Circular

DEPARTMENT: COMPLIANCE
Download Ref No: NCL/CMPL/61186 Date: March 18,2024
Circular Ref. No: 03/2024

All Clearing Members

Sub: Segregation and Monitoring of Collateral at Client Level- Reporting Format

This is further to SEBI Circular no SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/187

dated December 12, 2023 and NSE circular NSE/INSP/60369 dated January 20,2024
on Operational guidelines and SOP on Upstreaming of clients’ funds by Stock Brokers
(SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) which states any
clients’ clear credit balances which are not placed by the SBs/CMs with the CC and
are reported in the segregation file as “Retained with TM” or “Retained with CM, the
Clearing Members are required to report retention reasons.

Basis discussion amongst Exchanges and Clearing Corporation, it has been decided
to capture justifications for retention of collateral in the daily client collateral
segregation file. The guidelines and revised format of daily collateral segregation data
is provided in Annexure 1.

Members are advised to take note and make necessary changes in their back-office
systems in order to comply with the aforesaid guidelines. Members may please note
that the effective date for reporting of retention reasons as per the revised format will
be communicated separately.

For and on behalf of

NSE Clearing Limited

Hima Bindu Vakkalanka

Vice President
Telephone No Fax No Email id
1800 266 0050 (Select IVR 022-26598243 [email protected]
Option No. 2)

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 Annexure 1

Instructions for reporting of retention reasons in Collateral Segregation file:

1. Members are required to report disaggregated segment-wise collateral data

across all clients on daily basis as per the existing mechanism.
2. With regards to reporting of retention reasons in the collateral segregation file,
members may note that there are no structure changes and retention reasons
are expected to be reported under the existing data fields as detailed in
subsequent points.
3. Retention Reason code is captured under column 52 - MTF/Non MTF and the
header is modified to MTF/Non MTF indicator/Reason code. Below are
retention reasons applicable:

Reason Code Reason Description

RC01 Receipt of funds from the clients post stipulated cut off time in
the USCNBA(s).
RC02 The FDRs already liened to the CC but not deposited with the
CC being in transit (including renewal cases) and subsequently
deposited with the CC within next 5 settlement days.

RC03 MFOS in transit and subsequently pledged to the CC on or

before next settlement day
RC04 Funds retained in the DSCNBA on account of payout
instructions submitted to the bank but processed on or before
next settlement day/funds payout instructions failed in the
banking system subject to adequate documentary evidence
from Bank.
RC05 Funds retained in the DSCNBA on account of cheques issued
to client but not cleared. [Note: The SB/CMs should ensure that
if the cheque is not cleared in next 5 settlement days from the
date of issuance, then the funds representing such uncleared
cheques mandatorily needs to be upstreamed to the CC on 6th
Settlement day.]

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 RC06 Funds credited back by the CC in the settlement account on
account of OFS.
RC07 Funds retained in the USCNBA account before cut off time but
not processed due to failure in the banking system subject to
adequate documentary evidence from Bank.
RC08 Funds retained overnight in DSCNBA account on running
account settlement days.
RC09 Retained for other than stipulated justifications reasons

4. Members are required to report retention amount at consolidated level (across

all UCCs @TM level and across all TMs / CP @CM level) for each of the reason
codes under
• Cash retained by TM (Column no. 22)
and / or
• Cash retained with CM (Column no.38)

5. Members may note that in rows where retention reason is uploaded, rest of the
fields will either be “0” / NA depending on data type (0 in case of numeric &
“NA” in case of character). However, the following fields shall be left blank when
retention reason is reported
• CP CODE
• CP PAN
• Client PAN
• Account Type
• Segment Indicator
• UCC Code
6. Members may note that the data pertaining to collateral retention can be either
included in existing collateral segregation file or separate file may be uploaded.

