Nato Standard AJP-3.10 Allied Joint Doctrine For Information Operations
Nato Standard AJP-3.10 Allied Joint Doctrine For Information Operations
NATO STANDARD
AJP-3.10
ALLIED JOINT DOCTRINE FOR
INFORMATION OPERATIONS
Edition A Version 1
DECEMBER 2015
© NATO/OTAN
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7 Decernber 2015
\
Edvardas MAZEIKIS
Major General, LTUAF
Director, NATO Standardization Office
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I Edition A Version 1
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II Edition A Version 1
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RECORD OF RESERVATIONS
Note: The reservations listed on this page include only those that were recorded at
time of promulgation and may not be complete. Refer to the NATO Standardization
Document Database for the complete list of existing reservations.
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IV Edition A Version 1
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ITA ITA does not concur with Cyber Operations taxonomy detailed
in para 0128. In particular ITA does not consider Computer
Network Exploitation (CNE) as part of Offensive Cyber
Operations. Instead CNE is considered a foundation of Cyber
Operations per se.
Note: The reservations listed on this page include only those that were recorded at
time of promulgation and may not be complete. Refer to the NATO Standardization
Document Database for the complete list of existing reservations.
V Edition A Version 1
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VI Edition A Version 1
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TABLE OF CONTENTS
Preface XIII
Definitions 1-5
Principles 1-9
Engagement 1-14
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Chapter 3 Planning
Annexes
Lexicon
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PREFACE
IX Edition A Version 1
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5. AJP-3.10 (A) mainly focuses on the operational level, but can be used as
a reference at all levels. It is intended principally for use by the JFC, the
Chief of Staff (COS) and those staff with Info Ops responsibilities. It
addresses the roles, links, responsibilities and required products from
the strategic, operational and tactical commands. It is deliberately broad
and is designed to guide all forces participating in NATO-led operations.
2 The term JFC is used throughout to indicate the operational-level commander of a joint
force, regardless of how it has been constructed (for example, joint task force/deployable joint
task force/combined joint task force).
3 NATO military PA is the function responsible to promote NATO’s military aims and
X Edition A Version 1
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a. The first facet comprises the input into the three domains, the:
5The three domains are the physical, virtual and cognitive/psychological. The
cognitive/psychological domain is the most important as it consists of cognition and emotions,
which affect an individual’s decision-making.
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0103. Strategic guidance. Military action alone cannot resolve crises, but it
can help set the conditions for resolution by other actors, including
using the full range of national power provided by NATO member
states. During planning, and throughout operations, the military
determines how it may best support, and be supported by, other
instruments of Alliance power.6 The North Atlantic Council (NAC) will
provide overall strategic guidance including directing NATO public
diplomacy efforts, as well as mission-specific strategic and political
guidance, for NATO military information activities. As NATO’s
political/military conditions evolve and mature for a given
situation/operation, Info Ops planners should expect strategic
guidance to be revised and updated to account for these changes.
This may require an adjustment when planning and conducting
information activities.
6 ‘Instruments of power’ are the national or organizational means of enforcing will or exerting
influence on others. NATO uses the diplomacy, information, military and economic
framework.
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0106. The impact of the media. All crises occur under the scrutiny of the
international media (including social media). Maintaining public
understanding and support is crucial for democratically accountable
governments. This influences9 the options they can take (including
military action) and how they present these options to different
audiences. Some governments may seek to control media outputs to
regulate the information available to their population. To gain and
maintain public support, the actions of national governments and
international organizations/agencies should always be legal and as
transparent as possible. The ubiquity of global media complicates
NATO’s ability to influence and manage perceptions, and hence
people’s behaviours, both within and external to the immediate area of
operations. Today, anyone with a mobile device can record and
share information and events in real time with even minor events
creating significant interest. Events at the tactical level could result in
undesired effects at the strategic level and vice versa. This
underlines the importance of deployed personnel understanding the
significance of their actions. Consequently, NATO personnel at all
levels need to be agile, proactive and empowered to ensure NATO’s
7 Lethal activities are actions using capabilities whose primary purpose is to kill people or
destroy structures (for example, fires) creating physical effects. Non-lethal activities are
actions using capabilities whose primary purpose is to create psychological effects.
8 A desired condition created in the information environment as a result of information
to have an effect on the character or behaviour of someone or something, or the effect itself.
This definition provides the meaning of ‘influence’ throughout this document.
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words, images and actions are timely, accurate and reflect NATO’s
StratCom framework. They must do this while countering an
adversary’s10 or detractor’s attempts to undermine public support.
Definitions
0108. The definitions of Info Ops and information activities are listed
below.11
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Analyze
Plan
Information
activities
Assess
Integrate
Adversaries Will
Potential
Understanding Desired
adversaries
effects
North Atlantic
Council approved Capability
audiences
Alliance mission
objectives
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0112. Will. Will is the faculty by which an actor decides upon, and initiates a
course of action (COA). It includes factors such as motivation, attitude,
beliefs and values and encompasses the intent to act or resist. Within
the direction and goals of wider military operations, and mission
specific NATO guidance, information activities are aimed at actors at
any level capable of influencing the situation.
