nihms-1624426
nihms-1624426
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J Patient Saf. Author manuscript; available in PMC 2022 January 01.
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Abstract
Objective: Our study examines how consistently fall prevention practices and implementation
strategies are used by U.S. hospitals.
Results: Of 60 units, 43% were medical units and 57% were medical-surgical units. The hospital
units varied in fall prevention practices, with practices such as keeping a patient’s bed in a locked
position (73% strongly agree) being used more consistently than other practices, such as scheduled
toileting (15% strongly agree). Our study observed variation in fall prevention implementation
Correspondence: Kea Turner 12902 USF Magnolia Drive, MRC-CANCONT Tampa, FL 33612-9416 ([email protected]).
All of the authors have met the criteria for authorship. K.T. conducted the data analysis and drafted the manuscript. V.S. assisted
with the data analysis and drafting the manuscript. C.P. and E.C. assisted with survey development, data collection, and reviewed the
manuscript. L.M. and R.S. oversaw the data collection and analysis process and reviewed the manuscript.
The authors disclose no conflict of interest.
The funder did not play a role in the design, methods, subject recruitment, data collections, analysis, or preparation of the paper.
Turner et al. Page 2
strategies. For example, publicly posting fall rates (60% strongly agree) was more consistently
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used than having a multidisciplinary huddle after a fall event (12% strongly agree).
Keywords
fall prevention; implementation strategies; hospital falls
Hospital falls are a problem worldwide and threaten patient safety, particularly among
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geriatric patients.1 Geriatric patients are more likely to fall and sustain a fall-related
injury.2–4 In the United States, estimated hospital fall rates vary from 3.3 to 11.5 falls
per 1000 patient days.3,5–9 Approximately 25% of hospital falls result in injury, increasing
a patient’s length of stay, healthcare costs, and liability.9–13 In addition, the Centers for
Medicare and Medicaid Services will not reimburse hospitals for care when patients
experience certain fall-related injuries, creating significant financial pressure for hospitals
to prevent falls.14 Unlike other healthcare acquired conditions, there are no agreed-upon,
evidence-based interventions for fall prevention,15–23 making it difficult for hospitals to
discern which prevention practices have the biggest impact on fall rates.
There are a wide array of fall prevention practices that hospitals can implement, such
as patient monitoring tools (e.g., sitters), modifications to a patient’s bed (e.g., alarms),
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identification practices (e.g., bracelets), safety practices (e.g., clutter free floors), and
patient and family education. The evidence for implementing any one of these practices is
weak15–21 and, in some cases, negative.24,25 Bed alarms, for example, have been found to be
ineffective in preventing falls and harmful (e.g., noise, alarm fatigue) but are still routinely
used in hospital settings.18,24,26–28 There is stronger evidence for using multicomponent
interventions; however, it is unclear which components yield the greatest impact on
falls.2,16,17,19,22,23,29,30 Experts recommend using multicomponent interventions for hospital
fall prevention and tailoring the practices based on the unit’s patient population.31 Studies
have shown that units vary, however, in the fall prevention practices selected, even when the
patient population is similar.32 There is also variability in how fall prevention practices are
implemented.17,18,32,33
intervention—to support fall prevention, but these strategies are often under-reported.34,35
In a recent systematic review of hospital, fall prevention interventions reported that only
17% of studies documented implementation strategies.18 Among studies that reported
implementation strategies, hospitals most commonly reported using staff education (49%)
and quality management strategies (34%), such as posting fall rates or having staff huddles
after a fall event.18 However, many of the studies had the primary aim of evaluating
the effectiveness of fall prevention practices and did not comprehensively document
implementation. Previous research also suggests that lack of consistency in fall prevention
implementation may explain null findings of fall prevention interventions.18,36–39 Few
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To address this gap in the literature, our study examines how consistently fall prevention
practices and implementation strategies are used by U.S. general adult hospital units. By
better understanding variation in fall prevention practices and implementation, this research
will contribute the development of future hospital fall prevention interventions.
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METHODS
Study Design
We conducted a cross-sectional, descriptive study to examine the consistency of fall
prevention practices and implementation strategies among general adult hospital units in
2017. The general adult hospital unit was the unit of analysis.
quarter of 2017. To ensure comparability across hospitals, units classified in the sample as
medical or medical-surgical have 90% or more patients receiving general care, according to
the NDNQI unit type definitions. The study excluded units within federally owned hospitals.
