A_mixed-method_feasibility_study_of_the_use_of_the
A_mixed-method_feasibility_study_of_the_use_of_the
et al. Pilot and Feasibility Studies (2023) 9:88 Pilot and Feasibility Studies
https://doi.org/10.1186/s40814-023-01317-y
Abstract
Background Muscle tension dysphonia (MTD) results from inefficient or ineffective voice production and is the
cause of voice and throat complaints in up to 40% of patients presenting with hoarseness. Standard treatment is
voice therapy (SLT-VT) delivered by specialist speech therapists in voice disorders (SLT-V). The Complete Vocal
Technique (CVT) is a structured, pedagogic method which helps healthy singers and other performers optimise their
vocal function enabling them to produce any sound required. The aim of this feasibility study is to investigate
whether CVT administered by a trained, non-clinical CVT practitioner (CVT-P) can be applied to patients with MTD
before progressing to a pilot randomised control study of CVT voice therapy (CVT-VT) versus SLT-VT.
Methods/design In this feasibility study, we use a mixed-method, single-arm, prospective cohort design. The
primary aim is to demonstrate whether CVT-VT can improve the voice and vocal function in patients with MTD in a
pilot study using multidimensional assessment methods. Secondary aims are to assess whether (1) a CVT-VT study
is feasible to perform; (2) is acceptable to patients, the CVT-P and SLT-VTs; and (3) whether CVT-VT differs from
existing SLT-VT techniques. A minimum of 10 consecutive patients with a clinical diagnosis of primary MTD (types I–
III) will be recruited over a 6-month period. Up to 6 video sessions of CVT-VT will be delivered by a CVT-P using a
video link. The primary outcome will be a change in pre-/post-therapy scores of a self-reported patient
questionnaire (Voice Handicap Index (VHI)). Secondary outcomes include changes in throat symptoms (Vocal Tract
Discomfort Scale), acoustic/ electroglottographic and auditory-perceptual measures of voice. Acceptability of the
CVT-VT will be assessed prospectively, concurrently and retrospectively both quantitatively and qualitatively.
Differences from SLT-VT will be assessed by performing a deductive thematic analysis of CVT-P transcripts of
therapy sessions.
Conclusion This feasibility study will provide important data to support whether to proceed with a randomised
controlled pilot study focusing on the effectiveness of the intervention compared to standard SLT-VT. Progression
criteria
*Correspondence:
Julian McGlashan
[email protected]
Full list of author information is available at the end of the article
Table 1 Symptoms and clinical findings compatible with a clinical diagnosis of MTD
•The history of the presentation of the condition and its compatibility with a Primary MTD diagnosis
•Presenting vocal symptoms such as hoarseness, change in voice quality, limitations in pitch, loudness, flexibility, and/or stamina of the voice
•Absence of organic pathology such as structural abnormalities, neurological and inflammatory conditions on endoscopy
•Auditory-perceptual voice change which includes one or more of the following characteristics: having a variable or abnormal in quality (overall
severity of hoarseness, roughness, breathiness, strain), having an abnormal habitual pitch with or without a restricted fundamental speaking
frequency range or having abnormal loudness and loudness variability during speech
•The presence of muscle soreness, tenderness or other evidence of hyperfunction in the thyrohyoid or cricothyroid space and/or suprahyoid
muscles on physical examination
•Laryngoscopic findings of laryngeal hyperfunction pattern (MTP types 1–III)
Table 2 Inclusion and exclusion criteria check of the participant’s video link will be made prior to
the start of the therapy sessions. Following completion of
Inclusion criteria the CVT-VT, participants will be asked to attend a further
•Males and females Research Clinic appointment for post-therapy assessment
•18 or above (t = 8), feedback on their experience, and whether goals
•Clinical diagnosis of primary MTD based on history and laryngoscopic for treatment were met. Should further therapy be
assessment (type I–III MTD patterns) through joint assessment by a SLT- required, this will be arranged in the form of standard
V and laryngologist
SLT-VT.