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The modified format of Client Collateral Segregation is given below.
Proposed changes for
Existing Structure of capturing retention
Field Length
Sr.No. Collateral segregation reasons in the
Name (Max)
reporting format Collateral segregation
Reporting
Date shall be the trade
date for which reporting
DD-MM-
1 Date is done. It should match As per existing
YYYY
with the date mentioned
in file nomenclature.
Alpha-numeric clearing
member PAN.
Clearing
Self-Clearing Member
2 Member Char (10) As per existing
should insert PAN
PAN
number in both CM
PAN & TM PAN column
Alpha-numeric trading
member PAN Value can
be Blank when CP code
Trading
is mentioned
3 member Char (10) As per existing
Self-Clearing Member
PAN
should insert PAN
number in both CM
PAN & TM PAN column
Alpha-numeric CP code
If the reason code is
Value can be Blank only
entered in Column (52)
4 CP Code Char (12) when Client PAN is
then Value should be
mentioned or Account
blank only
type is 'P'
Alpha-numeric CP PAN
If the reason code is
Value can be Blank only
entered in Column (52)
5 CP PAN Char (10) when Client PAN is
then Value should be
mentioned or Account
blank only
type is 'P'
Alpha-numeric Client
PAN Value can be If the reason code is
Client Blank only when CP entered in Column (52)
6 Char (10)
PAN Code is mentioned or then Value should be
Account type is 'P' blank only
For PAN EXEMPT

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 clients, members are
required to enter ‘PAN
EXEMPT’ in the Client
PAN column (Column
6)
If the reason code is
Account ‘P’ for Pro and ‘C’ for entered in Column (52)
7 Char (1)
Type Client/CP then Value should be
blank only
Values shall be the If the reason code is
Segment following: Values shall entered in Column (52)
8 Char (03)
Indicator be CM, FO, CD, CO, then Value should be
SLB, OFS, TPR and DT blank only
Alpha-numeric UCC
If the reason code is
Code Value can be
Char entered in Column (52)
9 UCC Code Blank when CP code is
(10) then Value should be
populated, or Account
blank only
type is 'P'
Financial
Ledger
balance-A
Value in Rs.
in the
Decimals shall be
books of
allowed upto 3 digits.
TM for If the reason code is
Value shall be for the
clients and Number entered in Column (52)
10 segment. It shall include
in the (20) then Value should be
the Credit entry on
books of "0" only
account of EPI and
CM for TM
MTM values. Negative
(Pro) and
Balance allowed.
in the
books of
CM for CP
Financial Value in Rs.
Ledger Decimals shall be
balance allowed upto 3 digits
(clear)-B Value shall be for the If the reason code is
in the Number segment. Financial entered in Column (52)
11
books of (20) ledger balance, after then Value should be
TM for adjusting for open bills "0" only
clients and of the client, un-cleared
in the cheques deposited or
books of issued and the margin

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 CM for TM obligations. Open bills
(Pro) and also contain ‘value of
in the credit entry posted in
books of client ledger in lieu of
CM for CP successful EPI to CC’.
Negative Balance
allowed
Value in Rs
Decimals shall be
allowed upto 3 digits
Value shall be for the
Peak segment. Highest net
Financial credit balance for the
Ledger segment during the day.
Balance However, in case there
(Clear)-C is clear debit balance
in the for the segment, then
books of report lowest net debit If the reason code is
TM for Number balance. Financial entered in Column (52)
12
clients and (20) ledger balance, after then Value should be
in the adjusting for open bills "0" only
books of of the client, un-cleared
CM for TM cheques deposited or
(Pro) and issued and the margin
in the obligations. Open bills
books of also contain ‘value of
CM for CP credit entry posted in
client ledger in lieu of
successful EPI to CC’.
Negative Balance
allowed
Bank
Guarantee
(BG)
received
If the reason code is
by TM Value in Rs.
Number entered in Column (52)
13 from Decimals shall be
(20) then Value should be
clients and allowed upto 3 digits
"0" only
by CM
from TM
(Pro) and
from CPs

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 Fixed
Deposit
Receipt
(FDR)
received
If the reason code is
by TM Value in Rs.
Number entered in Column (52)
14 from Decimals shall be
(20) then Value should be
clients and allowed upto 3 digits
"0" only
by CM
from
TM(Pro)
and from
CPs
Approved
Securities
Cash
Compone
nt
Value in Rs.
received If the reason code is
Decimals shall be
by TM Number entered in Column (52)
15 allowed upto 3 digits
from (20) then Value should be
Value after appropriate
clients and "0" only
haircut
by CM
from
TM(Pro)
and from
CPs
Approved
Securities
Non-cash
componen
t received Value in Rs.
If the reason code is
by TM Decimals shall be
Number entered in Column (52)
16 from allowed upto 3 digits.
(20) then Value should be
clients and Value after appropriate
"0" only
by CM haircut
from
TM(Pro)
and from
CPs

