Velasco-Muñoz Et Al 2019 Sustainable Irrigation in Agriculture
Velasco-Muñoz Et Al 2019 Sustainable Irrigation in Agriculture
Review
Sustainable Irrigation in Agriculture: An Analysis of
Global Research
Juan F. Velasco-Muñoz 1 , José A. Aznar-Sánchez 1, * , Ana Batlles-delaFuente 1 and
Maria Dolores Fidelibus 2
1 Department of Economy and Business, Research Centre CAESCG and CIAIMBITAL, University of Almería,
04120 Almería, Spain
2 Department of Civil, Environmental, Land, Building Engineering and Chemistry, Polytechnic University of
Bari, 70126 Bari, Italy
* Correspondence: [email protected]; Tel.: +34-950-015-192
Received: 25 June 2019; Accepted: 20 August 2019; Published: 23 August 2019
Abstract: Irrigated agriculture plays a fundamental role as a supplier of food and raw materials.
However, it is also the world’s largest water user. In recent years, there has been an increase in the
number of studies analyzing agricultural irrigation from the perspective of sustainability with a focus
on its environmental, economic, and social impacts. This study seeks to analyze the dynamics of
global research in sustainable irrigation in agriculture between 1999 and 2018, including the main
agents promoting it and the topics that have received the most attention. To do this, a review and a
bibliometric analysis were carried out on a sample of 713 articles. The results show that sustainability
is a line of study that is becoming increasingly more prominent within research in irrigation. The study
also reveals the existence of substantial differences and preferred topics in the research undertaken by
different countries. The priority issues addressed in the research were climatic change, environmental
impact, and natural resources conservation; unconventional water resources; irrigation technology
and innovation; and water use efficiency. Finally, the findings indicate a series of areas related to
sustainable irrigation in agriculture in which research should be promoted.
Keywords: sustainable irrigation; bibliometric analysis; climate change; innovation and technology;
water use efficiency; unconventional water resources
1. Introduction
The current global context is conditioned by the growth of the world’s population and the
progressive and continuous deterioration of the environment. This creates the challenge of ensuring
the supply of basic resources, such as food and water, and sustainable development [1], where water
plays an essential role in the survival of human society [2] and contributes to the provision of a wide
range of services on which the wellbeing of society is based [3–5]. However, water resources are
subject to severe degradation due to many factors, such as the consequences of global climate change,
alterations in the use of land, agricultural and urban expansion, and overexploitation due to economic
development [6–8]. In parallel with this degradation and overexploitation of ecosystems and water
resources, the demand for the services supplied by these resources is expected to increase.
Agricultural ecosystems are the principal suppliers of food, but they are also the main users of
water resources on a global level [9,10]. These ecosystems use between 60% and 90% of the available
water, depending on the climate and economic development of the region [11,12]. The global area
dedicated to irrigated crops is estimated to be 275 million hectares, with an upward growth trend of
1.3% per year [13]. This accounts for just 23% of farmed land; however, 45% of total food production is
obtained through these types of crops [14,15]. It has been estimated that in order to satisfy the food
demand in 2050, world production must increase by 70% [16]. In a scenario of low production, in order
to fulfil this objective, it will be necessary to increase the use of water resources on a global level by
53% [17]—around 50% in developing countries and 16% in developed countries [18]—keeping the
current values of variables like productivity and technology.
Currently, different approaches are being used to address the challenges of food provision and the
supply of water for different uses and to maintain an environmental balance. Some works point to the
development of measures to control demand so that irrigation water sustainability can be reached.
The development of efficient water markets can be an optimal measure in underdeveloped areas and
with a high level of water scarcity, like in South Africa [19,20]. The implementation of joint restrictions
based on the establishment of quotas and the payment of fees can be an effective control system for the
use of agriculture water in developed regions specialized in the production of high-quality crops and
where overexploitation of water resources is currently taking place [21]. Regarding water supply, many
authors recommend the joint use of different water resources and the development of infrastructures as
nonconventional water sources [22,23]. Another line of research is focused on the improvement of the
efficiency of water use and the development of clean production models that guarantee sustainability
from social and economic perspectives [24,25]. In order to achieve this objective, the whole irrigation
process must be analyzed. This process covers different phases beginning with the water source and
ending with its use for agriculture. Zhang et al. [26] identified three phases in irrigation: The first
includes the extraction of water from the source and its transfer through channels to the point of use;
the second consists of the distribution of the water to the root system to facilitate its absorption by crops
(this includes both traditional irrigation using floods and furrows and modern irrigation through drip
systems and microsprinklers); and the third covers the whole crop-growing process, whereby the water
is transported from the roots to the rest of the plant. The goal is to save resources through minimizing
water losses during these three phases and to improve the efficiency in the use of water resources.
The so-called “Science of Sustainability” also studies how to address these challenges. It is defined
as “a discipline that points the way towards a sustainable society” and is “aimed at understanding
the fundamental character of interactions between natural, human, and social systems, covers a wide
range of academic disciplines”, for the development of agricultural systems and the sustainable use of
water [27–29]. At the end of the 1990s, sustainability was used as a characteristic to describe ecosystems,
referring to the capacity to maintain the flow of services in different environmental, economic, and social
contexts [30]. When it is applied to the management of water resources in agriculture, sustainability
is considered to be a series of practices that increase crop yield and minimize water losses [31]. The
objectives of the sustainable management of water resources in agriculture consider the continuity of
the agricultural system from physical and biological perspectives, as well as the economic efficiency of
the use of the resources and social participation in the decision-making processes [32]. An evaluation
of a change in water use requires, therefore, a multidisciplinary approach that includes an analysis of
the body of water under study in order to understand the possible impacts on the quantity and quality
of the water and the timetable of the different uses. A comprehensive evaluation of the marginal
productivity of water is also required, together with an analysis of its nonmarketable value, such as
that derived from ecosystem services [33].