•Current voice problems, persistent for greater than 2 months
•Severity of disorder (a) VHI ≥ 30 and (b) patient wants therapy
Interventions CVT-VT
•Patient willingness to undergo treatment sessions
•Agree to undertake the study protocol The therapy provided will be reported in accordance with
Exclusion criteria the TIDieR guidelines [49]. Patient contact details will be
•Organic vocal pathology (1) structural/neoplastic disorders (e.g. passed on to the CVT-P who will make contact with the
carcinoma, cyst, polyp, papilloma, Reinke’s oedema), (2) neurological
disorders (e.g. vocal cord palsy, paresis, spasmodic dysphonia) and (3)
patient by email or mobile to arrange video therapy
inflammation (e.g. infection, reflux (RFS > 7) or significant relevant sessions. These will be conducted using the NUH Trust-
systemic disease (e.g. severe COPD) or need for surgery approved platform DrDoctor. Prior to the first therapy, the
•Significant psychological issues identified during initial assessment CVT-P will review all the patient information (summary
(with option to withdraw if discovered during the treatment periods and case history and clinical findings, voice and EGG
agreed by both patient and therapist)
recordings, and laryngostroboscopic video recordings). Up
•MTD pattern (IV–VI) compatible with significant primary psychological
to 6 forty-five-minute therapy sessions will be arranged
aetiology on laryngoscopy
between the CVT-P and patient within an 8-week period.
•Transgender voice issues
•Previously incompletely treated dysphonia, neurological disease or
An additional 15 min/session will be allowed for resolving
upper aerodigestive tract malignancy connection, technical, patient and therapist attendance
•Had previous VT or CVT training or pharmacological treatment for issues.
their voice problem (other than proton pump inhibitors or an alginate
recommended for disorders of laryngopharyngeal reflux–related CVT-VT healthcare intervention
symptoms) The therapy will consist of exercises to learn sufficient
•A hearing impairment that would prohibit or impact on telepractice control over the support system, exercises for obtaining
treatment
prototypical phonation types based on the volume and
•Significant concomitant health problems affecting voice
quality requirements from the patient, along with
•Not have or be able to use a computer with video link at home or in
hospital even with support
additional exercises for dynamic control over loudness,
•Not able to commit to the study protocol colouring of voice and for expressivity. The therapy uses a
systematic building of skills starting with voiceless
support exercises, progressing to the ability to connect
PROCESS: FEASIBILITY OF THE PROCESSES THAT ARE KEY TO SUCCESS OF MAIN STUDY
Patients meeting eligibility criteria • Total number of patientsNumber of patients meeting eligibility criteriapresenting with primary MTD ×100% • What is potential pool of
patients with MTD? Concurrent acceptability: Patients meeting • Total number of patients meetingNumber of patients recruitedeligibility criteria ×100% • What is potential
recruitment rate?
Concurrent acceptability: Recruitment rates • Number of patients having at least one therapy sessionNumber of patients having at least one therapy sessionTotal number of patients recruited
Total number of patients recruited&consented
eligibility and exclusion criteria?
• Number of patients recruited in 6 month
time period ×100%
• Qualitative data on reasons for non-
recruit-ment following consent •
• Qualitative data on reasons for non-
What
progres-sion to therapy following consent &
recruitment is
Concurrent acceptability: Total number of • Number of patients completing the study • How many patients completed the
patients completing the study Total number of study?
patients recruited ×100%
Retrospective acceptability: • Questionnaire using Likert scale: Descriptive • Did the patient achieve their pre-therapy goals
Achievement of patients goals statistics (see Additional file 5: Patient/CVT-P following treatment?
goals and feedback questionnaire)
Retrospective acceptability: CVT-P • Questionnaire using Likert scale: Descriptive • Was the CVT-P satisfied with therapy received?
