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σ
IMPERIAL RUSSIA
σ
σ
Sponsored by the Joint Committee on the Soviet Union
and Its Successor States
of the Social Science Research Council
and the
American Council of Learned Societies.
σ
indiana-michigan series in
russian and east european studies
Alexander Rabinowitch
and
William G. Rosenberg,
general editors
advisory board
Deming Brown
Jane Burbank
Robert W. Campbell
Henry R. Cooper, Jr.
Herbert Eagle
Ben Eklof
Zvi Gitelman
Hiroaki Kuromiya
David L. Ransel
William Zimmerman
σ
IMPERIAL RUSSIA
NEW HISTORIES FOR THE EMPIRE
σ EDITED BY
Jane Burbank
AND
David L. Ransel
www.indiana.edu/~iupress
1 2 3 4 5 03 02 01 00 99 98
Contents
σ
Acknowledgments xi
Introduction
Jane Burbank and David L. Ransel xiii
Part i
Autocracy: Politics, Ideology, Symbol
1
1
Kinship Politics/Autocratic Politics: A Reconsideration of
Early-Eighteenth-Century Political Culture
Valerie A. Kivelson 5
2
The Idea of Autocracy among Eighteenth-Century
Russian Historians
Cynthia Hyla Whittaker 32
3
The Russian Imperial Family as Symbol
Richard Wortman 60
Part ii
Imperial Imagination
87
4
Collecting the Fatherland: Early-Nineteenth-Century
Proposals for a Russian National Museum
Kevin Tyner Thomas 91
5
Science, Empire, and Nationality: Ethnography in the
Russian Geographical Society, 1845–1855
Nathaniel Knight 108
Part iii
Practices of Empire
143
6
Lines of Uncertainty: The Frontiers of the Northern Caucasus
Thomas M. Barrett 148
7
An Empire of Peasants: Empire-Building, Interethnic
Interaction, and Ethnic Stereotyping in the Rural
World of the Russian Empire, 1800–1850s
Willard Sunderland 174
8
The Serf Economy, the Peasant Family, and the Social Order
Steven L. Hoch 199
9
Institutionalizing Piety: The Church and Popular
Religion, 1750–1850
Gregory L. Freeze 210
Part iv
Individuals and Publics
251
10
An Eighteenth-Century Russian Merchant Family in
Prosperity and Decline
David L. Ransel 256
11
Freemasonry and the Public in Eighteenth-Century Russia
Douglas Smith 281
12
Constructing the Meaning of Suicide: The Russian
Press in the Age of the Great Reforms
Irina Paperno 305
In Place of a Conclusion
Jane Burbank 333
Contributors 347
Index 349
Acknowledgments
σ
T he editors thank several institutions and many scholars for the support,
research, and stimulating discussions that made this project possible. We
begin with our sponsors. The Joint Committee on the Soviet Union and Its Suc-
cessor States of the Social Science Research Council and the American Council
of Learned Societies provided the material, logistical, and personal support for
three workshops for the project as well as seed money for the volume itself. We
are particularly grateful to Susan Bronson, historian of imperial Russia and for-
mer Program Of¤cer at the SSRC, who has seen this project through from be-
ginning to completion; to Robert Huber, former Program Director of the Joint
Committee, who gave superb advice on both intellectual and ¤nancial matters;
and to Jill Finger, Program Assistant, who directed everyone to the right place
at the right time. The organizers of the SSRC-ACLS project were Jane Burbank,
Nancy Shields Kollmann, Richard Stites, and Reginald Zelnik, members of the
Joint Committee.
A planning meeting was held at the University of Iowa in November 1991,
supported in part by the Center for International and Comparative Studies there.
We thank the Center and in particular Steven Hoch, our host on the steppe in
a snowstorm, for the warm reception and gracious adjustments to weather wor-
thy of Russia.
The papers in the volume were produced for two workshops, entitled
“Visions, Institutions, and Experiences of Imperial Russia.” The ¤rst workshop
was held at the Kennan Institute of Advanced Russian Studies in Washington,
D.C., in September 1993. We thank the Institute and above all its director, Blair
Ruble, for hosting us and especially for our splendid meeting place in the
Smithsonian castle.
