methods for knowledge synthesis - An overview
methods for knowledge synthesis - An overview
Research Methods
a r t i c l e i n f o a b s t r a c t
Article history: Objectives: To highlight recent advances in knowledge synthesis methods and reporting guidelines.
Received 13 March 2014 Background: Knowledge synthesis is critical to advancing practice, research, and policy, but synthesizing
Received in revised form knowledge from an often-heterogenous body of literature is challenging.
2 May 2014
Methods: A review of knowledge synthesis methods and reporting guidelines for health sciences research
Accepted 2 May 2014
was completed using Google Scholar, Medline, CINAHL, and PsycInfo. Relevant information was critiqued
Available online 8 July 2014
and summarized for applicability to health science and practice.
Results: Recent advances and guidelines pertaining to systematic reviews, meta-analysis, qualitative
Keywords:
Systematic review
synthesis, mixed studies reviews, integrative reviews, scoping reviews, RE-AIM reviews, and umbrella
Meta-analysis reviews are discussed and examples of the application of each method to cardiopulmonary research are
Metasynthesis provided. Methods of quality appraisal are also presented.
Mixed studies reviews Conclusions: Advancements in knowledge synthesis and reporting guidelines enhance the quality, scope,
Integrative review and applicability of results; thus improving health science and clinical practice, and advancing health
policy.
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454 R. Whittemore et al. / Heart & Lung 43 (2014) 453e461
aim; b) development of a methodological protocol; c) compre- statement,22 and it provides an explicit and systematic approach
hensive search strategies to find relevant research articles; d) a that researchers may use to conduct a review and summarize
method or tradition of evaluating quality and potential risk of bias findings.19 The PRISMA Statement comprises a 27-item checklist
in individual studies; and e) explicit data collection and synthesis and a four-phase flow diagram.21 The report emphasizes the need
procedures.3e5 Presentation of the results varies depending on the to assess risk of bias in individual studies and risk of bias across
specific method and the underlying assumptions of the method. studies that may affect the cumulative evidence.19
Gough and colleagues2 have articulated a differentiation in review An example of a systematic review in heart failure is included in
methods that either use aggregative logic or configuring logic, Table 3. The purpose of this review was to evaluate different types
which subsequently affects the presentation of results. Reviews of treatment for depression in adults with heart failure.6 Six
that include homogenous empirical data in order to determine different types of treatment were evaluated with some demon-
average effect sizes or numerical counting are based in aggregative strating moderate to strong evidence of efficacy and others with
logic (e.g., some systematic reviews, meta-analyses), and results are inconclusive or inconsistent results. This review begins to high-
typically presented as numerical data and figures. In contrast, light the types of treatment that may be beneficial to prescribe in
reviews that are more exploratory and seek variation and clinical practice as well as the types of treatment that need more
complexity of phenomenon are based on configuring logic (e.g., research.
qualitative synthesis, mixed-studies review) with results presented
as a conceptual model or narrative text. Meta-analysis
Guidelines for knowledge synthesis methods Meta-analysis is a type of systematic review that combines ev-
idence using statistical methods to determine overall effects and
Methodological guidelines for systematic reviews, meta- magnitude of effect size.23 This technique can be used to answer
analysis, qualitative synthesis, and mixed-studies reviews are questions about the convergence, divergence, and robustness of
available. Guidelines specify the type of study design required for study results, statistical significance of an effect with increased
that type of review, search strategies and data collection methods, power, development of a more precise estimate of effects, and ex-
quality appraisal tools, data extraction and analysis procedures, and amination of moderators of effects (i.e., whether they are consistent
reporting recommendations. Guidelines for systematic reviews and across subgroups and conditions).24,25 The objective of these
meta-analyses are well developed and provide detailed informa- studies is to present a balanced and impartial summary of existing
tion and checklists to conduct a rigorous review and the necessary research, and numerous strategies have been designed to increase
information to include in the publication of a review method. In the quality of findings.