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 Non-
Approved
Securities
received
Value in Rs.
by TM If the reason code is
Decimals shall be
from Number entered in Column (52)
17 allowed upto 3 digits.
clients and (20) then Value should be
Value after appropriate
by CM "0" only
haircut
from
TM(Pro)
and from
CPs
Value of
CC
approved
Commoditi
es
Value in Rs.
received If the reason code is
Decimals shall be
by TM Number entered in Column (52)
18 allowed upto 3 digits
from (20) then Value should be
Value after appropriate
clients and "0" only
haircut
by CM
from
TM(Pro)
and from
CPs
Other
collaterals
received Value in Rs.
by TM Decimals shall be
If the reason code is
from allowed up to 3 digits.
Number entered in Column (52)
19 clients and Other collateral would
(20) then Value should be
by CM be any other form not
"0" only
from covered in Column 10
TM(Pro) to Column 18
and from
CPs
Value in Rs.
Credit If the reason code is
Decimals shall be
entry in Number entered in Column (52)
20 allowed upto 3 digits.
ledger in (20) then Value should be
Value of credit entry
lieu of EPI "0" only
posted in ledger in lieu

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 for clients / of successful EPI to CC,
TM Pro which is considered for
margin purpose for the
day.
Value in Rs.
Decimals shall be
allowed upto 3 digits.
Pool Value of the securities, If the reason code is
Account Number which are sold and entered in Column (52)
21
for clients / (20) available in the Pool then Value should be
TM Pro account of the member "0" only
and considered for
margin purpose for the
day.
Value in Rs.
Decimals shall be Cash retained by TM to
Cash
Number allowed upto 3 digits. be indicated for each of
22 Retained
(20) The details will pertain the reason codes
by TM
to collateral retained by separately.
the TM from client
Value in Rs.
Bank Decimals shall be
If the reason code is
Guarantee allowed upto 3 digits.
Number entered in Column (52)
23 (BG) The details will pertain
(20) then Value should be
Retained to collateral received
"0" only
by TM from client and retained
with the TM.
Value in Rs.
Decimals shall be
allowed upto 3 digits.
Fixed
The details will pertain
Deposit If the reason code is
to collateral received
Receipt Number entered in Column (52)
24 from client and retained
(FDR) (20) then Value should be
with the TM. It should
Retained "0" only
not contain details of
by TM
FDR passed on to the
CM in any other form of
collateral.
Approved If the reason code is
Value in Rs.
Securities Number entered in Column (52)
25 Decimals shall be
Cash (20) then Value should be
allowed upto 3 digits
Compone "0" only

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 nt Value after appropriate
Retained haircut
by TM
Approved
Value in Rs.
Securities If the reason code is
Decimals shall be
Non-cash Number entered in Column (52)
26 allowed upto 3 digits
componen (20) then Value should be
Value after appropriate
t Retained "0" only
haircut
by TM
Non- Value in Rs.
If the reason code is
Approved Decimals shall be
Number entered in Column (52)
27 Securities allowed upto 3 digits
(20) then Value should be
Retained Value after appropriate
"0" only
by TM haircut
Value of
CC Value in Rs.
If the reason code is
approved Decimals shall be
Number entered in Column (52)
28 Commoditi allowed upto 3 digits
(20) then Value should be
es Value after appropriate
"0" only
Retained haircut
by TM
Other If the reason code is
Value in Rs.
Collaterals Number entered in Column (52)
29 Decimals shall be
Retained (20) then Value should be
allowed upto 3 digits.
by TM "0" only
Value in Rs.
Decimals shall be
If the reason code is
Cash allowed upto 3 digits.
Number entered in Column (52)
30 placed The details will pertain
(20) then Value should be
with CM to Collaterals placed
"0" only
with CM for Client/TM
Pro/CP.
Value in Rs.
Decimals shall be
allowed upto 3 digits.
Bank
The details will pertain If the reason code is
Guarantee
Number to Collaterals placed entered in Column (52)
31 (BG)
(20) with CM for Client/TM then Value should be
placed
Pro/CP. The details "0" only
with CM
shall include BG
created out of client
funds. For account type

