these prisoners were,
however, executed out of London. Sir Henry Isley and his brother
suffered at Maidstone, the Knevets at Sevenoaks, and Bret, who had
cannonaded the Tower during Wyatt’s rebellion, was hanged in
chains at Rochester.
London in those days must have looked like some vast Golgotha.
Gibbets were placed in all the principal streets, each bearing its
ghastly load; and the decapitated heads and limbs of Queen Mary’s
victims were stuck over many gates of the town, standing up in
horrid clusters, especially on London Bridge, the air being tainted far
and near with these grisly fragments of mortality. London had indeed
been turned into a shamble; it had become a veritable city of blood,
a precursor of an African Benin.
Whilst these scenes were taking place in her capital, Mary wedded
Philip of Spain at Winchester, vainly attempting to make herself
attractive to that morose prince.
From some words let fall, it is said by Wyatt, Mary ordered three
members of the Privy Council to go to Ashbridge in Hertfordshire
where her half-sister, the Princess Elizabeth, was then living in a
state of semi-captivity. These three Privy Councillors were Sir
Richard Southwell, Sir Edward Hastings, and Sir Thomas Cornwallis;
they were accompanied by a guard of two hundred and fifty
horsemen. On arriving late at night at Ashbridge they were told that
the Princess was ill and was in bed, but they nevertheless forced
their way into her bedroom. “Is the haste such,” cried Elizabeth,
“that you could not have waited till the morning?” Their answer was
that they had orders to bring her hence, dead or alive, and early the
next morning she was taken in a litter by short stages to London,
the journey, however, taking six days to accomplish, the people
showing the Princess the most marked sympathy as she passed
along the roads. On reaching Whitehall, Elizabeth was closely
confined, being examined there by the Council; a fortnight later she
was taken by water to the Tower and landed at Traitor’s Gate. Her
proud attitude and indignant words on leaving her barge are well
known, but, like most of her recorded sayings, are well worth
repeating:—“Here landeth,” she exclaimed on putting her foot on the
stone steps of that historic gate, “as true a subject, being a prisoner,
as ever landed at these stairs, and before thee, O God, I speak it,
having none other friends but thee.” She then seated herself, in spite
of the heavy rain then falling, on a stone—some accounts have it on
the steps themselves—saying with true Tudor determination, “Better
sit here than in a worse place.” And it was not until the Gentleman
Usher burst into tears that she could be induced to rise and enter
her prison.
Middle Tower
Elizabeth once within the Tower, it became the more difficult for
Mary and her Council to know how to act. Judging from her general
character, Mary would have been only too ready to shed her sister’s
blood, but the Council were more humane than the Queen, and
while the followers of Wyatt, and Wyatt himself, were being tortured
in order to extract some admissions whereby Elizabeth might be
incriminated, the Princess was kept in close confinement. But
nothing could be proved against her. In vain the crafty Gardiner
examined and cross-examined Elizabeth herself; for a whole month
she was not allowed to leave her prison room, mass being said daily
in her apartment;—this must have been intensely irritating to the
proud spirit of the Protestant Elizabeth. At length her health broke
down and she was permitted to walk in the Queen’s Privy Garden,
but always accompanied by the Constable of the Tower, the
Lieutenant, and a guard of men. There is a story, and probably a
true one, of a little boy, aged four, who was wont to bring the
Princess flowers to brighten her prison room. On one occasion he
was watched as he left, and strictly questioned, with the result that
the little fellow’s kind attentions had to cease, by order of Sir John
Gage, the Constable. Holinshed has narrated a quarrel that occurred
between Elizabeth’s attendants with her in the Tower, and the
Constable. The latter had given orders that when her servants
brought the Princess’s dinner to the gates of the fortress they were
not to be admitted, but were to hand over the provisions to the
“common rascall souldiers.” Elizabeth’s servants strongly objected to
this arrangement, complaining that the “rascalls” took most of the
Princess’s dinner themselves before it reached her, but the only
satisfaction they obtained from Sir John was that “if they presumed
either to frown or shrug at him” he would “sette them where they
should see neither sonne nor moon.” An application to the Privy
Council forced the Constable to give way, but Holinshed remarks that
he was not over-pleased at having to do so, “for he had good cheare
and fared of the best, while her Grace paid for all.”