contrast, guidelines for qualitative syntheses, mixed studies re- There are a variety of unique features and considerations to think
views, and umbrella reviews are emerging and provide direction to about when conducting a meta-analysis to help ensure the quality of
conduct the review and synthesize text, however there is no findings. First, it is suggested that researchers assign quality scores
consensus on the methodological approach at this time. to each individual study included in the analysis. Though numerous
One of the major challenges for all review methods is the tools have been developed,26,27 the most well-established quality
appraisal of the quality of studies included in the review. Assess- appraisal tool is by the Cochrane Collaboration, which recommends
ment of the quality of individual studies is difficult and potentially assessing the risk of bias of each individual study.24 Second, to assess
biased, and with the exception of the meta-analysis, it is unclear the impact of low quality studies and sample size, it is
how to factor in the quality of an individual study into the review recommended to include a sensitivity analysis.28,29 Techniques have
analysis. Nonetheless, quality standards for all review methods also been developed for calculating effect sizes including odds ratios
have been proposed. and risk ratios, and assessing publication bias using funnel plots29,30
Resources for reporting guidelines and review methods are and Egger’s regression tests.25,31 Researchers can use forest plots to
provided in Tables 1 and 2 and examples of different types of provide a pictorial presentation of the results and can use Cochrane’s
reviews conducted on heart failure are included in Table 3. Each of Q to test the heterogeneity of the studies and to guide analysis
the review methods will be briefly discussed. decisions (e.g., using weighted averages or a fixed or random effects
model).32,33 Metaregression can be utilized to further explore these
Systematic review heterogenous factors.34 Despite the numerous choices researchers
have when conducting meta-analyses, guidelines are essential to
A systematic review is a method used to combine evidence of help researchers and clinicians conduct a high quality meta-analysis
multiple studies by identifying relevant research, appraising study and assess the comprehensiveness and completeness of the review.
quality, and summarizing findings.17,18 It utilizes explicit, system- Guidelines have been established for meta-analyses of both
atic, and transparent methods to minimize bias and provide reliable randomized controlled trials and observational studies.
findings and evidence.5 Systematic reviews can be conducted using Researchers, reviewers, and editors often use these guidelines as
a statistical analysis (if study designs and outcomes are homoge- standards for publication. The guideline to improve the reporting of
nous) or a narrative analysis. Regardless of analytic approach, meta-analyses of randomized controlled trials is the same guide-
synthesizing the results of individual studies that includes in- line used for systematic reviews, PRISMA, as previously discussed.
terventions with multiple components or different measures poses The Meta-Analysis of Observational Studies in Epidemiology
additional challenges. Poor quality and inconsistent reporting of (MOOSE) checklist has been created for those conducting a meta-
the systematic review may diminish their usefulness to make sci- analysis of observational studies.35
entific inferences and conclusions.19,20 An example of a meta-analysis in the heart failure literature is
To enhance the standardization of reporting in systematic provided in Table 3. The purpose of this review was to evaluate the
reviews, the Preferred Reporting Items for Systematic Reviews and benefits and harms of cardiac resynchronization therapy (CRT) in
Meta-Analyses (PRISMA) has been recommended to improve the patients with advanced heart failure and those with less symp-
transparency of reporting systematic reviews and enhance tomatic disease.8 As can be seen by this example, the study design,
consistency across systematic reviews.21 The PRISMA statement the interventions, and the outcomes were very homogenous. A
evolved from the Quality of Reporting Meta-analyses (QUOROM) more focused research question allows for the determination of an
R. Whittemore et al. / Heart & Lung 43 (2014) 453e461 455
Table 1
Guidelines for knowledge synthesis methods and reporting guidelines.
Review type Purpose Examples of reporting Content of the guideline Quality appraisal
guideline
Systematic review To synthesize the results of Preferred Reporting Items for 4-Phase flow diagram and 27-item Risk of bias in individual studies.