14 Actor is used in its broadest sense throughout this document. They include political and
other leaders, military commanders, influential individuals, military personnel, armed factions
and specific population groups (for example, ethnic, cultural, religious and political). They
may be adversaries, potential adversaries or other NAC-approved audiences.
15 This publication uses the term ‘to affect’ in a generic sense meaning ‘to have an effect on’,
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their will as well as seize and maintain the initiative. NATO may
seek to protect approved parties’ capabilities proactively by
countering adversary information activities.
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Principles
0116. Focussed and integrated. Info Ops must focus on the effects
required to achieve the commander’s objectives and then, through an
understanding of the information environment, select the correct
activity (lethal/non-lethal) to generate that effect. This is achieved by
integrating the full range of capabilities throughout the planning and
targeting processes.
0120. Continuous. Info Ops are applicable across the entire spectrum of
operations at all levels – tactical, operational and strategic.
16Human terrain is the social, political and economic organization, beliefs and values and
forms of interaction of a population.
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0122. Agility. The Info Ops staff must be agile and responsive to constantly
changing conditions in the operational environment. To achieve this
they must constantly monitor, assess and evaluate information effects
and information activities to allow rapid adjustment when required.
This will include force structures and message content.
(COPD) describes KD as the meaning rendered from data and information, using the skills
acquired through experience or education that contributes to the theoretical or practical
understanding of a subject.
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20 AAP-06.
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0130. Presence, posture and profile. The mere presence of a force may
have a significant effect on perceptions. The force’s presence, posture
21Cyber operations are yet to be defined in AAP-06 and doctrine. Once defined they will be
reviewed from an Info Ops perspective. AJP-3(B) Allied Joint Doctrine for the Conduct of
Operations (2011, under review) identifies cyberspace as an environment and as an element
of the information environment. AJP-5 Allied Joint Doctrine for Operational-level Planning
(2013) includes cyberspace as one of the functional areas normally divided into components
and recognises the requirement to include defensive cyber operations in plans for joint
targeting and the employment of joint fires.
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Engagement
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25 ‘Soldier’ in this context includes sailors, marines and airmen, as well as NATO civilians.
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Physical destruction
0139. There are two main aspects to using physical destruction for creating
effects in the information environment. First, by attacking C2
systems, physical destruction will play a large part in affecting an
adversary’s understanding and thus their ability to apply will. Second,
using force sends a strong message. Directly applying physical
destruction will have significant psychological impact. Carefully
applied force can play a major role in coercion, deterrence and in
reducing an adversary’s ability to exercise command. However, using
physical destruction to create psychological effects must be balanced
against the risk of collateral damage. These have a negative impact
on public support towards NATO. If physical destruction is planned to
create the desired effect, the JFC must consider and balance the
potential negative impact (for example, secondary effects, unintended
consequences and reconstruction/remediation requirements) against
the expected benefits. These activities are subject to the Law of
Armed Conflict (LOAC).
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0142. Political and strategic level. At this level, armed forces are used
within an overarching political framework and in a synchronized
fashion. The Military Committee considers the contribution that Info
Ops, within an overall StratCom approach, can make to achieving
Alliance objectives and provides military advice to the NAC. The
International Military Staff (IMS), on behalf of the Military Committee,
would consult with the strategic commander when forming Info Ops
advice (as outlined in policy on Info Ops). The IMS carries out a
number of other roles.
0143. Info Ops guidance is outlined in the StratCom guidance and in Annex
UU to the strategic-level OPLAN (if developed). Strategic guidance,
under MC 133/4, will usually include available political guidance,
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0144. After the initial coordination process has been established and
strategic planning guidance has been issued, the StratCom and Info
Ops staff further refine the OPLAN, contingency plan or Standing
Defence Plan. They need to take into account issues from
multinational and joint operational-level planning.
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Section VI – Summary
0147. Figure 1.3 summarises this chapter’s primary theme. It shows how
Info Ops integrates the range of information activities within the
StratCom framework.
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28 Formerly the Info Ops Coordination Board; the change of title better reflects its role.
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0205. Planning. Info Ops staffs must be directly involved from the start of
any planning process including early discussions and mission
analysis.30 Throughout, they must remain mindful of and responsive
to the possibility of rapid changes in the information environment such
that they can seek to gain or retain the initiative. Further details are in
Chapter 3.
0206. The information operations staff. The Info Ops staff comprises a
Chief Info Ops and sufficient supporting staff relative to the
headquarters’ size and function (such as planners, targeteers and
analysts). Info Ops staff focus and responsibilities are determined by
the command level and assigned mission. An operational-level
headquarters requires a comprehensive staff to enable analysis,
planning, operations, intelligence (INTEL) support and specialists to
conduct targeting and operations assessment. At the tactical level,
the need will focus more on specialists to deliver capability to achieve
specific objectives. Within the headquarters, the Chief Info Ops is
responsible for the following functions:
29 If available and appropriate the IACB may be chaired by Chief StratCom on behalf of the
COS.
