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Fine Particle Science
and Technology Series
John Keith Beddow, Editor-in-Chief
Professor, Chemical and Materials Engineering
Division of Materials
University of Iowa
Iowa City, Iowa
Editors
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PREFACE
This volume, based on the 1977 NSF Residential Advanced Particle Morphology
Workshop, covers the principle developments in this new and rapidly evolving field.
Chapter 1 is a review of particle morphology analysis. In it is described how the
particle shape may be digitized and transformed into a set of Fourier (or Walsh) coef-
ficients. These coefficients in themselves have physical significance (for example, A3
is an indicator of triangularity), and they may also be transformed into other mor-
phology descriptors. The sets of coefficients corresponding to the shape of the particle
profile constitute information which may then be further processed through classifiers;
or the data may be treated in the form of a signature; or the data may be subject to
harmonic analysis.
Chapter 2 is a discussion of how the coefficients can be summarized so as to give
an economical, position invariant, universal signature.
Chapter 3 describes some very interesting geological examples in which particle mor-
phology analysis has been used very successfully. An important aspect of this work is
the systematic use of a set of statistical methods in harmonic analysis of particle shape
Fourier coefficients.
Chapter 4 gives an elegant description of the use of fuzzy sets in particle shape
analysis with specific reference to the Fuzzy ISODATA.
Chapter 5 is an in-depth look at some of the orthonormal spanning sets used to
transform silhouette data into coefficients. Walsh, Fourier, Haar, and the optimum
Karhunen-Loeve transforms are reviewed as to the applicability of the particle analysis.
When particle shapes are analyzed, the analysis may be viewed as part of the general
field of pattern recognition. Chapter 6 approaches particle morphology analysis from
this point of view and gives a general outline of image processing and recognition.
Particles are not isolated from one another, and particle sets or assemblies have
structure. Chapter 7 deals with an analysis of the randomly packed structure of parti-
cles. The approach is based upon certain general similarities between packing struc-
tures of molecular assemblages and fine particle sets.
The divergent fields of interest of the authors reflect the prospects for the wide
application of particle morphology analysis and include: many branches of science and
engineering concerned with fine particles, information processing, life sciences, phar-
macy, and food technology.
JKB
TMP
THE EDITORS
John Keith Beddow received his Ph.D. in Metallurgy from Cambridge University,
England, in 1959. Currently President of the Fine Particle Society, he is a member
of the Faculty at the University of Iowa, where he heads a small research group in
fine particle science with emphasis on morphological analysis. Dr. Beddow is an
active lecturer and author. He has also been active as a Consultant in metallurgy,
powder metallurgy, and powder technology for numerous corporations. His present
research activities are in powder metallurgy and technology and particle morphol-
ogical analysis. Dr. Beddow is married, with four daughters and has resided in the
U.S. since 1966.
Thomas P. Meloy received his Ph.D. in Metallurgy from the Massachusetts Insti-
tute of Technology in 1960. Dr. Meloy has had a distinguished career in industry,
government (where he was Director of the Engineering Division of the National
Science Foundation), and in academia. Currently, he is Benedum Professor of Min-
eral Processing at the University of West Virginia where he serves as department
chairman. He leads a research group in morphological analysis of particulates in
mineral processing. Dr. Meloy is active in public service and committee work. He
is the founder and Editor of the Journal of Ocean Technology. His present research
interests are particle characterization, effect of particle shape on the behavior of
particle systems, analysis of beneficiation circuits, the optimization of beneficiation
circuits and theory of particle separation.
CONTRIBUTORS
Thomas P. Meloy
James C. Bezdek Benedum Professor
Associate Professor West Virginia University
Department of Mathematics Morgantown, West Virginia
Utah State University
Logan, Utah
G. Robert Redinbo
Associate Professor
Jeffrey Brown Electrical and Systems Engineering
Geology Department Department
University of South Carolina Rensselaer Polytechnic Institute
Columbia, South Carolina Troy, New York
Julius T. Tou
Robert Ehrlich
Graduate Research Professor and
Professor
Director
Geology Department
Center for Information Research
University of South Carolina
University of Florida
Columbia, South Carolina
Gainesville, Florida
The work reported in this book is one result of a Residential Research Workshop
in Advanced Particulate Morphology conducted at the University of Iowa by one
of the editors (J. K. Beddow) in August, 1977. Grateful thanks to the Particulates
Processing and Multi-Phase Flow Program of the National Science Foundation and
the program director, Morris Ojalvo, is hereby acknowledged.
TABLE OF CONTENTS
Chapter 1
Particle Morphological Analysis 1
John Keith Beddpw
Chapter 2
Search for Signatures 85
Thomas P. Meloy
Chapter 3
Analysis of Particle Morphology Data 101
Robert Ehrlich, P. Jeffrey Brown, Jeffrey M. Yarus, and Duane T. Eppler
Chapter 4
Particle and Grain Shape Analysis with Fuzzy Sets 121
James C. Bezdek
Chapter 5
Orthogonal Transformations on Particulate Morphological Data 141
G. Robert Redinbo
Chapter 6
Pattern Recognition Methods in Particle Shape Analysis 165
Julius T. Tou
Chapter 7
Morphology of Particle Assemblies 171
Keishi Gotoh
Index 185
ALPHABETICAL SYMBOLS
J. K. Beddow
TABLE OF CONTENTS
Historically, particle size has been defined by an interaction with a measuring instru-
ment such as a sieve; and particle shape, by one or two parameters such as size and
aspect ratio. Recently particle silhouettes have been analyzed by sophisticated signal
processing techniques such as Walsh and Fourier series, yielding numerical values
which describe the particle profile shape with great accuracy. Using existing laboratory
equipment it is possible to obtain particle fingerprints with which the particle can be
uniquely identified. Corresponding sets of data can be obtained for powders in the
form of signature analysis or harmonic analysis. These data can be used to determine
whether a sample is composed of powder A or powder B, is a combination of A and
B, or if A and/or B is present in powder sample. For example, if two power-plant
stacks emit particulates, it is possible to determine at a sampling station how much of
the particle sample was contributed by the first stack and how much by the second.