homogenous Systematic Reviews and checklist. Risk of bias across studies that
experimental OR non-experimental Meta-analyses (PRISMA) Sections include: Title, abstract, may affect the cumulative evidence
research using a narrative analysis introduction,
methods, results, & discussion
Meta-analysis of To synthesize the effect of Cochrane Handbook for Handbook with sections that include: Risk of bias in individual studies
RCT homogenous Systematic Background, method, results, conclusion, (sequence generation, allocation
interventions evaluated by RCT using Reviews of Interventions and discussion4-Phase flow diagram concealment, blinding participants,
established statistical procedures PRISMA and 27-item checklist. personnel and outcome assessors,
Sections include: incomplete outcome data, selective
Abstract, introduction, outcome reporting, other sources of
methods, results, & discussion bias)
Meta-analysis of To synthesize the results of Meta-analysis of observational 35-Item checklist sections include: Assessment of study quality
observational homogenous observational studies in epidemiology background, search strategy, methods, (blinding of quality assessors;
study studies using established (MOOSE) results, discussion & conclusion stratification or regression on
statistical procedures possible predictors of study results)
Qualitative To synthesize the results of Enhancing transparency 21-Item checklist that includes: No well-established criteria
synthesis qualitative in reporting the synthesis of Introduction, methods, literature although
research using a narrative analysis qualitative research (ENTREQ) search, appraisal, and synthesis) numerous guidelines are available
Mixed studies To synthesize the results of None N/A No well-established criteria
review experimental although
and non-experimental research using scoring system for mixed studies
a statistical approach and/or a reviews proposed (qualitative,
narrative quantitative experimental,
analysis with integration of results quantitative observational, and
mixed methods criteria)
Integrative review To synthesize the results of research None N/A No well-established criteria
or theory using a narrative analysis
Scoping review To map the key concepts and None N/A No well-established criteria
evidence
of a particular phenomenon
RE-AIM review To evaluate and synthesize the reach, RE-AIM framework 21-Item validated extraction tool. No well-established criteria
efficacy, adoption, implementation, Sections
and maintenance of interventions include: Reach, efficacy, adoption,
implementation, and maintenance
Umbrella review To summarize results from None N/A No well-established criteria
systematic
reviews on a topic
effect size of a specific intervention on a select outcome when more popular methods of meta-ethnography, metasynthesis, and
applied to a specific patient population. Guidelines for the use of meta-grounded theory will be briefly discussed.
CRT in patients with different grades of heart failure could be The meta-ethnography has been the most widely cited quali-
specified. tative synthesis method and comprises an inductive and interpre-
tive approach to qualitative data analysis.12,44 It involves theoretical
sampling and reciprocal translations of findings from each primary
Qualitative synthesis study into the overall synthesis, which can then be presented
textually and graphically via summary tables, models, or dia-
The purposes of conducting a synthesis of primary qualitative grams.45 The meta-ethnography often results in new insights to a
studies include to: develop a deeper understanding of the phe- phenomenon, including the generation of new research questions
nomenon under investigation and uncover previously hidden pat- and theories, or indicates a point where saturation has been
terns, generate theory, explore the barriers, facilitators, reached.
perceptions, and attitudes from the participants’ perspective, The metasynthesis is another frequently used method to syn-
identify emerging areas of practice and research, and reveal reasons thesize qualitative studies. While there is a lack of consensus about
for variation in complex interventions and clinical trials.36e38 The the technique’s methods,46 and its somewhat ambiguous and
number of published syntheses of qualitative studies continues to interchangeable use,38,47 the umbrella term we are referring to here
increase,39,40 and there is diversity and disagreement as to the is the qualitative metasynthesis method as provided by Sande-
number of approaches one may take to conduct a qualitative syn- lowski and Barroso.48 Qualitative metasynthesis is a systematic
thesis, ranging from four to nine synthesis methods that span both approach that integrates results from a number of different, but
interpretative and integrative paradigms.41e43 Ultimately, the inter-related qualitative studies to synthesize research findings and
choice of which method to employ varies on several factors, contribute to a new higher conceptual and contextual under-
including the question and purpose of the synthesis, number of standing of the phenomenon of interest.46,48
published studies, and knowledge and expertise of the team con- Meta-grounded theory methodology, also known as “grounded
ducting the synthesis,42 as well as the researcher’s epistemological formal theory,” involves an inductive approach that uses constant
stance, methodology of primary qualitative studies, and whether comparative and theoretical sampling to analyze primary grounded
one seeks to describe or synthesize results.41 While no method to theory studies. It often informs higher-level insight into the processes
synthesizing qualitative research has become well-established, the of a phenomenon and the development of new theories.47,49,50
456 R. Whittemore et al. / Heart & Lung 43 (2014) 453e461
Method Study aim Method/reporting guidelinesNumber Main findings Quality appraisal Clinical implications
Author, year of publications inclusion Criteria
Systematic review To evaluate the effects of PRISMA Six types of interventions: (1) selective Qualitative assessmentTool Evidence supports that pharmacology,
Woltz et al,6 2012 interventions on depression N ¼ 23 serotonin reuptake inhibitors; (2) an for Quantitative CAM, and exercise may improve
in adults with HF. Experimental or erythropoiesis-stimulating agent; (3) Studies depression.
quasiexperimental designs exercise; (4) disease management programs; (QATQS)7 Insufficient/inconsistent
with HF patients (NYHA class (5) complementary and alternative medicine evidence to support the development
II and III HF) and outcome (CAM); and (6) a multimodal intervention of of clinical guidelines for the treatment
of depression cognitive behavioral therapy and exercise. of depression in persons with HF.