30 Carried out in accordance with the established planning process in AJP-5, Allied Joint
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0208. There are two considerations which will influence the level or structure
for Info Ops staff within a command.
b. The Info Ops staff should develop and/or improve Info Ops
awareness and procedures within their commands, ensuring
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E N A R
Effect Node Action Resources
• Determine what Who or what you need Which actions Which resources
objective(s) you want to to target to create the lethal or non-lethal can perform the
achieve and what effects desired effect? against the node desired action
will support achievement (the effected) will produce the (capabilities
of the objective(s) desired effect? and effectors)
• The end result of the
engagement
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0214. General. The IACB is the forum for the coordination of information
activities within an operational level headquarters. This board,
chaired by Chief Info Ops on behalf of the COS, meets as a subset of
the Joint Coordination Board (JCB).33 It will convene as stipulated in
the headquarters’ battle rhythm.34
33
The JCB is the JFC’s principle meeting. It’s aim is to assist the macro aspects of joint force activity
and effects synchronization, specifically to issue commander’s priority guidance across the
components, and to resolve potential areas of conflict. (AJP-3(B)).
34
If available and appropriate the IACB may be chaired by Chief StratCom on behalf of the
COS.
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0216. Role. First and foremost, the IACB provides a forum for coordinating,
de-conflicting and monitoring Info Ops plans and activities. It ensures
information activities are coherent and synchronized with other
actions (potentially) affecting the information environment. The IACB
provides the forum for collective coordination of the JFC’s information
activities. Within the scope of its assigned functions, the IACB will
initially coordinate target nominations related to information and
information systems to facilitate subsequent harmonization at the
JTCB.35 It will also provide advice on possible effects in the
information environment created by other military actions. The Info
Ops representative at the JTCB will:
35 More detail on the JTCB is contained in AJP-3.9, Allied Joint Doctrine for Joint Targeting.
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0219. Effective Info Ops requires a coordinated approach across the staff,
led by the command group. These roles are explained in Table 2.1
below.
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Staff Role
The commander provides direction and guidance to the headquarters on developing and implementing
information operations (Info Ops). They also provide advice on Info Ops to the higher levels of command,
including an assessment of information activities as part of the operation and for implementing mission-specific
Commander
political guidance. The commander is a key Info Ops contributor in their own right, given their ability to influence
local events through key leader engagement, presence and dialogue. They also contribute to the wider mission-
specific guidance through direction of all headquarters’ activity.
The Chief of Staff (COS) coordinates the work of all staff divisions across the headquarters, setting priorities and
Chief of Staff giving extra guidance to support the commander’s direction. The COS ensures unity of staff effort as well as
synchronizing and integrating Info Ops into the headquarters processes and staffing activities.
The StratCom adviser (supported by a small staff) ensures that Info Ops, military public affairs (PA) and public
StratCom diplomacy (through the political adviser) are coordinated in-line with the mission narrative and within the
adviser StratCom framework. When available and appropriate they may chair the information activities coordination
board (IACB) on behalf of the COS.
The Chief Info Ops at each level is the commander’s subject matter expert on Info Ops and advises the
Chief commander on issues relating to the information environment. They are responsible for the overall direction of
Information Info Ops through the headquarters coordination and synchronization process and chair the IACB on behalf of
Operations COS. Chief Info Ops leads the integration process, ensuring prioritization, de-confliction and unity of purpose for
all information activities undertaken within the command.
The political adviser (POLAD) advises on policy implications of proposed information activities and, when
Political required, coordinates the policy implications of information activities with higher headquarters counterparts. The
adviser POLAD should also coordinate public diplomacy activities with Info Ops staff as part of mission-specific political
guidance.
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Staff Role
The legal adviser advises on legal implications, including rules of engagement of proposed information activities,
Legal adviser
and provides a legal assessment of information activities proposed by the IACB.
The cultural adviser advises on cultural implications of proposed information activities, including ethnological,
Cultural
religious, gender and social aspects. They, in conjunction with J9 and the knowledge development section in J2,
adviser
also contribute to the assessment of information activities from the cultural perspective.
The gender adviser will ensure that gender perspectives, in particular the role of women in local societies and the
Gender
effects conflict has on them are considered in both the planning and execution phases of operations. This
adviser
gender perspective will have particular utility for planning Info Ops.
Using scientific methods, the operational analysis officer provides significant input to all operational and
Operational operation assessments. They are closely associated with Info Ops, advising on, and analyzing, MOE and
analyst informing operation assessments. Their advice and output will be applied throughout the iterative analysis,
planning, execution and review cycle, in particular in relation to the information environment.
PA is the commander’s interface with the media and the public. Their representative coordinates with Info Ops
Military public
staff to ensure that PA and other information activities are mutually coherent and consistent. This does not
affairs
prejudice Chief PA’s direct access to the commander.
CJ1 participates when personnel matters are included in the information activities. CJ1 also identifies personnel
CJ1
requirements and shortfalls including operations security considerations.
