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Final_KYC for Person Individual

The document is a client information form for Shubhakamana Securities Pvt. Ltd., requiring personal and financial details from clients. It includes sections for personal identification, occupation, family details, bank account information, and legal declarations regarding compliance with securities regulations. Clients must provide supporting documents and acknowledge the accuracy of the information provided.

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PRABIN BHATTARAI
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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0% found this document useful (0 votes)
23 views

Final_KYC for Person Individual

The document is a client information form for Shubhakamana Securities Pvt. Ltd., requiring personal and financial details from clients. It includes sections for personal identification, occupation, family details, bank account information, and legal declarations regarding compliance with securities regulations. Clients must provide supporting documents and acknowledge the accuracy of the information provided.

Uploaded by

PRABIN BHATTARAI
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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z'esfdgf ;]So'l/6Lh k|f= ln= :6s a|f]s/ g+=

-xfn;fn}
71 Shubhakamana Securities Pvt. Ltd. &!
lvr]sf]
gf/fo0frf}/, gS;fn, sf7df8f}+ . kf;kf]6{ ;fO{hsf]
g]kfn lwtf]kq af]8{af6 cg'dlt k|fKt
kmf]g g+= )1–5918829÷5918830 kmf]6f]_
Od]n M [email protected]
kmf]6f]df kg]{ u/L x:tfIf/
k|fs[lts JolQmsf] kl/ro ljj/0f
DETAILS OF NATURAL PERSON
cg';"rL–!@
-lgod @( sf] pklgod -!_ ;Fu ;DalGwt_

sfof{no k|of]hgsf] nflu dfq -For Official Use Only_


u|fxs gDa/ ;+s]t gDa/ ldlt
(Clients A/C No.): (ReferenceNo.): (Date):

tn pNn]lvt ;Dk"0f{ ljj/0f /fd|f];Fu eg'{ kg]{5 . cfkm';Fu ;/f]sf/ gePsf] ljj/0f pNn]v ug]{ sf]7fdf t];f]{ wsf{ tflglbg' xf]nf .
Please Complete all details and strike out the non-applicable fields/boxes.

u|fxssf] ljj/0f (Details of Client):

gfd
Name (in Block Letter)

hGd ldlt -lj=;+=_ O{=;+= lnË÷Gender:


Date of Birth (B.S.) (A.D.)
k'?if dlxnf cGo
Male Female Others

/fli6«otf÷(Nationality) g]kfnL÷Nepalese cGo -v'nfpg]_÷Others (If any)


gful/stf g+= hf/L lhNnf hf/L ldlt
(Citizenship No.) Issue District Issue Date

lxtu|fxL vftf g+=÷Beneficiary ID No.


:yfoL n]vf g+=÷Permanent Account No. (PAN)
u}/ cfjf;Lo g]kfnLsf] xsdf kl/ro kq g+= / 7]ufgf
Identification No. and address (In case of NRN)

:yfoL 7]ufgf (Permanent Address):

b]z (Nation): k|b]z (Province): lhNnf (District):


uf=kf=÷g=kf=÷p=d= g= kf=÷
d=g=kf=(R.M/M/SM/Metro) 6f]n (Locality): j8f g+= (Ward No.):

6]ln kmf]g g+=(Tele Phone No.): km\ofS; g+=(Fax No.): Ans g+= (Block No.):

df]afO{n g+=(Mobile No.) O{d]n (E-mail):

xfnsf] 7]ufgf (Current Address):

b]z (Nation): k|b]z (Province): lhNnf (District):


uf=kf=÷g=kf=÷p=d= g= kf=÷
d=g=kf=(R.M/M/SM/Metro) 6f]n (Locality): j8f g+= (Ward No.):

6]ln kmf]g g+=(Tele Phone No.): km\ofS; g+=(Fax No.): Ans g+= (Block No.):

df]afO{n g+=(Mobile No.) O{d]n (E-mail): (What's App/Viber No.):


k]zfsf] ljj/0f (Details of Occupation):

k]zf ;]jf ;/sf/L ;fj{hlgs÷lghL If]q Pg=hL=cf]=÷cfO{=Pg=hL=cf]= ljz]if1


Occupation Service Government Public/Private Sector NGO/INGO Expert
Jofkf/L s[lif ;]jflgj[t u[lx0fL ljBfyL{ cGo
Business Person Agriculture Retired House wife Student Others

Jofkf/sf] k|sf/ pTkfbg ;]jfd'vL cGo


Type of Business Manufacturing Service Oriented Others

;+:yfsf] gfd
Organization's Name
7]ufgf
Address
kb sd{rf/Lsf] xsdf sd{rf/L kl/ro kq g+=
Designation ID No. of Employee
cfly{s ljj/0f cfosf] ;Ldf -jflif{s ljj/0f_ ?= %,)),))) ;Dd ?= %,)),))! b]lv ?= !),)),))) ;Dd ?= !),)),))) eGbf dfly
Financial Details Income limit/Annual Detail Upto Rs. 5,00,000 From Rs. 5,00,001 to Rs. 10,00,000 Above Rs. 10,00,000
lwtf]kq vl/b laqmL ug]{ d'Vo p2]Zon] :yflkt O{Ge]i6d]G6 sDkgLdf ;+nUg 5'÷Yes 5}g÷NO
Involvement in investment companies which were established for securities trading
ePdf b]xfo adf]lhdsf] ljj/0f pNn]v ug'{ kg]{ . (If yes, mention below):
sDkgLsf] gfd
Name of the Company
kb ;~rfns kbflwsf/L z]o/wgL sd{rf/L cGo
Designation Director Executive Share Holder Employee Others

