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OPEN Integrated optical modulator

manipulating the polarization and
rotation handedness of Orbital
Received: 17 February 2017
Accepted: 9 May 2017 Angular Momentum states
Published: xx xx xxxx
S. Faezeh Mousavi1, Rahman Nouroozi 1
, Giuseppe Vallone 2
& Paolo Villoresi2

Recent studies demonstrated that the optical channels encoded by Orbital Angular Momentum (OAM)
are capable candidates for improving the next generation of communication systems. OAM states
can enhance the capacity and security of high-dimensional communication channels in both classical
and quantum regimes based on optical fibre and free space. Hence, fast and precise control of the
beams encoded by OAM can provide their commercial applications in the compatible communication
networks. Integrated optical devices are good miniaturized options to perform this issue. This paper
proposes a numerically verified integrated high-frequency electro-optical modulator for manipulation of
the guided modes encoded in both OAM and polarization states. The proposed modulator is designed as
an electro-optically active Lithium Niobate (LN) core photonic wire with silica as its cladding in a LN on
Insulator (LNOI) configuration. It consists of two successive parts; a phase shifter to reverse the rotation
handedness of the input OAM state and a polarization converter to change the horizontally polarized
OAM state to the vertically polarized one. It is shown that all four possible output polarization-OAM
encoded states can be achieved with only 6 V and 7 V applied voltages to the electrodes in the two parts
of the modulator.

In the past decades, interests in exploiting Orbital Angular Momentum (OAM) as a new degree of freedom for
encoding the information in optical communication channels have been enhanced1. Utilizing this technique
in classical communication based on both optical fibre2 and free space3–7, and also in quantum communica-
tion8–10 demonstrated a promising increased data transmission rate for the future networks. In addition, secure
transmission is one of the concerns of communication systems. Besides the classical cryptography techniques,
Quantum Cryptography (QC) improved the security between authorized partners connected by a quantum chan-
nel. Quantum Key Distribution (QKD) protocols are used intensively for approaches of QC. As an example, BB84
QKD protocol employs four states belonging to two conjugate bases (such as horizontal, vertical, left circular and
right circular polarization states) for data encoding11, 12. By combining polarization with OAM, generation of a
rotation invariant qubit is possible. In this case, QKD is proved to be independent of alignment13, 14. This toolbox
can be a good choice for free-space optical and quantum communication with moving objects, such as satellites
or flying platforms. The rotation invariant qubit in QKD has been operated experimentally over a distance of
210 m15. Moreover, the possibility of using OAM together with polarization for encoding the high-dimensional
QKD states improves noise resistance and increase the content of information carried by each photon16.
Carrier modes with phase term of exp(ilφ) have OAM corresponding to lℏ; per photon. In this term l (l = 0,
±1, ±2, …) is the topological charge of the mode and its sign determines the rotation handedness of an OAM
state. This mode can be polarized in any polarization state17.
High speed and high-frequency switching and modulation of a conventional communication optical chan-
nel can be achieved by tunable liquid crystal retarders18, 19 or via electro-optical effects in active integrated
optical-based devices20. In the integrated optical devices, phase, amplitude, and polarization of the electric field of
the optical communication signal are modulated using miniaturized waveguides with straight or interferometric
configurations21. As it is mentioned above, one of the possible approaches to increase the capacity of an optical7, 22–24

1
Department of Physics, Institute for Advanced Studies in Basic Sciences, 45195-1159, Zanjan, Iran. 2Dipartimento
di Ingegneria dell’Informazione, Università di Padova, I-35131, Padova, Italy. Correspondence and requests for
materials should be addressed to R.N. (email: [email protected])

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Figure 1. Schematic diagram of the proposed modulator with its input and output states.