In recent years, there has been an increase in the number of studies analyzing agricultural
irrigation from the perspective of sustainability with a focus on its environmental, economic, and social
impacts. The objective of this study is to analyze the dynamics of the research on sustainable irrigation
in agriculture over the last twenty years. In order to fulfil this objective, a two-fold analysis was
undertaken: quantitatively through a bibliometric analysis; and qualitatively through a systemic review
based on keyword analysis. The study analyzes the evolution of the number of articles published, the
main authors, institutions and countries that promote this research field, the disciplines involved in the
research, the main lines of research, the differences in academic approach and the countries considered,
and the main issues that affect the research in this field.
Water 2019, 11, 1758 3 of 26
Bibliometric analysis was introduced by Garfield in the 1950s [34], and its objective is to identify,
classify, and evaluate the principal components within a specific research field [35]. Bibliometry
combines tools of quantitative analysis to study the trends of a research topic and identify the main
driving agents and the relevance of their publications [36,37]. In bibliometric analyses, three types
of indicators can be distinguished, which were defined by Durieux and Gevenois [38]: productivity
indicators, relevance indicators, and structural indicators. In addition to these indicators, different
approaches exist in bibliometric analysis. Co-occurrence, co-citation, and bibliographic coupling
analysis are among the traditional approaches. This extended methodology can be considered as
a new one in some research areas. This has also continuously been developing. In this sense, this
work introduces some new methodological aspects which provide a contribution regarding previous
works—in fact, the sample search process, a mixed quantitative and qualitative review, and the
production of keyword networks to identify main trends per country. The results of this study provide
a basis on which to establish priorities and to develop new projects in future research on this topic.
2. Methodology
In order to conduct this study, a traditional approach based on co-occurrence was selected,
which included the assessment of productivity, quality, and structural indicators. In this approach,
first, the agents with the highest number of publications were identified, and second, the impact of
the publications of these authors was analyzed. This type of analysis, particularly with respect to
journals, is highly interesting for researchers, given that it constitutes a way to assess the relevance
of the journals in which authors publish their studies [39]. Finally, we used mapping techniques to
analyze the structure of the network between different agents. The Scopus database was used to select
the sample of studies to analyze. This database has proven to be the most suitable for our area of
study, enabling us to ensure the selection of a representative sample of the studies carried out on
sustainable irrigation (SI). Furthermore, it is easy to access, allows the visualization and analysis of
data, and allows data to be downloaded in different formats for subsequent processing using software
applications [40]. Nevertheless, if some works on SI are not indexed in the Scopus database, they have
not been considered in our sample.
The term used to carry out the search was “sustainable irrigation”, and this selection was based on
previous studies on the same topic [41–43]. This term was searched for under authors’ keywords and
titles. The study period selected was 1999 to 2018. Research activity in this topic peaked during these
years. Furthermore, this period immediately followed the 1st World Water Forum held in Marrakesh
in 1997, which is considered to be one of the main landmarks in this field. Only documents until 2018
were included so that complete annual periods could be compared. In order to avoid duplication, the
sample only included original articles [44]. It is worth pointing out that a different search query could
give rise to different results. The search was carried out in January 2019. The sample of this study was
composed of 713 articles. In addition, a search of articles on “irrigation” was also carried out with the
same restrictions in order to analyze the relative importance of sustainability within this general theme.
Figure 1 shows an outline of the methodology on which this study was based.
The analyzed variables were the number of articles, their years of publication, all of the authors
of the articles, the institutions and countries of all of the authors, the subject areas in which Scopus
classifies the studies, the name of the journals in which they were published, and the keywords. After
downloading this information, the first task was to eliminate duplications. The names of authors and
institutions can be found in different formats. This can lead to errors when counting these records.
Therefore, these two variables were analyzed, and the different records were regrouped so that the
same author and institution were not counted more than once. Once the information had been refined,
different tables and figures were drawn up, and the analysis of the data was conducted. The programs
used were Excel (version 2016) and SciMAT (v1.1.04) (University of Granada, Granada, Spain). The
tool used to create the network maps was VOSviewer, which is widely used in this type of study [42].
Finally, keyword analysis was used to extract the principal research trends [45]. The terms were
As for the methodology, this work includes some novel aspects compared to previous studies
dealing with a similar topic. Firstly, regarding the sample selection of articles to be analyzed, some
previous studies made a search based on titles, abstracts, and keywords [41–43,46,47]. In this work,
the search was conducted in the fields of title and authors’ keywords. Furthermore, before getting
the final
Water sample,
2019, 11, 1758 it was checked that all included articles were related to the actual SI research.
4 of 26
Secondly, most works on bibliometric reviews include the analysis of keywords. Nevertheless, this is
the first search analysis which aims at detecting SI research trends based on the disciplinary approach
regrouped
of the study in order to eliminate
and the duplications
country where due to was
the research plurals, hyphens,Finally,
conducted. words the
in upper
work case letters,
includes a
etc.
quantitative review based on a bibliometric analysis, as well as a qualitative one based on the
For the grouping of keywords by topics, standardized grouping algorithms were used with the
following
traditionaltools: Vosviewer (Association strength) and SciMAT (network analysis).
review.
Figure 1. Outline
Outline of
of the
the methodological development of this study.
As for the methodology, this work includes some novel aspects compared to previous studies
3. Results
dealing with a similar topic. Firstly, regarding the sample selection of articles to be analyzed, some
3.1. Evolution
previous of the
studies General
made Characteristics
a search of Research
based on titles, on Sustainable
abstracts, and keywordsIrrigation (SI)
[41–43,46,47]. In this work, the
search was 1conducted
Table shows the in evolution
the fields of
of title
the and
mainauthors’ keywords.
variables Furthermore,
related to research onbefore getting
SI during thethe final
period
sample, it was checked that all included articles were related to the actual SI research.
