emc smarts
emc smarts
Introduction
P/N 300-005-568
REV A01
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Preface ......................................................................................................................... 5
Index .......................................................................................................................... 41
As part of an effort to improve and enhance the performance and capabilities of its product
lines, EMC periodically releases revisions of its hardware and software. Therefore, some
functions described in this document may not be supported by all versions of the software or
hardware currently in use. For the most up-to-date information on product features, refer to
your product release notes.
If a product does not function properly or does not function as described in this document,
please contact your EMC representative.
The Service Assurance Manager (Service Assurance) solution automatically
correlates topology and event data from multiple EMC Smarts managed domains to
diagnose root-cause problems and (with Business Impact Manager) the impact that
those problems have on business-critical processes and services. EMC Smarts
managed domains can include IP networks, systems, routing protocols, ATM/Frame
Relay, applications, and business entities. Service Assurance Manager enables
operations personnel to effectively prioritize their time and resources to maintain and
sustain the business-critical processes and services.
EMC Smarts Service Assurance Manager Introduction provides high-level architectural
and functional overviews of the EMC Smarts Service Assurance Management Suite
solution. It also provides several examples of implementation scenarios.
Audience This document is intended for operations staff, managers, and administrators who
are interested in automated Service Assurance solutions.
EMC Smarts Service In this document, the term BASEDIR represents the location where EMC Smarts
Assurance software is installed.
Management Suite
installation directory For UNIX, this location is: /opt/InCharge<n>/<productsuite>.
For Windows, this location is: C:\InCharge<n>\<productsuite>.
The <n> represents the software platform version number. The <productsuite>
represents the EMC Smarts product suite to which the product belongs. For example,
on UNIX operating systems, EMC Smarts Service Assurance Management Suite is, by
default, installed to /opt/InCharge7/SAM/smarts. On Windows operating systems,
this product is, by default, installed to: C:\InCharge7\SAM\smarts. This location is
referred to as BASEDIR/smarts.
Optionally, you can specify the root of BASEDIR to be something other than
/opt/InCharge7 (on UNIX) or C:\InCharge7 (on Windows), but you cannot change
the <productsuite> location under the root directory.
For more information about the directory structure of EMC Smarts software, refer to
the EMC Smarts System Administration Guide.
EMC Smarts Service The EMC Smarts Service Assurance Management Suite includes the following
Assurance products:
Management Suite
◆ Service Assurance Manager (Global Manager), includes Business Impact
Manager (BIM) and Failover System
◆ Global Console
◆ Business Dashboard
◆ SAM Native Adapters:
• Service Assurance Manager Notification Adapters (E-Mail Notifier Adapter,
Script Notifier Adapter, SNMP Trap Notifier Adapter, Log File Notifier
Adapter)
• Adapter Platform (Adapter Platform server, Syslog Adapter, SNMP Trap
Adapter, sm_ems command-line interface)
• XML Adapter
Related In addition to this document, EMC Corporation provides a Help system for
documentation command line programs as well as product documentation.
Note: These documents are updated periodically. Electronic versions of the updated manuals
are available on the Powerlink website:
http://Powerlink.EMC.com.
EMC Smarts Business The following documents are relevant to users of the EMC Smarts Service Assurance
Impact Manager User Management Suite:
Guide documentation
◆ EMC Smarts Service Assurance Manager Introduction
◆ EMC Smarts Service Assurance Management Suite Deployment Guide
◆ EMC Smarts Service Assurance Management Suite Installation Guide
◆ EMC Smarts Service Assurance Manager Operator Guide
◆ EMC Smarts Service Assurance Manager Configuration Guide
Suggestions for You may search across multiple PDF files using the Adobe Reader software.
searching PDF files
1. If the documentation is not accessible to all users of the EMC Smarts product
suite, copy the contents of the BASEDIR/smarts/doc/pdf directory to a central
location, such as a shared drive on your LAN, that operators and others may
view.
2. To search throughout the documentation library, open the Acrobat Reader
software.
a. Choose Edit > Search, and enter a word or phrase.
b. Select All PDF Documents in, in the Where would you like to search option,
and type the pathname of the location where the PDF documents reside.