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 ‘C’ the details shall
include funded portion
of BG and for account
type ‘P’ the details shall
include non-funded
portion of BG. For TM
Pro if BG is created
from own funds and
placed with Clearing
Member the same shall
also be included for
account type ‘P’.
Value in Rs.
Decimals shall be
Fixed
allowed upto 3 digits.
deposit If the reason code is
The details will pertain
receipt Number entered in Column (52)
32 to Collaterals placed
(FDR) (20) then Value should be
with CM for Client/TM
placed "0" only
Pro/CP. The details
with CM
shall include FD created
out of client funds.
Value in Rs.
Approved Decimals shall be
Securities allowed upto 3 digits. If the reason code is
Cash Number The details will pertain entered in Column (52)
33
Compone (20) to Collaterals placed then Value should be
nt placed with CM for Client/TM "0" only
with CM Pro/CP. Value after
appropriate haircut
Value in Rs. Decimals
Approved shall be allowed upto 3
Securities digits. The details will If the reason code is
Non-cash Number pertain to Collaterals entered in Column (52)
34
componen (20) placed with CM for then Value should be
t placed Client/TM Pro/CP. "0" only
with CM Value after appropriate
haircut
Non- Value in Rs. Decimals
If the reason code is
Approved shall be allowed upto 3
Number entered in Column (52)
35 Securities digits. The details will
(20) then Value should be
placed pertain to Collaterals
"0" only
with CM placed with CM for

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 Client/TM Pro/CP.
Value after appropriate
haircut
Value in Rs.
Value of Decimals shall be
CC allowed upto 3 digits. If the reason code is
approved Number The details will pertain entered in Column (52)
36
Commoditi (20) to Collaterals placed then Value should be
es placed with CM for Client/TM "0" only
with CM Pro/CP. Value after
appropriate haircut
Other If the reason code is
Value in Rs.
Collaterals Number entered in Column (52)
37 Decimals shall be
placed (20) then Value should be
allowed upto 3 digits.
with CM "0" only
Value in Rs.
Decimals shall be
Cash retained by CM to
Cash allowed upto 3 digits.
Number be indicated for each of
38 Retained The details will pertain
(20) the reason codes
with CM to collateral received
separately.
from TM/CP and
retained by the CM
Value in Rs.
Bank Decimals shall be
If the reason code is
Guarantee allowed upto 3 digits.
Number entered in Column (52)
39 (BG) The details will pertain
(20) then Value should be
retained to collateral received
"0" only
with CM from TM/CP and
retained by the CM.
Value in Rs.
Decimals shall be
allowed upto 3 digits.
Fixed
The details will pertain
deposit If the reason code is
to collateral received
receipt Number entered in Column (52)
40 from TM/CP and
(FDR) (20) then Value should be
retained by the CM. It
retained "0" only
should not contain
with CM
details of FDR passed
on to the CC in any
other form of collateral.

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 Value in Rs. Decimals
Approved shall be allowed upto 3
Securities digits. The details will If the reason code is
Cash Number pertain to collateral entered in Column (52)
41
Compone (20) received from TM/CP then Value should be
nt retained and retained by the CM. "0" only
with CM Value after appropriate
haircut
Value in Rs. Decimals
Approved shall be allowed upto 3
Securities digits. The details will If the reason code is
Non-cash Number pertain to collateral entered in Column (52)
42
componen (20) received from TM/CP then Value should be
t retained and retained by the CM. "0" only
with CM Value after appropriate
haircut
Value in Rs. Decimals
shall be allowed upto 3
Non-
digits. The details will If the reason code is
Approved
Number pertain to collateral entered in Column (52)
43 Securities
(20) received from TM/CP then Value should be
retained
and retained by the CM. "0" only
with CM
Value after appropriate
haircut
Value in Rs. Decimals
Value of
shall be allowed upto 3
CC
digits. The details will If the reason code is
approved
Number pertain to collateral entered in Column (52)
44 Commoditi
(20) received from TM/CP then Value should be
es
and retained by the CM. "0" only
retained
Value after appropriate
with CM
haircut
Value in Rs. Decimals
Other shall be allowed upto 3 If the reason code is
Collaterals Number digits. The details will entered in Column (52)
45
Retained (20) pertain to collateral then Value should be
with CM received from TM/CP "0" only
and retained by the CM.
Value in Rs. If the reason code is
Cash
Number Decimals shall be entered in Column (52)
46 placed
(20) allowed upto 3 digits. then Value should be
with NCL
The details will pertain "0" only