or quantum9 channel is the using of an optical signal carrying OAM. Although integrated optically generation,
detection, multiplexing, and switch of the optical signals with different OAM values are demonstrated25–32, but
neither modulators nor switches for manipulating a specific guided mode carrying OAM integrated optically have
been proposed. These modulators may have many applications in OAM based telecommunication in classical and
quantum regimes.
In this paper, a modulator enabling control of the beams encoded by polarization-OAM states of |±1〉|H〉 is
proposed for the first time to the best of our knowledge. The output states of the modulator are the four states
representing a basis for the full four-dimensional polarization-OAM space. The OAM states (|l = −1〉 and |l = 1〉)
and polarization states (|H〉 and |V〉) are considered as two encoding bases. In the proposed modulator, |+1〉|H〉
is assumed to be as the input state and four desired output quantum states of |−1〉|H〉, |−1〉|V〉, |+1〉|V〉, and
|+1〉|H〉 can be achieved exploiting the advantages of a high-frequency electro-optically active Lithium Niobate
on insulator (silica) photonic wire. Conversion of |+1〉|H〉 ⇔ |−1〉|H〉 can be obtained via rotation handedness
reversal using a phase shifter part. Whereas, the conversion of |±1〉|H〉 ⇔ |±1〉|V〉 can be achieved in the polar-
ization converter part. Figure 1 displays a schematic diagram of input state, the proposed modulator consists of
two parts and its four desired output states.

Results
Structure of the Proposed Modulator. One of the waves carrying OAM is Laguerre-Gaussian (LG) opti-
cal mode33. In this section, an integrated optical modulator to manipulate the rotation handedness and polariza-
tion of the input |LG+1,0〉|H〉 (≡|+1〉|H〉) state is proposed and its different parts are explained in details. As it is
shown in equation (1) and equation (2), the |LG±1,0〉 states can be built up with two Hermite-Gaussian (|HG1,0〉
and |HG0,1〉) modes with the relative phase differences of ±π/234 (See Supplementary Information).
1
|LG1,0⟩ = (|HG1,0⟩ + i|HG0,1⟩),
2 (1)

1
|LG−1,0〉 = (|HG1,0〉 − i|HG0,1〉) .
2 (2)
In order to excite a less perturbed guided |LG±1,0〉, a symmetric waveguide in both horizontal and vertical
directions is needed. Thus, designed modulator is assumed to be constructed of a rectangular shaped photonic
wire. The ridge type Ycut-LN (LiNbO3) is used as the core of the designed photonic wire in order to manipulate the
input state using electro-optic effect with appropriately designed electrodes in the lateral and top of it. Figure 2a
illustrates the cross section of the 1.4 × 1.4 μm2 sized photonic wire. A thin buffer layer of silica with the thickness
of 200 nm operates as the top and lateral claddings, and a 500 nm thick layer plays the role of bottom cladding.
The calculated effective indices listed in Table 1 are obtained from the mode solution package of Lumerical
software35 for the proposed modulator with mentioned dimensions. The results that have been gained for waves of
850 nm wavelength indicate that |TE01〉, |TE10〉, |TM01〉 and |TM10〉 modes which are needed for the composition
of |LG±1,0〉 can be guided in the photonic wire. Figure 2b shows the calculated normalized electric field distribu-
tions of the guided modes inside the photonic wire.
As it is explained briefly in the introduction, proposed modulator should convert the input |+1〉|H〉 to one of
the output states of |−1〉|H〉, |−1〉|V〉, |+1〉|V〉, and |+1〉|H〉. Therefore, the whole proposed modulator consists
of a phase shifter followed by a polarization converter. In order to convert input |+1〉|H〉 to output |−1〉|H〉,
the rotation handedness of |LG1,0〉 mode should be reversed. That means l index has to be changed from 1 to
−1. Consequently, a π phase shift between guided |TE10〉 (|HG10〉) and |TE01〉 (|HG01〉) must be imposed in the
first part of the modulator. Now, to achieve one of the |+1〉|V〉 and |−1〉|V〉 states from |±1〉|H〉 as the output
state of the phase shifter part, the |TE01〉 (|HG01〉|H〉) and |TE10〉 (|HG10〉|H〉) should be converted to |TM01〉

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Figure 2. (a) Schematic representation of designed modulator. Red: LiNbO3, green: silica, yellow: gold
electrodes and blue: air; (b) Normalized electric field distributions of the guided |TE01〉 (1), |TE10〉 (2), |TM01〉
(3), and |TM10〉 (4) modes in the proposed modulator.

mode effective index

|TE01〉 2.083887
|TE10〉 2.080837
|TM01〉 2.156396
|TM10〉 2.162771

Table 1. Calculated effective indices of the guided modes in the photonic wire

(|HG01〉|V〉) and |TM10〉 (|HG10〉|V〉), simultaneously. In the other words, the first part operates as conversion of
|l = +1〉|H〉 ⇔ |l = −1〉|H〉, and the second part operates as polarization conversion of |l = −1〉|H〉 ⇔ |l = −1〉|V〉.
In both parts of the proposed modulator which are introduced above, the electro-optic effect in LN is needed.
Therefore, as demonstrated schematically in Fig. 2a, three gold-coated electrodes located surrounding the silica
cladding is required to induce desired phase and refractive index changes in the phase shifter and the polarization
converter parts, respectively. The location of electrodes is chosen in such a way that desired external electric fields
can be applied in both parts. More details are described in the following of this section.