Meta-analysis To assess the benefits PRISMA (not explicitly stated in In patients with milder symptoms of heart Cochrane Risk of Bias Tool7 CRT is beneficial for patients with
Al-Majed et al,8 2011 and harms of cardiac manuscript but required by failure (class I and II), CRT improved LVEF reduced LVEF, symptoms of HF,
resynchronization therapy journal) and reduced all-cause mortality and HF and prolonged QRS, regardless of
(CRT) in patients with N ¼ 25 hospitalization without improving functional NYHA class
advanced HF and those with RCTs with >25 outcomes or quality of life; in NYHA class III or IV, Evidence to support
less symptomatic disease. HF patients and left ventricular CRT improved functional outcomes and reduced expansion of indications for CRT
ejection fraction (LVEF) .40; both all-cause mortality and HF hospitalizations to less symptomatic patients with
compared CRT with inactive HF who have LVEF <.35 and QRS
pacing, right ventricular duration >120 ms and are in sinus
Qualitative synthesis To conduct a systematic Method not reported. Participants conceptualized HF as a debilitating Standards for assessing Patients need to make sense of the
Yu et al,9 2008 review of qualitative Metasynthesis inferred. and distressing condition that had many quality (Popay, Rogers, experience, an essential step to
studies of how older people N ¼ 14 detrimental physical and psychosocial sequelae. and Williams,10 1998) initiate successful adjustment.
live with chronic HF. Studies were included Most viewed effective self-care as the key factor Interventions to address feelings
if they focused on older patients’ that ensured successful management of HF. Yet, of powerlessness and hopelessness
experiences of living with chronic HF. some older patients who were unable to relate to may be important to promote disease
the acute and chronic symptoms of HF described acceptance and adjustment.
having distressing symptoms, compromised Consider gender differences in
physical functioning, feelings of powerlessness the way older patients with HF
and hopelessness, and social and role conceive the illness experience and
dysfunction behaviors. design interventions accordingly.
Males interpreted the disease as a devitalizing
condition whereas female patients focused
more on psychological adjustment.
Mixed studies review To describe the caregivers’ PRISMA and meta-ethnography Caregivers’ activities included: 1) Critical Appraisal Skills HF patients and caregivers should
Buck et al,11 2014 activities contributing to (Noblit and Hare,12 1988) measurement/quantitative skills (weighing Program checklist (CASP)13 be educated and supported by
self-care in patients with HF N ¼ 40 (qualitative the patient or blood pressure monitoring), clinicians and researchers
N ¼ 17, quantitative 2) system navigators (scheduling appointments, as a unit of care.
N ¼ 23) Quantitative or equipment, services), and 3) interpersonal skills
qualitative studies of informal (encouraging/facilitating exercise).
caregivers of adults with HF Few studies (N ¼ 2) linked caregivers’
contribution with patient outcomes.
Caregivers’ experience was described
as burdensome in 7 studies and
positive in 5 studies.
(continued on next page)
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458 R. Whittemore et al. / Heart & Lung 43 (2014) 453e461
Multidisciplinary
such as acuity.
then a systematic review, meta-analysis, or mixed studies review
method should be used.
Dose and
Scoping review
pinning a research area and the main sources and types of evidence
of publications inclusion Criteria
RE-AIM review
the effects of nurse-led
hospital readmissions,
adults with HF on
cost-effectiveness
quality of life and
literacy interventions.78,80 These reviews report not only on the peer reviewers, and reporting guideline developers. In addition, the
efficacy of the interventions but also the processes that could network also organizes training courses, workshops, and meetings
influence implementation. (http://www.equator-network.org/home/).92
Umbrella review
Discussion
Driven by the rapid increase in the number of systematic
reviews and need for timely translation of evidence to practice and As evidence continues to burgeon and accumulate, knowledge
policy, the need for and utility of umbrella reviews has recently synthesis has become an invaluable component of research, prac-
become apparent. Umbrella reviews are also known as meta- tice, and policy. Similar to the research process that scientists use
reviews and overviews of reviews, and are reviews of existing when conducting and reporting results from an individual study, it
systemic reviews. Umbrella reviews focus on breadth with the aim is necessary to apply the same scientific integrity and principles
of summarizing available evidence. They can be used to assess when conducting a knowledge synthesis: the trustworthiness, ac-
similarities and differences in published reviews to summarize curacy, and validity of conclusions rely on this. The importance of
what is known about a topic69,82,83 and typically involve a number knowledge synthesis and standards is reflected in the numerous
of the different types of syntheses. Guidelines for conducting um- methods and guidelines for knowledge synthesis and reporting
brella reviews and reporting the results are available from JBI69 and that have been created.