If you have more than one EMC Smarts product suite installed, you can set up
cross-product document searches by copying files from the
BASEDIR/smarts/doc/pdf directory for each product suite into this common
documentation directory path.
Conventions used in EMC uses the following conventions for notes and cautions.
this document
Note: A note presents information that is important, but not hazard-related.
! IMPORTANT
An important notice contains information essential to the operation of the
software.
! CAUTION
A caution contains information essential to avoid data loss or damage to the system
or equipment. The caution may apply to hardware or software.
Typographical conventions
EMC uses the following conventions in this guide:
Normal font In running text:
• Interface elements (for example, button names, dialog box names) outside of
procedures
• Items that the user selects outside of procedures
• Java classes and interface names
• Names of resources, attributes, pools, Boolean expressions, buttons, DQL
statements, keywords, clauses, environment variables, filenames, functions, menu
names, utilities
• Pathnames, URLs, filenames, directory names, computer names, links, groups,
service keys, file systems, environment variables (for example, command line and
text), notifications
Bold In procedures:
• Names of dialog boxes, buttons, icons, menus, fields, and maps
• Selections from the user interface, including menu items, and field entries
• Key names
• Window names
• Code examples
• Commands
• User interface tabs
Italic Used for:
• Full publications titles referenced in text
In procedures:
• Directory paths
• Filenames
• Scripts
• Important/unique words
• URLs
• Utilities
• Variables
Courier Used for:
• System output
• User entry
<> Angle brackets used to enclose parameter or variable values supplied by the user.
[] Square brackets used to indicate optional values.
| Vertical bar used to indicate alternate selections. The bar means “or”.
{} Braces used to indicate content that you must specify (that is, x or y or z).
... Ellipses used to indicate nonessential information omitted from the example.
% Used to indicate a C shell prompt.
# Used to indicate a C shell superuser prompt.
▼▲ Used to indicate a command is wrapped over one or more lines. The command must
be typed as one line.
Pathname conventions
Directory pathnames are shown with forward slashes (/). Users of the Windows
operating systems should substitute back slashes (\) for forward slashes.
Graphical conventions
If there are figures illustrating consoles in this document, they represent the consoles
as they appear in Windows. Under UNIX, the consoles appear with slight differences.
For example, in views that display items in a tree hierarchy such as the Topology
Browser, a plus sign appears for Windows and an open circle displays for UNIX.
Smarts Manager
Unless otherwise specified, the term Smarts Manager is used to refer to EMC Smarts
programs such as Domain Managers, Global Managers, and adapters.
Where to get help EMC support, product, and licensing information can be obtained as follows.
Product information — For documentation, release notes, software updates, or for
information about EMC products, licensing, and service, go to the EMC Powerlink™
website (registration required) at:
http://Powerlink.EMC.com
Architectural
Overview
Architectural Overview 11
Architectural Overview
Global Consoles
InCharge Business
InCharge Impact Manager
InCharge Service
Business Dashboard Assurance
Manager InCharge Report
Manager
ICIM Information
3rd Party
Applications
Global Console
EMC Smarts Service Assurance Manager includes a user interface that provides
different views into EMC Smarts-managed domains.
The Global Console displays topology and notifications as well as summary,
containment, and status information. EMC Smarts operators use the Global Console
to monitor EMC Smarts domains, acquire detailed information (on demand) about
topology and events, respond to problems, and take corrective action. EMC Smarts
administrators with appropriate privileges and access control can use the Global
Console to discover topology, and administer underlying domains, as well as
administer EMC Smarts users, user profiles, program tools, and escalation policies.
The Global Console runs as a standalone Java program.
SAM adapters also enable EMC Smarts Service Assurance Manager to forward event
information to third-party applications, such as trouble ticketing systems.
Program
Tools
Global
Console
InCharge
Service Assurance
Manager
ICIM Information
InCharge Service
Assurance Manager
Adapters
3rd Party
Data Sources
Global Consoles
Host
Web Console
Remote User
Host
Web Browsers
GLOBAL
MANAGER Host
Business Dashboard
Remote User
Functional Overview
Functional Overview 17
Functional Overview
ConnectedVia
IP IP Network
ConnectedVia/ IP Network
ConnectedSystems
Underlying
Router
ConnectedVia
Interface Cable
ConnectedVia
Cable
ComposedOf
Router
Map Console
The Map Console displays, by way of icons and edges, the managed elements in a
given environment and the relationships between them. Different types of maps are
made available based upon the elements in your managed topology. For example,
with EMC Smarts IP Availability Manager, the console displays infrastructure
elements in network and connectivity maps. With the addition of Business Impact
Manager, the console can also display business services maps that show how the
infrastructure elements are associated with business services, as well as the customers
that subscribe to those services.