Psf3/ kl/jf/sf ;b:ox?sf] ljj/0f (Details of Family Members):

a'afsf] gfd
Father's Name

afh]sf] gfd
Grand Father's Name

cfdfsf] gfd
Mother's Name

klt÷kTgLsf] gfd
Spouse's Name

5f]/fsf] gfd
Son's Name

5f]/Lsf] gfd
-cljjflxt_
Daughter's Name
(Unmarried)

a'xf/Lsf] gfd
Daughter in Law's Name

;;'/fsf] gfd -ljjflxt


dlxnfsf] xsdf_
Father in Law's Name
(In Case of Married Women)
;f;'sf] gfd -ljjflxt
dlxnfsf] xsdf_
Mother in Law's Name
(In Case of Married Women)
a}+s vftf ljj/0f (Bank Account Details):

a}+ssf] gfd (Bank Name): zfvf (Branch):


vftf g+= (A/C No.):
vftf lsl;d (Type of A/C): art vftf (Saving A/C) rNtL vftf (Current A/C)

;+/Ifssf] ljj/0f -gfafnssf] xsdf_÷Guardian's Information-In case of minor:

;+/Ifssf] gfd÷y/
Name/Surname
(In Block Letter)

lgj]bs;Fusf] ;DaGw
Relationship with Applicant ;+/Ifssf] kmf]6f]
-xfn;fn} lvr]sf]_
kqfrf/ ug]{ 7]ufgf÷Correspondence Address
Guardian's
PP Size Photo
b]z k|b]z lhNnf (Recent)
Country Province District

uf=kf=÷g=kf=÷p=d=g=kf÷
dxfgu/kflnsf j8f g+= 6f]n kmf]g g+=
R.Mun./Mun./Sub Met Ward No. Tole Tel. No.
Metropolitan
df]afO{n g+= km\ofS; g+= :yfoL n]vf g++
Mobile No. Fax No. PAN No.

O{d]n÷E-mail ID

;+/Ifssf] x:tfIf/÷Guardian's Signature

af;:yfgsf] gS;f ÷ Location Map of Residence

Site Map of the Account Holder's Residence with nearby popular mailstone

N
3/ /x]sf] :yfgsf] gS;f
Location Map

if the Residence is ................................ meters (approximatery).


lwtf]kq sf/f]af/ ;DaGwdf tklzn adf]lhdsf] :j3f]if0ff ub{5' . ÷ I/We hereby decleare by following:
1= d÷xfdLn] lwtf]kq vl/bsf nflu k|of]u ug]{ /sd ;Dklt z'l4s/0f ;DaGwL k|rlnt sfg"g ljkl/t cfh{g u/]sf] x'g] 5}g .
I/We hereby confirm that funds used to purchase the shares have not been acquired by any means voilating prevailing Anti Money
laundering act.
2= lwtf]kqdf ul/Psf] nufgLdf lglxt hf]lvdsf] ;DaGwdf hfgsf/ 5' .
I/We fully understand the risks associated with respect to investing in stocks/Securities.
3= d÷xfdLn] vl/b u/]sf lwtf]kqx? afktsf] e'QmfgL lng] lbg] sfo{ tf]lsPsf] ;do leq ug]{ 5' .
I/We will duly comply the payment terms, required for purchase/sale of shares/securities.
4= d÷xfdLn] lwtf]kq ;DaGwL tyf cGo k|rlnt lgod sfg"gx?sf] kfngf ug]{5' .
I/We will fully comply the prevailing laws related to stock market/securities.
5= d÷xfdL shf{ ;"rgf s]Gb|sf] sfnf] ;"rLdf /x]sf] 5'÷5}g .
I/We am/are not included in the black list of credit information bureau.
;+nUg ug'{kg]{ sfuhftx¿M Documents required:
1= g]kfnL gful/sx¿sf] xsdf gful/stfsf] k|df0fkqsf] k|ltlnlk .
Copy of citizenship certificate (Incase of Nepali citizens)
2= cGo b]zsf] gful/ssf] xsdf kf;kf]6{sf] k|ltlnlk .
Copy of Passport (Incase of Foreign Citizens)
3= gfafnssf] xsdf ;+/Ifs tyf gfafns b'a}sf] kmf]6f] .
Photograps of Guardian & minor (Incase of minor)
4= sfg"gL ;+/Ifs eP ;f] ;DaGwL sfuhft .
legal Guardian related documents, if applicable.
5= cfdf jf afa' ;+/Ifs ePdf 5f]/f jf 5f]/Lsf] hGd btf{sf] k|df0fkqsf] k|ltlnlk .
Copy of birth registration certificate (Incase of minor)
6= lgj]bssf] x:tfIf/ tyf cf}+7f 5fkdf ;+/Ifssf] x:tfIf/ tyf cf}+7f 5fk .
Signature and finger print for the applicant and minor (where applicable)
7= s'g} ;+:yfsf] sd{rf/L /x]sf] xsdf sd{rf/L kl/rokqsf] k|ltlnlk .
Copy of employee identification if working at any organization.
dfly pNn]lvt ljj/0f ;To tYo /x]sf] / ;f] ljj/0fdf s'g} km/s k/] sfg"g adf]lhd ;x'Fnf, a'emfpFnf .
I/We hereby acknowledge that the above disclosed details are true. I/We, further hereby consent to bear any legal actions in case
any false disclosure of information related to me/us.

cf}+7f 5fk÷Thumb Print


Right Left

Signature of Customer
u|fxssf] x:tfIf/
ldlt
Date

sfof{no k|of]hgsf] nflu M For Official Use

Checked & Verified by Approved by

Signature Signature

Name Name

Designation Designation
sDkgLsf] 5fk
Date Date
Shubhakamana Securities Pvt. Ltd.

Risk Category: Low Risk Medium Risk High Risk* PEP Yes* PEP Associate PEP
No
Referrer Name Contact

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