It being impossible to prove anything against Elizabeth she was at
length allowed to leave her prison. This she did on the 19th May
1554, under the charge of Sir Henry Bedingfield, and was taken to
Woodstock. There is a tradition that when it was known in the City
that the Princess had been released from the Tower, some of its
church bells rang merry peals of joy, and that when she became
Queen she gave those churches silken bell-ropes.
The Earl of Warwick and his three brothers, Ambrose, Robert, and
Henry Dudley, were still confined in the Beauchamp Tower, but the
Earl died on the 21st of October 1554, and his brothers were
released in the following year. About the same time other notable
personages were set free, in order, it is thought, to curry favour with
the populace and make the Spanish match less unpopular. These
included the Archbishop of York, Sir Edward Warner, and some
dozen other knights and gentlemen.
Then came the religious persecutions which were carried on by
Mary with zest, and it has been estimated that during her short
reign, and during the three and a half years that the persecution of
the reformers lasted, no less than three hundred victims perished at
the stake. These martyrs, however, did not suffer in vain, “You have
lost the hearts of twenty thousand that were rank Papists within
these twelve months,” wrote a Protestant to Bonner; and Latimer’s
dying words to his fellow-martyr, as he was being tied to the stake at
Oxford, will never be forgotten in England, “Play the man, Master
Ridley, we shall this day light such a candle by God’s grace in
England as I trust shall never be put out.”
At length, on the 17th of November, Mary died, and the people
had peace, the last political prisoners in the Tower in her reign being
Thomas, second son of Lord Stafford, and some of his followers,
who had raised a rebellion against Mary’s government in the north of
England. Stafford was beheaded on Tower Hill, and his followers
were hanged at Tyburn.
CHAPTER XI
QUEEN ELIZABETH
Norfolk merited his doom, and the more illustrious his name and
rank, the more grievous his fault. As to finding cause for pitying him
on the ground of his attentions to Queen Mary, that, too, seems
unnecessary. The Duke had never seen the Scottish Queen, nor is he
likely to have felt much affection for a woman who had been
implicated in her husband’s murder, and had allowed herself to be
carried off by that husband’s assassin. Norfolk was accompanied to
the scaffold by his old friend, Sir Henry Lee, the Master of the
Ordnance.[14] Norfolk refused to have his eyes bandaged, and
begging all present to pray for him, met his fate with calmness. “His
head,” writes an unknown chronicler (Harleian MSS.), “with singular
dexteritie of the executioner was with the appointed axe at one
chop, off; and showed to all the people. Thus he finyshed his life,
and afterwards his corpse was put into the coffyn; appertaninge to
Barkynge Church, with the head also, and so was caryed by foure of
the lyeutenant’s men and was buried in the Chappell in the Tower by
Mr Dean (Dr Nowell) of Paules.” The Duke’s last words are worthy of
remembrance. While reading the fifty-first Psalm, when he came to
the verse, “Build up the walls of Jerusalem,” he paused an instant,
and then said, “The walls of England, good Lord, I had almost
forgotten, but not too late, I ask all the world forgiveness and I
likewise forgive all the world.”
One of Queen Mary Stuart’s most devoted adherents was John
Leslie, Bishop of Ross, who, like Norfolk, had been deeply implicated
in the Ridolfi conspiracy, and had been imprisoned in the Bell Tower.
When tried for treason, the Bishop pleaded that being an
Ambassador he was not liable to the charge; he was kept for two
years in the Tower and then he was banished.
Priests, and especially those who were Jesuits, were very harshly
dealt with at this time, the utmost rigour being shown to all who
opposed the Queen’s acts or intentions. We have one instance of
this in the fate which befell that eminent theologian, John Stubbs,
who had written a pamphlet against the proposed marriage of
Elizabeth with the Duke of Anjou, the brother of the King of France,
Charles IX., and himself afterwards King of that country under the
title of Henry III. Dr Stubbs was sentenced to have his right hand
cut off by the hangman, the unlucky printers of his pamphlet being
treated in the same barbarous manner. Immediately his hand was
cut off, Stubbs raised his cap with the other, shouting, “God save the
Queen!”; this truly loyal incident was witnessed by the historian
Camden.