Operations personnel can select elements in the maps and then display detailed
information about the elements, such as the ports and/or interfaces contained in a
system.
If the status of a given element displayed in the Map Console indicates a problem,
operations personnel can view the audit logs of events by way of the Notification
Properties dialog box. They can also select and use tools such as on-demand pings
and Telnet sessions.
The maps can be customized to meet your needs and/or preferences. For example,
custom backgrounds and element icons can be incorporated into the maps.
Notification severity
The EMC Smarts Service Assurance Manager classifies notifications according to
their calculated severity.
The notifications listed in the Notification Log Console and the Map Console are
color-coded in accordance with the severity of the events. Icons are also used in the
notification log and the maps to identify severity.
The color codes are explained in Table 1.
Notification List
A Notification List determines the events that are forwarded to a given client.
Essentially, the list filters the notifications that are sent from the Global Manager to a
client. Additionally, the list, which is configured by the EMC Smarts administrator,
can be assigned to one or more user profiles. The personnel assigned to a specified list
only see the set of events defined by the list.
The lists could be used to organize, for example:
◆ Business units
◆ Geographical regions
◆ Groups of resources
During day-to-day operations, operations personnel use the Global Console to
monitor and manage their areas of responsibility. In doing so, personnel see only the
subset of notifications defined for them in the Notification List.
EMC Smarts adapters can also connect to a Notification List, and receive the
notifications that match the conditions specified in the list.
The EMC Smarts Service Assurance Manager Configuration Guide contains information
about Notification Lists.
Tools
Tools (server, client, and automatic) are programs that are executed by EMC Smarts
Service Assurance Manager. There are two types of tools:
◆ Server and client tools can be invoked by operations personnel in the Global
Console or can be automated using escalation policies. Tools invoked by
operators may produce output that can be sent back to the console for display.
◆ Automatic tools are executed by administrator-specified escalation policies or by
adapters. Output is not sent back to the console for display.
Server and client tools are executed in the context of a particular target object. The
target object may be a notification, or it may be an infrastructure element such as a
router. When invoked from the Global Console, the specification of the target object is
implicit.
Automatic tools are executed for notifications that meet the escalation criteria for
specified periods of time.
The EMC Smarts Service Assurance Manager Configuration Guide contains additional
information about the Service Assurance tools.
Notification escalation
Escalation is a process that defines a sequence of corrective actions for notifications.
Examples of corrective actions include alerting responsible parties and executing
automatic tools. EMC Smarts administrators use the Escalation view in the Global
Manager Administration Console to configure escalation policies.
Escalation policies enable EMC Smarts administrators to automate responses to
events. For example, an administrator can configure an escalation policy to page a
shift supervisor if no one takes ownership of a problem for more than 15 minutes. If
the problem remains unowned for 30 minutes, the policy will page the operations
manager. The administrator can define multiple policies to handle different types of
events.
Audit log
An audit log is associated with each of the notifications that the EMC Smarts Service
Assurance Manager receives from the underlying EMC Smarts applications. The
audit log includes the following information:
◆ Event
◆ Time of the update
◆ Name of the operations person or system that made the update
◆ Type of audit entry
◆ Description of the entry (Notify, Clear, or Suspend, for example)
Service Assurance begins to create an audit log when it receives a notification, and
relates the event to an infrastructure element. Thereafter, Service Assurance adds
actions for the event, any program tools used for the event, and changes in the status
of the event. Actions may include system actions such as archiving and user actions
such as acknowledgement and ownership. Comments can be added directly to the
audit log.
An audit log for each notification can be viewed in an audit log dialog box using the
Global Console, exported to spreadsheet applications, or printed as part of a report.
All the audit log entries for individual notifications are stored in one log file on the
Global Manager.