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Staff Role
CJ2 CJ2 coordinates intelligence (INTEL) collection requirements and analytical support for Info Ops. INTEL will
provide the initial systems analysis, to include a description of the political/military decision-making process and
decision-makers, a communications and information systems nodal analysis, human factors (in tandem with the
cultural advisor) and an analysis of other entities’ capabilities to affect the information environment. CJ2 assists
in the assessment of activities and the resulting effects and advises on the capability of all-source INTEL support
to Info Ops (including targeting). CJ2 provides subject matter expertise to support the intelligence, surveillance
and reconnaissance activities in coordination with CJ3.
CJ3 plans, advises on, and integrates, planning of effects and activities in the information environment into the
headquarters’ deliberate short and mid-term planning process. J3 operations provide subject matter expertise to
CJ3 support planning, executing and assessing information activities including intelligence, surveillance and
reconnaissance allocation. CJ3 provides subject matter expertise to support the intelligence, surveillance and
reconnaissance activities in coordination with CJ2.
CJ4 considers the effects of information activity and operations security on logistics and support, including its
CJ4 own contribution to creating information effects, particularly Info Ops requirements, and operations security
(OPSEC) considerations.
CJ5, supported by Info Ops staff, integrates Info Ops planning into the deliberate long-term planning process.
CJ5
Info Ops is driven by and supports CJ5 through the Joint Operations Planning Group process.
CJ6 identifies vulnerabilities to communication and information systems and develops procedures and
capabilities to protect friendly command and control communication systems and command and control
CJ6
information systems. J6 develops information security plans and in conjunction with chief Info Ops and J2
assesses the impact of adversary information activities and maintains a joint restricted frequency list.
Security force assistance, usually led by CJ7 offers opportunities that can be exploited for information effect.
CJ7
CJ7 also advise on best practice as custodians of the headquarters lessons learned process.
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Staff Role
Many information activities make use of contracts to provide resources (for example, interpreters and printing).
CJ8 The financial management staff can advise on placing contracts and provide scrutiny over expenditure and
resource management.
Civil-military They advise on civil-military cooperation (CIMIC) capabilities and assessments that support information effects
cooperation and coordinate activities with Info Ops staff. They can also provide useful feedback on the progress of
representative information activities.
The psychological operations (PSYOPS) representative (who may be embedded staff) advises on PSYOPS
PSYOPS support and coordinates PSYOPS with other information activities during the OLPP. Through its target audience
representative analysis capability PSYOPS also contributes to human factors understanding, target systems analysis and
analysis of adversary propaganda.
Liaison officers (for example, from components) provide critical linkages between their parent organization and
Liaison officer
the joint force commander (JFC) headquarters, ensuring the activities of both are mutually supportive.
Special The Special Operations Forces (SOF) activities can have a significant impact on the information environment and
Operations this should be coordinated with wider information activities. The SOF representative (who may be embedded
Forces staff) provides advice on SOF capabilities and force use to achieve this.
The electronic warfare officer (who may be embedded staff) advises on electronic warfare support to Info Ops
Electronic
including actions to deny, deceive, exploit and degrade adversary information and information systems and
warfare
provides feedback on their effectiveness. They will coordinate electronic warfare protection measures with CJ6
officer
to assure friendly C2 networks.
Operations The J3/J5 OPSEC security officer is responsible for identifying essential elements of friendly information,
security identifying their vulnerabilities and implementing and evaluating the plan to protect them.
officer
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Staff Role
The deception officer, normally working within CJ5 is responsible for recommending deception targets,
Deception
formulating deception objectives, planning the deception effort, supervising its execution, developing MOE and
officer
controlling termination of the deception effort.
When the IACB is not merged with the joint targeting coordination board (JTCB), the JTCB representative
Targets
ensures that the IACB planning activities are synchronized within the joint targeting process. They also assist in
officer
targeting de-confliction and assist in assessing effects following the conduct of information activities.
Cyber The cyber representative, within CJ6 advises on cyber operations support to proposed information activities,
operations including assessments of effects.
Military The senior military engineer at each level advises on military engineering related activities that have an impact
engineering on Info Ops, such as environmental protection, hardening of facilities and hazardous areas.
officer
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CHAPTER 3 – PLANNING
Section I – Overall Planning Considerations for Operations
0301. Information operations (Info Ops) is an integral part of all military activity
and must be included from the beginning of the operational-level planning
process (OLPP). Planning and activities in the information environment
must directly support the commander’s intent, guidance and objectives.
Info Ops staff are core members of relevant staff planning subgroups at all
levels and work in collaboration with other information and specialist staff.
They provide inputs to planning for the joint targeting process. Info Ops
staff conduct an analysis of the information environment ensuring that all
potential information activities and their intended effects are properly
considered and then fed into the commander’s estimate process. A
summary of plans and outputs for Info Ops in relation to the 8 steps OLPP
is contained in Figure 3.1 and a comparator between this and and the
Comprehensive Operations Planning Directive is presented in Figure 3.2.
Both are found at the end of this Chapter.
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depth, determining the precise nature of the operational problem and the
conditions they need to create to resolve it. In turn, these conditions will
allow the JFC to identify the key operational factors that will lead to them
being achieved and any constraints or restraints that may apply to their
freedom of action. The output from this stage will be the JFC’s operations
design and an operational planning directive to initiate tactical planning.