satisfaction with therapy statistics (see Additional file 5: Patient/CVT-P
goals and feedback questionnaire)
Retrospective acceptability: • Questionnaire using Likert scale: Descriptive • Did the CVT-P feel the pre-therapy goals agreed
Achievement of CVT-P goals statistics (see Additional file 5: Patient/CVT-P with the patient following treatment were met?
goals and feedback questionnaire)
Primary outcome measure: Voice and vocal • Self-rated questionnaire (VHI): Inferential • Was the primary outcome measure for therapy
function statistics: Difference in pre-post total scores , achieved?
effect size
Secondary outcome measures: Throat • Self-rated questionnaire (VTDS):Inferential • Do these secondary outcome measures
symptoms statistics - Difference in pre-/post total scores , improve following therapy?
effect size
Secondary outcome measures: Aerodynamic • MPT: Inferential statistics: Inferential statistics - • Do these secondary outcome measures
measure Difference in pre-/post total scores , effect size improve following therapy?
Secondary outcome measures: Objective • Acoustic/EGG measures: Inferential statistics - • Do these secondary outcome measures
voice measure & laryngeal vibratory pattern Difference in pre-/post total scores , effect size improve following therapy?
Secondary outcome measures: Perceptual • Auditory-perceptual ratings (CAPE-V): Inter and • Do these secondary outcome measures
voice analysis improve intra-rater rating pre/post rating scores following therapy?
in the management of MTD or provide a role for CVTP’s interventions i.e. how they should be explained, illustrated
in supporting SLT-Vs in the management of cohorts of and exemplified and how they benefit the patient and their
MTD patients. Firstly, a qualitative assessment of the contextual usefulness.
anonymised therapists’ sessional treatment records will be Those patients who agree for their therapy sessions to be
made using a preliminary organising framework and the recorded will have these recordings made and stored in
initial codes will be identified and based on the line with Trust-approved guidelines. The anonymised
‘ingredients’ and ‘targets’ of the therapy methods applied sessional recordings will then be transcribed and redacted
during the treatment sessions. These codes will be used to to exclude any personal or identifiable information. The
assess the content of transcripts of the CVT-VT sessions transcripts will be coded using the qualitative research
using a qualitative thematic deductive content analysis management software NVivo based on the principles of
approach. This will be based on the ‘ingredients’ and template analysis [104], a commonly used thematic
‘targets’ outlined in the CVT methodology (see CVT analytical framework allowing for a priori and crystalising
intervention above) and by using the Rehabilitation themes in qualitative analyses. The main aim is to identify
Treatment Specification System (RTSS) [103] applied to the differences and similarities of SLT-VT and CVT-VT
SLT-V management of voice disorders [20, 29, 39]. This approaches to therapy.