By using the advanced clustering and classification technique, the number of particle
shapes is determined. For the homogeneous powders we have examined thus far, all
have multimodal shape characteristics. This unexpected result has deep theoretical im-
plications both for morphological and statistical studies.
Application of the morphological analysis techniques has widespread applications
in industry for powder specification and process control, in government for forensic
and environmental problems, and in medicine for the identification of pathogenic par-
ticles.
in which A n are the Fourier coefficients and <*n are the phase angles. It may be noted
also that in terms of the more standard form of the Fourier relationship:
A / 2 . 2 \ 1/2
A
n=(an+bn) (2)
ORIGINAL SHAPE
CU87
IS-
1
17.6 18.4
1
19.2
r~ 1
20.8 21.6
20.0
X COORDINATE
An example of the result of this type of analysis is given in Figure 1* and Table 1.
The table contains a set of coefficients and phase angles for the shape described in
Figure 1. Also Figure 2 contains a regenerate of the original profile which is obtained
by simply reversing the process on the data given in Table 1. The method of obtaining
the (x,y) data is to digitize the particle profile image. For this purpose we use a Grafpen
system (Figure 3). When using this system, the operator places a profile of the subject
particle on the Grafpen table and with the stylus hand-traces the profile. The tip of
the profile emits a noise as it touches the surface being traced and this noise is picked
up on sensitive microphones. These microphones run in a continuous bank along one
side and top of the tabletop. In this way the (x,y) coordinates can be obtained. It is
possible to adjust the rate at which data is acquired and so the size of the point sample
obtained may be adjusted for each requirement. Errors associated with digitizing pro-
cedures have been fully discussed elsewhere.3 Two points should be borne in mind.
With a method in which the profile is traced, the human error is always present. This
can be significantly reduced in the case of a system such as the Quantimet® with a
FIFI attachment. Secondly, the error associated with the Fourier method can always
be reduced by taking another term in the series.
* The (*,i) method rather than the (R0) method was used here. See Section III.B.
TABLE 1
Fourier Coefficients
Harmonic Number A. an
1 0.9180837 -0.026830
2 0.7811343 -1.919139
3 0.6038185 2.204062
4 0.5977379 1.177760
5 0.2106746 -0.880125
6 0.1914537 3.035851
7 0.5071257 -1.026711
8 0.2885617 -2.234097
9 0.3928300 -2.244235
10 0.1503933 -1.662912
11 0.1452250 3.116115
12 0.1505209 -2.837341
13 0.4840755 -1.598395
14 0.0456248 0.882792
15 0.2388835 -0.446429
16 0.1031974 1.943743
17 0.3679479 -3.021418
18 0.1361023 1.582670
19 0.1662030 2.128934
20 0.2110651 -2.249763
21 0.1499012 1.573666
22 0.0867854 2.674203
23 0.2423907 2.593346
24 0.1337547 1.733434
25 0.1888060 -1.773540
26 0.1171121 -0.422164
27 0.1184515 0.368735
28 0.2025601 0.740007
29 0.1464919 -1.462102
30 0.1449654 -0.974561
31 0.0925761 0.503672
32 0.1278262 0.361063
33 0.1011988 2.310310
34 0.0692867 2.040118
35 0.1214545 1.330347
36 0.1129320 2.927621
37 0.0784888 2.829776
38 0.0965914 0.771211
39 0.0910937 3.069534
40 0.0778255 -1.429016
41 0.0613601 -1.262012
42 0.0825907 -0.342230
43 0.0328851 2.987070
44 0.0710672 -0.856483
45 0.0336690 2.626568
46 0.0656527 -0.647202
47 0.0577465 1.744238
48 0.0996903 -2.300911
49 0.0355991 -1.061722
50 0.0286593 -1.726463
One great advantage of the Fourier method used in this way is that the individual
coefficients have real significance in terms of the shape of the profile. For example,
plots of AO + A, cos© versus 0; and of A0 + A 2 cos 20 versus 0; and of A0 + A3
cos 30 versus 0; and so on, are shown in Figure 4. The first diagram shows that A0
Advanced Paniculate Morphology
REGENERATE SHAPE
CU87
Q
CC
O
O
I I I
16.8 18.4 19.2 21.6
X COORDINATE
+ A, cosO represents the error in locating the centroid. Similarly, A2 indicates the
elongation or aspect ratio of the profile; the A3 term represents its triangularity; the
A4 term indicates the degree of squareness, and so on and so forth. The coefficients
thus represent the odd and even types of rotational symmetry. 4
Another advantage of representing a closed profile in this way is that the successively
higher-order coefficients decrease so that one can represent the (A n ) as a signature plot
of A, vs. n. This is referred to in Section VB. What this means is that the higher the
order of the coefficient, the finer the morphological detail it represents.5
FIGURE 3. Graf/pen® gp3 sonic digitizer. The third generation sonic digitizer that ob-
soletes all other graphic-to-digital converters.
FIGURE 4. Plots of regenerates for various As. (From Beddow, J. K., Philip, G.
C., Nasta. M. D., and Vetter, A. F., Powder Technol., 18, 19, 1977.