The second workshop was cosponsored by Portland State University at its
lovely urban campus. Our historian host, Louise Becker, made this an ideal lo-
cation.
The discussions at all three meetings focused on the issues of interpreta-
tion, analysis, and categorization that inform this volume. We are grateful to all
the participants in the meetings, including the authors of the chapters presented
here, for their many contributions to the project. A big thank you, then, to
Thomas Barrett, Sarah Berry, Jeffrey Brooks, Daniel Brower, Michael Con¤no,
ix
x Acknowledgments
James Cracraft, Laura Engelstein, Lee Farrow, Gregory Freeze, Manfred Hilde-
meier, Steven L. Hoch, Isabel Hull, Austin Jersild, Colin Jones, Andrew Kahn,
Andreas Kappeler, Allison Katsev, Michael Khodarkovsky, Valerie Kivelson,
Nathaniel Knight, Nancy Shields Kollmann, Gary Marker, Louise McReynolds,
Harriet Murav, Daniel Orlovsky, Irina Paperno, Priscilla Roosevelt, David
Schimmelpeninck, Yuri Slezkine, Douglas Smith, Michael Stanislawski, Rich-
ard Stites, Willard Sunderland, Frank Sysyn, Kevin Thomas, Donald Thumin,
William Wagner, Cynthia Whittaker, Richard Wortman, and Reginald E. Zelnik.
The editors are especially grateful to Michael Con¤no for his supportive
engagement with this project, which was inspired in the ¤rst place by his splen-
did and provocative studies of imperial Russia.
Jane Burbank
David L. Ransel
Introduction
σ
T he goal of this volume is to raise questions and to encourage scholars to re-
envision imperial Russian history liberated from schools, parties, and single
story lines. The essays incorporate new research and new topics, results of a
revitalized attention to Russia’s past that has engaged historians and others in
recent years. The volume has a speci¤c genealogy: it is based upon a series of
three workshops at which scholars from different universities, disciplines, and
generations discussed new research and encouraged each other to imagine how
imperial history might be reconceptualized. This introduction will sketch the
intellectual and social context of this project and highlight the themes, ques-
tions, and methods represented in the book’s separate subsections and chapters.
With an eye toward future projects, Jane Burbank’s “In Place of a Conclusion”
takes a critical look at the blank spots, open questions, and un¤lled plans that
are likely to shape histories of imperial Russia still to come.
Reconceptualization of imperial Russian history was inspired by two recent
changes: the collapse of Soviet power and with it the conventional framework
for narratives of Russian history, and a new turn in historical writing about
other places and times. The sudden appearance in 1917 of Soviet Russia with its
claim to be the ¤rst socialist society had oriented much of the historical study
of Russia in the twentieth century toward the problems and possibilities of
Soviet-style organization, and, of particular relevance to this volume, toward
the origins of the Russian revolution. This emphasis upon the Bolshevik revo-
lution relegated Russian history before 1917 if not to the dustbin, then to the
morgue. Many studies of the imperial era were scholarly autopsies, performed
in con¤dent awareness of the body’s chronic ailments; the overriding ques-
tion concerned the disease or combination of illnesses that had caused the or-
ganism’s long-overdue demise. This perspective was a matter of form, if not
faith, for most Soviet historians, but it ¤gured, too, in many other interpreta-
tions. Nicholas Riasanovsky placed the blame for the revolution of 1917 on the
rigidity of the system created by Nicholas I in the ¤rst half of the nineteenth
century; Richard Pipes, following Petr Struve, pushed the beginnings of the em-
pire’s illnesses back into the early eighteenth century.1
The dissolution of the Soviet Union was accompanied by a reversal of
evaluations of imperial Russia. In Russia, challenges to of¤cial history became
xi
xii Introduction
taught in American universities. But this attention to culture, with its roots in
the practices of Russians both in the emigration and at home, seldom reached
beyond the obligatory, and immensely valuable, readings of Russian novels
as historical sources.3 A strong disciplinary divide marked most published re-
search on Russia. Slavic departments fostered the domain of belles lettres, while
historians produced books that adhered to conventional typologies of intellec-
tual, political, or social history. The mainstream of historical study was further
bifurcated in the 1970s and 1980s into investigations either of political thought
(the intelligentsia and the cultural elite) or of society (social structure and class
mobilization). By the 1990s, however, a major shift was perceptible. The growing
enthusiasm for interdisciplinary and cultural studies produced a reintegration
of literature into historical studies of Russia as well as innovative projects join-
ing history with anthropology, art history, and history of science.4
This surge of transdisciplinary scholarship is in many instances an out-
growth of the social history of Russia developed in the 1970s and 1980s. In those
decades, the most visible interdisciplinary interaction in Russian and Soviet his-
tory was between sociology and history, as a generation of social historians
trained in the 1960s moved into faculties at American universities and chal-
lenged the then dominant approaches of political and diplomatic history.5 At-
tracted to the generalizing power of quantitative methods popular in American
social science, as well as by the dynamism of working-class history after E. P.