1999–2018. During the studied period, relevant events like international declarations and congresses Secondly, most
works on bibliometric
decisively influenced reviews include the analysis
on the sustainability of keywords.
research. The KyotoNevertheless,
Protocol (UNFCCC, this is the first search
2008), which
analysis
commits which
world aims at detecting
countries to reduceSI research
greenhouse trends
gas based on the
emissions, disciplinary
should approachasofwell
be highlighted, the as
study
the
and the country where the research was conducted. Finally, the work includes a
Economics of Ecosystems and Biodiversity of 2010; the Rio +20 of 2012; the Millennium Development quantitative review
based
Goals on a bibliometric
of the analysis,
United Nations (UN,as 2015),
well aswhicha qualitative
providesone based on for
guidelines the improving
traditional review.
livelihoods and
the environment globally; or the Paris Agreement on Climate Change of 2016; among others. These
3. Results
happenings additionally stimulate research on this topic [48]. This could also explain the existence of
peaks
3.1. regarding
Evolution theGeneral
of the publication of articles
Characteristics on SI research,
of Research like in Irrigation
on Sustainable 2017. A further
(SI) reason explaining
the higher number of published articles in 2017 compared to 2018 is that the sample selection was
Table 1 shows the evolution of the main variables related to research on SI during the period
conducted in January 2019. The Scopus database updates itself continuously and, at the time of the
1999–2018. During the studied period, relevant events like international declarations and congresses
sample search, not all published articles in 2018 had been registered. If the sample selection were to
decisively influenced on the sustainability research. The Kyoto Protocol (UNFCCC, 2008), which
be performed at the end of 2019, the number of published and indexed articles on SI in Scopus in
commits world countries to reduce greenhouse gas emissions, should be highlighted, as well as the
2018 would increase.
Economics of Ecosystems and Biodiversity of 2010; the Rio +20 of 2012; the Millennium Development
Goals of the United Nations (UN, 2015), which provides guidelines for improving livelihoods and
the environment globally; or the Paris Agreement on Climate Change of 2016; among others. These
happenings additionally stimulate research on this topic [48]. This could also explain the existence of
peaks regarding the publication of articles on SI research, like in 2017. A further reason explaining
the higher number of published articles in 2017 compared to 2018 is that the sample selection was
conducted in January 2019. The Scopus database updates itself continuously and, at the time of the
sample search, not all published articles in 2018 had been registered. If the sample selection were to be
Water 2019, 11, 1758 5 of 26
14
Annual percentage change in the number of
12
documents based on 1999
10
0
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
SI Irrigation Sustainability
With respect to the rest of the variables included in Table 1, the average number of authors per
article doubled from two at the beginning of the period to four at the end. The number of journals in
which articles
Water 2019, 11, xon SIPEER
FOR wereREVIEW
published increased from six in 1999 to 45 in 2018. The number of countries
6 of 27
also grew during the period analyzed (from five in 1999 to 42 in 2018). The annual number of references
increased fromof0.8
3.2. Evolution in 2000in
Research toSI
12.7
by in 2018.Area
Subject
Figure 3ofshows
3.2. Evolution theinevolution
Research of the
SI by Subject Areamain subject areas into which the articles on SI included in
the Scopus database were classified. It should be noted that an article may belong to more than one
Figure 3 shows the evolution of the main subject areas into which the articles on SI included in
category. From the beginning of the period, the category in which the highest number of studies were
the Scopus database were classified. It should be noted that an article may belong to more than one
classified was Environmental Sciences, which accounted for almost 65% of the total sample. The
category. From the beginning of the period, the category in which the highest number of studies were
second largest block of studies was classified in the Agricultural and Biological Sciences category,
classified was Environmental Sciences, which accounted for almost 65% of the total sample. The second
with 44.3% of the total sample. In third place was the Social Sciences category with 21.1% of the
largest block of studies was classified in the Agricultural and Biological Sciences category, with 44.3%
articles. These three categories have dominated research on SI since the beginning of the studied
of the total sample. In third place was the Social Sciences category with 21.1% of the articles. These
period. However, in contrast to some previous works [37,39,48], our results revealed that over the
three categories
last five have
years, the dominated
Earth research
and Planetary on SI since
Sciences, the beginning
Engineering, Energy,of and
the studied
Economics period. However,
categories have
inbegun
contrast to some
to gain previous
relevance, works [37,39,48],
although none of themour include
results revealed
more thanthat
15%over
of the
the last
totalfive years,inthe
articles the
Earth
sample.and The
Planetary
ScopusSciences, Engineering,
classification Energy, and
distinguishes Economics
between categories categories:
the following have begunBusiness,
to gain
relevance,
Management, although
andnone of them include
Accounting; more thanEconometrics,
and Economics, 15% of the total
andarticles in the
Finance, sample.
which alsoThe Scopus
differ from
classification distinguishes between the following categories: Business, Management, and
Social Sciences. For the purpose of simplification, we grouped these two categories into only one and Accounting;
and Economics,
termed Econometrics, and Finance, which also differ from Social Sciences. For the purpose of
it “Economics”.
simplification, we grouped these two categories into only one and termed it “Economics”.
70
60
50
Number of articles
40
30
20
10
0
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
the environmental approach, recycling and wastewater reclamation were prominent. In terms of
methodology, the keywords that stood out were numerical model and decision making, particularly
related to the management of the available water resources (water budget, water availability). With
regard to the geographical dimension, China, the United States, and India were particularly prominent,
as were the regions of Eurasia and Asia.