Referring again to Figure 6, Chapter 2, the term Walsh function was named in honor
of the inventor of the function. The terms sal and cal are composite terms made up
from sine/Walsh and cosine/Walsh, respectively. The single function wal(j.Q) can be
defined in order to relate the three functions:
Wal(2i,e) = Cal(i,0)
in which i is termed the sequency and is one half of the number of zero crossings per
second. Note from examination of the Walsh displays in Figure 6, Chapter 2 that the
intervals are not equally spaced as are those of the Fourier function. Note also that
wal(o,0) is the same as R 0 ,; sal (2,0) is the same as R 2 and so on. (The Rs are Rada-
macher functions shown in Figure 8).
Low-pass filtering using Fourier, Walsh and Haar transformation.
FIGURE 5. Lower pass filtering using Fourier, Walsh, and Haar transfor-
mations. (From Beauchamp, K. G., Walsh Functions and their Applications,
Academic Press, London, 1975. With permission.)
7T/n
2An-2A2n
1. Arc Length
With the treatment of Walsh functions in the line integral, the arc length can be
described by two terms:
= 27rA0 + 4 X N - A n (6)
n=2
This equation seems to be reasonable, for example, if we draw out the superposition
of A2 and A3, in which we shifted the peaks o A3 with a 15° clockwise rotation in
relation to those of A 2 . But, if we shift 30°, the second term of excess edge length is
reduced into:
Similar to the result from the 30° shift, we find that shifts of 60°, 90°, 120°, 150°,
10° 210°, 240°, 270°, 300°, 330°, and 360° also have the same expression. This means
that Equation 6 is a translation variant.
A = 47rR2 =4n (R = 1)
A/2 = IT,
11
There are nVn positive blocks on a sphere, the top area for each block is
We assume that each block has a square base, such that the base length of the positive
block is
(7)
Each positive block on the sphere's surface has a height of An and a square base \f2u/
n on a side.
1
/2(2AnX N /27r/nX4) =
in which
4 A
2x ? = 4^7rA,2
2
4x
6x
TT n
J. Edge Length
Each block has four vertical edge lines. Only one-fourth of them can be assigned to
a block. The edge length for each block is
y4x4X2An =
12 Advanced Paniculate Morphology
in which
2x(2A 2 ) = 4A 2
4x(2A 3 ) = 8A3
6x(2A 4 ) = 12A4
— x(2An) = -n2
7T 7T
2 <»
Vertical Edge Length = 4A 2 + 8A3 + 12A4 +— s n (9)
T n=S
4x(^ >
\ n I
_
Horizontal edge length = 4J2-n + TT + 6v2w + 4V2 £ (10)
3 n=5
87T2 37T2
- A 2 + — A 3 + — A4 + 2*^ An (12 )
7T
TABLE 2
2, |nA n
A
o+knAn
RADAMACHER
FUNCTIONS
R
R,
R3
~u~Lru~i_
6. Activity Corners
In the application of the square waves to the physical properties of particles,
InocAn*", one must consider the relationship between n and An, and the determination
of n when it approaches infinity. There is a linear relationship between log An and n,
and the value of An closes to zero as n nears infinity (the signature). One can choose
an upper limit of n from a meaningful physical parameter such as the unit crystal size
— 10A, or choose a limit of n to truncate the formula without the loss of significance
of the equation.
To calculate the number of corners on a particle, one has a postulate that a pyramid
with one apical corner is used for simulating a corner on a particle, and the sharper
the apex, the greater the reactivity of the corner. As n increases, the top of each block
is so small as to be regarded as a single point. So, one can transform the vertical blocks
into pyramids with one apical corner. The base angle of a pyramid, ip, is measured as
2A - n \ 2 2k
tan'1 —?— } = H £n 4 A£ (13)
S/27T
HAAR FUNCTIONS
9 axis h
0 1/2 1
and only one, corresponding value of R. The analysis may therefore be conducted
smoothly. However, if a profile contains a reentrant, then at certain values of 0, there
will be multiple values of R. An example of this type of problem is shown in Figure
10. The only way to solve this problem with the (R,0) method is to arbitrarily choose
one R value as the one that matters and ignore the others. For example, in the case of
the profile shown in Figure 10 one decision rule could be to select the largest value R
as the value to compute with. This would tend to smooth out the curve artificially and
so information would be lost from the analysis. The amount lost in this way would
vary from particle to particle.
(14)
"(i) 27T
(15)
16 Advanced Particulate Morphology
L=perimeter
•starting point
All the morphological information will be contained in the coefficients (A t ,Bk)- As the
ordered pair (l,$(i)) is unique for every point on the profile, multi-valueness no longer
appears, and the profile is faithfully represented by (A t ,B t ).
Since all particle profiles are closed curves, they can all be approximated by poly-
gons. If this fact is exploited, simplified equations for finding \n0, At, Bt can be derived.
(16)
_1 m 27rk
Akk = — X A*, sin (17)
kTr j=1 J L
17
m
1
Bt = — £ A*j cos (18)
in which , = arc length of jth vertex from starting point, A^ = change of slope at
vertex j, and m = total number of sides of the polygon. Figure 12 illustrates the mean-
ing of item notations.
A computer program written on PL/1 has been developed by the authors to calculate
coefficients /J0, A t , Bt from x,y coordinates of real particles. A subprocedure which
regenerates profiles from a set of coefficients via a completely different route has also
been written. The overall scheme is given below.
regenerated
particle regenerate program
profile
p
CO __
O
esi _
LU
< . • -^
z
Q X^
~ ^V
<£ f \^
O o / X,
8-~ ) \^
°— ^^\ r
* ^\ ^/
q
14.0 16.0 18.0 20.0 22.0
X COORDINATE
o
CO.
p
«N _
LU
I-
—o s—**
/^ ix.
oc I v
O °- I X
O oo J \
o ^x. ^/
*~ ^\ ^/
o
<o —
Q
IT
O
O
O
FIGURE 13C
Q
IT
O
O
O
\
26.0 28.0 30.0 32.0 34.0
X COORDINATE
q
<o_
9
tu ^—.