dual approach should allow easier direct comparison of
‘ingredients’ and ‘targets’ employed using both CVT and b) Observation of CVT therapy sessions by SLT-V
standard speech therapy terminology. This process will be
aided by direct SLT-V observations of sampled CVTVT All patients will be asked to give specific consent for
sessions. observation of their therapy sessions by the experienced
study SLT-V. However, not all those who give consent will
a) Transcriptions of therapy sessions be observed for practical reasons, but the aim is to observe
at least one patient through the 6 weeks of their therapy
Transcription of therapy sessions will be performed ad and sample a further six therapy sessions at different
verbum, with an explicit focus on the detailing the stages of their therapy. The observations will aid the SLT-
‘ingredients’ and ‘targets’ of the intervention techniques V in identifying which ‘ingredients’ and ‘targets’ are being
and exercises from both a CVT-VT and SLT-VT used and if they differ from traditional SLT-VT
perspective [20, 29, 39]. A further potential value of the techniques. Further observations regarding the delivery
transcriptions is to provide supportive analyses for the methods, the type of feedback, progression rules
documentation of the interventions and development of
good clinical guidelines for working with CVT
CVT-VT improves the VHI score > 20% improvement in VHI score 10–20% improvement in VHI score < 10% improvement in VHI score
A CVT-VT study is feasible to > 9 patients completed pre- and 8–9 patients completed pre- and < 8 patients completed pre- and
perform post-therapy outcome assessments post-therapy outcome assessments post-therapy outcome assessments
CVT-VT is acceptable to patients > 9 patients satisfied or very 8–9 patients satisfied or very < 8 patients satisfied or very
satisfied with therapy they have satisfied with therapy they have satisfied with therapy they have
received received received
CVT-VT is acceptable to CVT-Ps CVT-P satisfied or very satisfied with CVT-P satisfied or very satisfied with CVT-P satisfied or very satisfied with
therapy delivered in > 9 patients therapy delivered in 5–9 patients therapy delivered in < 5 patients
CVT-VT is acceptable to SLT-VTs (1) > 8 out of 10 SLT-VTs satisfied or > 5–8 out of 10 SLT-VTs satisfied or < 5 out of 10 SLT-VTs satisfied or
very satisfied with the outcome of very satisfied with the outcome of very satisfied with the outcome of
the study the study the study
CVT-VT is acceptable to SLT-VTs (2) > 8 out of 10 SLT-VTs would > 5–8 out of 10 SLT-VTs would < 5 out of 10 SLT-VTs would support
support the concept of an RCT of support progression to a RCT of CVT- progression to a RCT of CVT-VT vs
CVT-VT vs SLT-VT based on the VT vs SLT-VT based on the outcome SLT-VT based on the outcome of the
outcome of the study of the study study
Recruitment rate achieved > 9 patients recruited in 6 months 8–9 patients recruited in 6 months < 8 patients recruited in 6 months
and dosing of the ingredients will be made in line with the (‘very satisfied’ or ‘satisfied’) from the post-therapy
RTSS framework [20, 29]. An attempt will be made to questionnaire for at least 9 patients would be set as criteria
outline the hypothesised ‘mechanisms of action’ and how (Table 4). For SLT-VTs, two criteria would be tested as
both the ‘ingredients’ and ‘targets’ are linked to the patient ‘green’ criteria: (1) 8 or more out of 10 rating the outcome
‘Aims’. This will enable a critical comparison of the type of the study as ‘very satisfied’ or ‘satisfied’ and (2) 8 or
of techniques employed by the CVT-P to traditional SLT- more out of 10 rating that they would be happy to support
VT techniques. In addition, observation of CVTVT an RCT of CVT-VT versus SLT-VT.
sessions provides a level of governance to ensure the
patients goals are being met. Sample size Data handling, analysis plan and statistical methods
The justification for the sample size is based on the We will record and report the participant flow according to
objective of assessing feasibility [48]. In this study, the CONSORT guideline and produce a CONSORT flowchart
two main criteria are a change in the primary outcome [105]. As a feasibility study, we expect to analyse
measure, the VHI and recruitment. A previous recruitment and retention data using descriptive statistics
representative study of SLT-VT in MTD of ten patients in involving both intention-to-treat and actual completed
the active treatment group resulted in a 50% reduction in participant data. We shall report recruitment and retention
VHI score. Recruiting ten patients in 6 months would figures together with reasons for loss of participants. An
therefore provide a good indication of potential important part of this feasibility is also to assess whether
improvement in the primary outcome measure and the six weekly treatment sessions provide adequate input to
ability to recruit an adequate number of patients in a 6 achieve the patient goals set at the outset of therapy and if
month time frame. not we shall report what was not addressed.
