Fine-tuned LLM
vs
RAG
Short Notes #Fine-tuning a large language model (LLM) involves adapting
a pre-trained model to a specific task or domain by updating
its weights using a new dataset. This process is resource-
intensive but enables the model to better handle specialized
tasks or respond to domain-specific queries. Here's a step-
by-step explanation:
1, Understand the Requirements
Before fine-tuning, determine:
Objective: Why fine-tune the model? Examples include
sentiment analysis, summarization, or domain-specific
generation,
Dataset: Ensure you have a high-quality, task-specific
dataset.
Resources: Fine-tuning requires substantial computational
power (e.g., GPUs, TPUs).
2. Prepare the EnvironmentHardware: Use a machine with multiple GPUs or TPUs.
Framework: Install a deep learning framework like PyTorch or
TensorFlow.
Libraries: Install necessary libraries such as Hugging Face's
transformers or accelerate.
pip install transformers datasets accelerate
3. Select the Pre-trained Model
Choose an appropriate pre-trained LLM from a library like
Hugging Face Model Hub (e.9., GPT, BERT, TS).
Considerations: Select a model that aligns with your task
(eg., TS for summarization, GPT for generation).
Model Size: Larger models provide better performance but
require more resources.
4. Prepare the DatasetYour dataset should be:
Task-Specific: Include input-output pairs relevant to the task.
Cleaned: Remove irrelevant or noisy data.
Tokenized: Use the same tokenizer as the pre-trained model.
Example for text-to-text tasks:
from transformers import AutoTokenizer
tokenizer = AutoTokenizer.from_pretrained(''gpt2")
encoded_dataset = dataset.map(lambda x:
tokenizer(x['text"'], truncation=True, padding="max_length"),
batched=True)
S. Define the Training Pipeline
Set up the model for fine-tuning:
Load Pre-trained Model: Use a model compatible with your
task.
Define Loss Function; Use CrossEntropyLoss for classification
tasks or a task-specific loss.Choose Optimizer: Commonly used optimizers include
AdamW.
Scheduler: Use learning rate schedulers like linear decay with
warm-up.
from transformers import AutoModelForCausallLM
model = AutoModelForCausallM.from_pretrained('gpt2")
6. Training Configuration
Define hyperparameters:
Batch Size: Balance batch size with available GPU memory.
Learning Rate: Use a small learning rate (e.g., Se-S).
Epochs: Train for enough epochs to reach convergence but
avoid overfitting.
Gradient Accumulation: Use if batch size is limited by
memory.7, Leverage Accelerated Training
Use libraries like Hugging Face's Accelerate for distributed
training.
Example:
from transformers import Trainer, TrainingArguments
training_args = TrainingArguments(
output_dir=" /results",
evaluation_strategy="epoch",
learning_rate=Se-S,
per_device_train_batch_size=4,
per_device_eval_batch_size=4,
num_train_epochs=3,
save_steps=10_000,
save_total_limit=2,
fpl6=True, # Use mixed precision for faster training
)
trainer = Trainer
model=model,
args=training_args,
train_dataset=train_dataset,
eval_dataset=eval_dataset,
)
trainer.trainQ8. Monitor Training
Validation Loss: Monitor to prevent overfitting.
Metrics: Track task-specific metrics (e.g., BLEU for
translation, Fl-score for classification).
9, Save the Fine-tuned Model
After training:
model.save_pretrained(’'/fine_tuned_model")
tokenizer.save_pretrained(''/fine_tuned_model")
10, Evaluate the Model
Test the model on unseen data to assess performance. Use
evaluation scripts tailored to the task.II, Optimize and Deploy
Quantization: Reduce model size and inference time using
techniques like ONNX or TensorRT.
Deployment: Serve the model using Flask, FastAPI, or a cloud
service (e.g., AWS, GCP).
Example with Flask:
from Hask import Flask, request, jsonify
from transformers import AutoTokenizer,
AutoModelForCausallLM
app = Flask(__name__)
model =
||_AutoModelForCausall M.from_pretrained(’'/fine_tuned_model")
tokenizer =
||_AutoTokenizer.from_pretrained(’ /fine_tuned_model")
@app.route("/generate", methods=["POST'])
def generateQ):
data = request,json
inputs = tokenizer(datal"text"], return_tensors='pt")
outputs = model.generateCinputsl' input_ids''],
max_length=S0)
return jsonifyCf response’: tokenizer.decode(outputs[0],
skip_special_tokens=True) $)app.runO)
12, Maintain and Update
Regularly evaluate and fine-tune the model with new data to
ensure optimal performance as requirements evolve.
By following these steps, you can effectively fine-tune an
LLM for your specific needs.
RAG:
Creating a Retrieval-Augmented Generation (RAG) model
involves combining a retriever component, which fetches
|| relevant information from a knowledge base, and a generator
component, which uses the retrieved context to generate
responses. This is particularly useful when dealing with
domain-specific data or when the knowledge exceeds the
model's capacity. Below is a detailed step-by-step guide to
creating a RAG model and training it on a particular dataset.