8 S_ \ \
P_
"26.0 28.0 30.0 32.0 34.0
X COORDINATE
FIGURE 14B
q
to _
q
«j_
nj ^-
^ o X \
O <^ _ ) )
q
°° 26.0 28.0 30.0 32.0 34.0
X COORDINATE
FIGURE 14C
21
Ak = 0 for any k,
_2
BKt = — for k being whole number multiples of m,
k
Bk = 0 for other ks. (19)
This simplification increases the potential utility for relating the morphological coef-
ficients to physical and chemical properties because only a small number of coefficients
exist. By measuring these properties of regular polygonal particles (probably artificial)
and relating them to the few number of coefficients obtained, a deeper insight as to
the functional relationship between morphological coefficients and the properties of
particles and their sets can be established. An example of this might be the connection
between morphological coefficients and drag coefficients of particles moving through
a fluid. This new technique is already being applied in a study of the relationship
between changes in particle morphology and the progress of a chemical reaction.
_j m
A.k = — s A«J>; sin (20)
kn j=1 J L
-27T
A<Pj = = constant
1 m
L
2,3 = — J
m
-1 m /-2JT\ . /27Tkj\
k S I m 1 sin I m 1
* j=i \
:. A k == —
/ \ /
Putting 0 = 2nk/m we have
If m is odd:
/-1\ / - 2 W \ r
A
k =- I — I ( I [sine + sin 29 + + sin (m-l)0 + s i n m 0 ]
/ - 1 \ /-27T\
- ( — I I I [sine + sin (m-l)fl + sin 28 + sin (m-2)0 +
A+B „„
0!> A-B
sm A + sin B = 2sin
2 2
but,
me / m \ /27Tk\
in — = sin I — 1 I I
2 \2J \m )
= sin k
Also
/2i
sin me = sin m I —
\"
= sin 2k?r
Therefore every term within the bracket on the R.H.S. of the equation is zero.
If m is even, the middle term sin m/2 is left over in Equation 1. But
Substituting
-27T
A0: =
Bk = — [ cos0 + cos20
km
but an m-sided regular polygon has m-fold rotational symmetry. According to Equa-
tion 22, Bt will be nonzero only if k is a whole numer multiple of m or k/2 = integer,
i.e., only B m , B Zm , B 3m , etc. are nonzero. When k/m is an interger, 6 = 2nk/m will be
a whole number multiple of 2n and cos 2nn = 1 for any n.
BKk = — [1 + 1 + 1+ + 1]
km
-2
= — m
km
= — (23)
k
B. The R Transform
Fortunately, a form of the fast Walsh transform has been developed which is invar-
iant to the cyclic shift of the input data. But there is a price that has to be paid for
this important advantage. The original signal cannot be regenerated from the output
of this transform. While this is not great disadvantage, it does compare unfavorably
with the Fourier transform. However, the other part of the price that has to be paid is
more serious, as shown in Figure 16,8 the higher-order terms that the Walsh transform
will pick up the detail with are simply not there if one uses the R transform. This can
be a serious disadvantage if one does not take it into account. We can take note that
if it was not the attractiveness of the type of modeling that the morphological charac-
teristics represent, it would not be worth it to use Walsh or R type transforms over
the Fourier type. In addition, although the Walsh transform is a little quicker to use
than is the Fourier transform, as is shown in Table 5, this cannot offset the fact that
finer detail of particle profiles will not be obtained. However, in the case of the Haar
transform, there appears to be a substantial advantage in computation time as com-
24 Advanced Paniculate Morphology
Phase advance = 0°
TABLE 3
pared with the others (Table 5). The advantages and disadvantages of using the Haar
transform have yet to be investigated.
25
TABLE 4
Starting Point
Coefficient Position 1 Position 2 Position 3
TABLE 5
Data storage
Transform Time(s) (N=1024)
Fourier 9.48 4K
Walsh 1.60 3K
Walsh—Ulman(R) 1.25 4K
Haar 0.29 4K
A. Harmonic Analysis
Ehrlich and co-workers have developed a sophisticated set of techniques for the
harmonic analysis of sediments. 910 After digitizing the particle profile and subjecting
the (x,y) data to Fourier analysis, the sets of coefficients may be displayed as one of
the following:
B. Signature Analysis
This idea has been proposed and largely developed by Meloy.50 If the set of Fourier
coefficients corresponding to a holomorphic particle profile is plotted either as: a
graph of An versus log n, or of log A n versus log n, or of log A_ versus log 1/n (that is
27
PIEDMONT GRANITE
FELSIC TUFF
.002
HARMONIC NUMBER
FIGURE 17. Mean harmonic amplitude spectra for Brown Mountain granite, Piedmont
granite, and Felsic t u f f . (From Pryzgocle, R. S., Master's thesis, University of South Car-
olina, Columbia, 1976. With permission.)
14th HARMONIC
PIEDMONT GRANITE
10-
5-
<J
z
10-
5-
I I I i r I I I
.0003 .0032 .0048 .0063 .0077 .0093 .0122
HARMONIC AMPLITUDE
• PIEDMONT GNEISS
• PIEDMONT GRANITE
FIGURE 19. Rock discrimination algorithm, contrasting all nine samples collected
over single lithologies using harmonics 14, 12, 6, 19, 17, 18. (From Pryzgock, R.