Info Ops staff will complete a number of different tasks.
a. Info Ops staff will assist the joint operations planning group (JOPG) in
identifying friendly and adversarial centres of gravity and critical
factors (critical capabilities, critical requirements and critical
vulnerabilities).
d. Info Ops staff will analyze which information activities and related
capabilities are available to support Info Ops and the authorities
required for their use. The analysis must also consider the impact of
any constraints or restraints imposed by higher authority, such as the
following:
(3) Those arising from social and cultural attitudes which will limit
information activity options and lead to development of rules of
behaviour (for example, Alliance or coalition sensitivities or
ethnic, cultural and religious issues; and constraints imposed
on the activities of the force to deny information to an
adversary).
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e. They will develop and refine proposed PIR, RFI and commander’s
critical information requirements (CCIR).
g. Info Ops staff will conduct an initial Info Ops risk assessment
including reviewing operations security (OPSEC) considerations and
potential essential elements of friendly information (EEFI).
i. In coordination with the Target Support Cell and J2, Info Ops staff
identifies and develops potential targets including compiling target
folders in the integrated database in accordance with the Law of
Armed Conflict.
k. Info Ops staff need to be prepared to brief and/or join the Operational
Liaison and Reconnaissance Team (OLRT) if established and
determine any specific RFI for the OLRT.
l. Info Ops staff also provide further subject matter expert input to
Supreme Headquarters Allied Powers Europe’s operational advice
and to the operational planning directive.
0306. Step 3 – Courses of action development. Step 3 takes the outputs from
mission analysis, such as initial estimates, missions, tasks and planning
guidance from the JFC to develop and subsequently test a number of
tentative COA. During Step 3, Info Ops refines the Info Ops contribution to
the staff estimate, as well as:
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0307. Step 4 – Courses of action analysis. During this step the tentative COA
are refined and analyzed to develop a series of options that are derived
from a logical cross functional process. The step will deliver an outline
CONOPS including missions and tasks, task organization and outline
timelines. These are analyzed against a number of criteria including troops
to task and logistic feasibility. This process could involve using wargaming.
Info Ops will:
identify any high pay off targets in the information environment; and
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an agreed purpose;
a main effort; and
how the entire operation or major operation will achieve the
operational-level objectives and contribute to accomplishing military
strategic objectives and acceptance of risk.
a. The Info Ops staff is responsible for providing proposals for the
commander’s intent concerning desired effects in the information
environment.
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f. Info Ops staff will also provide other key functions during planning
including:
g. Within the JCB process, Info Ops will also contribute to developing
fragmentary orders (FRAGO)38 that contain coordinating instructions
for conducting current operations – these FRAGO should address
38A FRAGO is an abbreviated form of an operation order. It is issued as required to eliminate the
need for restating information contained in a basic operations plan or operation order. It serves to
adjust ongoing operations to situation developments and/or to changed/updated superior direction
and guidance.
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MOE (and MOP) are crafted and refined throughout the planning
process and should be specific, measurable and observable. It is
absolutely vital to establish a baseline measurement before
execution, against which to measure system changes.
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Strategic warning order OLP P 1 - Initiation PIR, RFI, potential targets, Info Ops advice
Outputs from mission analysis OLP P 3 - CO A development Identified information e ffects, MOP and MOE,
tasks for J5/3 and operational narrative
Developed COA OLP P 4 - CO A analysis Identified key decision points, HVT and contribute to
sychronization matrices, branch and sequel plans
Evaluated CO A criteria and OLP P 5 - CO A validation Compare COA based on Info Ops requirements
wargame results and comparison and available information activities
Commanders direction and OLP P 7 - Operational-level Info Ops Annex UU and contribute to main body
strategic CONOPS concept and plan development and other functional area annexes
Legend
CCIR Commander’s critical information requirements Info Ops Information operations
COA Course of action MOE Measurement of e ffectiveness
COG Centre of gravity MOP Measure of performance
CONOPS Concept of operations OLPP Operational-level planning process
EEFI Essential elements of friendly information PIR Priority intelligence requirements
FRAGO Fragmentary orders RFI Requests for information
HVT High value targets
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Figure 3.2 – Info Ops planning activity and outputs shown in relation to both the 6 Phase Comprehensive
Operations Planning Directive and the AJP-5 doctrinal 8 Steps Planning Process
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0402. Info Ops should be integrated into NATO military training exercises to
ensure that commanders and staffs understand its value to operations and
the negative consequences of not using it.
0403. In addition to the formal training outlined in Section I, individual training can
be undertaken with personnel grouped for training depending on their role
and function in a headquarters staff. As well as those involved daily with
Info Ops, there is a general requirement to train all staff to have a basic
understanding of Info Ops and to train the command groups to understand
how to best employ the resources/capabilities at their disposal.
0405. Augmentees must receive the latest policy, doctrine and standing
operating procedures concerning Info Ops prior to filling an Info Ops post.
This enables them to prepare properly for their functions.
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0406. It is crucial that the key commanders have an understanding of the Info
Ops function, information activities and the effects they can create.