1, Understand RAG Architecture4 RAG model has two main components:
Retriever: Extracts relevant documents or knowledge snippets
based on the input query.
Generator: Generates answers or content using the query and
the retrieved context.
2. Prerequisites
Programming Language: Python.
Framework: Hugging Face's transformers and datasets
libraries, along with FAISS Cfor retrieval).
Hardware: A GPU/TPU-enabled system is recommended for
efficient training.
Install required libraries:
pip install transformers datasets faiss-cpu accelerate3. Prepare the Dataset
Format: Organize your data into two parts:
1, Knowledge Base (KB): Contains all possible context
snippets (e.g., documents, sentences).
2. Query-Answer Pairs: Training dataset with input queries
and corresponding answers.
For example, in JSON format:
c
"knowledge_base’: [
Cid": "I", "text": "Python is a versatile programming
language." ,
Cid": "2", "text": "It is widely used in data science and Al."?
J,
"query_answer_pairs": [
E’query’: "What is Python?", "answer’: "
programming language." ?
J
f
Python is a versatile
Load the data:from datasets import Dataset
knowledge_base = Dataset.from_dict(£"text"; ["Python is a
versatile programming language.", "It is widely used in data
science and Al."]})
qguery_answer_pairs = Dataset.from_dict(E'query": ['What is
Python?"], "answer": ["Python is a versatile programming
language."]3)
4, Build the Retriever
The retriever indexes the knowledge base and retrieves
relevant snippets for a given query. FAISS (Facebook Al
Similarity Search) is commonly used for this.
| 41 Tokenize the Knowledge Base
Use a pre-trained tokenizer to encode the knowledge base.
from transformers import AutoTokenizer
tokenizer = AutoTokenizer.from_pretrained('bert-base-
uncased")
knowledge_base = knowledge_base.map(lambda x:
E'embeddings": tokenizer(x['text"], truncation=True,
padding=True, return_tensors="np")["input_ids'']})4.2 Index the Knowledge Base
Build a FAISS index for fast retrieval.
import faiss
import numpy as np
# Convert embeddings to numpy arrays
embeddings = np.arrayC[np.mean(e, axis=0) for e in
knowledge_basel embeddings’ ]])
index = faiss.IndexFlatL2Cembeddings.shapel!])
index.add(embeddings)
4.3 Query the Retriever
Retrieve the top-k relevant documents for a query:
def retrieveCquery, top_k=S):
| query_embedding = tokenizer(query, return_tensors="np'')
C"input_ids"]mean(axis=)
distances, indices = index.search(query_embedding, top_k)
return [knowledge_baseLiJl'text'] for i in indices0]]
# Example
retrieved_docs = retrieve('What is Python?")
print(retrieved_docs)S. Build the Generator
The generator uses the query and retrieved documents to
generate responses.
S.1 Load a Pre-trained Generator
Select a generation model such as TS, BART, or GPT.
from transformers import AutoModelForSeq2SeqLM
generator =
AutoModelForSeg2SeqLM from_pretrained(''facebook/bart-
base")
$.2 Prepare Input for the Generator
Combine the query and retrieved context into a single input
| for the generator.
def prepare_input(query, retrieved_docs):
context = " "join(retrieved_docs)
input_text = f'Query: Equery? Context: Econtext}"
return tokenizerCinput_text, return_tensors="pt',
truncation=True, padding=True)
input_data = prepare_inputC'What is Python?",
retrieved_docs)6. Train the RAG Model
Fine-tune the generator using the guery-answer pairs with
retrieved context.
6.1 Define Training Pipeline
Use Hugging Face's Trainer API for training.
from transformers import TrainingArguments, Trainer
def preprocess_function(examples):
retrieved_docs = Lretrieve(q) for q in examplesl'guery']]
inputs = [prepare_input(q, docs) ["input_ids"] for q, docs in
2ipCexamplesl' guery''], retrieved_docs)]
targets = tokenizer(examples[ answer’), truncation=True,
| padding=True) ["input_ids"]
return €"input_ids': inputs, "labels": targets}
tokenized_data =
query_answer_pairs.map(preprocess_function, batched=True)
training_args = TrainingArgumentsC
output_dir="/rag_model”,
evaluation_strategy="epoch",
learning_rate=Se-S,
per_device_train_batch_size=8,
num_train_epochs=3,Save_steps=10_000,
save_total_limit=2,
tpl6=True # Use mixed precision for faster training
)
trainer = Trainer(
model=generator,
args=training_args,
train_dataset=tokenized_datal'train"],
eval_dataset=tokenized_datal'test''],
)
trainer.trainO)
7, Evaluate the Model
After training, evaluate the model using unseen queries to
verify its performance.
def generate_response(query):
retrieved_docs = retrieve(query)
input_data = prepare_input(query, retrieved_docs)
output = generator.generateCinput_datal''input_ids"],
max_length=50)
return tokenizer.decode(output[0], skip_special_tokens=True)
print (generate_responseC'What is Python?"))8. Optimize and Deploy
8.1 Optimize for Inference
Convert the model to a format like ONNX for faster
inference.
pip install onnx transformerslonnx]
3.2 Deploy
Use a web framework like Flask or FastAPl to serve the RAG
model.