S., Master's thesis, University of South Carolina, Columbia, 1976. With permis-
sion).
log A). The resultant curve decreases as n increases. One example of a signature is given
in Figure 20 for an atomized copper-lead particle. Another idea behind this concept is
that particles with similar signatures should lie within the same envelope. This is illus-
trated in Figure 21. One can hypothesize, for example, that particles of the same sub-
stance with different signature envelopes may have originated by different mecha-
nisms.
In the case of a Fourier representation of a particle profile, three different types of
particle signature have been proposed each corresponding to a certain type of random
particle. These are: type I — in which only the ^s vary randomly (<* is the phase angle),
type II — in which both the Ans and °cs vary randomly, type III — in which the Ans
vary randomly. The particle signature was hypothesized as a straight line such that its
equation is 5:
(24)
in which A; is the intercept of the ln(An) axis; s is the slope of the line.
which means that a'n varies from 0° to 360° randomly. This uniformly distributed
random a'n, along with the unchanged An, was used to regenerate the particle shapes
by the definition of type I random particle.
29
10
1.0
0.1
0.01
0.01 0.1 1.0
LOG A
A set of type II random regenerates of the five Cu-Pb particles is given in Figure 24
with the comment in the right-hand side of Table 6.
Although these examples are interesting in that they show visually some effects due
30 Advanced Paniculate Morphology
In An
In n
to different types of randomness, it is clear that a much more basic approach will be
needed in order to develop a useful signature theory. Fortunately, this line of inquiry
is currently being pursued.''
(L + B + T = 1) (27)
This method of graphical representation has been used to analyze form characteris-
tics of samples of sand and SiC. The results are sets of contours as shown in Figure
25. 12 The roundness of the particles is represented in the vertical direction as shown in
Figure 26.12 Those familiar with ternary phase diagrams will recognize the inherent
difficulties which one meets when using three-dimensional plots to represent complex
systems. However, one must remember that complicated and cumbersome though the
3-D plot may be, it constitutes a distinctly simpler generalization than the plethora of
data that it represents. This new method is therefore a significant advance for particle
morphology analysis; it points a way that representational methods might go, and it
also highlights the need for sophisticated computer interfaced imaging systems in order
that more data can be more easily amassed and understood.
In order to pursue the desired objective of relating the properties of particulate mat-
ter to the morphological characteristics of the particles therein, we have to try to un-
31
Title: Women
Language: English
ALICE ADAMS
BEASLEY’S CHRISTMAS PARTY
BEAUTY AND THE JACOBIN
CHERRY
CONQUEST OF CANAAN
GENTLE JULIA
HARLEQUIN AND COLUMBINE
HIS OWN PEOPLE
IN THE ARENA
MONSIEUR BEAUCAIRE
PENROD
PENROD AND SAM
RAMSEY MILHOLLAND
SEVENTEEN
THE BEAUTIFUL LADY
THE FASCINATING STRANGER AND OTHER
STORIES
THE FLIRT
THE GENTLEMAN FROM INDIANA
THE GUEST OF QUESNAY
THE MAGNIFICENT AMBERSONS
THE MAN FROM HOME
THE MIDLANDER
THE TURMOIL
THE TWO VANREVELS
WOMEN
COPYRIGHT, 1925, BY DOUBLEDAY, PAGE &
COMPANY. ALL RIGHTS RESERVED. COPYRIGHT,
1924, 1925, BY BOOTH TARKINGTON.
PRINTED IN THE UNITED STATES AT THE
COUNTRY LIFE PRESS, GARDEN CITY, N. Y.
CONTENTS
PAGE
Preamble ......
..................................................... vii
CHAPTER
I. Mrs.....................................................
. Dodge and Mrs. Cromwell 1
II. A L.....................................................
ady Across the Street 15
III. Perversity
.....................................................
of a Telephone 24
IV. A G.....................................................
reat Man’s Wife 33
V. One.....................................................
of Mrs. Cromwell’s Daughters 47
VI. Sallie
.....................................................
Ealing 63
VII. Napoleon
.....................................................
Was a Little Man 79
VIII. Mrs.....................................................
. Dodge’s Only Daughter 90
IX. Mrs.....................................................
. Dodge’s Husband 104
X. Lily.....................................................
’s Almost First Engagement 110
XI. Mrs.....................................................
. Cromwell’s Youngest Daughter 126
XII. Her.....................................................
Happiest Hour 142
XIII. Heartbreak
..................................................... 164
XIV. Mrs.....................................................
. Dodge’s Next-Door Neighbour 172
XV. Mrs.....................................................
. Dodge Declines to Tell 182
XVI. Mrs.....................................................
. Leslie Braithwaite’s Husband 206
XVII. “Dolling
.....................................................
” 216
XVIII. Lily.....................................................
’s Friend Ada 223
XIX. Parents
.....................................................
in Darkness 246
XX. Damsel
.....................................................
Dark, Damsel Fair 254
XXI. Mrs.....................................................
. Cromwell’s Niece 263
XXII. Wallflower
..................................................... 275
XXIII. The.....................................................
Strange Mirror 290
XXIV. Transfiguration
..................................................... 297
XXV. Glamour
.....................................................
Can Be Kept 309
XXVI. Desert
.....................................................
Sand 314
XXVII. Miraculous
.....................................................
