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DATA STEWARDSHIP
FOR
OPEN SCIENCE
Implementing FAIR Principles
DATA STEWARDSHIP
FOR
OPEN SCIENCE
Implementing FAIR Principles
BAREND MONS
CRC Press
Taylor & Francis Group
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Boca Raton, FL 33487-2742
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To all Data Stewards and Eleni
To Rob, Robert, Marek and Joke, you know why...
Contents
Preface xv
Author xvii
Chapter 1 Introduction 1
1.1 DATA STEWARDSHIP FOR OPEN SCIENCE 1
1.2 INTRODUCTION BY THE AUTHOR 6
1.3 DEFINITIONS AND CONTEXT 29
1.4 THE LINES OF THINKING 36
1.5 THE BASICS OF GOOD DATA STEWARDSHIP 38
vii
viii Contents
3.1.1 What format(s) will you use for the data? 107
3.2 WILL YOU BE USING NEW TYPES OF DATA? 108
3.2.1 Are there suitable terminology systems? 109
3.2.2 Do you need to develop new terminology
systems? 111
3.2.3 How will you describe your data format? 112
3.3 HOW WILL YOU BE STORING METADATA? 114
3.3.1 Did you consider how to monitor data integrity? 115
3.3.2 Will you store licenses with the data? 117
3.4 METHOD STEWARDSHIP 119
3.4.1 Is all software for steps in your workflow prop-
erly maintained? 120
3.5 STORAGE (HOW WILL YOU STORE YOUR DATA?) 123
3.5.1 Storage capacity planning. 123
3.5.1.1 Will you be archiving data for long-
term preservation? 124
3.5.1.2 Can the original data be regenerated? 126
3.5.1.3 If your data changes over time, how
frequently do you do backups? 127
3.5.2 When is the data archived? 129
3.5.3 Re-use considerations: Will the archive need to
be online? 130
3.5.4 Will workflows need to be run locally on the
stored data? 131
3.5.4.1 Is there budget to enable supported
reuse by others (collaboration/co-
authorship)? 133
3.5.5 How long does the data need to be kept? 135
3.5.6 Will the data be understandable after a long
time? 137
3.5.7 How frequently will you archive data? 138
3.6 IS THERE (CRITICAL) SOFTWARE IN THE WORKSPACE? 139
3.7 DO YOU NEED THE STORAGE CLOSE TO COMPUTER
CAPACITY? 141
x Contents
Bibliography 219
Index 223
List of Figures
xiii
Preface
When I was asked to write this book in early 2015, my first reaction
was: “Why write a book with the essential message to stop writing?”
However, after giving it some thought, and after talking to a few col-
leagues, I decided that this book may serve a purpose after all.
I fully understand that a printed book in (and about) the era of
data-driven science seems like an anachronism. But, first of all, this
book has an e-book version and, much more importantly, it is for a
large part accessible in open access in the context of a data steward-
ship wizard. In the wizard there will be regular updates, as well as
community participation in further improving the essentials for good
data stewardship for open science.
Since the agreement to write this book, a lot happened. The FAIR
principles were ‘going viral’, I was appointed chair of the High Level
Expert Group of the European Commission to give advice on the Eu-
ropean Open Science Cloud (EOSC), and meanwhile I co-led an inter-
national implementation strategy to realise the Internet of FAIR Data
and Services. In all preparatory and advisory roles, I was confronted
from all sides by the pressing need to educate and adequately equip
a whole new generation of data stewards, who know how to deal with
(FAIR) data as well as with the associated services. During the two-
year period in which this book and the associated wizard developed,
my motivation to contribute to the toolbox needed for data stewards
only increased, and, here is the first result, for what it’s worth. I hope
it contributes to the development and establishment of a new, much
needed, profession and ultimately to better science for a more effective
society.
