Sustainability 15 16757
Sustainability 15 16757
Article
Sustainability in Healthcare Sector: The Dental Aligners Case
Chiara Caelli 1, * , Francesco Tamburrino 2, * , Carlo Brondi 1 , Armando Viviano Razionale 2 ,
Andrea Ballarino1 and Sandro Barone 2
1 CNR STIIMA—Institute of Intelligent Industrial Technologies and Systems for Advanced Manufacturing,
National Research Council, Via Alfonso Corti 12, 20133 Milan, Italy; [email protected] (C.B.);
[email protected] (A.B.)
2 Department of Civil and Industrial Engineering, University of Pisa, Largo Lucio Lazzarino 1, 56122 Pisa, Italy;
[email protected] (A.V.R.); [email protected] (S.B.)
* Correspondence: [email protected] (C.C.); [email protected] (F.T.)
Abstract: Additive manufacturing is a technology gaining ground in fields where a high degree
of product customization is required; in particular, several aspects need to be explored concerning
traditional technologies, such as the variety of materials and their consumption. It also remains to be
clarified whether these technologies can contribute to the ecological transition when applied in health-
care. This study compares two technologies for producing clear dental aligners: thermoforming and
direct 3D printing. The former method thermoforms a polymeric disc over 3D-printed, customized
models. The second, more innovative approach involves directly printing aligners using Additive
Manufacturing (AM), specifically applying Digital Light Processing (DLP) technology. The study
conducts a comparative Life Cycle Assessment (LCA) analysis to assess the environmental impact
of these two different manufacturing processes. The research results highlight that adopting direct
printing through AM can bring advantages in terms of environmental sustainability, thanks to the
reduction in raw materials and electricity consumption. These drops are drivers for the decreased
potential environmental impacts across all impact categories considered within the EF 3.1 method.
Furthermore, lowering the amount of raw material needed in the direct printing process contributes
to a notable decrease in the overall volume of waste generated, emphasizing the environmental
benefits of this technique.
Citation: Caelli, C.; Tamburrino, F.; Keywords: sustainability; healthcare; additive manufacturing; life cycle assessment
Brondi, C.; Razionale, A.V.; Ballarino,
A.; Barone, S. Sustainability in
Healthcare Sector: The Dental
Aligners Case. Sustainability 2023, 15,
1. Introduction
16757. https://doi.org/10.3390/
su152416757 Additive manufacturing is a processing technology that responds to high customiza-
tion needs [1]. At the same time, its application can imply critical issues related to envi-
Academic Editor: Barbara Motyl
ronmental aspects, such as the consumption of ad hoc materials and energy use; therefore,
Received: 26 October 2023 additive technology should be coupled with preliminary environmental assessment [2,3].
Revised: 28 November 2023 In such a perspective, there are specific sectors in which additive manufacturing could be
Accepted: 6 December 2023 profitable both in terms of functional performance and environmental efficiency: in fact,
Published: 12 December 2023 strong needs for customization characterize these sectors. A possible application for the
healthcare sector is then presented.
Since the 20th century, the growing awareness of malocclusion and its related conse-
quences have led to various orthodontic approaches for repositioning teeth. Adolescent
Copyright: © 2023 by the authors.
and adult patients who are aware of their malocclusion traits and are not satisfied with
Licensee MDPI, Basel, Switzerland.
their dental appearance tend to suffer from psychosocial concerns. However, the treatment
This article is an open access article
of malocclusion has historically been related to invasive appliances that severely affect the
distributed under the terms and
conditions of the Creative Commons
wearer’s daily life. This aspect has improved with the introduction of clear and removable
Attribution (CC BY) license (https://
aligners [4]. The standard manufacturing process of the aligners and the practice of compa-
creativecommons.org/licenses/by/ nies producing an excess of orthodontic aligners are at odds with environmental concerns.
4.0/).
associated with the 3D printing of models and thermoforming processes. Moreover, several
advantages over conventional fabrication are present: digitally designed borders, smooth
edges, no need for undercuts, higher precision without errors introduced by model mould-
ing and thermoforming, and customizable intra-aligner thickness. However, in the current
context, there is a low diffusion of this methodology of manufacturing aligners, mainly
related to some limitations of the technologies and materials involved [8,10,11]. This study
involves a sustainability-oriented comparison of these two technologies for producing clear
aligners. It could catalyze aligner companies to invest in research and development in the
additive manufacturing approach.
