978733

1203500002016948

27/02/2024
 ATTENTION
Monarch Networth Capital Limited (MNCL)
SEBI Regn. Nos. :-
NSE Cash (CM)
NSE Derivatives (F&O)
NSE Currency Derivatives (CD)
BSE Cash (CM)
INZ 000008037 dt.15.07.2015
BSE Derivatives (F&O)
BSE Currency Derivatives (CD)
MCX
NCDEX
NSE/BSE – FO & CD: Self clearing CDSL DP - 35000
IN-DP-278-2016 dt. 21.07.2016
MCX/ NCDEX: Self clearing NSDL DP - IN303052
Portfolio Manager INP000006059 dt. 11/07/2018
Research Analyst INH000000644 dt. 27/01/2022
Merchant Banker INM000011013 dt. 01/09/2021
MFSS Segment - AMFI ARN-8812 dt. 05.08.2010
(This information is the sole property of Monarch Networth Capital Limited and would not be disclosed to anyone unless
required by law or except with express permission of client)
Compliance Officer Name : Mr. Nikhil Parikh  Tel No. 079-26666500  Email id: [email protected]
Managing Director Name : Mr. Vaibhav J. Shah  Tel No. 079-26666500  Email id : [email protected]
For any grievance / dispute please contact Monarch Networth Capital Limited (MNCL) at email id- [email protected]
or Tel. No. 079-26666500. In case not satisfied with the response, please contact the concerned exchange(s) for NSE for
- [email protected] or 022-26598190 / BSE- [email protected] or 022-22728097, SEBI: https://www.scores.gov.in/scores/
Welcome.html, MCX For [email protected] or 022-67318888, NCDEX for [email protected] or 022-66406789
KNOW YOUR CLIENT (KYC) APPLICATION FORM INDEX - PART-A
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI UNDER NOTIFICATION NO. CIR/MIRSD/16/2011 (22.08.2011)
S. No. Name of the Document Brief Significance of the Document Pg. Nos.
1. Know Your Client or Account KYC Form - Document captures basic information about the 1-2
Opening Form constituent (for Individuals)
2. Trading Account Details Details of Constituent pertaining to bank account / Depository / 3-4
Past actions.
3. Brokerage Tariff Details Document detailing the rate/amount of brokerage and other charges 4
levied on the constituent for trading on the Stock Exchange(S)
4. Declaration for Demat Declaration Acceptance For Demat Account 5
5. DIS Booklet Option Form For Issue Of Dis Booklet 6
6. BO Nomination Form Details pertaining to Beneficiary Owner 7
7. Schedule of Charges (BO Account) Tariff details pertaining to BO Account 8
8. SMS Alert Facility Terms & Conditions - cum Registration / Modification for receiving
A4
SMS Alerts from CDSL/NSDL
VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER - PART B
1. Undertaking Undertaking for E-Mail Id/ Mobile Number - NSDL A4
2. Running Account Authorization Authorization letter to maintain constituents account on Running A4
Account basis.
3. FATCA Individual Account opening form suppliment 5
4. Voluntary documents Containing Clause (1-27) Voluntary documents pertaining to non- 9-10
mandatory documentation duly signed by me.
5. Power of Attorney POA to nominate, constitute and appoint Member for DP operations, 17-18
pledging with clearing corporation etc.
 ACKNOWLEDGEMENT
27/02/2024
Date :
Monarch Networth Capital Limited
Unit No. 803-804A, 8th Floor, X-Change Plaza, Block No. 53,
Zone 5, Road- 5E, Gift City,Gandhinagar -382355, Gujarat
Dear Sir,
This has reference to necessary Know Your Client Form containing basic information, additional information and other documents
executed by me. I hereby acknowledge receipt of following documents from you:-

S.No. Particulars (Mandatory as prescribed by Exchange) Page Nos.

1. Documents containing mandatory Rights and Obligations of Beneficial Owner and Depository 1-4
Participant as prescribed by SEBI and Depositories
2. Documents containing voluntary Rights & Obligations of stock broker, Authorized Person and client 5-11
forming part of documents as mentioned in clause 1 above.
3 Internet & wireless technology based trading facility provided by stock brokers to client 12-13
4. Risk Disclosure Documents. 14-19
5. Document detailing do’s and don’ts for trading on exchange, for the education of the investors. 20-22
6. Policy and Procedures document. (Voluntary as prescribed by Member Broker) 23-30
7. Policies And Procedures For Client Dealings – All Exchanges - 31-32
8. Brief Writeup on the provisions of prevention of money laudering Act 2002 (PMLA) which 33
constituent needs to know.
9. Authorisation For Debiting Various Depository Charges 34
Authorisation For Adjustment Of Amounts/ Balances And Retaining Of Funds
10 Risk discloser and other documents related to commodity segment
S.No. Particulars (Voluntary as prescribed by Member Broker) Page Nos.
1. Fema Declaration 35
I state that I have read and understood all above documents which are available at www.mnclgroup.com and these documents
are binding upon me.
Thanking you,

Signature X1 X X
Sole/First Holder Second Holder Third Holder

INSTRUCTIONS/CHECK LIST FOR FILLING KYC FORM

1. All details to be filled in Capital Block letters in Black / Blue ink only.
2. Email id & Mobile number is mandatory for account opening and trading operations.
3. Correction in KYC must be counter signed.
4. Strike off whichever option, in the account opening form is not applicable.
5. All original proofs must be produced for physical verification
6. Please produce translated copy , if identity proofs are in regional language
7. Sole Proprietor account will be opened in the individual name & capacity only
8.   Name & Address of the applicant mentioned in KYC form, should be matching with documentary identity proof submitted.
9. All documentary proofs submitted should be self-attested
10.  Some additional documents may be required for opening account in Derivative segment.
 For detailed instructions & checklist, please refer to instruction available on our website www.mnclgroup.com.