Our target sample for this initial descriptive study was 80 units. Press Ganey sent invitations
to eligible hospitals (n = 700). One hundred eighty-nine hospitals indicated interest in
participating in the first 24 hours. We randomly selected 80 of these initial responders. The
sampling strategy was designed to include 20 hospitals in 4 strata based on hospital size
(<200 beds, ≥200 beds) and teaching status (yes/no). Among the 80 hospitals selected, 60
nurse managers completed the survey (74% response rate).
fall prevention practices and implementation strategies. First, we reviewed the literature
and expert panel guidelines to identify fall prevention practices and implementation
strategies.31,40–42 Second, the survey was reviewed by 10 fall prevention experts (e.g.,
geriatricians and advanced practice registered nurses in acute care) to assess face validity
and review item clarity. Third, the survey was pilot tested at 3 sites and further refined
for clarity and ease of completion. The final survey contained 55 items and covered 5
domains of fall prevention practices: visibility and identification, bed modification, patient
monitoring, patient safety, and education. These practices were selected to cover a wide
range of commonly endorsed fall prevention practices.17,31 The survey also covered 4
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Visibility and identification fall prevention practices were measured using 6 Likert scales.
The response options were on a 6-point scale that ranged from strongly agree, agree, tend
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to agree, tend to disagree, disagree, and strongly disagree. The Likert scales measured unit
managers’ level of agreement regarding the extent to which the following practices were
used consistently in their unit: keeping a patient’s room door open, having signage outside
the room, having the patient wear a fall risk bracelet, having signage inside the room,
placing the patient in a highly visible room, and allowing patients to sit in the hallway.
Bed modification practices were measured using 6 Likert scales assessing unit nurse
managers’ level of agreement regarding the extent to which the following practices were
used consistently in their unit: having the bed locked in place, having the bed lowered,
having a bedside commode, using a bed or chair alarm, using a specialty low bed, and using
a bedside floor mat.
Patient monitoring practices were measured using 5 Likert scales assessing unit nurse
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managers’ level of agreement regarding the extent to which the following practices were
used consistently in their unit: staying with patients in the bathroom, hourly rounding,
having sitters for high-risk patients, having family in the room, and scheduled toileting.
Patient safety practices were measured using 4 Likert scales assessing unit nurse managers’
level of agreement regarding the extent to which the following practices were used
consistently in their unit: giving patients nonskid socks, having the call light accessible,
having a clutter free floor, and making an ambulatory aid accessible.
Education practices were measured using 2 Likert scales assessing unit nurse managers’
level of agreement regarding the extent to which the following practices were used
consistently in their unit: educating patients on fall prevention and educating families on
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fall prevention.
Planning strategies included whether the unit had a nurse fall prevention champion, a
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physician leader of fall prevention quality initiatives, and, if a nurse from the unit serves on
the hospital-level, fall prevention committee. These items were measured as binary variables
because the items measure the presence or absence of a strategy.
Education strategies were measured using a Likert scale assessing unit nurse managers’
level of agreement regarding the extent to which units educate newly hired nurses on fall
prevention. In addition, education implementation strategies included whether the unit had
access to consultation services from palliative care, psychiatry, geriatrics, or an advanced
practice nurse (binary variables). Education implementation strategies also included access
to interdisciplinary resources including case managers, social workers, clinical pharmacists,
dieticians, physical therapists, quality management specialists, occupational therapists,
respiratory therapists, and speech therapists. The interdisciplinary resources variables were
categorized based on whether the resource was assigned to the unit, a rotating member of the
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Restructuring strategies were measured using 4 Likert scales assessing unit nurse managers’
level of agreement about availability of additional staffing and equipment. Availability of
additional staffing included how easy it is within the unit to find replacements for nursing
personnel who called off for the next work shift and how easy it is to obtain sitters for
high-risk fall patients. Availability of equipment included how easy it is to find working bed
and chair alarms, specialty low beds, and safety lift and transfer devices for every patient on
the unit.
had a designated NDNQI representative responsible for collecting the data and completing
the survey. The institutional review board (IRB) of the University of Kansas Medical Center
approved the study and hospitals could either accept the University of Kansas Medical
Center IRB or apply for their own IRB approval before data collection. Data were collected
from October 1, 2017, to December 31, 2017.
Data Analysis
We calculated descriptive statistics, using percentages for categorical variables and the
median and interquartile range for count variables. The amount of missing data was minimal
(4.4%), so we used complete case analysis to handle missing data. The analyses were
conducted using Stata Version 13.0 (College Station, TX).
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RESULTS
Sample Characteristics
Of 60 units, 43% were medical and 57% were medical-surgical units (Table 1). Units had a
median bed size of 31 (interquartile range [IQR] = 24–36). The median number of patients
on the unit was 24 (IQR = 20–30). Most units were located in not-for-profit (98%) and urban
hospitals (90%). The sample had an even mix of Magnet designation (53%), small (53%),
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For bed modification practices, unit managers were most likely to strongly agree (73%) or
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agree (25%) that units keep patient beds in the locked and lowered position (70% strongly
agree, 27% agree; Fig. 2 and Supplemental File 1, http://links.lww.com/JPS/A340). Other
consistently used practices included having a bedside commode (57% strongly agree, 28%
agree) and having a bed or chair alarm (53% strongly agree, 32% agree). Using a specialty
low bed (15% strongly agree, 15% agree) and having a bedside floor mat (2% strongly
agree, 3% agree) were the least consistently used practices.