xv
Author
xvii
xviii Author
Introduction
1
2 Data Stewardship for Open Science: Implementing FAIR Principles
face in science is directly related to the fact that the way we value
and communicate scientific output is stuck in the 20th century. The
scholarly communication system and market did not yet pick up on
the enormous power of the Internet and is dominated by an extremely
profitable and hence conservative private sector. Before bashing the
publishers for all this, which is too easy, we should realise that the sci-
entific guild let the crucial business of communicating its results and
re-using them for further knowledge discovery be orphaned, and thus
handed it over to an industry that became so extremely profitable that
it is almost unable to change without upsetting its shareholders. In the
more recent past, some rescue operations have been undertaken, such
as open access business models and the introduction of supplementary
data to be co-published with articles, but these have not led to a fun-
damental rethinking and a step-change in the way we communicate
science. They have led to more open access articles, which is a mini-
step forward, but also to the mushrooming of institutional repositories,
in which data and text are open, but hardly findable, badly accessible,
frequently non-interoperable, and thus still useless. As a result, pre-
liminary studies indicate that in data-intensive science disciplines, the
average PhD student may spend as much as 60% of research time on
so-called data munging (trying to find, extract, reformat, and integrate
data for meta-analysis). Better data stewardship should therefore not
be seen as a new investment, but rather as part and parcel of the re-
sponsible use of public research funds and a major cost-saving factor,
generating more capacity to actually perform creative research.
While we were sleeping, computers and in particular virtual ma-
chines rapidly became our most important research assistants, but we
continue to make their jobs miserable by spitting out narrative, PDF’s
and other file formats that are near-useless for computers. More re-
cently, we started to create rapidly decaying links to crucial supplemen-
tary data, rendering them either completely obscure, non-accessible,
non-interoperable, or subjected to link rot and thus again reuseless, in
particular for meta-research using machines. The scholarly communi-
cation and rewards system is thus trapped in the publish (narrative)
or perish paradigm, and is no longer effectively supporting classical
science, let alone open science. It will take a united effort, way beyond
requesting open access articles, to break away from the 20th-century
system that causes all the looming and substantiated crises in con-
temporary science. We cannot wait for governments, funders, or for
Introduction 3
1. “What Is Open Science All About, and how does it relate to data
stewardship?”1
Figure 1.1This picture is composed of several screen shots from the open
science animation mentioned before. Two levels should be clearly dis-
tinguished in open science: Pattern recognition in big and sometimes
noisy data requires very different technologies and methods as com-
pared to fine-grained search for mechanistic explanations and causal
relationships. The former process is compared to a drone spotting pat-
terns on the ground that remain just patterns (or ridiculograms) until
a digging phase has revealed the actionable knowledge derived from
the patterns.
algorithms, the names of which you cannot even pronounce, and where
a new one is coined as the best thing since sliced bread every month? No
idea; that is where your domain expertise comes to the table. Your data
specialist colleagues would obviously not start reading deep biology,
chemistry, and sociological textbooks to become half-baked domain
experts, would they?
nowadays you will find yourself quickly using other people’s data and,
if you are clever, other people’s analytical services. In fact you will
more often than not use other people’s data as well as other people’s
software, tools and computers.
The famous statement that every scientist stands on the shoul-
ders of giants 5 , is rapidly gaining a new connotation. Traditionally it
mainly meant that we base our insights on knowledge we derived from
prior scholarly communications (mostly talks at conferences, narrative,
tables, and figures) but now it is applicable to founding our new discov-
eries on other people’s prior research objects [Bechhofer et al., 2010].
As stated earlier, let’s loosely define them as: any artefact produced
or used in the scientific process. So, research objects comprise indeed
data, algorithms, workflows, code, slides, video instructions, websites,
tools, reference datasets, annotations, curated databases, and, yes, even
narrative, and tables and figures. Here we will refer to this container
concept as other people’s data and services: OPEDAS.
A key feature of proper science is the reproducibility of studies,
results, and conclusions. There are many reasons why study results
may not be reproducible entirely and exactly the same in different ex-
perimental or social settings. Not being trivially reproducible does not
automatically mean the conclusions drawn by the original conductors
of the study were wrong. However, optimal care should be taken to
make results as reproducible as possible, and good data stewardship
is the very basis of such good research practice. In a recent Ameri-
can study [Freedman et al., 2015], it was shown that 25% of the non-
reproducibility problem in pre-clinical research was related directly to
problems in data analysis and reporting.(see Figure 1.3).