Thompson, these scholars concentrated on labor, class, and revolution as pre-
ferred subjects of Soviet or late imperial history. The new social history of the
Soviet Union was nourished by a series of seminars sponsored by the Joint Com-
mittee on Slavic Studies of the Social Science Research Council and American
Council of Learned Societies. In the perestroika and post-Soviet years these
seminars underwent signi¤cant intellectual restructuring, as social historians
of Russia, attuned to the shifts in research focus in other ¤elds, incorporated
investigations of gender, ethnicity, and culture into their projects.6
The history of imperial Russia as a whole was not the subject of similar col-
lective analysis or synthetic interpretation, even as excellent monographs were
available on speci¤c topics and eras. For example, a number of pathbreaking
studies appeared on issues or institutions in the reigns of Peter I and Catherine
II.7 Substantial attention was also given to the era of the Great Reforms, includ-
ing its prelude and aftermath.8 But apart from Marc Raeff’s essays, which cov-
ered only about half of the imperial period, and Pipes’s provocative Russia under
the Old Regime, no large-scale efforts were made to describe the structures, trans-
formations, and continuities of the imperial period.9 Historians continued, in
their few syntheses and many research monographs, to examine imperial Rus-
sian history for clues to the great con®agrations of the early twentieth century.
xiv Introduction
The study of imperial Russia on different terms was the aim of the Imperial
Russian History Initiative that led to this book. The Initiative consisted of three
meetings sponsored by the Social Science Research Council and held at the Uni-
versity of Iowa in 1991, the Kennan Institute in 1993, and Portland State Uni-
versity in 1994. Participants in the ¤rst meeting engaged in wide-ranging and
speculative discussions of how imperial Russian history might be reimagined;
the two subsequent workshops focused on a series of research papers based on
less-studied periods and topics.10 The goal of these meetings, in contrast to some
post-Soviet retrospectives, was not to ¤nd a usable past, but to explore and craft
new narratives and interpretations. Although only twelve of the twenty-nine
research papers and none of the fourteen speculative essays discussed at these
meetings are reproduced in this volume—many will appear elsewhere—the vol-
ume as a whole re®ects the collective explorations of these workshops.
Imperial Russia: New Histories for the Empire is pluralist in methods, interpre-
tations, and topics. Contributors to the volume and participants in discussions
of this project did not seek to recast the ¤eld by ¤xing its elements in a particu-
lar mold, but rather to extend new thinking on problems big and small. The
collection does not privilege a particular kind of history—cultural, social, insti-
tutional, economic, political, or intellectual—but instead juxtaposes essays that
either adhere to one or another of these approaches, purposefully blend them,
or refuse some compartments altogether. Nor do the contributors promote a par-
ticular method. Demography, micro-history, discourse analysis, semiotics, new
institutionalism, and history of ideas all ¤nd a place here. This intentional het-
erogeneity is true of topics, too. The main characters of these essays are a var-
ied and mostly understudied lot: lesser nobles of the provinces and the capitals,
reform-minded clerics, peasant resettlers in the process of migration, soldiers on
the frontier, scholar-founders of the Russian Geographic Society, amateur eth-
nographers, a luxury-loving merchant and his extended family, among others.