For patient monitoring practices, unit managers were most likely to strongly agree (25%)
or agree (32%) that staff stay with patients in bathroom, complete hourly rounding (23%
strongly agree, 43% agree), or use sitters (23% strongly agree, 32% agree; Fig. 3 and
Supplemental File 1, http://links.lww.com/JPS/A340). Having family in the room (18%
strongly agree, 38% agree) or having scheduled toileting (15% strongly agree, 28% agree)
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For patient safety practices, unit managers were most likely to strongly agree (72%) or
agree (25%) that units provided nonskid socks to patients or an accessible call light (58%
strongly agree, 35% agree; Supplemental File 1, http://links.lww.com/JPS/A340). Units also
consistently maintained a clutter-free floor (30% strongly agree, 50% agree) and provided an
accessible ambulatory aid (27% strongly agree, 37% agree).
For education practices, units consistently educated patients on fall prevention (43%
strongly agree, 38% agree) and families (30% strongly agree, 40% agree; Supplemental
File 1, http://links.lww.com/JPS/A340).
For quality management implementation strategies, unit managers were most likely to
strongly agree (60%) or agree (17%) that units posted fall rates or used dashboards to
display fall rates (58% strongly agree, 23% agree; Fig. 4). Units consistently performed
nurse huddles (35% strongly agree, 33% agree) and audits of fall rates (28% strongly
agree, 38% agree). Including fall rates in performance reviews (27% strongly agree, 18%
agree) and using multidisciplinary huddles (12% strongly agree, 20% agree) were the least
consistently used strategies.
a nurse as a fall champion (49%) or having a nurse from the unit serve on the hospital
falls committee (47%; Supplemental File 2, http://links.lww.com/JPS/A340). Units less
commonly reported designating a physician to serve as a leader of falls improvement
initiatives (22%).
For education implementation strategies, most units reported having access (i.e., yes) to
consultation from palliative care specialists (93%) or reported having access to consultation
from psychiatry specialists (85%) for falls prevention. Less than half of units reported access
to consultation from geriatric specialists (43%) or an advanced practice nurse (27%). Most
unit representatives strongly agreed (59%) or agreed (24%) that newly hired nurses were
required to receive education on falls prevention.
Units varied in access to interdisciplinary resources. Most units had a case manager (82%)
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and social worker (78%) assigned to the unit (Table 2). Units were less likely to have
clinical pharmacists (37%), dieticians (35%), physical therapists (28%), quality management
specialists (22%), occupational therapists (22%), respiratory therapists (22%), or speech
therapists (13%) assigned to the unit.
devices were readily available on the unit. Unit representatives were less likely to strongly
agree (27%) or agree (5%) that specialty low beds were easily available on the unit.
DISCUSSION
The goal of our study was to examine how consistently fall prevention practices are used
by U.S. general adult hospital units and how they are implemented. Our study found that
units with similar patient populations still vary in their use of fall prevention practices, with
some practices such as keeping a patient’s bed in a locked position (73% strongly agree)
being used more consistently than other practices, such as scheduled toileting (15% strongly
agree). Similarly, our study observed variation in fall prevention implementation strategies.
For example, publicly posting fall rates (60% strongly agree) was more consistently used
than having a multidisciplinary huddle after a fall event (12% strongly agree). We also
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observed that units varied in access to resources, such as consultation from specialists. We
discuss implications for practice and future research below.
Consistent with previous studies, we found that general adult hospital units consistently use
fall prevention practices that are considered of low value, such as bed and chair alarms
(53% strongly agree), although organizations such as the Agency for Healthcare Quality and
Research and Quality and Joint Commission have cited concerns about the overreliance of
bed and chair alarms as a hospital fall prevention strategy.23,28,31,40 in addition, the Centers
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for Medicare and Medicaid recently restricted the use of bed and chair alarms in long-term
care facilities citing concerns, such as decreased mobility and sleep disturbances among
patients.44 Despite guidance and regulations, a recent study found that healthcare providers
report bed and chairs alarms as a highly effective strategy for fall prevention.33 Therefore,
additional guidance may be needed that identifies the current level of evidence for available
fall prevention practices.