We will explain later how the other methodological aspects, refer-
ence materials, study design, and laboratory protocols are all of concern
to good data stewards. That is why data stewards (core data profes-
sionals) should be embedded in every modern research team. Not only
could the 28 billion dollar mentioned largely be saved, but also some
lives while we are at it. The loss of valuable data, combined with an ex-
ploding ability to generate data, discover patterns in them and produce
millions of correlations, has also contributed to the reproducibility cri-
sis. A rigorous quality check on the supporting data for any conclusion
in narrative is badly needed, and in many cases very difficult or even
5
Mostly attributed to a 1676 letter of Isaac Newton, because it was in English
but actually traceable back to the 12th century Bernard of Chartres
10 Data Stewardship for Open Science: Implementing FAIR Principles
impossible, if only due to the sheer size of the data. Still, science should
not become like a fruit-machine of spurious correlations based on data
that are either lost, not accessible, or not reusable for replication or
for inclusion in new studies (Figure 1.4). The lack of possibilities to
rigorously check the sources and provenance of data has also led to
some very visible cases of fraud, damaging the image of science overall.
We must conclude from the above that one of the most disturbing
phenomena of the early 21st century is that while science transitions
to Science 2.0 or open science, where research objects and machines
that can operate them are increasingly used in many combinations to
study and discover more and more complex associations and interac-
tions, the scientific award and communication system is stuck in the
20th century and based on archaic and often misleading measures such
as the journal impact factor6 . This keeps narrative articles (designed
exclusively for human reading) centre stage and this situation severely
hampers the development of the data-driven science indexdata!driven
science method. The guilty guild are not only the funders or the pub-
lishers, but also the scientific community who keep each other in this
deadly ego-embrace.
From incidental surveys conducted under young PhD students, the
6
I would hope you will soon need a footnote here to remember what that historical
concept was.
Exploring the Variety of Random
Documents with Different Content
UH CHAI
UPLAND VILLAGE
All the trees were beginning to bud, and the birds to sing and
mate, although it was only the end of January. As we neared
Tungchwan Yun we saw various new species of birds, and especially
large numbers of cranes, mainly grey, but some white, and one
solitary black one standing alone on the edge of the stream, as their
habit is. The first view of the city is picturesque, as it is seen from the
high hills overlooking the plain full of rice-fields. The city nestles
under the farther hillside and looks as if it could be reached in an
hour or so, whereas it takes at least three times as long. In a village
at the foot of the hill the preparations for the New Year were in full
swing. Every door was being cleaned for the new gods to be pasted
up together with mottoes and other decorations. Great washing was
going on in a large puddle in the middle of the village; clothes, bowls,
cooking utensils, fowls for the feast, vegetables, &c. Close by were
large flocks of wild ducks, teal, and other birds, which made one’s
mouth water to see, now that we had reached a part of the country
where the residents can rarely get anything except pork and fowls in
the way of meat. Tungchwan is quite pretty, owing both to its
situation and to the number of trees in it. Also it looked remarkably
clean and bright with its decorations, red, orange, blue, and gold, on
all the doors; but that may have been merely because it was New
Year’s Eve (January 31st). There was much less noise of crackers
all night than we had expected, and we were told that the custom of
keeping New Year’s Day is much less formally observed than it used
to be. Nothing would have induced our coolies, however, to travel
that day, and all the shops were closed, and people were walking
about in their new clothes and cleanly shaven. We went to see a
Confucian temple on the outskirts of the town, which had evidently
been visited by the scholars of the place, and in which there were
little heaps of offerings, each consisting of five oranges in front of
every tablet. There were a number of courtyards and some fine trees
in them, especially some interesting specimens of the sensitive tree.
—If you scratch the trunk every twig quivers. There are a great many
insect trees throughout the whole district, in which the white wax
insect is bred. Before they come out of the trunk little bunches of
straw about the size of two fingers are tied to it, in which the larvæ
are afterwards found. We were very sorry that lack of time prevented
our making an excursion into the neighbouring district, which is
inhabited by aboriginal tribes. The Wesleyan missionaries have been
civilising some of these people, and one of their number has
successfully reduced the Miao language to writing by an ingenious
adaptation of Pitman’s shorthand system. The tribesmen are able to
read and write in a few weeks, and have taken to writing letters to
one another like ducks to water. There are many different tribes
among the mountains, some very shy and unapproachable, and with
curious customs of their own. A member of the mission described to
us a curious race that takes place in Bábú land where the Manzas
live, but which had never been visited before by European women.