Figure 2. System boundary of the process which uses the thermoforming technology.
2.2.1. Thermoforming
Once the scan of the patient’s dental arches has been obtained, technicians proceed to
the models’ design on which plastic discs will be thermoformed. The following steps are
preparing the printer, cleaning its plate and nesting, and 3D printing the models required
for the entire treatment with PolyJet technology. This technology belongs to the Material
Jetting additive manufacturing method. It uses multiple print heads to deposit ultra-thin
layers of liquid material onto a build platform, which are cured instantly with UV light. It is
renowned for producing high-resolution, multi-material, and full-color 3D-printed objects.
Sustainability 2023, 15, 16757 6 of 14
Two different polymeric materials are needed to print the models: one for the models and
one for the supports. A fraction of these materials are considered to be discarded during
the purging process of the 3D printer. After printing, the supports are removed by washing
with high-pressure water jets. The resulting wastewater, contaminated with the printing
material, is then sent to the water treatment plant. Following the cleaning of the models,
thermoforming is performed: a disc of thermoplastic material, specifically a polyethylene
terephthalate glycol (PETG) copolymer, is heated and moulded over the model to obtain
the dental aligner. The result of the thermoforming application is shown in Figure 4.
Figure 4. Results of the thermoforming process: aligner thermoformed on the printed model.
The following stages are laser marking, the cutting of aligners, where excess material
is removed with a milling machine, and packing. The packaging includes plastic bags
in which the aligners are inserted in pairs, a rigid plastic case, a cardboard box, and the
information material.
Figure 5. Result of direct printing DLP technology: the clear aligner with supports.
2.2.3. Materials
The modelling of the polymeric materials, used both for the production of the model,
in the case of thermoforming, and for the production of the aligners, was carried out from
the existing sheets in the Ecoinvent database. As the materials used were not available
in the database, the precise composition of which was obtained from the safety material
data sheets, modelling of the most common synthesis routes was used, taking information
from the literature regarding the operating conditions and energy required for production.
Following this method, an attempt was made to remain as faithful as possible to the
materials used, avoiding generic data sheets. In the case of plastic packaging materials,
such as bags and rigid cases for aligners, the approach involved consulting the data sheets
from the specific plastic material database. Additionally, the manufacturing processes,
bag extrusion and injection moulding for rigid cases were integrated into the analysis to
provide a comprehensive understanding.
3. Results
In this section, the life cycle assessment results are presented. They include an exami-
nation of the primary drivers for each technology discussed and a comparative analysis
between thermoforming and the considered additive manufacturing application. Moreover,
the hypotheses and the sensitivity analysis results will be discussed. The method chosen
to assess potential environmental impacts is EF 3.1, which provides results on 25 impact
categories. The results are presented for the main categories, and there will be a partic-
ular focus on four of them; even in the field of additive manufacturing, different impact
assessment methods and different categories are used, and by following what is reported
Sustainability 2023, 15, 16757 8 of 14
in the literature, it was chosen to delve deeper into these categories: climate change, energy
resources, acidification, and eutrophication [18,19].
Figure 6. Results of the comparative LCA calculation performed with EF 3.1 impact method.
Figure 7. Impacts per FU for acidification, climate change and energy resources impact categories.
Sustainability 2023, 15, 16757 10 of 14
It should also be mentioned that the study refers to an exploratory application in the
biomedical field. The large-scale dissemination and actual environmental impact should
also include market factors related to costs and raw material availability. Only qualitative
considerations can be made from a cost perspective regarding the two presented methods.
From a live production cost standpoint, direct printing of aligners may be less competitive
than thermoforming. This difference is primarily due to a significant impact on the final
cost of the printing material, given the low availability of compatible materials, certified
for dental use, and possessing the appropriate mechanical properties. However, it is
essential to highlight that direct printing avoids the fixed costs associated with producing
models for thermoforming and their disposal. In a future perspective, where the number of
available materials could increase, prices would likely be reduced. An extended assessment
that considers environmental and economic aspects could explore future perspectives for
making informed decisions in the dental aligner production industry, aligning with the
broader goals of sustainability and responsible manufacturing practices. A final aspect
concerns the improvability of the presented model, which should include an update of the
existing databases and a greater disclosure of the material composition, overcoming patent
barriers.