Besides the penalty of losing the right hand for writing or printing
matter which might be disapproved by the Queen or her Council, the
same punishment was awarded to any person striking another within
the precincts of the royal palaces, of which the Tower was one. Peter
Burchet, a barrister of the Middle Temple, had been committed to
the Tower in 1573 for attempting to kill the celebrated Admiral Sir
John Hawkins, whom he had mistaken for Sir Christopher Hatton.
During his imprisonment he killed a warder, or attendant, by
knocking him on the head with a log of wood taken from the fire.
For this he was condemned to death, but before being hanged at
Temple Bar, his right hand was cut off for striking a blow in one of
the royal palaces. At this time Elizabeth found it essential to
drastically assert her authority, and in 1577 an individual named
Sherin was not only imprisoned in the Tower for denying her
supremacy, but was afterwards drawn on a hurdle to Tyburn, where
he was hanged, disembowelled, and quartered. In that same year
six other poor creatures were treated in the same manner, after
being imprisoned in the fortress, for coining. From 1580 until the
close of Elizabeth’s reign the penal laws were enforced with terrible
rigour, owing to the invasion of the Jesuit missionary priests led by
Parsons and Campion. Cardinal Allen’s seminary priests were
ruthlessly hunted down, and when caught, imprisoned, generally
tortured, and invariably executed. The Cardinal, who had set up a
seminary for priests at Douai, maintained a large and ever increasing
staff of young men who were ready to sacrifice their lives in what
they believed to be the cause of Heaven. The first to suffer of these
was Cuthbert Mayne. Between Elizabeth and the Cardinal the war
became fierce and sanguinary. Plot was met by counter-plot, and
Cecil showed himself as astute and deep as any Jesuit of them all,
the priests of Douai and Allen’s Jesuits faring ill in consequence.
Both Campion and Parsons had been at the English Universities, and
both for a time succeeded in their mission of bringing over to their
religion many from among the higher classes of this country. But
Elizabeth’s great minister proved too strong for them, and Campion
was arrested and sent to the Tower, whilst Parsons sought safety on
the Continent. Campion, with two other priests named Sherin and
Brian, was hanged at Tyburn. Many of the imprisoned priests were
tortured in the Tower; some were placed in “Little Ease,” where they
could neither stand up nor lie down at full length; some were
racked, others subjected to the deadly embrace of the “Scavenger’s
Daughter,” others being tortured by the “boot,” or the “gauntlets,”
and hung up for hours by the wrists. Sir Owen Hopton, the
Lieutenant of the Tower at this time, seems to have been a very
hard-hearted gaoler, and on one occasion when he had forced some
of these wretched priests, with the help of soldiers, into the Chapel
of the Tower whilst service was being held, he boasted that he had
no one under his charge who would not willingly enter a Protestant
Church.
From 1580 onwards, the Tower was filled with State prisoners. In
that year the Archbishop of Armagh and the Earls of Kildare and
Clanricarde, and other Irish nobles who had taken part in Desmond’s
insurrection, were imprisoned in the fortress, and three years later a
number of persons concerned in one of the numerous plots against
Elizabeth’s life were likewise sent there, among them John
Somerville, a Warwickshire gentleman, and his wife, together with
her parents, and a priest named Hugh Hall, declared to have designs
to murder the Queen. Mrs Somerville, her mother, and the priest
were spared; her husband committed suicide in Newgate, where he
had been sent to be executed, and her father was hanged, drawn,
and quartered at Smithfield. In the following year (1584) Francis
Throgmorton, son of Sir John, suffered death for treason like his
father, a correspondence between Queen Mary and himself having
been discovered. In the month of January 1585, twenty-one priests
lay in the Tower, but were afterwards shipped off to France. In this
same year Henry Percy, eighth Earl of Northumberland, a zealous
Roman Catholic, with Lord Arundel, the son of the fourth Duke of
Norfolk, were imprisoned in the Tower. But Northumberland killed
himself, locking his prison door, and shooting himself through the
heart with a pistol he had concealed about him, being supposed to
have committed suicide in order that his property should not come
into possession of the Queen—whom he called by a very offensive
epithet—as would have been the case had he been attainted of
treason. Arundel died in the Beauchamp Tower after a long
imprisonment, as has been told in the account of that building. His
death was no doubt owing to the severity of his confinement,
combined with the austerities he thought it his duty to inflict upon
himself; he certainly deserves a place in the roll of those who have
died martyrs to their faith.