Training commanders in Info Ops greatly improves their understanding of
how Info Ops contributes to the mission. NATO and nations conduct a
number of senior officer courses providing such training.
0407. Functional and specialist staff also benefit from Info Ops training enabling
them to effectively work and integrate with Info Ops staff to maximise the
Info Ops contribution to the mission. Training could include lectures,
pre-exercise briefings and exercises.
0408. Info Ops staff should be fully involved in preparing strategic, operational or
tactical exercises, integrating from the beginning of the exercise planning
process through exercise analysis and identifying lessons learned.
Command post exercises, study periods, and seminars are particularly
useful to develop the Info Ops knowledge and understanding of
commanders and their key staff.
0409. To ensure successful Info Ops training on exercises, Info Ops posts must
be adequately resourced across the training audience and higher and
lower controllers. These should be supported by appropriate role players
and scenario material. These factors must be considered early in the
exercise development stage.
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Annex A to
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ANNEX A – THE INFORMATION ENVIRONMENT STUDY
A1. General. Information operations (Info Ops) contribute to the staff estimate
throughout the operations planning process and conduct of operations.
The following guidance addresses Info Ops considerations at the various
stages of the command estimate process. It can be conducted as a written
information environment study, or as a thought process that feeds into the
overall staff estimate, as required. It should be updated through an
iterative process that involves intelligence analysis as well as
functional/capability expertise and will contribute to overall situational
awareness and understanding. A properly resourced and conducted
information environment study will assist all staff branches of the
headquarters as they conduct the estimate.
A2. Strategic guidance analysis. The Info Ops staff will continuously review
mission-specific strategic guidance for information activities to reaffirm
relevancy of effects in the information environment and information
activities. The study should contain an updated comparison of strategic
guidance (objectives, themes and messages) and the joint force
commander’s Info Ops intent and plans. Related assessments should be
translated as feedback and advice to superior authorities.
A4. Actors.
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organizations, regional and international enterprises; or organizations
of the above individuals and groups).
Actors need to be described by relevant characteristics. Some
examples follow.
Personalities (comprising factors such as: psychological
profiles/traits and personal history; culture, motives, interests,
values, beliefs, attitudes, and stances; risk aversion, and
sensitivities).
Diverse roles – official and unofficial.
Perceptions, images, and opinions (How do actors see
themselves and other actors? How do actors want to be seen?
To what extent do actors trust the international community,
coalition, coalition partners, other actors?).
Information flow and opinion-forming processes, main sources
of information and trust in those.
Intent and capabilities for conducting information
activities/protecting the information environment against
adversary activities.
Balance of power, including military, economic, sociocultural,
and religious aspects. In particular, control over media,
communication/information processes and/or related means and
infrastructure.
Security situation and its stability, robustness and sustainability.
Supporters, and followers, and their respective subsistence
levels; support-networks; relationships to other actors with
regard to politics, security, economy, and psychology.
Possible political, strategic, operational, and tactical short-, mid-,
and long-term objectives, as well as their hierarchical schemes
and prioritization of objectives (What do the actors want to
achieve? How will they act in the information environment?).
Interrelationships and interdependencies between and among
actors.
Receptivity, addressing the psychological and technical/physical
ability/capability of an actor to perceive/receive messages in any
format (for example, literacy, availability of electronic
communication devices, use/penetration of social media); this
also includes aspects of external control such as censorship.
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Susceptibility, addressing those issues that attract the actors’
attention, regardless of the possible resulting effects when
consuming information; also, ‘areas of interest’ for the actors
(for example, newspaper articles they would read, or radio
programmes they would listen to); these are often related to
attitudes and values.
Vulnerability, addressing those issues that directly affect
cognition and emotion of the actors and can be exploited by
own actions to create desired effects; assessment is based on
results of present social research and refers to anxieties/fears
and needs rather than to attitudes.
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or media dissemination facilities, such as fixed and mobile radio
stations, platforms.
A6. Media.
Reach/area of influence.
Affiliation.
Credibility.
Availability.
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A9. Status of neutral information activities. The study should include an
overview of neutral actors capabilities and techniques for conducting
information activities, including their (assumed) intent and objectives,
current state of readiness, involvement in current operations, principle
limitations and vulnerabilities. This part of the study should be contributed
to by CJ2 with the responsible capability representatives, functional
advisers, or component LO.
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Annex B to
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ANNEX B – INFORMATION OPERATIONS PLAN ANNEX
UU FORMAT
ANNEX UU TO
OPLAN xxxx
TITLE xxxx
DATED dd mm yyyy
INFORMATION OPERATIONS
References:
1. (xx)40 SITUATION.
b. Specific.
40 Abbreviated classification.
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(5) Other actors’ information activities. Summary of the status of
other actors’ information activities, taken from the staff estimate,
which is supported by the information environment study.
2. (xx) MISSION.
3. (xx) EXECUTION.
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b. Analysis support. Guidance on intelligence/systems analysis
support to Info Ops, as well as contributions by capabilities conducting or
contributing to information activities, with cross-reference to appropriate
functional annexes.