In conclusion, the results of this study suggest that the direct printing of dental aligners
has a lower environmental impact than thermoforming. This advantage is primarily
attributed to the efficient use of materials, reduced energy consumption, and minimized
waste generation associated with DLP.
Author Contributions: Conceptualization, F.T. and C.B.; Methodology, C.C. and C.B.; Investigation,
C.C., F.T. and A.V.R.; Software, C.C.; Formal analysis, C.C.; Data curation, F.T. and A.V.R.; Visualiza-
tion, C.C.; Writing—original draft, C.C., F.T. and C.B.; Writing— review & editing, C.C., F.T., C.B. and
A.V.R.; Supervision, A.B. and S.B.; Project administration, A.B. and S.B. All authors have read and
agreed to the published version of the manuscript.
Funding: This research received no external funding.
Data Availability Statement: The data presented in this study are available on request from the
corresponding author.
Conflicts of Interest: The authors declare no conflict of interest.
Appendix A
The table that includes all of the references for the Ecoinvent 3.9.1 database sheets
used to represent the two distinct production processes can be found below.
THF Cast production Cast material market for gypsum, mineral | gypsum, mineral | Cutoff, U (RER)
THF Cast production Cast material market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
THF Cast production Water market for tap water | tap water | Cutoff, U (Europe without Switzerland)
THF Cast production Cast market for waste gypsum | waste gypsum | Cutoff, U (Europe without Switzerland)
THF Scanning Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Design of models Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Printing plate preparation and nesting Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF AM printing Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF AM printing Model material market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
THF AM printing Support material market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
Sustainability 2023, 15, 16757 12 of 14
THF AM printing Purges market for hazardous waste, for incineration | hazardous waste, for incineration | Cutoff, U (Europe without Switzerland)
THF Supports removal Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Supports removal Water market for tap water | tap water | Cutoff, U (Europe without Switzerland)
THF Supports removal Wastewater market for wastewater, average | wastewater, average | Cutoff, U (Europe without Switzerland)
THF Thermoforming Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Laser marking Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Finishing Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
THF Finishing Material waste market for waste plastic, mixture | waste plastic, mixture | Cutoff, U (IT)
THF Packaging Cardboard box folding boxboard carton production | folding boxboard carton | Cutoff, U (RER)
THF Packaging Info book paper production, woodcontaining, supercalendered | paper, woodcontaining, supercalendered | Cutoff, U (RER)
THF Packaging Plastic bags market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
THF Packaging Cardboard box market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
THF Packaging Info book market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
THF Packaging Byte case market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP Cast production Cast material market for gypsum, mineral | gypsum, mineral | Cutoff, U (RER)
AM DLP Cast production Cast material market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP Cast production Water market for tap water | tap water | Cutoff, U (Europe without Switzerland)
AM DLP Cast production Cast waste market for waste gypsum | waste gypsum | Cutoff, U (Europe without Switzerland)
AM DLP Scanning Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP Design of aligners Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP Printing plate preparation and nesting Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP AM printing Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP AM printing Aligner material market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP AM printing Material waste market for waste plastic, mixture | waste plastic, mixture | Cutoff, U (IT)
AM DLP AM printing Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP Supports removal Water market for tap water | tap water | Cutoff, U (Europe without Switzerland)
AM DLP Supports removal Wastewater market for wastewater, average | wastewater, average | Cutoff, U (Europe without Switzerland)
AM DLP UV post-curing Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP Laser marking Electric energy electricity, low voltage, residual mix | electricity, low voltage | Cutoff, U (IT)
AM DLP Packaging Cardboard box folding boxboard carton production | folding boxboard carton | Cutoff, U (RER)
AM DLP Packaging Info book paper production, woodcontaining, supercalendered | paper, woodcontaining, supercalendered | Cutoff, U (RER)
AM DLP Packaging Plastic bags market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP Packaging Cardboard box market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP Packaging Info book market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
AM DLP Packaging Byte case market for transport, freight, lorry, unspecified |transport, freight, lorry, unspecified | Cutoff, U (RER)
Appendix B
The comparative Life Cycle Assessment study’s numerical results, including all of the
impact categories typical of the EF 3.1 method, are shown in the table below.
Table A2. Numerical results of the comparative analysis reported by impact category.
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