Another conspiracy against the Queen’s life came to light in this
same year, when a man named Parry was arrested on a charge of
having received money from the Pope to assassinate Elizabeth, a
fellow-conspirator named Neville being taken at the same time, it
being alleged that they intended to shoot the Queen whilst she was
riding. Neville, who was heir to the exiled Earl of Westmoreland,
hearing of that nobleman’s death abroad, turned Queen’s evidence,
hoping by this treachery to recover the forfeited Westmoreland
estates. His confederate was hanged, and although Neville escaped
a similar fate, he remained a prisoner for a considerable time in the
Tower.
Axe and halter once more came into play in extinguishing what
was known as the Babington Plot in 1586. Elizabeth had never run a
greater peril of her life, and it was owing to this plot that Mary
Stuart died on the scaffold at Fotheringay on the 8th of February in
the following year. Anthony Babington was a youth of good family,
holding a place at Court, and, like many other of Elizabeth’s
courtiers, belonged to the Roman faith, the Queen being too
courageous to forbid Roman Catholics from belonging to her
household. The soul of the plot was one Ballard, a priest, who had
induced Babington, with some other of his associates, also of the
Court, to adventure their lives in order to release Mary Stuart, and to
place her upon the throne after having got rid of Elizabeth.
Walsingham, with his lynx-eyed prevoyance, discovered the plot, and
Ballard with the rest were arrested, tried and condemned. According
to Disraeli the elder (in his “Amenities of Literature”) the judge who
presided at the trial, turning to Ballard, exclaimed, “Oh, Ballard,
Ballard! What hast thou done? A company of brave youths,
otherwise adorned with goodly gifts, by thy inducement thou hast
brought to their utter destruction and confusion.” Besides Ballard
and Babington, thirteen of these young conspirators were executed
—to wit, Edward Windsor, brother of Lord Windsor, Thomas
Salisbury, Charles Tilney, Chidiock Tichburn, Edward Abington,
Robert Gage, John Travers, John Charnocks, John Jones, John
Savage, R. Barnwell, Henry Dun, and Jerome Bellarmine. Their
execution, accompanied with all its horrible details, lasted for two
days, Babington exclaiming as he died, “Parce mihi, Domine Jesu!”
On the second day the Queen gave orders that the remaining victims
should be despatched quickly without undergoing the attendant
horrors of partial hanging, drawing, and quartering.[15]
Mary’s execution followed in the next year, but it was Elizabeth’s
secretary, Davison—he had been appointed about this time co-
secretary with Walsingham—who had to bear all the odium of her
death, Elizabeth accusing him of having despatched the death-
warrant without her sanction. She sent him to the Tower and caused
him to be fined so heavily that he was completely ruined in
consequence. Another scandalously unjust imprisonment in the
Tower of a loyal and faithful servant of the Queen, was that of Sir
John Perrot, a natural son of Henry VIII. Perrot was a distinguished
soldier, and had acted as Lord-Deputy in Ireland, where, by his
justice and humanity and clear common-sense, he had done much
to restore order and comparative prosperity to that distracted island.