The course is strewn with the feathers of fowls, and the men wear
very full, short, circular dark capes, and a sort of crest on their
heads. Then they put their ponies at full gallop, and extend their
arms so that they look like eagles with extended wings as they
sweep round the course ventre à terre, enveloped in a cloud of
feathers and dust. Some of the tribes are very wild; not infrequently
the Lolos or Ibien, as they prefer to be called, kidnap the Chinese
and make them pay a heavy ransom, so that little towers of refuge
are built in this district. The number of these aboriginal tribes is
probably unknown to any one; we always heard conflicting accounts
of them, and until recently no systematic attempt has been made to
approach them. Hosie describes how difficult it was even to catch a
glimpse of any of them when they were close beside the road, as
they lurk in the bushes to try and see others, themselves unseen.
T
HE approach to Yünnan Fu is really lovely, and pagodas and
tall temples surmounting the walls give it an imposing air. It is
much the most important city in the province, and is following
hard in the wake of Chengtu in the matter of progress. As regards
improvements, new schools, barracks, a mint, and a railway station
have sprung up within the last few years, not to mention street lamps
and foreign-looking police, a French hospital and a French post-
office. The French have been gradually pushing their way here, but
not altogether successfully. The railway station exists, but no railway.
According to the contract it ought to have been already completed,
but owing to the extreme unhealthiness of the districts through which
it passes a great many of the engineers have either died or been
incapacitated for work, so that the railway is not likely to be
completed for several years to come. In fact, they can only work on it
at certain times of the year, in consequence of malaria. The French
post-office also exists, but has been shut by order of the authorities,
and the relations between French and Chinese authorities are
decidedly strained. The presence of the French in the city has sent
up the price of everything. In fact, many ordinary commodities are
double the price they were a few years ago.
We were much disappointed to find nearly all the shops closed,
owing to its being the Chinese New Year, but we managed to find a
few small things of interest to buy. What particularly charmed us was
a set of painted scrolls. There was a whole series of different
designs of birds, some of them beautifully coloured, which we bought
for the modest sum of 10s. for the set of eight. Throughout China
scrolls are hung on the walls for decorative purposes as we use
pictures, and sometimes you find quite charming designs either hung
up or painted on the walls of unpretentious inns. When we were in
the main street standing chatting together at a short distance from
our host, who was making a bargain for us, a woman came along
and eyed us up and down attentively. She then began to speak to
us, and although we did not understand anything she said, the
subject was very obvious, as she pointed at her own waist (or rather
the place where it should be visible) and then at ours, after which
she made a small circle with her fingers and said, pointing at us,
“Very pretty.” Who would have dreamt that such a thing could have
happened in China, where a visible waist is considered so extremely
improper!
We found the most amusing time to be in the streets, however,
was in the evening, when there were nightly exhibitions of Chinese
lanterns, as ingenious as they are effective. A tiny lady’s shoe made
of coloured paper, with half an egg-shell for the heel and a few drops
of oil to hold the floating wick in it, makes a charming little lantern.
Large fishes with movable heads and tails look extremely pretty, and
grotesque lions are made to promenade above the heads of
passengers with life-like palpitations. Their eyes are also made of
egg-shells, which were effectively used in many other lanterns also.
Some of the more elaborate lanterns were hung outside the shops;
others were for sale. For a few “cash” you can get little toy theatres,
within which the warmth of the candle sets in motion revolving
figures whose shadows are thrown on the front of the stage. There
was an infinite variety of lanterns exhibited, and we much regretted
that they were too flimsy to carry home; for they are all made on the
lightest bamboo frames with thin coloured paper. Later on we saw
the most interesting of all the lanterns, a large dragon which is many
yards in length and of which the sections are carried by men; but as
there had been considerable disturbances lately when this had been
carried about the city, the authorities refused to allow it for the time
being. It is at the time when people are holiday-making that they
seem difficult to manage, but their vices are not such as to make
them troublesome to travellers. Opium-smoking and gambling are
certainly the worst of these vices, and they are the curse of this
place.