We also observed that time-intensive interventions, such as sitters, scheduled toileting, and
hourly rounding, were less consistently used than other fall prevention practices. This is
in contrast to a prior study that found that hourly rounding (70%) and sitters (68%) were
the most common fall prevention practices.32 It is possible that the difference is due to
item wording; the prior study assessed whether a practice was used (e.g., yes/no) and our
study assessed nurse managers’ perceptions about whether a practice was consistently used
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by nursing personnel. Prior studies have reported substantial implementation barriers for
patient-monitoring practices, such as increased workload, competing priorities, lack of staff
buy-in, and cost.45–50 For example, one study reported that a sitter intervention increased
cost by more than US $1 million annually.48 Despite recommendations for these practices,
few of these practices have been evaluated rigorously through a randomized design or have
been evaluated for cost-effectiveness.25,45 Future studies should test patient monitoring fall
prevention practices using randomized designs with a cost-effectiveness evaluation.
Our study found that fall prevention was implemented in diverse ways. Quality management
strategies aimed at increasing awareness of fall rates (e.g., posting fall rates, using
dashboards) were used more consistently than strategies to provide feedback to healthcare
providers (e.g., audits and performance reviews). A prior study reported similar results—
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15% of nurses reported that fall prevention was included in their annual reviews.32 Including
safety practices in performance reviews and auditing and delivering feedback to healthcare
providers can be an effective implementation strategy for provider behavior change.51 Future
studies should test the effectiveness of strategies, such as audit and feedback, for fall
prevention and determine the ideal conditions for implementation.
Our study also found variation in units’ implementation strategies for educating staff on
fall prevention and restructuring resources to support fall prevention efforts. For example,
a small percentage of participants strongly agreed (8%) that it was easy to find personnel
replacements for nursing staff who called off for the next shift, suggesting that some units
may not have sufficient staffing. Prior studies suggest that adequate staffing can affect
implementation of fall prevention practices and ultimately fall rates.52 Our study also found
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that many units did not have access to consultations from specialists for falls prevention; less
than half of units had access to geriatric specialists (43%) or advance practice nurses (27%).
Future studies should explore whether restructuring strategies (e.g., adequate staffing) and
education strategies (e.g., access to fall prevention consultation) reduce fall rates.
Limitations
Our study had a few limitations. First, our study sought to describe how consistently
fall prevention practices and implementation strategies are used and did not capture the
quality with which these practices and strategies are implemented. For example, a unit
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may use postfall huddles consistently but if the unit does have an effective process for
information sharing, the postfall huddles may fail to reduce fall rates. Prior studies suggest
that evaluation of implementation quality regarding fall prevention practices is limited.18,21
Therefore, additional research is needed to examine the implementation quality of hospital
fall prevention practices. Another limitation is that our study sought to identify the various
practices and strategies used by inpatient units, and as a result, it was beyond the scope
of the study to explore in depth how each strategy is used. Further studies should explore
how units select prevention practices and implementation strategies based on patient risk and
local context (e.g., available staffing, available resources). In addition, our study assessed the
perceptions of nurse managers rather than nurses who provide direct patient care. We chose
to sample nurse managers to obtain perspectives about unit-wide fall prevention practices
and strategies, an approach used in other hospital fall studies32,53; however, nurse manager
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perceptions may differ from frontline nursing staff. Future studies should evaluate the degree
of concordance between nurse manager (leader) and frontline nursing staff perceptions about
fall prevention practices. Furthermore, although the survey was reviewed for face validity
and pilot tested, we did not assess other psychometric properties, such as convergent and
discriminant validity. Further work is needed to conduct psychometric testing of these
measures. Finally, this was an exploratory study with a small sample (n = 60 units) that
was not representative of certain hospital types (e.g., rural hospitals). Larger and more
representative studies are needed to see whether the findings in this study are replicated in a
larger and more diverse sample of hospitals.
CONCLUSIONS
Preventing hospital falls is an important priority for patient safety, particularly for geriatric
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patients. There is substantial variation in the implementation of fall prevention practices and
implementation strategies across inpatient units. Future studies should examine how units
tailor fall prevention practices based on patient risk factors and how units decide, based on
their available resources, which implementation strategies should be used.
Supplementary Material
Refer to Web version on PubMed Central for supplementary material.
Acknowledgments
The study was supported by the National Institute on Aging (R56 1R56AG051799-01).
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FIGURE 1.
Visibility and identification practices (n = 59).
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FIGURE 2.
Bed modification practices (n = 60).
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FIGURE 3.
Patient monitoring practices (n = 60).
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FIGURE 4.
Quality management strategies (n = 60).
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TABLE 1.
Sample Characteristics
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TABLE 2.
Interdisciplinary Resource Assigned to the Unit Rotating Member of the Unit Not Available on the Unit
Case manager 83.1 17.0 0.0
Social worker 79.7 18.6 1.7
Clinical pharmacist 37.3 56.0 6.8
Dietician 35.6 62.7 1.7
Physical therapists 28.8 71.2 0.0
Quality management specialists 22.4 39.7 37.9
Occupational therapists 22.0 71.2 6.8
Respiratory therapists 22.0 78.0 0.0
Speech therapists 13.6 83.1 3.4
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