The supervising team and Sponsor (Nottingham
Progression criteria University Hospitals Research and Development team)
Determining progression criteria is seen as an essential will monitor progress during treatment, consider any
element in assessing the success of a feasibility study [44]. adverse effects and use that information to continue or halt
Using a traffic light system provides a method of defining the trial. Patients will be offered payment for travel costs
targets for progression with green indicating ‘go’, amber for face-toface research clinic appointments or to attend
‘amend’ and red ‘stop’ [44]. Seven feasibility criteria have the outpatient clinic for video-linked therapy sessions if
been identified that provide key indicators that will inform personal equipment is not adequate, but not for
whether progression to a pilot randomised controlled participation in the study.
study of CVT-VT versus SLT-VT. Firstly it is essential in Quantitative standard descriptive and inferential
this underpowered study that CVT-VT can improve the statistics methods will be applied to compare pre-and
voice and vocal function i.e. VHI score. Although up to posttherapy measures (median + interquartile ranges with
50% change in VHI score is often seen in VHI scores for 95% CI). Statistical analyses of audio and EGG recorded
SLT-VT interventions [60], > 20% improvement seems data will be performed using Speech Studio
adequate for a green outcome. Recruitment of > 9 patients (Laryngograph) and the SPSS Statistics package (Vers.
who complete the study in 6 months would also indicate a 24.0.0.2 IBM Corporation, Chicago, IL).
satisfactory ‘green’ recruitment rate. From a patient and VHI, VTDS and MPT will be reported using descriptive
CVT-P perspective, a ‘green’ acceptability outcome of statistics (median + interquartile ranges with 95% CI) and
Dissemination policies
Abbreviations
The aim of dissemination will be to inform other speech ANOVA Analysis of variance
and language therapists and CVT practitioners of the Ax A mplitude of acoustic signal (dB)
outcome of this approach of treating patients with MTD. CAPE-V C onsensus auditory-perceptual evaluation of voice
CI C onfidence interval
This will be achieved through scientific conference
CVI Complete vocal institute
presentations and workshops and feedback obtained to CRF Case-report form
inform SLT-VT acceptability. A paper will be written for a CVT Complete vocal technique
peer-reviewed publication, and the results will be CVT-P C omplete Vocal Technique practitioner
CVT-VT Complete Vocal Technique voice therapy
published using CONSORT extension guidelines for pilot
dB Decibel
and feasibility trials. DPIA Data Protection Impact Assessment
EGG E lectroglottography
Discussion ENT Ear, Nose and Throat
EAI Equal appearing interval
MTD is a common cause of voice problems but is a Fx Fundamental frequency measured from EGG signal
heterogeneous group of conditions causing varying (Hz)
degrees of functional limitation. The common feature for HNR Harmonics to noise
HRA Health Research Authority
type I– III MTD is an imbalance of the three main
HCRW Health and Care Research Wales
mechanisms for voice production mainly breath support, Hz Hertz
laryngeal muscle tension and neck and pharyngeal muscle LTAS Long-term average spectrum
tension (hyper-constriction) affecting resonance. MPT M aximum phonation time
MTD Muscle tension dysphonia
Traditional methods of treatment include a large range of MTP Muscle tension pattern
direct voice therapy methods, often used in combination. NNE N ormalised noise energy
Although widely employed successfully by SLT-Vs, many NUH N ottingham University Hospitals
PPIE Patient and public involvement
of the methods do not have a high level of evidence to RTSS Rehabilitation Treatment Specification System
support their use, and overlap in physiological aims. In QMC Q ueen’s Medical Centre
addition, reducing constriction and producing a normal Qx Contact quotient measured from EGG signal (%)
RFS Reflux Finding Score
sounding voice do not always equate to improved voice SD S tandard deviation
function in demanding physical environments or social SLT S peech and language therapy
situations. CVT-VT is a well-defined structured approach SLT-V Speech and language therapist specializing in voice
SLT-VT S peech and language therapy voice therapy
that enables singers and other professional voice VAS V isual analog
users/performers to produce their voice in a healthy VHA V ocal hygiene advice
manner for their vocal needs. CVT-VT has not been VHI Voice Handicap Index
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