Accident 327
XXVIII. A P.....................................................
ublic Mockery 345
XXIX. Mrs.....................................................
. Cromwell’s Oldest Daughter 362
XXX. Mrs.....................................................
. Cromwell’s Sons-in-Law 400
XXXI. The.....................................................
Anniversary Dinner 410
PREAMBLE
“BUT why not?” Mrs. Dodge said, leading the “Discussion” at the
Woman’s Saturday Club after the reading of Mrs. Cromwell’s essay,
“Women as Revealed in Some Phases of Modern Literature.” “Why
shouldn’t something of the actual life of such women as ourselves be
the subject of a book?” Mrs. Dodge inquired. “Mrs. Cromwell’s paper
has pointed out to us that in a novel a study of women must have a
central theme, must focus upon a central figure or ‘heroine,’ and
must present her as a principal participant in a centralized conflict or
drama of some sort, in relation to a limited group of other
‘characters.’ Now, so far as I can see, my own life has no such
centralizations, and I’m pretty sure Mrs. Cromwell’s hasn’t, either,
unless she is to be considered merely as a mother; but she has
other important relations in life besides her relations to her three
daughters, just as I have others besides that I bear to my one
daughter. In fact, I can’t find any central theme in Mrs. Cromwell’s
life or my own; I can’t find any centralized drama in her life or mine,
and I doubt if many of you can find such things in yours. Our lives
seem to be made up of apparently haphazard episodes, some
meaningless, others important, and although we do live principally
with our families and friends and neighbours, I find that people I
hardly know have sometimes walked casually into my life, and
influenced it, and then walked out of it as casually as they came in.
All in all, I can’t see in our actual lives the cohesion that Mrs.
Cromwell says is the demand of art. It appears to me that this very
demand might tend to the damage of realism, which I take to mean
lifelikeness and to be the most important demand of all. So I say:
Why shouldn’t a book about women, or about a type of women, take
for its subject some of the actual thoughts and doings of women like
ourselves? Why should such a book be centralized and bound down
to a single theme, a single conflict, a single heroine? The lives of
most of us here consist principally of our thoughts and doings in
relation to our children, our neighbours, and the people who casually
walk into our lives and our children’s and neighbours’ lives and out
again. It seems to me a book about us should be concerned with all
of these almost as much as with ourselves.”
“You haven’t mentioned husbands,” Mrs. Cromwell suggested.
“Wouldn’t they——”
“They should be included,” Mrs. Dodge admitted. “But I would
have husbands and suitors represented in their proper proportion;
that is to say, only in the proportion that they affect our thoughts
and doings. In challenging the rules for centralization that you have
propounded, Mrs. Cromwell, I do not propose that all rules of
whatever nature should be thrown over. One in particular I should
hold most advisable.”
“What rule is it?” a member of the club inquired, for at this point
Mrs. Dodge paused and the expression of her mouth was somewhat
grim.
“It is that a book about women should not be too long,” Mrs.
Dodge replied. “Especially if it should be by a man, he would be wise
to use brevity as a means of concealing what he doesn’t know. And
besides,” she added, more leniently, “by brevity, he might hope to
placate us a little. It might be his best form of apology.”
WOMEN
I
MRS. DODGE AND MRS. CROMWELL
MRS. CROMWELL also looked at the new house; then she shook
her head. “It’s painful, rather,” she said, and evidently referred to
something more than the house itself.
“Outright disgusting!” her friend insisted. “I suppose he’s there as
much as ever?”
“Oh, yes. Rather more.”
“Well, I’ll say one thing,” Mrs. Dodge declared; “Amelia Battle
won’t get any sympathy from me!”
“Sympathy? My dear, you don’t suppose she dreams she needs
sympathy! Doesn’t she show the rest of us every day how she pities
us because we’re not married to Roderick Brooks Battle?”
“Yes, and that’s what makes me so furious. But she will need
sympathy,” Mrs. Dodge persisted, with a dark glance at the new
house across the street. “She will when she knows about that!”
“But maybe she’ll never know.”
“What!” Mrs. Dodge laughed scornfully. “My dear, when a woman
builds a man into a god he’s going to assume the privileges of a
god.”
“And behave like the devil?”
“Just that,” Mrs. Dodge returned, grimly. “Especially when his
idolater has burnt up her youth on his altar and her friends begin to
notice she’s getting a skimpy look. What chance has a skimpy-
looking slave against a glittering widow rich enough to build a new
house every time she wants to have tête-à-têtes with a godlike
architect?”
“But she’s only built one,” Mrs. Cromwell cried, protesting.
“So far!” her pessimistic companion said; then laughed at her
own extravagance, and became serious again. “I think Amelia ought
to know.”
“Oh, no!”
“Yes, she ought,” Mrs. Dodge insisted. “In the first place, she
ought to be saved from making herself so horribly ridiculous. Of
course, she’s always been ridiculous; but the way she raves about
him when he’s raving about another woman—why, it’s too ridiculous!
In the second place, if she knew something about the Mrs. Sylvester
affair now it might help her to bear a terrific jolt later.”
“What terrific jolt, Lydia?”
“If he leaves her,” Mrs. Dodge said, gravely. “If Mrs. Sylvester
decides to make him a permanent fixture. Men do these things
nowadays, you know.”
“Yes, I know they do.” Mrs. Cromwell looked as serious as her
friend did, though her seriousness was more sympathetically a
troubled one than Mrs. Dodge’s. “Poor Amelia! To wear her youth
out making a man into such a brilliant figure that a woman of the
Sylvester type might consider him worth while taking away from her
——”
“Look!” Mrs. Dodge interrupted in a thrilled voice.