Sir John Perrot was cordially hated by the Lord Chancellor, Sir
Christopher Hatton, who was particularly noted for his skill in
dancing, this hatred having been aroused, it is said, by Perrot
remarking that the Lord Chancellor “had come to the Court by his
galliard.” This criticism resulted in Perrot’s being arrested, after being
summoned from Ireland on a trumped-up charge of treason, and
committed to the Tower in 1590. At his trial two years later, nothing
could be proved against him except a few idle words that he had
uttered concerning the Queen, and which had been repeated to her;
nevertheless he was found guilty. When brought back to the Tower,
Sir John exclaimed angrily to the Lieutenant, Sir Owen Hopton,
“What! will the Queen suffer her brother to be offered up as a
sacrifice to the envy of my strutting adversary?” On hearing this, the
Queen burst out into one of her finest Tudor rages, and swearing
“by her wonted oath,” as Naunton writes, “declared that the jury
which had brought in this verdict were all knaves, and that she
would not sign the warrant for execution.” So Sir John escaped the
headman, but the gallant knight died that September in the Tower,
Naunton thus describing the close of his life: “His haughtiness of
spirit accompanied him to the last, and still, without any diminution
of courage therein, it burst the cords of his magnanimitie.” In his
youth Perrot had been distinguished for his good looks and strength
of body. “He was,” writes Naunton, “of stature and size far beyond
the ordinary man; he seems never to have known what fear was,
and distinguished himself by martial exercises.” During a boar hunt
in France in 1551, it was related of him that he rescued one of the
hunters from the attack of a wild boar, “giving the boar such a blow
that it did well-nigh part the head from the shoulders.”
From a memorandum drawn up by Sir Owen Hopton for the use of
his successor, Sir Michael Blunt, in the Lieutenancy of the Tower in
1590, we find that the following prisoners were at that time confined
in the fortress:—James Fitzgerald, the only son of the Earl of
Desmond, who had come from Ireland as a hostage, Florence
Macarthy, Sir Thomas Fitzherbert (who died in the Tower in the
following year), Sir Thomas Williams, the Bishop of Laughlin, Sir
Nicholas White, Sir Brian O’Rourke, “who hath the libertie to walk on
the leades over his lodging,” and Sir Francis Darcy. All these
prisoners were connected with the war in Ireland, or were suspected
of conspiring against the Queen and her government.
The year 1592 is a memorable one in the life of the great Sir
Walter Raleigh, for it was then that he began his long acquaintance
with the prisons of the Tower, and from this time until his execution
a quarter of a century later, Raleigh’s days were mainly passed
within the walls of that building.
Raleigh’s first imprisonment in the Tower was owing to his
marriage with Elizabeth Throgmorton, one of the Queen’s ladies, and
the daughter of Sir Nicholas Throgmorton. Raleigh had wooed, won,
and wedded his wife without Elizabeth’s knowledge or consent. The
Queen, then over sixty years of age, was still as jealous and as vain
as any young girl of sixteen, and for any of her favourites—and
Raleigh at this time was the principal one—to marry without her
august permission, and especially to marry one of her ladies, was in
her eyes a most heinous crime, an aggravated form of lése-majestè,
and it was only by the most fulsome flattery, the most grovelling
abasement, that Sir Walter gained his freedom. In a letter from Sir
Arthur Gorges, a cousin of Raleigh’s, to Sir Robert Cecil, there is an
account of an extraordinary scene enacted by Sir Walter whilst in the
Tower. “I cannot choose,” writes Gorges, “but advertise you of a
strange tragedy that this day had like to have fallen out between the
captain of the guard and the lieutenant of the ordnance, if I had not
by great chance come at the very instant to have turned it into a
comedy. For upon a report of Her Majesty’s being at Sir George
Carew’s, Sir Walter Raleigh having gazed and sighed a long time at
his study window, from whence he might discover the barges and
boats about the Blackfriars stairs, suddenly he brake out into a great
distemper, and swore that his enemies had on purpose brought Her
Majesty thither to break his gall in sunder with Tantalus’s torment,
that when she went away he might see death before his eyes, with
many such like conceits. And as a man transported with passion, he
swore to Sir George Carew that he would disguise himself, and get
into a pair of oars to cure his mind with but a sight of the Queen, or
else he protested his heart would break. But the trusty jailor would
none of that, for displeasing the higher powers, as he said, which he
more resented than the feeding of his humour, and so flatly refused
to permit him. But in conclusion, upon this dispute they fell flat to
choleric outrageous words, with straining and struggling at the
doors, that all lameness was forgotten, and in the fury of the
conflict, the jailor he had his new periwig torn off his crown, and yet
here the struggle ended not, for at last they had gotten out their
daggers. Which when I saw, I played the stickler between them, and
so purchased such a rap on the knuckles, that I wished both their
pates broken, and so with much ado they stayed their brawl to see
my bloody fingers. At first I was ready to break with laughing to see
them two scramble and brawl like madmen, until I saw the iron
walking, and then I did my best to appease their fury. As yet I
cannot reconcile them by any persuasions, for Sir Walter swears,
that he shall hate him for so restraining him from the sight of his
mistress, while he lives, for that he knows not (as he said) whether
ever he shall see her again, when she is gone the progress. And Sir
George on his side, swears that he would rather lose his longing,
than he would draw on him Her Majesty’s displeasure by such liberty.