The histories of these people of imperial Russia and their institutional, ma-
terial, and informational cultures, are arranged in roughly chronological order
within each of the four sections of the volume. Part One, “Autocracy: Politics,
Ideology, Symbol,” devotes attention to conceptions—both historiographical and
historical—of autocratic rule. We begin with Valerie Kivelson’s reconsideration
of political agency after the death of Peter I, move on to Cynthia Whittaker’s
exploration of absolutist ideologies penned by eighteenth-century historians,
and conclude with Richard Wortman’s analysis of the tsarist regime’s appro-
priation of familial symbolism in the early nineteenth century. Part Two focuses
on two stretches of imperial imagination in the ¤rst half of the nineteenth cen-
tury. Kevin Thomas analyzes two pioneering projects for a national museum,
Introduction xv
long story of the historical development of imperial Russia has signi¤cant ad-
vantages. Much Russian history produced in the twentieth century was in®u-
enced by the harshly critical attitudes of Russian scholars who wrote during the
late imperial and early Soviet periods, in the bitterness of opposition and later
defeat. Their animus against both the tsarist autocracy and its successor cast a
long shadow over the history of the empire. This anti-Whiggish tendency was
especially marked in historical accounts of the revolution of 1917, which, in
both heroic and tragic variants, was attributed to the intractabilities of imperial
Russia. Whether the topic was high politics, bureaucratic culture, or economic
development, historians emphasized Russia’s failures, usually to live up to some
kind of European model. In contrast, our contributors have tried to assess im-
perial Russian government and society as going concerns.
Many essays in this volume investigate the people and institutions that kept
imperial Russia functioning over a long period of time. Our contributors make
clear that elites often cooperated effectively to defend and advance their inter-
ests; peasants practiced a form of production well suited to the risk-prone envi-
ronment in which they lived; intellectuals organized clubs and salons condu-
cive to lively discussion; publishers produced a wide array of newspapers for
engaged readers; the autocracy changed its public face to ¤nd favor with society.
At least through the early decades of the nineteenth century, Russian govern-
ment and society functioned in concert and constituted a strong polity; this self-
correcting absolutism emerged victorious from an era of revolution and war that
overturned other European social and state orders. Despite government surveil-
lance and periodic repression, Russian society continued through the nine-
teenth and early twentieth centuries to foster a vigorous intellectual, business,
and civic life.13
Two sets of oppositions have long dominated Russian historiography: state
and society, and Russia and the West. The essays in this book move away from
these analytical categories, recon¤gure them, and, in some cases, challenge their
accepted meanings.
Common to most of the essays is a reconceptualization of agency. Rather
than ¤tting the activities of “society” into a dialectic with the “state,” most of the
contributors attempt to analyze society as composed of distinct groups and in-
dividuals acting on their own behalf and not necessarily working for or against
the state. This shift is particularly clear in Part Two, on practices of empire. Of
interest to Barrett and Sunderland in the borderlands and Hoch in the central
regions is how rural people made their lives within constraints established by
ecological conditions and by local social institutions rather than how they re-
sponded to state power. Freeze, who in earlier studies has looked at unexpected
points of con®ict between church and state in Russia, here extends his analysis
Introduction xvii
tional importance in imperial Russia. Essays here describe how noble families
played a key role in political action and negotiation; peasants worked as fami-
lies to sustain production in the serf economy; an eighteenth-century merchant’s
ambitions and his fall-back strategies were directed toward security for his ex-
tended family; the Romanov dynasty revised its public image to highlight its
internal nuclear bonds and turned this model of family loyalty to the service of
state ideology. What do these various manifestations of family suggest?17
First, the in®uence of families represents another dislocation of power from
its unitary position in the autocracy; attention is turned to power located in
groups and individuals with immediate control over much of daily life. For both
the peasant and the privileged, the family was a sustained organizing principle
of politics and economics. Hoch argues that the power of male heads of house-
holds to exploit the labor of their family members was key to the long-term pro-
ductivity of Russian peasant agriculture. Kivelson identi¤es the elite’s concern
for family interests as central to the renegotiation of autocratic authority in 1730.