APPENDICES:
1 Info Ops effects matrix (Format: see Annex C).
2 Key Leader Engagement Plan.
3 OPSEC.
4 C2 defence Considerations.
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Annex C to
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ANNEX C – EXAMPLE OF AN INFORMATION
OPERATIONS EFFECTS MATRIX
Explanatory notes
1. The aim of the effects matrix is to list the desired information effects, linking
them to the commander’s objectives in priority order. Identifying the activities,
themes and messages that will create the effects and how they can be measured
and any coordination requirements.
2. StratCom guidance taken from the StratCom framework will cover in outline the
key StratCom objectives, themes and messages.
5. Those audiences against which some sort of activity or action must take place
to generate the desired information effect. Also note any prohibited audiences.
7. The specific indicators that will show whether change has occurred in the
audience.
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LEXICON
PART 1 – ACRONYMS AND ABBREVIATIONS
AAP Allied administrative publication
ACO Allied Command Operations
AJP Allied joint publication
HQ headquarters
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LO liaison officer
LOAC Law of Armed Conflict
PA public affairs
PIR priority intelligence requirement
POLAD political adviser
PSYOPS psychological operations
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LEXICON
PART 2 – TERMS AND DEFINITIONS
Guidelines. Terminology lexicon entries are annotated in parentheses as
appearing in AAP-06, or with one of the following notes: 1) (NATO Terminology
Management System (NTMS) – NATO Agreed); or 2) (This term is a new term and
definition and will be processed for NATO Agreed status); or 3) (This term and
definition modifies an existing NATO Agreed term and/or definition and will be
processed for NATO Agreed status); or 4) [Actual Source (Not NATO Agreed)]; or
5) (This term and definition are only applicable in this publication).
assess
To evaluate or estimate the nature, value, or quality of something. (COED)
centre of gravity
Characteristics, capabilities or localities from which a nation, an alliance, a military
force or other grouping derives its freedom of action, physical strength or will to
fight. (NTMS – NATO Agreed)
channel
Direct towards a particular end. (COED)
civil-military cooperation
The coordination and cooperation, in support of the mission, between the NATO
Commander and civil actors, including national population and local authorities, as
well as international, national and non-governmental organizations and agencies.
(AAP-06)
coerce
Persuade (an unwilling person) to do something by using force or threats. (COED)
collect
Systematically seek and acquire (items of a particular kind). (COED)
In Info Ops this refers to the collection of information.
compel
Force or oblige to do something. (COED)
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Action taken to disrupt, deny, degrade or destroy information resident in a
computer and/or computer network, or the computer and/or computer network
itself. Note: A computer network attack is a type of cyber attack. (AAP-06)
contain
To control or restrain. (COED)
In Info Ops this refers to restraining the spread of information, a message or an
effect in a media or audience or on an information system.
convince
Cause to believe firmly in the truth of something. Persuade to do something.
(COED)
In Info Ops this refers to overcoming by argument, bringing to belief, consent, or a
course of action.
corrupt
Make unreliable by errors or alterations. (COED)
course of action
In the estimate process, an option that will accomplish or contribute to the
accomplishment of a mission or task, and from which a detailed plan is developed.
(AAP-06)
deceive
Deliberately cause (someone) to believe something that is not true. (COED)
In Info Ops, deception seeks to mislead adversary decision-makers by
manipulating their perception of reality and persuading them to adopt a particular
course of action.
degrade
To lower the character or quality of. (COED)
In Info Ops this refers to adversary command and control or communications
systems, and information collection efforts or means. Info Ops also aims to
degrade morale, reduce worth, or reduce the quality of adversary decisions and
actions. Damage is done to the entity which still continues to operate but at a
reduced effectiveness or efficiency.
deny
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Prevent enemy use of a specified thing. (STANAG 2287)
In Info Ops this means preventing someone from accessing and using critical
information, systems and services. Denial can be permanent or temporary.
destroy
Damage an object or an enemy force so that it is rendered useless to the enemy
until reconstituted. (STANAG 2287)
In Info Ops this means to undermine an actor’s trust, credibility and loyalty by
damaging reputation, or physically damaging an enemy system, or entity, so badly
that it cannot perform its function to create a psychological effect, or reduce
adversary command and control capability.
detect
To discover or identify the presence or existence of. (COED)
In Info Ops this includes adversary propaganda, entities on social media or
intrusions into information systems.
deter
Discourage (someone) from doing something by instilling fear of the
consequences. (COED)
diminish
Make or become less. (COED)
In Info Ops this includes the will, understanding, or capability of an actor.
discredit
Harm the good reputation of. Cause (an idea or account) to seem false or
unreliable. (COED)
In Info Ops this includes the reputation, credibility and/or authority of an actor or
argument.
disrupt
Disturb or interrupt. (COED)
In Info Ops this applies to using lethal and non-lethal capabilities to interrupt
information flow (denial of service attacks, electronic warfare, destruction of
broadcast facilities and/or command and control capability).
empower
Give authority or power to. (COED)
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In Info Ops this means using information to promote confidence, authority,
accountability and responsibility in an actor or group(s).
exploit
Make use and derive benefit from (a resource). (COED)
In Info Ops this means using information to take advantage of, or create a
favourable situation for, tactical, operational or strategic purposes.