In the studies classified within the category of Agricultural and Biological Sciences, technical
terms were predominant. Studies in this category mostly focused on soils and groundwater. There
was particular emphasis on different types of crops (Triticum aestivum, Zea mays, fruit, Gossypium
hirsutum, and rice) and irrigation processes (deficit irrigation, drainage, drip irrigation, leaching,
waterlogging, agricultural irrigation). Furthermore, from the agronomic perspective, the environmental
dimension was also considered (Environmental Impact). In these studies, China and the United States
stood out, together with the regions of Africa and Asia.
The studies carried out from a Social Sciences approach had a more multidisciplinary perspective.
They focused primarily on the stakeholders, water demands, and food security. However, technical
concepts were also prominent, particularly those related to irrigation and water management (drip
irrigation, sustainable water management), crops (Triticum aestivum), and economics (water economics).
Unlike the over categories, land use was found to be one of the prominent subjects of this group of
studies. A focus on management and decision making at different levels was also characteristic of
these studies (governance approach, water planning, policy making, resource management, decision
support system). With respect to geographical distribution, the United States, China, India, Spain,
and Australia were among the most cited countries, and Asia, Europe and Africa stood out on a
regional level.
Finally, the studies carried out based on an economic approach (Economic Sciences) were
the most multidisciplinary, including technical, social, and environmental aspects. Among the
main themes analyzed in these studies, we found food supply, food security, the development and
innovation of irrigation systems (agricultural technology, irrigation performance) and management
processes (integrated resource management, managed change, project management, strategic change,
strategic management, strategic planning, decision making), and issues related to economic and social
management (efficiency, investment, performance, economic and social effects) and the environment
(environmental impact, environmental sustainability).
% of Cultivated Area
Average per Average 1st Last
Country Articles Citation H Index 3 Equipped for Irrigation
Capita Articles 1 Citation 2 Article Article
(Ranking Countries) 4
USA 143 0.439 2585 18.1 25 1999 2018 16.94 (72)
India 74 0.055 688 9.3 14 1999 2018 41.54 (38)
Australia 67 2.724 941 14.0 17 2000 2018 5.72 (110)
Spain 61 1.310 815 13.4 14 2004 2018 21.61 (64)
Italy 55 0.908 359 6.5 9 2002 2018 44.22 (35)
China 52 0.038 791 15.2 15 2004 2018 51.48 (28)
UK 51 0.772 1147 22.5 16 1999 2018 3.41 (126)
Germany 36 0.435 509 14.1 12 2004 2018 5.65 (111)
France 29 0.432 692 23.9 10 2000 2018 14.53 (82)
Japan 26 0.205 347 13.3 8 2001 2017 54.96 (25)
Netherlands 26 1.518 483 18.6 11 2001 2018 46.85 (31)
Brazil 22 0.105 163 7.4 6 2006 2018 5.79 (108)
Canada 22 0.599 179 8.1 8 2005 2018 2.44 (134)
Iran 19 0.234 416 21.9 8 2009 2018 51.88 (27)
South Africa 19 0.335 109 5.7 7 2002 2018 12.93 (83)
1 Total number of articles per million inhabitants; 2 total number of citations divided by the total number of articles;
3 only sample documents; 4 FAO Aquastat (2019), last available data.
The percentage of cultivated area ready for irrigation per country has been included in the last
column of the table, as well as the position they have in the world ranking regarding this variable. It can
be stated that these countries do not occupy leading positions as far as irrigation-equipped cultivated
land is concerned. From the available information about 177 countries, Japan is the country with the
highest percentage of irrigation-equipped land surface—54.96%—, reaching the 25th place—followed
Water 2019, 11, 1758 9 of 26
by Iran with 51.88% (27th place), China with 51.48% (28th place), and Netherlands with 46.85% (31st
place). However, some countries leading research on SI place themselves on lower positions within the
irrigation-equipped cultivated surface ranking. This is the case for the USA with 16.94% (72nd place),
Australia with 5.72% (110th place), or the UK with 3.41% (126th place).
Table 4 shows the principal variables related to the international collaboration of countries with
the highest numbers of articles. The average percentage of articles carried out through international
collaboration was 50.3%. The countries with the highest percentage of studies carried out in collaboration
were Canada with 81.8%, France with 79.3%, Germany with 75.1%, the Netherlands with 65.4%, and
China with 55.8%. The United States was found to have the largest collaboration network, with 33
different collaborators. In addition, similarly to Australia, this country forms part of the group of the
main collaborators of 10 of the 15 countries in the table. These data reveal the global nature of research
in this subject area, with very high percentages and extensive collaboration networks on a global level.
The majority of the countries obtained a higher average number of citations per article when they
worked in collaboration with other countries. The articles produced through collaboration obtained an
average of 14.6 citations as opposed to 13.5 citations of noncollaborative articles. When comparing
these results to those of related works on irrigation and water [37,39,48], it can be observed that studies
on sustainability trigger a higher level of international cooperation.
Figure 4 shows a network map of the collaborations carried out between countries, where the size
of the circle represents the number of documents per country and the color corresponds to the cluster
formed by the different groups of countries. Three clusters can be distinguished, led by the United
States, Australia, and Spain in terms of the number of articles. The first (shown in blue) includes some
of the most prolific countries, such as India, Italy, China, France, Japan, and the Netherlands, and
others, such as Mexico, Egypt, and Bangladesh. Together with Australia, the second cluster (shown in
Figure 4 shows a network map of the collaborations carried out between countries, where the
size of the circle represents the number of documents per country and the color corresponds to the
cluster formed by the different groups of countries. Three clusters can be distinguished, led by the
United States, Australia, and Spain in terms of the number of articles. The first (shown in blue)
includes
Water 2019, some
11, 1758of the most prolific countries, such as India, Italy, China, France, Japan, and the
10 of 26
Netherlands, and others, such as Mexico, Egypt, and Bangladesh. Together with Australia, the second
cluster (shown in red) includes Canada, Iran, South Africa, Sweden, Switzerland, Pakistan, Sri Lanka,
red) Uzbekistan.
and includes Canada, Iran, South
The group led byAfrica, Sweden,inSwitzerland,
Spain (shown Pakistan,
green) includes someSri Lanka, and
European Uzbekistan.
countries, such
The group led by Spain (shown in green) includes some European countries,
as the United Kingdom, Germany, Belgium, Portugal, and Greece, as well as countries such as the United
in the
Kingdom, Germany,
Mediterranean basin,Belgium,
such asPortugal, and Greece,
Israel, Jordan, as well
Morocco, as Turkey,
and countriesand
in the Mediterranean
others, basin,
such as Brazil,
such as Israel, Jordan,
Thailand, and New Zealand. Morocco, and Turkey, and others, such as Brazil, Thailand, and New Zealand.