Part One: Phase Shifter. In order to convert input |LG10〉 mode to one of the output states with its reversed
topological charge (|LG−10〉), one needs to impose π phase shift between two decomposed HG modes. Since two
HG modes propagate together in an electro-optically active waveguide; hence any relative phase change can be
induced by applying external electric field. In this way, effective refractive indices of two HG modes can be mod-
ified in such a way that the appropriate relative phase difference (π) is achieved. The input LG mode assumed to
have TE (Horizontal, |H〉) polarization. Therefore two decomposed HG modes also have the same states of polari-
zation. In order to impose π phase shift between two |HG01〉 and |HG10〉 modes, the external electric field must be
applied in the z direction. Accordingly, their extraordinary effective refractive indices are changed as follows21, 36
(see Supplementary Information):
1
∆ne 01 ≅ − ne301r33⟨Ez⟩,
2 (3)

1
∆ne10 ≅ − ne310r33⟨Ez⟩,
2 (4)
where Δn01 and Δn10 are deviation of effective refractive indices from their initial values (n01, n10) respectively
when Ez as the external electric field in the z direction is applied and r33 is related electro-optic coefficient. As it is
shown in equation (5), the total relative phase difference (Δφtotal) between |HG01〉 and |HG10〉 modes with wave-
length (λ) when the phase shifter part has the length of X meter is the summation of two contributions:
I: is due to propagation (Δφprop), and
II: is due to electro-optic effect (Δφe−o).

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Figure 3. Left and right columns display the input and output phase patterns (top row) and power distributions
(bottom row) of the horizontal polarized beam (|H〉) before (a) and after (b) the applied external electric field,
respectively.

2π
∆φtotal = ∆φprop + ∆φe −o = ((nTE ,01 − nTE ,10) + (∆ne 01 − ∆ne10))X .
λ (5)
It is important to mention that, the phase shifter acts as the rotation handedness converter when the external
electric field is applied. That means in the absence of external electric field the precise length of the phase shifter
has to be adjusted in such a way that the Δφprop be equal to nπ/2 (n = 1, 5, 9, …). This length is calculated to
be 39.295 mm by using the parameters listed in Table 1 which are inserted to the first term of the equation (5).
Independent of the first term in the equation (5), the conversion of input |LG10〉 to |LG−10〉 can only be achieved
if the Δφe−o is equal to π.
Results obtained from the calculations indicate that the conversion of rotation handedness can be achieved
with only 6 V applied voltage between two lateral electrodes shown in Fig. 2a with ~1.5 μm distance and
39.158 mm length. The applied voltage of 6 V corresponds to ~4 × 106 V/m applied external electric field which
is much less than 22 MV/m as the coercive electric field for the bulk LN. Figure 3 illustrates the results obtained
from the phase shifter when the external electric field is switched on (Fig. 3a) and switched off (Fig. 3b). The left
and right columns in Fig. 3 demonstrate the phase patterns (top rows) and power distributions (bottom rows) of
the input and output states, respectively. As Fig. 3a implies, the phase pattern and power distribution before and
after phase shifter is conserved. This means that Δφprop does not affect the input |LG10〉 state. Figure 3b shows that
when the external electric field is switched on the power distribution conservation is valid during the handedness
conversion of the input state |+1〉 to the output state of |−1〉. It means that the relative phase between two decom-
posed modes remains an odd integer multiple of π/2.