expose
Make (something) visible by uncovering it. (COED)
In Info Ops this means revealing information that offers an advantage to the
Alliance.
host nation
A nation which by agreement:
a. receives forces and materiel of NATO or other nations operating on/from
or transiting through its territory;
b. allows materiel and/or NATO organizations to be located on its territory;
c. provides support for these purposes. (AAP-06)
indicator
An item of information which reflects the intention or capability of a potential enemy
to adopt or reject a course of action. (AAP-06)
influence
The capacity to have an effect on the character or behaviour of someone or
something, or the effect itself. (COED)
In Info Ops, influence is an outcome and refers to the behaviour, attitudes and
perceptions of an actor following the conduct of information activities.
information
Unprocessed data of every description, which may be used in the production of
intelligence. (AAP-06)
information activities
Actions designed to affect information or information systems. Information
activities can be performed by any actor and include protection measures.
(This is a new term; the definition will be processed for NATO Agreed status)
information effect
A desired condition created in the information environment as a result of
information activities. Information effects should be measurable in order to enable
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analysis, planning, execution and assessment of related activities and the effects
them self. (This is a new term; the definition will be processed for NATO Agreed
status)
information environment
An environment comprised of the information itself; the individuals, organizations
and systems that receive, process and convey the information; and the cognitive,
virtual and physical space in which this occurs. (This is a new term; the definition
will be processed for NATO Agreed status)
information operations
A staff function to analyse, plan, assess and integrate information activities to
create desired effects on the will, understanding and capability of adversaries,
potential adversaries and North Atlantic Council approved audiences in support of
Alliance mission objectives. (This is a new term; the definition will be processed
for NATO Agreed status)
information security
The protection of information (stored, processed, or transmitted), as well as the
host systems, against a loss of confidentiality, integrity and availability through a
variety of procedural, technical and administrative controls. (This is a new term;
the definition will be processed for NATO Agreed status)
information system
An assembly of equipment, methods and procedures and, if necessary, personnel,
organized to accomplish information processing functions. (AAP-06)
manipulate
To handle or control with dexterity. (COED)
In Info Ops this means managing an actor to create friendly advantage often
through persuasion, or deception.
mask
To conceal from view or disguise. (COED)
In Info Ops this means protecting information from individuals or groups until an
appropriate moment for its release. This applies particularly to operations security
and deception.
measure of effectiveness
Assessment of the realisation of specified effects. (NTMS - NATO Agreed)
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NATO military public affairs is the function responsible to promote NATO’s military
aims and objectives to audiences in order to enhance awareness and
understanding of military aspects of the Alliance. This includes planning and
conducting external and internal communications, and community relations. (MC
0457/2 NATO Military Policy on Public Affairs)
mislead
Cause to have a wrong impression about someone or something. (COED)
narrative
A spoken or written account of connected events; a story. (COED)
negate
Nullify or make ineffective. (COED)
In Info Ops this means countering the effects of adversary information activities or
the information itself. It is particularly applicable to counter propaganda and
operational security.
neutralize
Render an enemy element temporarily incapable of interfering with the operation
(AAP-06/STANAG 2287)
In Info Ops this means countering the source of information rather than the effect.
For example, by denial of service, EW or physical action.
operations security
The process which gives a military operation or exercise appropriate security,
using passive or active means, to deny the enemy knowledge of the dispositions,
capabilities and intentions of friendly forces. (AAP-06)
prevent
Keep from happening or arising. To make unable to do something. (COED)
In Info Ops terms this means persuading an actor not to undertake a particular
course of action by convincing them that it will be unsuccessful. Unlike coercion it
is less reliant on physical force.
probe
Enquire into closely. (COED)
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In Info Ops this means to examine closely, evaluate and test a system or entity
(human or technological) to gain an understanding of its general layout and/or
perception).
promote
Further the progress of; support or encourage. (COED)
In Info ops this means to advocate or advance positive awareness of an actor,
organization and/or courses of action.
protect
To keep safe from harm or injury. (COED)
In Info Ops this means protecting the joint force commander’s freedom to operate
in the information.
psychological operations
Planned activities using methods of communication and other means directed at
approved audiences in order to influence perceptions, attitudes and behaviour,
affecting the achievement of political and military objectives. (NTMS - NATO
Agreed)
reassure
Allay the doubts and fears of. (COED)
In Info Ops this means restoring confidence and dispelling fear through
coordinated use of capabilities (such as psychological operations) and techniques
(such as key leader engagement and presence, posture and profile).
reinforce
Strengthen or support. Give added strength to. (COED)
In Info Ops this means using information to maintain and increase support for
specific ideas, actors, organizations or activities.
shape
Develop in a particular way. (COED)
In Info Ops this means preparatory work focussed on actor’s behaviours to cause
them to conform to a particular pattern, prior to subsequent activities conducted by
NATO forces.
usurp
Take (a position of power) illegally or by force. Supplant (someone) in power.
(COED)
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In Info Ops this means establishing a position of authority within the information
environment that means our ideas and arguments supplant those of our
adversaries.
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