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 to collateral placed with
CC for the Client/TM
Pro/CP/CM.
Value in Rs. Decimals
Bank
shall be allowed upto 3 If the reason code is
Guarantee
Number digits. The details will entered in Column (52)
47 (BG)
(20) pertain to collateral then Value should be
placed
placed with CC for the "0" only
with NCL
Client/TM Pro/CP/CM.
Fixed Value in Rs. Decimals
deposit shall be allowed upto 3 If the reason code is
receipt Number digits. The details will entered in Column (52)
48
(FDR) (20) pertain to collateral then Value should be
placed placed with CC for the "0" only
with NCL Client/TM Pro/CP/CM.
Value in Rs. Decimals
Approved shall be allowed upto 3
Securities digits. The details will If the reason code is
Cash Number pertain to collateral entered in Column (52)
49
Compone (20) placed with CC for the then Value should be
nt placed Client/TM Pro/CP/CM "0" only
with NCL Value after appropriate
haircut
Value in Rs. Decimals
Approved shall be allowed upto 3
Securities digits. The details will If the reason code is
Non-cash Number pertain to collateral entered in Column (52)
50
componen (20) placed with CC for the then Value should be
t placed Client/TM Pro/CP/CM "0" only
with NCL Value after appropriate
haircut
Value in Rs. Decimals
Value of shall be allowed upto 3
CC digits. The details will If the reason code is
approved Number pertain to collateral entered in Column (52)
51
Commoditi (20) placed with CC for the then Value should be
es placed Client/TM Pro/CP/CM. "0" only
with NCL Value after appropriate
haircut

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 Values shall be either of Values shall be either of
the following: the following:
NON MTF NON MTF
MTF MTF
NA NA
NON MTF means all NON MTF means all
segments other than segments other than
MTF (like CM, FO, CD, MTF (like CM, FO, CD,
CO, SLB, MFSS and CO, SLB, MFSS and
DEBT) (Since MTF is DEBT) (Since MTF is
MTF /Non
available in CM available in CM
MTF
segment, system shall segment, system shall
52 indicator/R Char (07)
not accept MTF type in not accept MTF type in
eason
any segments other any segments other
Code
than CM segment) than CM segment)
RC01
RC02
RC03
RC04
RC05
RC06
RC07
RC08
RC09
Value in Rs.
Decimals shall be
allowed upto 3 digits.
Cannot be blank either
‘0’ or numeric value
This will include (1)
If the reason code is
Value of cheques
Uncleared Number entered in Column (52)
53 received from the
Receipts (20) then Value should be
clients, which are not
"0" only
cleared at EOD and/or
(2) Funds received
through Payment
gateways however
same is not credited in
bank account at EOD

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 Govt
Securities
Value in Rs.
/ T bills
Decimals shall be
received
allowed upto 3 digits
by TM If the reason code is
Value of G-Sec / T-bills
from Number entered in Column (52)
54 which is provided
clients and (20) then Value should be
through E-Kuber and
by CM "0" only
not by way of margin
from
pledge-repledge
TM(Pro)
mechanism
and from
CPs
Value in Rs. Decimals
shall be allowed upto 3
Govt
digits Value of G-Sec / If the reason code is
Securities
Number T-bills which is provided entered in Column (52)
55 /T-bills
(20) through E-Kuber and then Value should be
Retained
not by way of margin "0" only
by TM
pledge-repledge
mechanism
Value in Rs. Decimals
shall be allowed upto 3
Govt
digits Value of G-Sec / If the reason code is
Securities/
Number T-bills which is provided entered in Column (52)
56 T bills
(20) through E-Kuber and then Value should be
placed
not by way of margin "0" only
with CM
pledge-repledge
mechanism
Value in Rs. Decimals
shall be allowed upto 3
Govt
digits Value of G-Sec / If the reason code is
Securities/
Number T-bills which is provided entered in Column (52)
57 T bills
(20) through E-Kuber and then Value should be
retained
not by way of margin "0" only
with CM
pledge-repledge
mechanism
Value in Rs. Decimals
Govt
shall be allowed upto 3 If the reason code is
Securities
Number digits Value of G-Sec / entered in Column (52)
58 –T bills
(20) T-bills which is provided then Value should be
placed
through E-Kuber and "0" only
with NCL
not by way of margin