Thus they continue in malice and snarling; but I am sure all the
smart lighted on me. I cannot tell whether I should more allow of
the passionate lover, or the trusty jailor. But if yourself had seen it,
as I did, you would have been as heartily merry and sorry, as ever
you were in all your life, for so short a time. I pray you pardon my
hasty written narrative, which I acquaint you with, hoping you will
be the peacemaker. But, good sir, let nobody know thereof, for I fear
Sir Walter Raleigh will shortly grow to be Orlando Furioso, if the
bright Angelica persevere against him.”
Here is a portion of a letter written by Sir Walter himself to Sir
Robert Cecil, which the writer evidently wished should be shown to
the Queen. “My heart,” he writes, “was never broken till this day,
that I hear the Queen goes away so far off, whom I have followed so
many years with so great love and desire, in so many journeys, and
am now left behind her in a dark prison, all alone.” (This “dark
prison” from which Raleigh writes, was probably the Brick Tower; in
later years Sir Walter was to become acquainted with other prisons
in the Tower.) “While she was yet at hand,” he continues, “that I
might hear of her once in two or three days, my sorrows were the
less, but even now my heart is cast into the depth of all misery. I,
that was wont to behold her riding like Alexander, hunting like Diana,
walking like Venus, the gentle wind blowing her fair hair about her
pure face like a nymph, sometimes sitting in the shade like a
goddess, sometimes singing like an angel, sometimes playing like
Orpheus”—Alas! Sir Walter!
How long, in spite of the above fulsome letter, the Queen would
have kept “her love-stricken swain,” as Raleigh called himself, within
the Tower there is no knowing, if it had not been for the accident of
his good ship, the Roebuck—which had escaped from the Spanish
fleet sent to capture her—falling in, off Flores, with some great East
Indian carracks bound for Lisbon. When the Roebuck had taken the
great Spanish ship, the Madre de Dios, and brought her into
Dartmouth with a huge treasure on board, which Raleigh himself
estimated at half-a-million pounds, Elizabeth’s covetousness
completely overmastered her resentment, and “her love-stricken
swain” was set at liberty in September 1592, to arrange the disposal
of the Spanish treasure—of which the Queen took the lion’s share.
Two attempts to poison Elizabeth were discovered in 1594. The
first of these dastardly schemes was concocted by the Queen’s
physician, a Spaniard or Portuguese named Lopez, who had been
bribed by the Spanish governors of the Netherlands, Fuentes and
Ibara, to administer poison to his royal mistress in some medicine.
This plot is said to have been discovered by Essex. Lopez and two of
his confederates met the fate they deserved, after being imprisoned
in the Tower. According to Camden, Lopez declared on the scaffold
that “He loved the Queen as much as he did Jesus Christ.” This
sentiment coming from a Jew was received with much merriment by
the spectators at the execution. The second plot was much more
curious.
Walpole, a Jesuit priest, had bribed a groom in the royal stables,
named Edward Squire, to rub some poison on the pommel of the
Queen’s saddle, but, as may be supposed, the poison had no
harmful effect, and priest and groom, being convicted, were hanged
at Tyburn.
The last year of the sixteenth century saw the fall of one of
Elizabeth’s most brilliant courtiers, Robert Devereux, Earl of Essex.
After forty years of stern repression, Ireland, towards the close of