A balustraded stone terrace crossed the façade of the new
house, and two people emerged from a green door and appeared
upon the terrace. One was a man whose youthful figure made a
pleasing accompaniment to a fine and scholarly head;—he produced,
moreover, an impression of success and distinction obvious to the
first glance of a stranger, though what was most of all obvious about
him at the present moment was his devoted, even tender, attention
to the woman at his side. She was a tall and graceful laughing
creature, so sparklingly pretty as to approach the contours and
colours of a Beauty. Her rippling hair glimmered with a Venetian
ruddiness, and the blue of her twinkling eyes was so vivid that a
little flash of it shot clear across the street and was perceptible to
the two observant women as brightest azure.
Upon her lovely head she had a little sable hat, and, over a dress
of which only a bit of gray silk could be glimpsed at throat and
ankle, she wore a sable coat of the kind and dimensions staggering
to moderate millionaires. She had the happy and triumphant look of
a woman confident through experience that no slightest wish of hers
would ever be denied by anybody, herself distinctly included; and, all
in all, she was dazzling, spoiled, charming, and fearless.
Certainly she had no fear of the two observant women, neither of
their opinion nor of what she might give them cause to tell;—that
sparkle of azure she sent across the intervening street was so
carelessly amused it was derisive, like the half nod to them with
which she accompanied it. She and her companion walked closely
together, absorbed in what they were saying, her hand upon his
arm; and, when they came to the terrace steps, where a closed
foreign car waited, with a handsome young chauffeur at the wheel
and a twin of him at attention beside the door, she did a thing that
Mrs. Dodge and Mrs. Cromwell took to be final and decisive.
Her companion had evidently offered some light pleasantry or
witticism at which she took humorous offense, for she removed her
white-gloved hand from his arm and struck him several times
playfully upon the shoulder—but with the last blow allowed her hand
to remain where it was; and, although she might have implied that it
was to aid her movement into the car, the white fingers could still be
seen remaining upon the shoulder of the man’s brown overcoat as
he, moving instantly after her, took his seat beside her in the gray
velvet interior. Thus, what appeared to be a playful gesture
protracted itself into a caress, and a caress of no great novelty to
the participants.
At least, it was so interpreted across the street, where Mrs.
Dodge gave utterance to a sound vocal but incoherent, and Mrs.
Cromwell said “Oh, my!” in a husky whisper. The French car glided
by them, passing them as they openly stared at it, or indeed glared
at it, and a moment later it was far down the street, leaving them to
turn their glares upon each other.
“That settles it,” Mrs. Dodge gasped. “It ought to have been a
gondola.”
“A gondola?”
“A Doge’s wife carrying on with a fool poet or something;—she
always has that air to me. What a comedy!”
Mrs. Cromwell shook her head; her expression was of grief and
shock. “It’s tragedy, Lydia.”
“Just as you choose to look at it. The practical point of view is
that it’s going to happen to Amelia, and pretty soon, too! Some day
before long that man’s going to walk in and tell her she’s got to step
aside and let him marry somebody else. Doesn’t what we just saw
prove it? That woman did it deliberately in our faces, and she knows
we’re friends of his wife’s. She deliberately showed us she didn’t
care what we saw. And as for him——”
“He didn’t see us, I think,” Mrs. Cromwell murmured.
“See us? He wouldn’t have seen Amelia herself if she’d been with
us—and she might have been! That’s why I say she ought to know.”
“Oh, I don’t think I’d like to——”
“Somebody ought to,” Mrs. Dodge said, firmly. “Somebody ought
to tell her, and right away, at that.”
“Oh, but——”
“Oughtn’t she to be given the chance to prepare herself for
what’s coming to her?” Mrs. Dodge asked, testily. “She’s made that
man think he’s Napoleon, and so she’s going to get what Napoleon’s
wife got. I think she ought to be warned at once, and a true friend
would see to it.”
In genuine distress, Mrs. Cromwell shrank from the idea. “Oh,
but I could never——”
“Somebody’s got to,” Mrs. Dodge insisted, implacably. “If you
won’t, then somebody else.”
“Oh, but you—you wouldn’t take such a responsibility, would
you? You—you wouldn’t, would you, Lydia?”
The severe matron, Lydia Dodge, thus flutteringly questioned,
looked more severe than ever. “I shouldn’t care to take such a
burden on my shoulders,” she said. “Looking after my own burdens
is quite enough for me, and it’s time I was on my way to them.” She
moved in departure, but when she had gone a little way, spoke over
her shoulder, “Somebody’s got to, though! Good-bye.”
Mrs. Cromwell, murmuring a response, entered her own domain
and walked slowly up the wide brick path; then halted, turned
irresolutely, and glanced to where her friend marched northward
upon the pavement. To Mrs. Cromwell the outlines of Mrs. Dodge,
thus firmly moving on, expressed something formidable and
imminent. “But, Lydia——” the hesitant lady said, impulsively, though
she knew that Lydia was already too distant to hear her. Mrs.
Cromwell took an uncertain step or two, as if to follow and
remonstrate, but paused, turned again, and went slowly into her
house.
A kind-hearted soul, and in a state of sympathetic distress for
Amelia Battle, she was beset by compassion and perplexity during
what remained of the afternoon; and her husband and daughters
found her so preoccupied at the dinner-table that they accused her
of concealing a headache. But by this time what she concealed was
an acute anxiety; she feared that Lydia’s sense of duty might lead to
action, and that the action might be precipitate and destructive. For
Mrs. Cromwell knew well enough that Amelia’s slavery was Amelia’s
paradise—the only paradise Amelia knew how to build for herself—
and paradises are, of all structures, the most perilously fragile.