Cochrane (referred to as overviews of reviews).84 Within these Guidelines for methods and reporting continue to develop to
types of reviews, researchers often use the assessment of multiple keep pace with increasingly sophisticated and diverse primary
systematic reviews (AMSTAR), a validated 11-item measurement study designs. While guidelines for systematic reviews and meta-
tool, to assess the methodological quality of the systematic analyses are well-established, more recent developments have
reviews85; however, there are no clearly established guidelines. An occurred for qualitative, mixed methods and scoping reviews.
umbrella review about heart failure was unable to be located; There are also numerous methods for qualitative synthesis and the
however the method has been applied to summarize the results similarities and differences of these approaches have not been well
from 22 studies on a diverse array of factors related to overweight specified. Mixed methods have recently been established and there
and obesity.86 is less consensus on standards for conducting and reporting these
types of reviews.
Guidelines for reporting of individual studies In this regard, this paper has identified several areas for future
methodological development of knowledge synthesis techniques.
Accurate reporting of individual studies is essential to improve While researchers should first consider the underlying assump-
the quality of any knowledge synthesis method. A lack of stan- tions of each type of review, opportunities exist to address meth-
dardization on reporting of data in individual studies can make odological approaches and reporting guidelines, as well as quality
quality appraisal difficult when conducting a review and has the appraisal for qualitative synthesis, mixed studies review, integra-
potential to contribute to missing data. Thus, guidelines for tive review, and scoping reviews. As several of these methods are
reporting of individual studies continue to be developed and new (e.g., mixed studies review, scoping review, umbrella reviews),
revised. Many journals require the adherence to specific reporting the advanced development of each type of review will ultimately
guidelines in order for a research manuscript to be considered for improve the quality, scope, and applicability of the method to
publication. synthesis future health care research.
A guideline for reporting results of a randomized control trial Of note, many of these standards and guidelines are primarily
(RCT) was one of the first to be developed with the Consolidated focused on internal validity and only recently has there been dis-
Standards of Reporting Trials (CONSORT). The CONSORT guidelines cussion of external validity in regards to knowledge synthesis with
specify the minimum criteria for reporting randomized trials in a the development of the RE-AIM guidelines for systematic
25-item checklist, which includes recommendations to diagram reviews.81 Given the research to practice gap,93 explicit attention is
participant flow through the trial.87 The CONSORT standards have needed to assess and synthesize the external validity of
gained extensive support by editorial groups and are required by interventions. Without such work, the ability for researchers, cli-
most journals for publication of a research report on an RCT. nicians, and policymakers to transfer and generalize results from
The improvement in standardization of reporting trails that intervention studies is diminished.
resulted from the use of the CONSORT guidelines has resulted in Ultimately, the validity and quality of knowledge synthesis
additional initiatives to improve the reporting of specific types of studies relies on the quality of the individual studies included: good
trials. For example, there are guidelines for the reporting of cluster reporting of individual studies and knowledge synthesis methods
randomized trials and eHealth interventions.88,89 Guidelines have are inextricably linked. There has been an implosion of guidelines
also been developed for different types of research. For example, for reporting the results of individual studies (e.g., CONSORT
guidelines for reporting of observational studies (STROBE),90 Statement, RE-AIM). While these reporting guidelines are often
reporting for non-randomized behavioral interventions onerous and present challenges to authors and editors managing
(TREND),91 and reporting qualitative research have been developed journal page constraints, they have increased the standardization of
(COREQ).65 reporting study results and often help to ensure that crucial
Since the development of the CONSORT guidelines in 1993, over information is available for knowledge synthesis reviews, as well as
200 different reporting guidelines according to the type of critiquing and interpreting the primary study results.
study/research design have been proposed. As a result of this bur- To increase the transparency and quality of different types of
geoning information that is critical to scientists worldwide, the reviews, as well as avoid the duplication of effort, an international
Catalogue of Reporting Guidelines for Health Research e EQUATOR initiative has been recently undertaken to promote the registration
Network e was established. This repository was specifically of systematic reviews. The International Prospective Register of
established to improve the use of guidelines in the reporting of Systematic Reviews was developed in February 2011, and as of
health research. The network provides easily accessible resources February 2014 a total of 1704 systematic review protocols were
related to health research reporting for authors, journal editors, registered.94 This organization uses the terminology of ‘systematic
460 R. Whittemore et al. / Heart & Lung 43 (2014) 453e461
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