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 pledge-repledge
mechanism
Value in Rs. Decimals
shall be allowed upto 3
digits. For account type
‘C’ and ‘P’ the details
shall include only
funded portion of BG
retained with CM.
(Funded portion of BG
to be shown for account
type ‘C’ would be equal
to value shown in
account type ‘C’ in the
column "Bank
Bank Guarantee (BG)
Guarantee retained with CM".
If the reason code is
(BG) Aggregate value of
Number entered in Column (52)
59 Funded Funded portion of BG to
(20) then Value should be
portion be shown for account
"0" only
retained type ‘P’ in column "Bank
with CM Guarantee (BG)
Funded portion retained
with CM" and Non
funded portion of BG to
be shown for account
type ‘P’ in column "Bank
Guarantee (BG) Non
funded portion retained
with CM" should be
equal to the value
shown in account type
‘P’ in the column "Bank
Guarantee (BG)
retained with CM")

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 Value in Rs. Decimals
shall be allowed upto 3
digits. For account type
‘P’ the details shall
include non funded
portion of BG retained
with CM For account
type ‘C’ same is NA
Note: Aggregate value
of Funded portion of BG
Bank
to be shown for account
Guarantee
type ‘P’ in column "Bank If the reason code is
(BG) Non
Number Guarantee (BG) entered in Column (52)
60 funded
(20) Funded portion retained then Value should be
portion
with CM" and Non "0" only
retained
funded portion of BG to
with CM
be shown for account
type ‘P’ in column "Bank
Guarantee (BG) Non
funded portion retained
with CM" should be
equal to the value
shown in account type
‘P’ in the column "Bank
Guarantee (BG)
retained with CM".
Value in Rs. Decimals
shall be allowed upto 3
digits. For account type
‘C’ and ‘P’ the details
shall include only
Bank
funded portion of BG
Guarantee
placed with NCL. Note: If the reason code is
(BG)
Number Funded portion of BG to entered in Column (52)
61 Funded
(20) be shown for account then Value should be
portion
type ‘C’ would be equal "0" only
placed
to value shown in
with NCL
account type ‘C’ in the
column “Bank
Guarantee (BG) placed
with NCL”. Aggregate
value of Funded portion

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 of BG to be shown for
account type ‘P’ in
column “Bank
Guarantee (BG)
Funded portion placed
with NCL” and Non
funded portion of BG to
be shown for account
type ‘P’ in column “Bank
Guarantee (BG) Non
funded portion placed
with NCL” should be
equal to the value
shown in account type
‘P’ in the column “Bank
Guarantee (BG) placed
with NCL”.
Value in Rs. Decimals
shall be allowed upto 3
digits. For account type
‘P’ the details shall
include non-funded
portion of BG placed
with NCL. For account
type ‘C’ same is NA
Note: Aggregate value
Bank
of Funded portion of BG
Guarantee
to be shown for account If the reason code is
(BG) Non
Number type ‘P’ in column “Bank entered in Column (52)
62 funded
(20) Guarantee (BG) then Value should be
portion
Funded portion placed "0" only
placed
with NCL” and Non
with NCL
funded portion of BG to
be shown for account
type ‘P’ in column “Bank
Guarantee (BG) Non
funded portion placed
with NCL” should be
equal to the value
shown in account type
‘P’ in the column “Bank

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 Guarantee (BG) placed
with NCL”.
Value in Rs. Decimals
shall be allowed upto 3
digits. Note: The
amount of funds
released on account of
running account
settlement of client on
settlement date as per
NSE circular
NSE/INSP/53115 dated
July 27, 2022 and
debited from bank
account on next day of
settlement date shall be
provided. Aforesaid If the reason code is
Settlement Number value shall be provided entered in Column (52)
63
Amount (20) only in the submission then Value should be
made for the next "0" only
working day after the
settlement date as per
aforesaid circular e.g., if
settlement date is
October 07, 2022 as per
aforesaid circular, then
said data needs to be
provided in the
submission made for
next day i.e. October
10, 2022. Value should
be mentioned 0 in the
submissions made for
other days.

Non-Confidential
 YES
NA
Note: In case a member
is unable to settle the
client account due to
Unclaimed non-availability of If the reason code is
/Unsettled client’s bank accounts entered in Column (52),
64 Char(03)
Client and non-traceability of only then NA should be
Funds client as per entered.
NSE Circular No.
NSE/INSP/43488 dated
February 10, 2020, then
member shall write Yes,
else NA
Value in Rs. (Decimals
shall be allowed upto 3
digits)
NA
Note: Cash collateral
Cash collected from clients If the reason code is
Collateral Number for the MTF positions entered in Column (52)
65
FOR MTF (20) and available in books then Value should be
Position of accounts maintained "0" only
for MTF. Value will be
mentioned in MTF
indicator only and Value
will be NA for Non-MTF
indicator

Non-Confidential