Main relationships
Figure 4. Main relationships between countries in SI research.
A keyword analysis was used to detect the preferences in the research conducted by the countries
included in Table 4 (Table 5). We established that there is a group of terms that make up a general line
from which the different specific topics are derived.
In the studies conducted in the United States, the central themes included food supply and food
security (food-supply, food-security), the conservation of natural resources and environmental impacts
(conservation-of-natural-resources, environmental-impact), and land use (land-use). Agronomic issues,
such as crop evapotranspiration and productivity, were prominent. Both surface water and groundwater
were studied with special emphasis on the availability of the resource, the water budget, the water
table, and water stress (surface-water, water-budget, water-availability, water-table, water-stress). The
term most used in relation to methodology was numerical model (numerical-model), and the term
most used with regard to crops was Zea mays (Zea-mays). No noteworthy geographical terms other
than the United States were identified.
Water 2019, 11, 1758 11 of 26
Country Keywords
crop-yield, surface-water, alternative-agriculture, numerical-model, food-security,
water-budget, wastewater-reclamation, water-availability, food-supply, evapotranspiration,
USA
conservation-of-natural-resources, environmental-impact, water-table, water-stress, Zea-mays,
land-use
optimization, irrigation-planning, water-table, waterlogging, drainage, Maharashtra,
India irrigation-projects, rice, arid-regions, ecosystems, fertilizers, nutrient, vegetables, waste-water,
South-Asia, surface-water
Australasia, wastewater, irrigation-efficiency, Murray-Darling-basin,
Australia environmental-protection, evapotranspiration, food-supply, hydrogeology, runoff,
water-availability, controlled-study, hydrology, water-treatment, rice, recycling, Canada
energy-efficiency, fruit, irrigation-networks, semiarid-region, profitability, southern-Europe,
soil-moisture, deficit-irrigation, carbon-dioxide, drip-irrigation, water-economics,
Spain
economic-analysis, water-productivity, decision-support-systems, energy-resources,
stakeholder
deficit-irrigation, decision-support-system, southern-Europe, farms, fruit, orchard,
Italy Mediterranean-environment, forestry, stem-water-potential, crop-yield, dicotyledon,
stomatal-conductance, water-stress, drainage, decision-making, environmental-impact
alternative-agriculture, Zea-mays, Triticum-aestivum, Xinjiang-Uygur, North-China-plain,
decision-making, irrigation-district, evapotranspiration, environmental-protection,
China
hydrological-modelling, ecology, landforms, soil-moisture, integrated-approach,
water-availability, uncertainty
alternative-agriculture, environmental-impact, water-treatment, drainage, Africa,
UK environment, wastewater, cost-benefit-analysis, rice, wetland, recycling, runoff,
drainage-and-irrigation, arid-regions, crop-yield, hydrocarbon
food-supply, Triticum-aestivum, Uzbekistan, alternative-agriculture, arid-region, fertilizer,
Germany oasis, climate-models, economic-and-social-effects, drip-irrigation, agricultural-intensification,
food-security, leaching, common-pool-resource, cropping-system, greenhouse-gas
farming-system, stakeholder, groundwater-overexploitation, evapotranspiration,
deficit-irrigation, decision-making, environmental-policy, governance-approach, surface-water,
France
public-private-partnership, pricing-policy, water-economics, chemical-composition,
dynamic-model, linear-programming, ecophysiological-responses
irrigation-development, water-users’-organization, rainfall, sustainable-rice-production,
institutional-development, Triticum-aestivum, Zea-mays, water-policy,
Japan
participatory-irrigation-management, saline-water-irrigation, soil-water-salinity, sorghum,
electrical-conductivity, semiarid-region, sorghum-bicolour, drought
drainage, Triticum-aestivum, food-production, recirculations, well, groundwater-abstraction,
agricultural-extension, smallholder, agricultural-development, food-supply,
Netherlands
agricultural-management, decision-making, rain, alternative-agriculture, catchments,
networking-system
biofuel, expansion, water-availability, environmental-impact, bioenergy, biomass-power,
Brazil Cerrado, sugar-cane, glycine-max, sustainable-production, Saccharum-officinarum,
carbon-dioxide, chemistry, evapotranspiration, metabolism, rainwater
alternative-agriculture, water-policies, sensitivity-analysis, stochastic-programming,
decision-making, environmental-protection, uncertainty-analysis, water-availability,
Canada
water-stress, Gossypium-hirsutum, food-security, global-perspective, food-production,
Triticum-aestivum, water-sharing, yield-response
crop-yield, cropping-pattern, economic-and-social-effects, rainfall, food-supply, Zea-mays,
Iran FAO, optimum-decision, surface-water-resources, recycling, genetic-algorithm, GHG-emission,
irrigation-district, farmers-motivation, untreated-wastewater-irrigation, Bayesian-networks
Sub-Saharan-Africa, wastewater, evapotranspiration, water-economics, drought, simulation,
South Africa controlled-study, electric-conductivity, economic-and-social-effects, GIS, water-balance,
computer-simulation, food-supply, project-management, mine-water, environmental-impact
Water 2019, 11, 1758 12 of 26
The articles from India were found to place more emphasis on new alternative agriculture systems
(alternative-agriculture) and the agricultural activity in arid areas (arid-regions) on an ecosystem
level (ecosystems). Agronomic aspects such as the nutrition and fertilization of crops (fertilizers,
nutrient) and their productivity (crop-yield, productivity) were also prominent. Both surface and
groundwater were studied (surface-water), as was the planning and development of irrigation projects
for optimizing the resource (irrigation-planning, irrigation-project, optimization), with particular
emphasis on irrigation processes (drainage, waterlogging, water-table) and alternative water sources
(wastewater). The term most used in relation to methodology was numerical model (numerical-model),
and with regard to crops, the most used terms were rice and vegetables (rice, vegetables). Prominent
geographical terms, such as the State of Maharashtra or the region of South Asia, were identified.
