Levine and Markowitz 2024 - The Role of Theory in Researching and Understanding Human Communication
Levine and Markowitz 2024 - The Role of Theory in Researching and Understanding Human Communication
https://doi.org/10.1093/hcr/hqad037
Advance access publication 13 October 2023
Original Research
Abstract
Theory looms large in the practice of human communication perspective. Unlike similar essays on communication theory,
scholarship. College-level textbooks on various communica- our goal is not to be prescriptive about how to do theory
tion topics describe relevant theories to students enrolled in (e.g., how to create or even define theory), nor are we
communication classes. In thesis and dissertation defenses, attempting to be pollyannish about the many accepted virtues
students are often asked, “What theory are you using?,” im- of theory. Instead, a conversation about communication the-
plying that they must apply at least one theory to ground their ory is advanced by asking questions that are hard to answer,
research and contribute to the field. In the peer-review process interrogating some often-implicit presumptions about the role
of academic journals, a perceived failure to be sufficiently the- of theory in communication science, and raising some less ob-
oretical can be grounds for rejection. Few, if any, modern vious implications of theory. This article will succeed if it
communication scholars would embrace the labels of being prompts deeper thought and discussion on the topic of com-
“dust-bowl” or atheoretical. Surely, no serious communica- munication theory across many areas of the field. We envision
tion scholar is genuinely and categorically against theory. this being useful for early career communication scholars who
Theory is undeniably a desirable “warm-fuzzy good thing” in are uncertain about what theory really is and why it matters,
modern academic culture (Mook, 1983). Without it, the bed- and a thoughtful commentary for seasoned communication
rock of communication and other social sciences is shaky and researchers who may wrestle with theory development as they
uncertain. No academic discipline could be built from a move forward in their established research programs.
purely empirical foundation. Having theory—understanding
the value it provides, what we gain by building and extending
theory, and the contributions that a scholar can make to the- “What theory are you using?”
ory—is more complicated and nuanced, however. We interro- In our experience, graduate students (and undergrads, junior
gate these complications in this article. faculty, visiting scholars, etc.) are frequently asked “what the-
This article addresses a broad set of questions about the ory are you using?” when trying to position one’s work
past, present, and future role of theory in communication within communication science at large. This question raises
scholarship: What is theory? Do all scholarly contributions re- many meta-theoretical issues relevant to this article. First, the
quire theory? What does it mean to make a theoretical contri- question implies that theory is a prerequisite for scholarship.
bution? What does theory do for us? And, if we continue to Later in this article, we will argue that this perspective is un-
accept theory as a scholarly imperative, what is the current fortunately limiting, and that there is a need for exploratory
state of theory in the field and where might communication and pre-theoretical inquiry and data. Further, a relevant the-
theory go in the future? To address these questions, we follow ory is not always available for each research interest. A better
and draw on important commentaries such as those of initial question, in our opinion, asks if there is a relevant the-
Chaffee and Berger (1987), Slater and Gleason (2012), and ory to be tested, extended, or used. When no relevant theory
DeAndrea and Holbert (2017), but we provide our own exists, the lack of a theory should not preclude research nor
publication. Advancing theory is undeniably valuable. Not all contributing to theory. Of course, deeply theoretical work
scholarly contributions, however, explicitly advance theory in mentions theory, but so too do articles that engage in a prac-
ways that are recognized at the time they are written. tice that might be called theoretical name dropping. Our con-
When a relevant theory or theories are available, follow-up cern is that if work must invoke theory to pass the peer-
questions might address how the theory is being engaged (cf. review process, then exploratory and pre-theoretical work
Slater & Gleason, 2012). Is the theory being directly tested in might mention a theory or otherwise invoke theory-related
a way that is informative about the merits of the theory? How words to appear theoretical and thereby get published. In
is the theory being advanced? Is a boundary condition being line with this concern, DeAndrea and Holbert (2017) found
explored or the scope being extended? Merely using a theory that the use of words in articles specifically related to
to inform a topic can provide valuable direction and insights, theory evaluation were infrequent. In a sample of articles
but using theory is less likely to push the theory and its related from four top journals between 2013 and 2015 (Journal
propositions forward. Making a theoretical contribution of Communication, Human Communication Research,
involves actually advancing the theory itself (Slater & Communication Research, Communication Monographs),
Gleason, 2012). just less than one-third of them included at least one theory
evaluation word, and at least half of those were evaluating
value in acknowledging that it exists and being thoughtful answer “why” can count as theory. Sometimes, although we
about how we balance conflicting values. personally think this goes too far, simply adding the word the-
When scholars define theory, perhaps the most notable di- ory to a topic or phenomenon (e.g., media theory, aggression
mension of variability for the word theory is narrowness- theory, language theory) can pass as theory or at least provide
breadth. At the wide end of this continuum, theory is synony- the appearance of theory.