Part Two: Polarization Converter. As mentioned in previous part, the polarization of modes carrying OAM
must be changed between two horizontal (|H〉) and vertical (|V〉) bases. This is possible when two decomposed
|TE01〉 and |TE10〉 modes are converted to the |TM01〉 and |TM10〉 modes with orthogonal polarization. In other
words, the conversion of |±l〉|H〉 ⇔ |±l〉|V〉 must be achieved. This can be provided via electro-optic effect in
Periodically Poled Lithium Niobate (PPLN) waveguide21. Applying external electric field induces a perturbation
in the dielectric constant tensor of the LN. Therefore as presented in the coupled mode equations (Eq. 6), two
orthogonal mode bases can be converted to each other when an appropriate external electric field is applied37.
dA1
= −iκA2 e i ∆β ,
dx
dA2
= −iκ∗A1e−i ∆β ,
dx (6)
where A2 and A1 are the amplitude of input TE (|TE01〉) or |TE10〉) and output TM (|TM01〉 or |TM10〉) modes,
respectively and κ is the coupling coefficient between interacting modes. Δβ = (βTM − βTE) − 2π/Λ represents
the quasi-phase-matching (QPM) between two TE and TM modes with their propagation constants βTE and βTM,
respectively. 2π/Λ is the wave vector of the periodically poled domains with the wavelength of Λ. Equation (7)
and equation (8) describe the dependency of the Λ to the effective refractive indices of two decomposed modes
that have to be converted simultaneously (|TE01〉 ⇔ |TM01〉 and |TE10〉 ⇔ |TM10〉):

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Figure 4. Power distribution (left) and phase pattern (right) of the input (a) and output (b) horizontally
polarized optical modes in the polarization converter part of the modulator without applying external electric
field.

Figure 5. Schematic representation of polarization converter part (|TE01〉 ⇔ |TM01〉 and |TE10〉 ⇔ |TM10〉). Blue
and red arrows display the productions of |TM01〉 and |TM10〉 from the first and second sections with domain
wavelengths of Λ01 and Λ10, respectively. The green arrow shows that input |TE01〉 and |TE10〉 modes are not
changed when external electric field is not applied.

λ
Λ01 = ,
no01 − ne 01 (7)

λ
Λ10 = .
no10 − ne10 (8)
The efficiency of these polarization conversions can be calculated using:

ηo(x ) = κ 2 x 2sinc 2( κ 2 + ∆β 2 x ) , (9)

where
2 2
2 nTM , eff nTE , eff r51|Ey|
| κ| = sin(πD)ϑ.
λ nTE , eff nTM , eff (10)
In this equation D as the duty cycle of the domain grating is assumed to be 0.5 and r51 as desired electro-optic
coefficient of the LN is 28 × 10−12 m/V. Ey is the applied external electric field in the y direction and ϑ is the over-
lap integral between two interacting optical modes and the external electric field38, 39.
Without applying external electric field, the phase of two input modes (|TE01〉 and |TE10〉) are only changed
due to their propagation (see equation (5)). In order to conserve the rotation handedness of input OAM beam
obtained from the phase shifter part of the modulator, the length of polarization converter part is calculated in
such a way that the relative phase difference between two decomposed modes is an appropriate integer multiple
of π/2. Therefore, the calculated total length of polarization converter part is 16.443 mm. Figure 4 illustrates the
phase pattern and power distribution of the input and output horizontally polarized optical modes in the second
part of the modulator when the external electric field is switched off. It implies that with precise control of the
length of the polarization converter part, phase changes in the first part are not disturbed by second part of the
modulator.
Since the polarizations of two decomposed optical modes have to be converted independently, the polarization
converter part should contain both domain wavelengths shown in equation (7) and equation (8). Therefore, polar-
ization converter part is designed in such a way that first converts the |TE01〉 to |TM01〉 and then in a successive
section converts the |TE10〉 to |TM10〉. Figure 5 displays the designed polarization converter part schematically.
By applying external electric field, the first section that consists of N01 domain inversions with the wavelength

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Figure 6. (a) Normalized power evolution of all interacting |TE01〉 (magenta), |TM01〉 (red), |TE10〉 (green) and
|TM10〉 (blue) modes along the polarization converter part of the modulator for two successive sections with
domain wavelengths Λ01 (left) and Λ10 (right); and (b) Power and phase of the emitted vertically polarized OAM
carrying beams after applying external electric field.

N01 Λ01 (μm) δ01 (μm) N10 Λ10 (μm) δ10 (μm)
696 11.7 71.68 783 10.4 85.32

Table 2. Characteristic data of designed PPLN-based polarization mode converter.