Containment
The Containment dialog box provides detailed information about a managed
element. Containment information varies depending upon the type of element and
the type of analysis being performed by the underlying domain. As examples, for a
network connection, the containment information includes details about connection
points; for a device managed by IP Performance Manager, containment information
includes details about the device’s memory.
The Containment dialog box is available for selected notifications in the Notification
Log Console, for selected instances in the Topology Browser Console, and for selected
nodes in the Map Console. When an element is managed by multiple Domain
Managers, the Containment dialog box includes all the containment information for
each domain.
Security
Security is a critical concern in the world of large-scale distributed networks.
Therefore, the EMC Smarts Service Assurance Manager provides several means by
which EMC Smarts administrators can set up security and control access to the
system. This includes:
◆ User rights and privileges, including client authentication
◆ Encryption of passwords in files
◆ Encryption of communication channels
An EMC Smarts administrator can place access restrictions on certain console
operations by applying user profiles. Each user should be associated with a profile
that defines the appropriate level of access control (rights and privileges) for their
position and job responsibilities.
Client/server connections are controlled on both the client and server sides of the
system. The system is secured using authentication records and by assigning
connection privileges on the server side. When a client initiates a connection to a
server, the client must supply appropriate authentication to the server before the
connection (as defined by the connection privileges) is permitted.
For added protection, authentication and other passwords are encrypted in the files
that store them.
Communication channels (that is, TCP connections made via Remote API) between
EMC Smarts servers, brokers, and adapters can also be encrypted. Instead of passing
information as clear text, these components’ communications can be encrypted using
either a site secret, the Diffie Helman-Advanced Encryption Standard (DH-AES), or
both. For new installations, encryption by DH-AES is enabled by default between
EMC Smarts processes that support encryption.
The EMC Smarts System Administration Guide contains additional information about
securing access to EMC Smarts applications. The EMC Smarts Service Assurance
Manager Configuration Guide includes additional information about restricting access
to certain Global Console operations.
The Report Manager includes predefined report files (in Crystal format) that can be
used to display or print a wide variety of operational and management reports. The
predefined report files include:
◆ Day-to-day operations reports
◆ Operations management reports
◆ Maintenance reports
◆ Business impact reports
Maintenance reports
The reports can be used to help identify problem equipment. For example:
◆ An availability report that summarizes the availability of all devices or just the
devices of a specified class
◆ A recurring problem report that lists those events with the most occurrences
and/or greatest total impact for a period of days, and highlights the most affected
elements
Implementation
Scenarios
This chapter highlights important features of EMC Smarts solutions, and describes
how EMC Smarts Service Assurance Manager can be implemented for a competitive
advantage in two business areas:
◆ Enterprise Service Provider
◆ Network Service Provider
This chapter contains the following information:
◆ The challenges of network management .................................................................... 32
◆ EMC Smarts solutions ................................................................................................... 33
◆ Enterprise provider ........................................................................................................ 35
◆ Network service provider ............................................................................................. 38
Implementation Scenarios 31
Implementation Scenarios
Business focus
EMC Smarts Business Impact Manager can import business information directly from
existing data sources such as provisioning systems. During its analysis, it places
infrastructure problems in their proper business context and analyzes their impact on
services, business processes, and customers. This enables managers to focus their
efforts on the problems with the highest business impact.
Integration
EMC Smarts solutions are designed to integrate with management tools and other
operational support systems. EMC Smarts leverages management data from
third-party sources while providing console access to third-party management
applications. EMC Smarts software’s ability to distill countless events into a concise
set of defined problems and exceptions makes it a natural integration point for
problem management (ticketing) systems.
Service Assurance’s integration with other management applications lowers
operational costs by providing users with a single, consistent, intuitive interface for
viewing all management data. At the same time, Service Assurance improves
operational control by presenting a concise display of network problems in their full
topology context, complete with their impacts and histories.
Enterprise provider
A diversified financial services firm deployed an EMC Smarts Service Assurance
Manager solution to help them manage their complex infrastructure as an integrated
system rather than as sets of unrelated silos.