Mrs. Cromwell was the more fearful because, being a woman,
she understood that more than a sense of duty would impel Lydia to
action: Lydia herself might interpret her action as the prompting of
duty, but the vital incentive was likely to be something much more
human; for within the race is a profound willingness to see a proud
head lowered, particularly if that head be one that has displayed its
pride. Amelia had displayed hers too long and too gallingly for
Lydia’s patience;—Lydia had “really meant it,” Mrs. Cromwell
thought, recalling the fierceness of Mrs. Dodge’s “I’ve had all I can
stand of it!” that afternoon. A sense of duty with gall behind it is
indeed to be feared; and the end of Mrs. Cromwell’s anxieties was
the conclusion that Amelia’s paradise of slavery was more
imminently threatened by the virtuous Lydia than by that gorgeous
pagan, Mrs. Sylvester.
III
PERVERSITY OF A TELEPHONE
THE troubled lady began to wish devoutly that the sight of Mrs.
Sylvester caressing Mr. Battle had not shocked her into a fluttering
and indecisive state of mind;—she should have discussed the event
more calmly with Lydia; should have argued against anything
precipitate;—and so, as soon as she could, after her preoccupied
dinner, she went to the telephone and gave Mrs. Dodge’s number.
Mr. and Mrs. Dodge were dining in town, she was informed; they
were going to the theatre afterward and were not expected to return
until midnight. This blank wall at once increased Mrs. Cromwell’s
inward disturbance, for she was a woman readily tortured by her
imagination; and in her mind she began to design terrible pictures of
what might now be happening in the house of the Battles. Until she
went to the telephone she thought it unlikely that Lydia had acted
with such promptness; but after receiving through the instrument
the information that no information was to be had for the present,
Mrs. Cromwell became certain that Mrs. Dodge had already
destroyed Amelia’s peace of mind.
She went away from the telephone, then came back to it, and
again sat before the little table that bore it; but she did not at once
put its miraculous powers into operation. Instead, she sat staring at
it, afraid to employ it, while her imaginings became more piteous
and more horrifying. Amelia had no talk except “Mr. Battle says”; she
had no thought except “Mr. Battle thinks”; she had no life at all
except as part of her husband’s life; and if that were taken away
from her, what was left? She had made no existence whatever of her
own and for herself, and if brought to believe that she had lost him,
she was annihilated.
If the great Battle merely died, Amelia could live on, as widows
of the illustrious sometimes do, to be his monument continually
reinscribed with mourning tributes; but if a Venetian beauty carried
him off in a gondola, Amelia would be so extinct that the act of self-
destruction might well be thought gratuitous;—and yet Mrs.
Cromwell’s imagination pictured Amelia in the grisly details of its
commission by all the usual processes. She saw Amelia drown
herself variously; saw her with a razor, with a pistol, with a rope,
with poison, with a hat-pin.
Naturally, it became impossible to endure such pictures, and Mrs.
Cromwell tremulously picked up the telephone, paused before
releasing the curved nickel prong, but did release it, and when a
woman’s voice addressed her, “What number, please?” she returned
the breathless inquiry: “Is that you, Amelia?” Then she apologized,
pronounced a number, and was presently greeted by the response:
“Mr. Roderick Battle’s residence. Who is it, please?”
“Mrs. Cromwell. May I speak to Mrs. Battle?”
“I think so, ma’am.”
In the interval of silence Mrs. Cromwell muttered, “I think so” to
herself. The maid wasn’t certain;—that was bad; for it might indicate
a state of prostration.
“Yes?” said the little voice in the telephone. “Is it Mrs. Cromwell?”
Mrs. Cromwell with a great effort assumed her most smiling and
reassuring expression. “Amelia? Is it you, Amelia?”
“Yes.”
“I just wanted to tell you again what a lovely impression your
essay made on me, dear. I’ve been thinking of it ever since, and I
felt you might like to know it.”
“Thank you, Mrs. Cromwell.”
“Lydia Dodge and I kept on talking about it after you left us this
afternoon,” Mrs. Cromwell continued, beaming fondly upon the air
above the telephone. “We both said we thought it was the best
paper ever read at the club. I—I just wondered if—if Lydia called you
up to tell you so, too. Did she?”
“No. No, she didn’t call me up.”
“Oh, didn’t she? I just thought she might have because she was
so enthusiastic.”
“No. She didn’t.”
Mrs. Cromwell listened intently, seeking to detect emotion that
might indicate Amelia’s state of mind, but Amelia’s voice revealed
nothing whatever. It was one of those voices obscured and dwindled
by the telephone into dry little metallic sounds; language was
communicated, but nothing more, and a telegram from her would
have conveyed as much personal revelation. “No, Mrs. Dodge didn’t
call me up,” she said again.
Mrs. Cromwell offered some manifestations of mirth, though she
intended them to express a tender cordiality rather than
amusement; and the facial sweetness with which she was favouring
the air before her became less strained; a strong sense of relief was
easing her. “Well, I just thought Lydia might, you know,” she said,
continuing to ripple her gentle laughter into the mouthpiece. “She
was so enthusiastic, I just thought——”
“No, she didn’t call me up,” the small voice in the telephone
interrupted.
“Well, I’m gl——” But Mrs. Cromwell checked herself sharply,
having begun too impulsively. “I hope I’m not keeping you from
anything you were doing,” she said hastily, to change the subject.
“No, I’m all alone. Mr. Battle is spending the evening with Mrs.
Sylvester.”
“What!” Mrs. Cromwell exclaimed, and her almost convivial
expression disappeared instantly; her face became a sculpture of
features only. “He is?”
“Yes. He’s finishing the interior of her new house. With important
clients like that he always interprets them into their houses you
know. He makes a study of their personalities.”
“I—see!” Mrs. Cromwell said. Then, recovering herself, she was
able to nod pleasantly and beam again, though now her beaming
was rigidly automatic. “Well, I mustn’t keep you. I just wanted to tell
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