The studies conducted in Australia covered food supply (food-supply), runoff (runoff),
and environmental protection (environmental-protection). Agronomic issues, such as crop
evapotranspiration (evapotranspiration) and irrigation efficiency (irrigation-efficiency), were prominent.
With respect to water resources, particular emphasis was placed on the availability of the resources, the
water budget (water-availability, water-budget), and the use of alternative sources through recycling
and wastewater treatment (wastewater, water-treatment, recycling). From a methodological point
of view, the hydrological and geological approaches were prominent (hydrology, hydrogeology), as
were controlled studies (controlled-study), and in terms of crops, the prominent term was rice (rice).
Noteworthy geographical terms, such as the basin of the river Murray–Darling (Murray-Darling-basin),
the region of Australasia and the country of Canada, were identified.
In the case of Spain, relevant topics were the management of the use of energy
resources (energy-efficiency, energy-resources), the productivity of water (water-productivity),
efficiency (efficiency), semiarid regions (semiarid-regions), and environmental protection
(environmental-protection). Agronomic issues such as soil moisture (soil-moisture) were prominent,
as were innovations in agricultural and irrigation systems (alternative-agriculture, irrigation-networks,
drip-irrigation, deficit-irrigation) and irrigation efficiency (irrigation-efficiency). In terms of
methodology, the economic approach was prominent (water-economics, economic-analysis,
profitability), as was the social approach (stakeholders, decision-support-systems). With respect
to crops, fruit was the most relevant term (fruit). Noteworthy geographical terms, such as the regions
of Southern Europe and Eurasia (Southern-Europe, Europe, Eurasia), were identified.
The studies conducted in Italy were similar to those conducted in Spain. The main differences
were found in certain agronomic terms related to crops (crop-yield, dicotyledon, stomatal-conductance,
stem-water-potential) or irrigation (drainage, soil-moisture). The studies were carried out on a farm
level (farms, orchard) and focused on the Mediterranean environment. In terms of methodology, the
numerical models focused on decision making (decision-making) were noteworthy. With respect to
crops, as well as fruit (fruit), Zea mays was also prominent. The central themes included water stress
(water-stress), the environmental impact (environmental-impact), and forestry (forestry).
The articles conducted in China placed greater emphasis on environmental protection
(environmental-protection), agricultural activity in arid regions (arid-regions), decision-making
processes (decision-making), and issues at the district level (irrigation-district). Agronomic issues
such as crop evapotranspiration (evapotranspiration) and crop productivity (crop-yield) were also
prominent. With respect to water, the central theme was the level of water resources (water-level), while
in the methodological area, hydrogeological models were prominent (hydrogeological-modelling).
With respect to crops, rice, corn maize and wheat were found to be noteworthy (rice, Zea-mays,
Triticum-aestivum, maize). The most prominent geographical terms were the regions of the North
China Plain and Xinjiang Uygur.
The central themes in the studies conducted in the United Kingdom were crop yield (crop-yield);
the environment and the assessment of the environmental impact (environment, environmental-impact),
particularly in arid regions (arid-regions); and hydrocarbon (hydrocarbon). Processes related to water
and irrigation, such as drainage (drainage), runoff (runoff), and the recycling of water in wetlands
Water 2019, 11, 1758 13 of 26
and wastewater treatment (water-treatment, wastewater, wetlands-recycling), stood out. The most
prominent term related to methodology was cost benefit analysis (cost-benefit-analysis), and in terms
of crops, the study of rice was predominant (rice). This may be due to the country’s connection with
Asian countries (Asia, Eurasia, and South Asia).
The articles conducted in Germany, as in the case of other countries, were conditioned by its
collaborative ties with other nations. The main themes included food supply and food security
(food-supply, food security); the new alternative agricultural systems and the intensification of
agricultural activity (alternative-agriculture, agricultural-intensification); agricultural activity in arid
regions (arid-regions, oasis); and the effects of agricultural activity on economic and social levels and
environmental pollution (economic-and-social-effects, greenhouse-gas, particle-size). The prominent
agronomic aspects were fertilizers (fertilizers), leaching (leaching), and drip irrigation (drip-irrigation).
The most commonly used term with respect to methodology was related to the study of the effects
of climate change: climate models (climate-models). Further fields of interest are common pool
resources; and, with respect to crops, studies on wheat (Triticum-aestivum). One of Germany’s
principal collaborators was China, which is why this country appeared prominently among the
keywords of German studies. Similarly, Uzbekistan is one of Germany’s main trading partners and
also appears among the keywords.
The studies carried out in France particularly focused on the policy and institutional
dimension (environmental-policy, decision-making, governance-approach, public-private-partnership,
pricing-policy). French studies analyzed the level of exploitation (farming-system) and contemplated
the different agents involved (stakeholders). The priority issues included the overexploitation
of groundwater and surface water (groundwater-overexploitation, surface-water); the chemical
composition (chemical-composition); crop evapotranspiration (evapotranspiration) and the response
to possible alterations (ecophysiological-responses); and deficit irrigation (deficit-irrigation). In
terms of methodology, dynamic models and linear programming were prominent (dynamic-model,
linear-programming), together with economic issues related to water (water-economics).