The primary concern of the financial enterprise was the more than 100
mission-critical applications used by their business units, such as applications to
monitor their exposure to interest and currency fluctuations. Basically, the enterprise
had too many mission-critical applications for the network teams to track. At the
same time, their network changed and evolved so quickly that the application teams
could not stay abreast of the changes.
As a result, when network failures occurred, or when network maintenance was
required, they had no way of knowing which applications were affected. Attempts to
do this with traditional tools—where one specified network dependencies for each
application—failed because of the need to manually maintain the correlation logic
every time the network topology changed. If they missed a change, the correlation
would fail.
By deploying an EMC Smarts solution the enterprise was able to solve their problem
by separating the network, applications, and business analysis into separate domains,
thus breaking the problem into manageable pieces, as well as automating the most
complicated part of their problem: defining the network dependencies of the
distributed applications. Their EMC Smarts solution consisted of the following:
◆ EMC Smarts IP Availability Manager and IP Performance Manager — To monitor
failures in the network infrastructure and identify the affected systems,
automatically calculating the affect of any network path redundancies
◆ EMC Smarts Application Services Manager — To perform root-cause and impact
analysis of distributed applications based on events and topology information
imported from the Availability Manager, IP Performance Manager, and the SAM
adapters
◆ EMC Smarts Business Impact Manager — To correlate failures in the technology
infrastructure to the businesses they impact (for example, processing on
NASDAQ trades)
◆ EMC Smarts Service Assurance Manager — To bring it altogether into a single
system, where users can get customizable views of the data they need, and use
the appropriate tools to quickly restore service
◆ EMC Smarts Business Dashboard — To provide web-based, personalized views
for business unit managers (for example, in the foreign exchange unit) showing a
map representation and a summary view of the status of their systems
Enterprise provider 35
Implementation Scenarios
Management
Tools
Global Consoles
Maintenance InCharge Business
Provider InCharge Impact Manager
Service
Assurance
InCharge Business Manager InCharge Report
Dashboard Manager
ICIM Information
System &
Application
Management Network Infrastructure
By connecting the analysis from the network, application, and business domains,
EMC Smarts Service Assurance Manager provided the enterprise with an end-to-end
view of causes and impacts—automatically correlating network failures with their
impacts on applications and critical business processes. For example, it showed that a
switch failure blocked access to a Solaris system that ran one of the two Oracle
databases that supported their accounts receivable application. This resulted in
degraded performance of the accounting application, and placed their ability to
complete their quarterly financial reporting on time at risk.
By knowing the business impact of each problem, the operations staff effectively
prioritized their support efforts on the most critical problems; that is, they aligned
their efforts with the overall business objectives of the enterprise.
At the same time, because EMC Smarts IP Availability Manager and EMC Smarts IP
Performance Manager automatically adapt to changes in the network topology,
operations did not need to devote teams of people to modify the analysis every time
the network topology changes. This dramatically reduced the cost to maintain their
management systems. In fact, because all of the logic is based on the infrastructure
topology, they only needed to manually maintain the business and application
elements. EMC Smarts software automatically adapted everything else: root-cause
and impact analysis, personalized views, and so forth.
In addition to solving the problem of application and business impact, the EMC
Smarts Service Assurance Manager also streamlined operational processes.
By identifying the root causes, the support staff eliminated most of the
time-consuming fault isolation process and immediately proceeded to problem
resolution. By identifying which events are impacts of other problems, the support
staff avoided wasting time trying to chase down and fix symptoms of other problems.
Finally, by relating the root causes with the impacts, operations staff streamlined
communications. For example, when estimating the time to resolve a root-cause
problem, that information was automatically propagated to all affected systems,
applications, and business processes.
Because they identified the actual root-cause failures (for example, a card on a
switch), they were able to automate the dispatch of service technicians from their
maintenance provider. More importantly, because they positively identified the failed
element, they avoided the delays caused by technicians who arrived on site with the
wrong parts.
By integrating the EMC Smarts solution with their existing system and application
management tools (by way of SAM adapters), the enterprise was able to leverage
their previous investments in management tools and accelerate the deployment of the
overall solution.