TEMPLE OF THE GOD OF LITERATURE
Yünnan is surrounded by pretty places for excursions, so we set
off one fine morning in our chairs to visit a metal temple about five
miles distant, called “Gin Tien”—namely, “Golden Temple.” As we
passed through the sweet-scented bean-fields we saw many
children enjoying swings, a sight we had not met before in any other
part of the country. Soon we reached the foot of the hills and
ascended through woods filled with a delicious aromatic scent; but
the trees were quite unfamiliar to us, and whether it was from them
or the brushwood that the scent came we could not determine. The
temple was beautifully situated on the hillside, and the courts rose
one above the other, with long flights of steps leading from one to
another. At the top of the first flight was an archway surmounted by a
temple containing a small wooden “god of literature.” The design on
the cover of “The Face of China” is the god of literature: in one hand
he holds the brush and in the other a tablet, and he stands on one
foot on a fish. Doolittle explains it thus: “There are two stars which
the Chinese profess to have discovered to have the supervision of
the affairs of this world relating to ‘literature and the pencil.’ One of
these, Kue Sing, is said to be the fifteenth star of the twenty-eighth
constellation, answering to parts of Andromeda and Pisces.”
A miscellaneous collection of gods lined the sides of the court in
open corridors, but they were much neglected and in a ruinous-
looking condition. At the top of the steps was a terrace on which was
a fine camellia tree in full bloom, and other shrubs, while chattering
groups of white-and-black starlings lent animation to the scene.
Another flight of steps led to a court in which was the fine copper
temple, painted black and gold, standing on a platform made of the
celebrated Tali marble. A metal flag and bells that tinkled in the wind
hung from an adjoining flagstaff, and another camellia tree was a
sheet of pink blossom standing in glorious contrast behind the
temple close to a gateway. This gateway led into another courtyard,
where there were rooms which could be hired by any one who
wishes to spend a few days there. Europeans often make use of
these hill temples in the hot weather, even inhabiting sometimes the
same rooms as the gods, of whom a new use is made as pegs on
which to hang clothes in lieu of wardrobes—a proceeding which in
nowise shocks the Chinese worshippers.
We were by no means the only visitors to the temples. There
was quite an array of chairs waiting in the courtyards. Some of the
people were gambling, others having their midday meal, others lying
on couches smoking opium or admiring the view; but of worship
there was no sign whatever. While I sketched some women came to
look on, and had a little conversation (strictly limited, owing to my
ignorance). They carried beautiful orchids which they said they had
gathered in the mountains. In fact, Gin Tien is to Yünnan Fu what
Richmond is to London.
Another interesting excursion which we made was to the Rock
Temples above the lake of Yünnan. There is a canal, about two miles
long, leading directly from the city to the lake, and our host sent to
hire a boat the day previous to our excursion. The arrangement
made was that we were to have a crew of four men, in order to
convey us as rapidly as possible to our destination; but when we got
on board we found that our four men were represented by a woman
and her three boys, aged approximately sixteen, ten, and three. We
remonstrated, but it was so comic that we could do nothing but
laugh; and finally she hired a man to come and row, paying him
about twopence a day, whereas we paid her five shillings. Arrived at
the farther side, we had a steep climb through pine woods to the
temples, which are impartially Buddhist and Taoist. They must have
been hewn out of the cliffs with an immense amount of labour and
cost, for the approach to the upper ones was through winding
galleries cut in the solid rock. The gods themselves are in shrines cut
in the rock, and at the top of all is a little temple dedicated to the “god
of literature,” which was also carved out of stone; and there were
other gods carved above the entrance. From the little platform in
front of it there is a marvellous view of the lake and plain stretched
far below, where fishing-boats looked like insects, and over which
floated the shadows of the clouds.