Studies conducted in Japan considered issues such as the development of irrigation,
particularly through participative processes on both institutional and irrigation water user
levels (irrigation-development, water-users’-organization, participatory-irrigation-management,
institutional-development, water-policy). The Japanese studies analyzed aspects related to the salinity
of irrigation water and soil (saline-water-irrigation, soil-water-salinity) and the electrical conductivity
of water (electrical-conductivity). Water shortages due to drought, particularly in semiarid regions,
were also found to be relevant issues (drought, semi-arid-region). The studies from this country
analyzed the use of rainwater as a source for irrigation (rainfall). It is the country with the highest
number of crops, and the study of the sustainable production of rice was found to be particularly
relevant (sustainable-rice-production, Triticum-aestivum, Zea-mays, sorghum, sorghum-bicolour).
In the Netherlands, the primary topics identified were the management and development
of agriculture, particularly towards the use of new alternative systems (agricultural-development,
agricultural-management, alternative-agriculture), and there was special emphasis on the extension of
agricultural practices (agricultural-extension). Other subject areas of many of this country’s studies
were the security and production of food (food-supply, food-production). The crop that is most
studied was wheat (Triticum-aestivum). The articles focused on groundwater and rainwater with
respect to water resources (well, groundwater-abstraction, rain), recirculation processes and network
development (drainage, recirculations, networking-system) and the studies on the level of the basins
were predominant (catchments). On a social level, the point of view of the small farmers (smallholders)
was given special attention, particularly in relation to the decision-making processes (decision-making).
The studies conducted in Brazil contemplated the environmental impacts (environmental-impact),
water availability (water-availability), and the expansion of the agricultural activity
(agricultural-expansion). With respect to crop processes, evapotranspiration, metabolism,
sustainable production, and carbon dioxide were prominent (carbon-dioxide, sustainable-production,
Water 2019, 11, 1758 14 of 26
evapotranspiration, metabolism). This country has published a large number of studies on the use of
rainwater for irrigation (rainwater). Particularly noteworthy is the research on crops related to the
use of biomass for different purposes (biofuel, bioenergy, biomass-power, sugar-cane, glycine-max,
saccharum-officinarum). On a geographic level, studies in the region of Cerrado were predominant.
Additionally, the most prominent methodological approach was found to be chemistry (chemistry).
In Canada, the most relevant themes were the new forms of agriculture (alternative-agriculture),
environmental protection (environmental-protection), food security (food-security, food-production),
and decision making (decision-making, water-policies). The global perspective of this line of research
(global-perspective) was found to be noteworthy. From a methodological point of view, the sensitivity
models, stochastic programming, and uncertainty analysis were prominent (sensitivity-analysis,
stochastic-programming, uncertainty-analysis). The predominant terms with respect to water were
water availability, water stress, and water sharing. With regard to crops, wheat and cotton stood out
(Gossypium-hirsutum, Triticum-aestivum).
In the case of Iran, concern for the food supply was found to be prominent, despite its relationship
with the FAO—Food and Agriculture Organization of the United Nations (food-supply, FAO, crop-yield).
On a methodological level, genetic algorithms stood out (genetic-algorithm), together with processes
for optimizing decisions (optimum-decision), and Bayesian networks (Bayesian-networks). The
economic and social levels were represented through the motivation of farmers and the assessment of
the economic and social effects (economic-and-social-effects, farmers-motivation). In the agronomic
field, cropping patterns and the use of untreated wastewater were priority areas (cropping-pattern,
untreated-wastewater-irrigation). In addition to wastewater, the combined integral use of surface
water, recycled water, and rainwater for irrigation was prominent (rainfall, surface-water-resources,
recycling).
Finally, the articles from South Africa were based on controlled studies, geographical
information systems, and computer simulations (computer-simulation, simulation, controlled-study,
GIS). The environmental impacts (environmental-impact), particularly those related to the use
of mine water and wastewater (mine-water, wastewater); food supply (food-supply); project
management (project-management); and the economic and social effects related to irrigation
(economic-and-social-effects) were priority themes. With respect to the agronomic dimension,
the evapotranspiration processes, drought, electric conductivity, and water balance stood out
(evapotranspiration, drought, electric-conductivity, water-balance).
rest. The institutions with the highest number of citations in articles written in collaboration were the
University of Texas, the University of California, and China Agricultural University.
contribution of this system is that it enables a substantial saving in the use of water for irrigation, which
enables the development or expansion of agricultural activity in arid and semiarid regions, where it
would not be possible otherwise [80,81]. Another advantage is that it can prevent evaporation, as it
supplies water directly to the roots of plants [82]. Different studies show that the use of drip irrigation
increases the marketable yield and quality of crops and stabilizes production when deficit irrigation is
used and that fertigation through drip irrigation helps to reduce the use of fertilizers and, therefore,
the risk of pollution due to leachate [80,83]. Salvador and Aragüés [84] analyzed the advantages and
disadvantages of the use of underground drip irrigation systems. They demonstrated their usefulness,
profitability, and sustainability and indicated that the design, handling, and maintenance of this
system, together with the quality of the irrigation water and type of soil, are fundamental aspects that
determine their sustainability. On the other hand, Puy et al. [85] indicated that this type of system can
have harmful consequences in terms of the degradation of the soil or the production of greenhouse
gas emissions.
Deficit irrigation was introduced as a measure to limit the vegetative growth of crops [86]. This
irrigation technique has been fully developed, and it is used extensively [87]. This method has been
used with both drip irrigation and microsprinkling on different crops and can be combined with
remote sensing technology or infrared techniques to produce significant water savings while crop
yields remain unaffected. Du et al. [88] analyzed the use of deficit irrigation as a sustainable strategy
for managing water resources in agriculture for food security in China. These authors concluded
that the current understanding of physiological processes enables the deficit irrigation methods to be
adjusted to different crops and environments in order to increase water use efficiency and the yield
and quality of crops. Many studies have been carried out on this subject area [89–93].