Enterprise provider 37
Implementation Scenarios
InfoVista
Remedy Provisioning
Concord CiscoWorks
CRM HelpDesk
Global Consoles
InCharge Business
InCharge Impact Manager
InCharge Business Service
Dashboard Assurance
Manager InCharge Report
Manager
ICIM Information
Leveraging this business topology, EMC Smarts was able to automatically identify
which events customers would care about so that the call center could focus on
customer impacts rather than sifting through masses of arcane infrastructure events.
Similarly, by using the customer data to integrate with the CRM application,
EMC Smarts was able to identify the account managers associated with each
customer impact, and notify them of problems in real time. Furthermore, the
operations staff used this information to coordinate maintenance work with the
account managers of potentially affected customers.
Because problem causes and impacts were linked, the provider was also able to
streamline communications between operations and the call center. For example,
when operations identified a problem and dispatched an engineer to resolve it, they
could estimate a repair time and the system automatically relayed that estimate for all
customer impacts to the call center and customer web applications so that everyone
immediately knew when the service would be restored. Finally, when customer
relations faced a crisis and the customer assurance staff elevated the priorities of
specific customer impacts, EMC Smarts automatically applied the priority changes to
the root-cause failures and notified engineering management so that operations could
shift their activities accordingly.
With the Business Dashboard, the provider's customers were able to get real-time
views of their data. Because these views use the same topology, the views changed
automatically whenever the topology changed. This, too, reduced the cost of
servicing customers.
In conclusion, by effectively integrating the EMC Smarts solution with its existing
applications (for example, provisioning, CRM, and call center), the service provider
was able to show a more professional face to its customer. In the past, customer calls
to the call center typically resulted in an operator taking messages, calling around
operations to see what was happening, and then calling the customer back—a time-
consuming process that often left the customer wondering what the provider was
doing. Now, when the customer calls, the call center is not only aware of the problem,
but is also able to give the customer up-to-the-minute information about the status of
the problem and its resolution.
A F
Adapter 12, 24, 35, 37 Failover System 14
And third-party applications 13 Fault isolation 33
SAM Adapter Platform 23 Features and functions, Service Assurance Manager 18
Architecture, Service Assurance Manager 12 Functional overview 17
Audit log 21, 25 Functions, Service Assurance modules 28
Audit logs 22
G
B Global Console 13, 15, 21
Business Dashboard 16, 28, 35 Domain Manager Administration Console 23
Architecture 16 Map Console 22
Sources for listener viewlets 30 Notification Log Console 21
Business Dashboard Functions 30 Status Table Console 23
Business focus 33 Summary View Console 22
Business Impact Manager 15, 28, 35 Topology Browser Console 22
Functions 28 Global Manager 13, 14, 24, 26
Reports 29
Business Services Maps 22
I
ICIM Common Information Model 12
C Implementation scenarios 31
Challenges of network management 32 Information Bus 12
Containment dialog box 26 Integration 13, 33
Corrective actions 33
Crystal Enterprise Reports 15, 28
N
Network Service Provider 38
D Notification
Diffie Helman-Advanced Encryption Standard 27 Escalation 25
Properties 21
Severity 24
E
Notification Lists 24
EMC Smarts Application Services Manager 33, 35
Notification Properties dialog box 21
EMC Smarts ATM/Frame Relay Manager 33
EMC Smarts IP Availability Manager 22, 33, 35
EMC Smarts IP Performance Manager 33, 35 P
EMC Smarts Service Assurance Manager 19, 33, 35, 38 Property sheet 22
EMC Smarts Solutions 33
Enterprise Service Provider 36
R
Network Service Provider 38
Rapid deployment 34
Encryption 27
Report Manager 15
Enterprise Service Provider 35
Functions 28
Escalation 25
Reports 11, 12, 26, 28
Event consolidation 19
Business Impact 29
Crystal Enterprise 15
Day-to-day Operations 29
Maintenance 29
Operations Management 29
S
Security
Accessing 26
Diffie Helman-Advanced Encryption Standard 27
service 38
Service Assurance 33
Service Assurance Manager 18, 33, 35, 38
Service Assurance modules 11, 15, 17
Business Dashboard 15, 16
Business Impact Manager 15
Report Manager 15
Web Console 15
Service Provider 31, 38, 39
Severity color codes 24
Status Table Console 23
Licensing 23
T
Tools 25
Topology
Abstraction 20
And event consolidation 19
W
Web Console 15