Example:
from flask import Flask, request, jsonify
app = Flask(__name__)
@app.route'/rag", methods=["POST"])
def rag_endpointQ):
data = request,json
response = generate_response(datalguery''])
return jsonify(€'response': response })
app.runO)9. Maintain and Update
Periodically update the knowledge base and retrain the
retriever to incorporate new data, ensuring that the RAG
model remains up-to-date.
By following these steps, you can create and train a RAG
model on your specific dataset for tasks such as question
answering, document retrieval, or domain-specific chat
applications.
Fine-tuned vs RAG
The choice between using a fine-tuned model and a
Retrieval-Augmented Generation (RAG) system depends on
|| the nature of the problem, the data, and your goals. Below is
a detailed explanation of when to use each approach:
When to Use a Fine-Tuned Model
A fine-tuned model is a pre-trained model (e.g. GPT, TS,
BERT) that has been specifically adjusted to perform well on
a particular task using a labeled dataset.Use Cases for Fine-Tuning
1, Domain-Specific Tasks with Limited Context Size:
When your task involves answering questions, generating
content, or classification on a small to medium-sized
dataset.
Example: Classifying medical texts or generating chatbot
responses in a closed domain like banking.
2. Well-Defined and Repetitive Tasks:
For tasks with clear patterns and predictable outputs, where
the model can learn to mimic these patterns.
Example: Converting product descriptions into summaries.
3, When Data Is Fully Labeled:
If you have a dataset with input-output pairs for supervised
training.
Example: Translating text, summarizing documents, or
predicting customer sentiment.4. No Requirement for External Knowledge:
If the task relies only on the information contained in the
fine-tuned model's weights.
Example: Sentiment analysis, code generation for simple
algorithms.
S. Model Deployment in Controlled Environments:
When you're confident that the fine-tuned model will perform
well in your use case without needing external knowledge.
Example: Predicting financial trends using historical data.
Advantages of Fine-Tuning:
Performance: Can achieve high accuracy for specific tasks
when trained with sufficient data,
Efficiency: Simpler architecture; no need to maintain external
retrieval systems.
Self-Contained; Does not rely on external data or knowledge
bases, making it easier to deploy.Challenges of Fine-Tuning:
Limited Knowledge: The model cannot access updated or
external knowledge after training.
Data Dependency: Requires large, high-quality labeled
datasets for fine-tuning.
Costly Updates: Retraining is necessary whenever new data is
introduced.
When to Use a RAG Model
A Retrieval-Augmented Generation (RAG) model combines a
|| retriever (e.g., FAISS, Elasticsearch) to fetch external
context and a generator (e.g., GPT, BART) to generate
answers based on the retrieved context.
Use Cases for RAG
1. Tasks Requiring Up-to-Date Information:
When the knowledge required to answer questions frequently
changes or is too large to be stored in the model's weights.
Example: Answering questions about current events, companypolicies, or legal updates.
2. Large Knowledge Base:
When the domain-specific knowledge exceeds the capacity of
a fine-tuned model.
Example: Technical support systems for complex products,
where the knowledge base contains hundreds of thousands of
documents.
3. Open-Domain Question Answering:
For generating responses in scenarios where the possible
questions span a wide range of topics.
Example: A chatbot for customer queries across various
industries.
4, Resource-Constrained Fine-Tuning:
When fine-tuning a large model is infeasible due to hardware
or data constraints.Example: Using RAG to leverage external documents without
retraining the generator.
S. Dynamic or Contextual Knowledge Retrieval:
When answers depend on context retrieved from specific data
sources (eg., databases, APIs, or documents).
Example: Personalized recommendations or context-aware
assistants.
6. Tasks Requiring Interpretability:
When you need transparency about where the information
comes from.
Example: In healthcare or legal applications, the retriever can
show the source of the information.
Advantages of RAG:
Scalability: Can handle massive, dynamic knowledge bases.Up-to-Date: Easily updated by modifying the retriever's
indexed knowledge base.
Interpretability: Retrieved documents can justify or support
generated answers.
Cost Efficiency: No need to fine-tune the generator for every
dataset; update only the knowledge base.
Challenges of RAG:
Complexity: Requires maintaining both a retriever and
generator, making the system harder to manage.
Dependency on Retriever: Performance depends heavily on
the retriever's ability to fetch relevant documents.
| Inference Latency: Retrieving documents can add significant
time to the inference process.
Knowledge Base Maintenance: Keeping the knowledge base
accurate and comprehensive is crucial.
Key DifferencesWhen to Use Both Together
In some cases, you can combine both approaches:
Fine-Tune the Generator in a RAG System:
Fine-tune the generator on your specific domain to improve
its ability to work with retrieved knowledge.
Example: A chatbot for legal advice where the generator is
fine-tuned on legal terminology while still retrieving
documents dynamically.
By carefully assessing your task's requirements, data
characteristics, and resource availability, you can choose
between fine-tuning, RAG, or a hybrid approach for optimal
results.