Though many authors support drip irrigation as a sustainability measure, some recent studies
question it. Perry et al. [94] confirm the “zero-sum game” hypothesis which argues that the impact of
high-technology watering in a farm increases the demand of local water and land production at the
expense of water availability and production in other places. Furthermore, due to the advantageous
effects of drip irrigation, it makes water more affordable and, at the time, it allows irrigating larger
areas, obtaining greater profits, and shift to more valuable crops. The most foreseeable impact of
water efficiency improvement will be the increase of current water demands. In this sense, water
scarcity would remain difficult to manage. Paul et al. [95], in their review of the rebound effects on
the management of land and cultivation soils, found evidence for the presence of rebound effects and
the Jevons paradox, together with productivity increases and efficiency of irrigation water due to
technological innovations. Further studies agree with these results [96,97].
productivity of water include areas with a high level of poverty and a low level of water productivity;
areas with physical water shortage, where competition for water is high; areas with limited development
of water resources, where the high yields of additional water have a considerable impact; and areas with
degraded ecosystems driven by water, such as depleting water tables and dried-up rivers [103,104].
Among the different improvements developed over the last few decades, the use of drip irrigation
has been fundamental in the improvement of water use efficiency and saving. Different studies
have shown that drip irrigation has a water-saving potential of between 18% and 75%. According
to Narayanamoorthy [82], drip irrigation saves an average of 25 to 75% of water compared to
flood irrigation. Similar results were found, although with different percentages, in studies by
Ibragimov et al. [105], Maisiri et al. [106], Yazar et al. [107], or Peterson and Ding [108], Abdulai et al. [109],
Cremades et al. [110], and Jalota et al. [111].
4. Conclusions
This study presented the dynamics of global research in sustainable irrigation in agriculture over
the last two decades, the main agents promoting it, and the topics that have received the most attention.
The main concerns stated in the Introduction section related to the improvement of irrigation water
use in order to increase food production, the world overexploitation of water resources, and the effects
of global climate change. Our analysis verified how these questions are addressed by countries taking
into account interdisciplinary approaches, and it also proved how these questions are mirrored in the
main research lines on SI.
The results of the analysis of the principal variables revealed that the study of sustainable irrigation
has grown in recent years in all of the variables considered: articles, authors, journals, institutions,
and countries. Despite the fact that the growth trend in this topic is higher than that of general
research in irrigation, an even greater research effort using a sustainability-based approach is required
to further knowledge in this area. Traditionally, studies on sustainability have focused on one of the
areas of which it is composed, namely, the environmental, social or economic dimensions. In the
study of irrigation, the dominant area has been the environmental dimension, far more than the social
or economic perspectives. The studies that analyzed just one of these dimensions provide highly
useful information, but this information is only partial. It is necessary to integrate the three aspects of
sustainability in order to gain full knowledge of the feasibility of certain practices, not only in terms of
their environmental impacts but also with respect to income generation for farmers and the wellbeing
of the community.
The keyword study revealed the existence of diversity between studies carried out using specific
approaches and in different countries. In general, the study of environmental impacts and climate
change, water availability, the improvement in efficiency, sustainable development, food supply, and
the conservation of water bodies, particularly aquifers that have deteriorated, are common themes.
However, certain practices, such as deficit irrigation or drip irrigation and aspects related to energy
consumption and certain crops, are priority issues for particular countries. The methodological
approaches used and the tools applied are other points of differentiation of the research carried out
by each country. The keyword analysis showed four main research lines on SI: climatic change,
environmental impact, and natural resource conservation; unconventional water resources; irrigation
technology and innovation; and water use efficiency. Due to the large number of analyzed documents
and the scope of this work, an in-depth content analysis per topic has not been undertaken. It will
be highly interesting for future studies in order to provide more detailed information of these four
specific topics.
As a final conclusion, we believe that certain aspects of the research on sustainable irrigation
in agriculture in each of the dimensions of sustainability should be promoted. From a technical
point of view, innovation and technology have furthered the development of irrigation systems and
new available water sources that can contribute to improving the efficiency of water use and the
sustainability of rural areas, particularly agricultural activity in arid regions. However, effort should
Water 2019, 11, 1758 21 of 26
be made to make this technology accessible, as its cost is economically unfeasible for small-scale
agriculture in many countries. New water sources, such as those derived from desalination, reuse
and rainwater harvesting systems, are very expensive for farmers compared to traditional sources.
The production processes for desalination and reuse should be improved, particularly with respect to
energy consumption in order to bring down the final price of the water. Furthermore, although the use
of these nonconventional water resources has proved to have a series of advantages for the crops and
the soil, this knowledge has not been transmitted to the farmers, and therefore, they are still reluctant to
use it for irrigation. Greater effort should be made to communicate the results of the research to society.
Finally, greater knowledge of the environmental impacts of irrigation-related practices in different
areas on plot, district, basin and regional levels is needed. Water bodies are connected to each other, so
certain practices that generate a small impact on river source areas can have a multiplying effect and
be experienced in the underground bodies of coastal areas.
Author Contributions: The four authors have equally contributed to this paper. All authors have revised and
approved the final manuscript.
Funding: This research received no external funding.
Acknowledgments: This work was partially supported by the Spanish Ministry of Economy and Competitiveness
and the European Regional Development Fund by means of the research project ECO2017-82347-P, and by the
Research Plan of the University of Almería through a Postdoctoral Contract to Juan F. Velasco Muñoz.
Conflicts of Interest: The authors declare no conflict of interest.
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