On our way down our servant had prepared tea at a Buddhist
temple, where we sat on stools (on a platform) at a low table. At an
adjoining table there was a large family party of men and boys also
having a meal, the ladies and girls of the family taking theirs in an
inner room. We could not help admiring the charming sets of baskets
in which they had brought their provisions, and we found them very
friendly and talkative. They had many questions to ask of us, and
informed us that they were jewellers in the city, finally suggesting
that we should all go home together! We felt that this would be far
too slow a process when we saw the ladies with their tiny feet
laboriously toiling downwards, with the help of walking-sticks to
steady them. So we made our excuses and hastened back, as the
sun was already getting low.
We dedicated our last day at Yünnan to shopping, for the shops
were beginning to reopen after their long inaction for the New Year.
This place was in former times a happy hunting-ground for bronzes,
but there are not many to be had now, and none of any value, while
all the prices have gone up, many of them a hundred per cent.
Copper work is the special industry of Yünnan, though all the copper
is supposed to go direct to Peking. There are two families who for
many generations have had the monopoly of making beautiful little
copper boxes inlaid with silver. The work is very fine, and some of
the designs are particularly attractive. Skin boxes are a speciality of
this place, and we found it necessary to get some in which to carry
our purchases; we also added a coolie to our party, as the loads
carried here are not allowed to exceed eighty pounds per man. If we
could fly, how quickly should we reach Bhamo!—only 360 miles
through the air, instead of 967 miles by the road, with a total ascent
of 26,000 feet. This is a computation in Hosie’s book, “Three Years in
Western China,” but I think the distances are decidedly over-
estimated. When we left Yünnan Fu our party numbered twenty-four,
and our chairs looked much more dignified than on arrival. The poles
were all carefully bandaged with bright-blue cotton like a mandarin’s
chair, because of the winds, as our head coolie informed us that
otherwise the poles were apt to crack. We were told to expect high
winds all the rest of our journey through this province, for they are
prevalent at this time of year. The prospect sounded discouraging,
for the sun was hot, and we were obliged to wear large hoods, as the
sun and the wind together had nearly skinned our faces. However,
like all our previous information about the journey, the difficulties
proved much less serious than we expected. In fact, so far we had
had nothing to complain of beyond the inevitable disagreeables one
encounters on travelling away from the beaten track. As we left the
city we noticed a curious mingling of the past and present at the city
gate: on the one side a dismantled cannon made by, or under the
direction of, the French Jesuit Fathers, and stamped with the
Christian symbol; on the other side of the gate, a notice-board
warning passengers to keep to the right side of the road.
Leaving the city, we soon reached the mountains, and day by
day skirted the upper part of them; sometimes plunging down deep
into the valleys, especially for our resting-places at night. The people
seem a sturdy, solid race, but through the greater part of the
province which we have traversed, and especially round the capital,
they are greatly disfigured by goitre. Every day we see scores of
people (even quite young children) suffering from this disease. The
women do a large share of all the hard work, carrying heavy loads,
despite their small feet; the loads are fastened on by broad bands
passed round the forehead, like those of Newhaven fishwives. These
bands are frequently run through holes in a big wooden collar worn
both by men and women. Some of these collars have pretty little bits
of carving on them.
On the roads we met innumerable droves of pack-animals,
mostly laden with blocks of salt. The pack-men have special inns
where they put up, which are nothing more than stables, and scores
of animals can be accommodated in them. Despite the badness of
the roads and the rough way in which they are hustled along, we
have not seen a single beast with broken knees. They are allowed to
rest free from loads or saddles at midday, and to roll in the dust at
pleasure. The loads are fastened on to a framework which fits into
the saddle and so avoids the necessity of being adjusted on the
animal itself. There are regular camping grounds for the pack-
animals all along the road, and they seem the best tempered beasts
imaginable. The leaders usually wear bright red rosettes on their
heads, often with mirrors in them, and also the Government loads
have brilliant flags attached, which give them a picturesque look.
Some of them wear the long tails of the Amherst pheasant fastened
between their ears, and look as proud of themselves as a
fashionable London lady with the huge plumes now in fashion. Some
of them wear bells, which are necessary so as to herald their
approach on these narrow, winding, and precipitous highways.
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