V1 V2 state
on on |−1〉|V〉
on off |−1〉|H〉
off off |+1〉|H〉
off on |+1〉|V〉

Table 3. Designed switch for generating desired optical states when the input state of the modulator is |+1〉|H〉.

of Λ01 provides the desired conversion of |TE01〉 ⇔ |TM01〉 while the other conversion (|TE10〉 ⇔ |TM10〉) is not
achieved. On the other hand, in the second section with the wavelength of Λ10, the second desired conversion
(|TE10〉 ⇔ |TM10〉) is dominant, while the output modes from 01 section (|TM01〉) are conserved.
Figure 6a shows the normalized power evolution of all interacting modes (|TE01〉, |TM01〉, |TE10〉 and |TM10〉)
along the polarization converter part of the modulator. The length of both sections (N01Λ01 and N10Λ10) is
8.143 mm. With these propagation lengths for full polarization conversions, the applied voltage between the top
and two lateral electrodes (see Fig. 1) is 7 V.
Although the polarization conversion is achieved when the external electric field is applied, but in principle
additional phase deviations due to the propagation and electro-optically changes in refractive indices of con-
verted and non-converted modes is mandatory40. These phase changes should be compensated in such a way that
the relative phase difference between two decomposed and polarization converted modes of |TM01〉 and |TM10〉 is
the desired integer multiple of π/2. This will guaranty the conservation of rotation handedness obtained from the
first part of the modulator. The electro-optically induced phase changes in the both sections of the polarization
converter (see Supplementary Information) are cancelled in the periodical domain inversion structure of PPLN41.
But two additional propagation lengths δ01 and δ10 must be used after the two sections of polarization converter
without domain inversion and the applied external electric field to compensate the relative phase changes owing
to different propagation velocities. All of the parameters used in the polarization converter part of the modulator
is summarized in Table 2.
Result obtained from the polarization converter part of the modulator when the external electric field is
switched on is illustrated in Fig. 6. TM polarized decomposed modes of |TM01〉 and |TM10〉 without any relative
phase disturbance is achieved with an appropriate voltage in the engineered lengths of different sections in the
polarization converter part. The phase pattern in Fig. 6b is the same as the phase pattern of the input optical mode
shown in Fig. 4. This indicates no rotation handedness change during the propagation along the polarization
converter part of the modulator.

Discussion
This work proposes a numerically verified integrated optical modulator to be accomplished for controlling opti-
cal modes encoded on two OAM states (|l = −1〉 and |l = 1〉) and polarization states (|H〉 and |V〉). Proposed
modulator is configured as a YcutLN on insulator (Silica) photonic wire to exploit the electro-optical effects for
high-frequently manipulating the polarization and rotation handedness of polarization-OAM encoded optical
states. The function of this modulator is defined in such a way that manipulates the input |+1〉|H〉 state and
produces four desired states of |−1〉|H〉, |−1〉|V〉, |+1〉|V〉 and |+1〉|H〉. The designed modulator operates as a

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switch by applying appropriate external electric field to its two successive parts: phase shifter and polarization
converter. If the applied voltage to the phase shifter (V1 = 6 V) is switched on, the rotation handedness of input
state is reversed while its polarization state is conserved. In the other words, the conversion of |+1〉|H〉 ⇔ |−1〉|H〉
is achieved. Additionally, by switching the polarization converter’s voltage (V2 = 7 V) on, the horizontal polari-
zation state of input mode is converted to vertical state while its rotation handedness is still maintained. The
desired conversion of this part is |±1〉|H〉 ⇔ |±1〉|V〉. In both parts, switching the voltages off leads to prevention
of mentioned conversions. The operation of proposed modulator is summarized in Table 3. These generated
polarization-OAM encoded optical states can be used in classic and quantum high-dimensional communication
and cryptography. It is worth noticing that for a complete exploitation in quantum key distribution applications, it
will also be necessary to generate some superpositions between two four states that are listed in Table 3 and form a
basis of the four-dimensional polarization-OAM space. The investigation of the generation of such superpositions
by an integrated modulator is left for future studies.

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Author Contributions
S.F.M. performed the calculations with the help of G.V. and R.N., S.F.M. and R.N. wrote the manuscript and G.V.
revised it. All authors approved the final manuscript. R.N. and P.V. supervised the research.

Additional Information
Supplementary information accompanies this paper at doi:10.1038/s41598-017-04118-5
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Scientific Reports | 7: 3835 | DOI:10.1038/s41598-017-04118-5 8