mous with being minimally conceptional. Explicating a con- We prefer a much narrower use of the term, where theory
struct with a conceptual definition could constitute theory can be considered a set of logically coherent and inter-related
under some of the more expansive uses of the term (cf. Slater propositions or conjectures that (a) provide a unifying explan-
& Gleason, 2012). Similarly, at the broad end of the contin- atory mechanism and (b) can be used to derive testable and
uum, theory can be synonymous with explanation. Efforts to falsifiable predictions. In this relatively narrow view, thinking
Human Communication Research, (2024), Vol. 50, No. 2 157
conceptually or just explaining is not enough. Specifying a about a topic. We also answer “no” in a narrower sense of
path model or set of mediated links might or might not count theory. In explaining why not, we acknowledge that it would
as theory. We note that some scholars may use the word the- also always be better if we had at least one good theory than
ory even more restrictively, desiring to limit the term to for- if we did not. Nevertheless, a well-articulated and relevant
mal axiomatic theories, and considering work to count as theory is not currently available for every conceivable topic or
theoretical only if it conforms to a strict hypothetico- hypothesis worthy of investigation. It is not hard to imagine
deductive depiction (or caricature) of science. Slater and useful and enlightening scholarship that is neither formally
Gleason (2012) provide a definition similar to ours. They see engaged in theory building nor explicitly testing an existing
“the primary role of theory in communication science as the theory. Simply put, if one is interested in a question or phe-
provision of explanation, of proposing causal processes, the nomenon where suitable theory is currently lacking, this
explanation of ‘how’ and ‘under what circumstances’ in ways ought not preclude research. Consequently, it follows that not
that result in empirically testable and falsifiable predictions” all valuable scholarship requires theory in the narrow sense.
(p. 216).
The point here, however, is not to advocate for particular defi-
nition of theory but instead to argue that the efforts to impose a The chicken or the egg: theory or data first?
makes them so? Are there instances when no applicable the- questionable research practices such as p-hacking, and publi-
ory is preferred to a misapplied or unreliable theory? cation bias all combine to make the empirical merit of any
At the risk of diverting from our previous, more ecumenical claim murky at best (Dienlin et al., 2021; Lewis, 2020;
perspective, we will tentatively take the position that some Markowitz et al., 2021). Accumulating more data over time
theories are indeed preferable to other theories—at least for often further muddies the water as mixed findings pile up and
certain applications—and along certain criteria of evaluation. multiple citations can legitimately be provided in support of
For example, DeAndrea and Holbert (2017) expanded on incompatible empirical claims. Not even meta-analysis is im-
Chaffee and Berger’s (1987) list of criteria for evaluating the- mune. As prior work shows (Levine & Weber, 2020), regard-
ory. Their refined list includes explanatory power, predictive less of the topic, findings in communication are
power, parsimony, falsifiability, logical consistency, heuristic heterogeneous, and the heterogeneity is seldom resolved by
value, and organizing power. Building on this work, we fur- moderator analysis. In this way, meta-analytic results often
ther cautiously propose that theory can do more harm than document rather than resolve conclusions of mixed support
good when it is misapplied, used haphazardly, or thrown at for theoretical predictions. The net result is that a theory’s
data to see if it sticks. If the goal of scholarship is the pursuit supporters and critics can both provide plenty of citations for
of knowledge and understanding, it seems possible that cer- why the theory is well supported and clearly falsified.
empirically documented effect. These types of contributions Generality and external validity
might be considered theoretical building blocks for subsequent Perhaps the most underappreciated benefit of theory is that it
theoretical development. Although these types of contributions can provide satisfying answers to questions of generality in
may also be seen as just minimally theoretical, they are never- ways that data simply cannot. Theory is a better approach to
theless important because other types of theoretical contribu- achieving external validity than research design.
tions require well explicated components and explanations. We have all seen data collected on college students and
Coherent conceptual structures can lead to testable and falsifi- wondered if the findings might apply to working adults. We
able hypotheses about human communication and logically co- all likely agree that for most topics, a nationally representative
herent networks of hypotheses can lead to formal theory. sample is preferable to a sample of college students (though,
A second approach to theoretical contribution involves var- see Coppock et al., 2018). Nevertheless, we might still wonder
iations on theory creation. Arguments for the desirability of a that if the data were collected at a different point in time, or if
new theory will often take one of three forms. The first notes the questions were worded a bit differently, or perhaps pre-
the absence of a relevant theory for a given topic or purpose. sented in a different order, would the findings be the same?
If no relevant theory exists and if theory is desired, then it fol- These sorts of questions cannot be answered with data be-
lows that theory creation is needed. The second type of argu- cause we can never sample everyone everywhere over all times
diminished. The latter point, of course, deserves a strict em- from theory is not an admission of a research study being athe-
pirical evaluation to test how communication and other social oretical, but instead, an admission of one’s curiosity and uncer-
sciences share ideas and theories. tainty. Thus, we envision a future where exploratory and
descriptive work is more prevalent and more appreciated.
It is also important for authors to think about and explicitly
A caveat communicate the role of theory in their research. This article
As the reader has surely noticed, we have approached this ar- has noted the many functions that theory can serve; yet, these
ticle from a particular perspective. The present authors have a functions are often assumed or implied in a manuscript when
quantitative and social scientific approach to communication they could be made explicit. Being forthcoming about the role
scholarship. A consequence of originating from this scholarly of theory in one’s research will lead to conceptual and
tradition is that our commentary is better targeted for re- contribution-related clarity. This will lead to less superficial
search publishing in outlets such as Human Communication applications of theory (e.g., theoretical name dropping) and
Research than outlets like Communication, Culture, & toward more conceptual richness. If communication research
Critique. Both are worthy outlets, but they have different ori- is to value theory—and we undoubtedly think it should—then
entations and conventions. theory should be used appropriately. Theories are built on a