Ransel’s merchant operated a family ¤rm that built its wealth on marriage
alliances and economic arrangements, within a large network of consanguineal
and af¤nal relations.
Family also provided the symbolic framework for imperial rule. Whittaker
notes that Vasilii Tatishchev and others employed family metaphors to describe
the relation of the monarch (the father, the bridegroom) to the people, analogic
reasoning common to European monarchies of the time and important in rein-
forcing the authority and self-regard of fathers and husbands at all levels of so-
ciety. In the early nineteenth century, however, the monarchy recast this meta-
phor of vertical ties: the eighteenth-century father (or mother) of the fatherland
now became the father of the imperial family. Wortman describes this semiotic
shift from personalized mastery to a different kind of familial ethos, in which
dynastic continuity and national unity were ritually represented through the
domestic harmony of the imperial spouses and the heir’s devotion to his father
and the people.
Wortman’s analysis is exemplary of the ways that essays in this volume re-
vise the conventional oppositions of “Russia and the West.” In Wortman’s de-
scription of Russian imperial culture, Nicholas I adopted the family scenario of
empire under the in®uence of his mother, the dowager empress Maria Fedorovna,
who had come to Russia from Württemberg. Nurtured in the values of German
sentimentalism, Maria Fedorovna tried to inculcate in her children the virtues
of marriage, ¤delity, and family love—no small task in view of the sexual in¤-
delities of her older sons, not to mention the fact that her husband, Paul, was
murdered to put his son on the throne. This story of the adoption of a new im-
perial symbolism based on European middle-class models of affective nuclear
Introduction xix
family ties suggests the close links between European political culture and de-
velopments in Russia. Wortman does not treat Russia and the West as separate
civilizations.
Most of our other contributors read shifts in Russian political theory and
institutions as examples of cultural intersection rather than borrowings from
an alien source. Our authors play down the assumption of underlying differ-
ences between Russians and Europeans. Kivelson contends that Russian nobles
adapted to their Western contemporaries’ notions of meritocracy and ef¤ciency
and did not ¤nd them out of place. Paperno shows that Russian professionals
and journalists shared the nineteenth-century European fascination with social
statistics, and mounted many independent investigations of their own in which
they compared Russian conditions with the experiences of other European
countries. Suicide, the subject of Paperno’s chapter, was only one of many sub-
jects of transnational discussion and comparison.
“Europe” or “the West” were shorthand descriptors used by Russian elites
in their writings and conversations, but these terms did not necessarily imply
antagonism or inequality. Scholars interacted with European scienti¤c culture
on terms they set themselves. Thomas’s essay on proposals for a Russian Na-
tional Museum and Knight’s on the founding of the Russian Geographic Soci-
ety make this point. Thomas shows that national museums were under discus-
sion across Europe in the early nineteenth century; scholars who proposed a
museum for the Russian empire thought of their task as representing Russia
within the emergent culture of European national displays. Later in the cen-
tury, the founders of the Russian Geographic Society may have disagreed about
which kind of European science—abstract or descriptive—was appropriate for
the study and discovery of the Russian empire, but when they did so, they were
echoing Europe’s own debates and thus giving further evidence of Russia’s in-
tegration into European intellectual and cultural life. The search for a distinc-
tive cultural identity was common to European polities, not unique to Russia.
The contributors to this book regard Russia as a European absolutism yet
reject the imposition of “Western” models (England, France, Germany) as mea-
sures of Russia’s success. This stance, which recognizes particularity, while re-
fusing to see it as alien, is consistent with the ways in which the authors draw
upon a wide range of historiography to inform their research but not to pre-
¤gure their results. Many of the essays ignore or reject interpretive strategies
traditional to Russian historiography, and instead use methods, theories, and
topics introduced in the study of other national settings.
For Ransel, the essential move is from narrations about large groups to
the perspective of a single individual on his life and social networks. Ransel
grounds his merchant’s story in a discussion of microhistory, an approach that
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