A3
 UNDERTAKING FOR E-MAIL ID/ MOBILE NUMBER FOR TRADING & DEMAT
To,
Monarch Networth Capital Limited
“Monarch House”, Opp. Ishwar Bhuvan,
Nr. Commerce Six Road, Navrangpura, Ahmedabad – 380014
I/We request you to add below mention Email Id / Mobile Number in my Demat Account with you. Kindly provide the Statement
of Account (SOA) including transaction statement and holdings statement through email.
Please tick as per applicability
✔ E-mail ID I request you to update my E-mail ID as below in my Trading/Demat account for all future communication

E-mail ID [email protected]
✔ Mobile Number
I request you to update my Mobile Number as below in my Trading/Demat account for all future communication.
Mobile Number 9810041497

I declare that all the above information is true and all future demat account communication can be sent on above E-mail ID/
Mobile Number.
I hereby declare that the aforesaid E-mail ID belongs to Me or ✔ My family (spouse, dependent children and dependent
parents). Relationship with the applicant
I hereby declare that the aforesaid Mobile No. belongs to Me or ✔ My family (spouse, dependent children and dependent
parents). Relationship with the applicant
SMS Alert Facility ✔ First Holder Second Holder Third Holder
Refer to Terms & Conditions on Mandatory, if you are giving Power of Attorney (POA) If POA is not
✔ Yes No
our Website granted & you do not wish to avail of this facility, cancel this option.

Signature X2 X X
Sole/First Holder Second Holder Third Holder
Running Account Authorization
I/We request you to maintain my/our accounts for funds on running accounts basis instead of ‘bill to bill’ settlement basis,
unless I/We specifically request you for a payout of available free funds in the account. You may settle the accounts at
Monthly
✔ Quarterly

(Tick mark whichever is applicable, else the option will be considered as Quarterly) or at such other intervals as SEBI/Stock
Exchanges may specify from time to time. I/We further authorize you to retain funds as may be permitted by Stock Exchanges/
SEBI from time to time or towards other unbilled service and/or charges applicable on my account , while setting the accounts.
I/We understand and agree that no interest will be payable on the amount of funds retained by you as above. I/we agree that
MNCL shall not be liable for any claim for loss or loss of profit or for any consequential, incidental , special or exemplary
damages , or otherwise , caused by retention of such funds. The standing instruction/authorization for maintaining my/our
account as running account shall remain valid until revoked in writing, addressed to you.

Signature X3 Date : 27/02/2024

Signature
Place : GURGAON

A4
 Application No.

Regd Office : Unit No. 803-804A, 8th Floor, X-Change Plaza, Block No. 53, Zone 5, Road- 5E, Gift City,Gandhinagar -382355, Gujarat
Tel: 079-26666500 • Fax:079-2666599 • Website : www.mnclgroup.com
Corp. Office: Monarch House, Nr. Ishwar Bhuvan, Commerce Cross Rd, Navrangpura, Ahmedabad-380014
Tel: 079-26666500 • Fax:079-2666599 • E-mail: [email protected]
Processing Center: Block No. 4, Fourth Floor, Apex Chambers, Door No. 35-29/20-29, Thyagaraya Road, T Nagar, Chennai - 600017

Know Your Client (KYC)

Application Form (For Individuals Only)
Please fill the form in ENGLISH and in BLOCK letters
Fields marked * are mandatory
Fields marked + are pertaining to CKYC and mandatory only if
processing CKYC also Application Type*: New KYC Modification KYC
KYC Mode*: Please Tick ( )
Normal EKYC OTP EKYC Biometric ✔ Online KYC Offline EKYC Digilocker
1. Identity Details (please refer guidelines overleaf)
PAN* IAUPM8282G Please enclose a duly attested copy of your PAN Card

Name* (same as ID proof) MISS KRITTIKA MAHESHWARI

Maiden Name+ (if any)

Know Your Client (KYC)
Fathers/Spouse’s Name* MR PRADYUMNA MAHESHWARI
29/11/2004
Intermediary
Application
Date of Birth* Form (For Individuals Only) CDSL VENTURES LIMITED
Logo
….Exploring New Horizons
Gender* Male ✔ Female Transgender
Please fill the form in ENGLISH and in BLOCK letters
Marital Status* Single ✔ Married Recent passport size
Fields marked * are mandatory Application Number: Applicant Photo
Nationality*
+
✔ Indian Other
Fields marked are pertaining to CKYC and mandatory only if processing CKYC
also
Residential Status* ✔ Resident Individual ApplicationNon Type*:ResidentIndian New KYC  Modification KYC
KYC Mode*:
Please Tick ( ) Please Tick (✓) Foreign National Person of Indian Origin+ Cross Signature across photograph
Normal EKYC OTP (Passport mandatory EKYC Biometric
for NRIs Online
and Foreign Nationals. PIO selection is onlyKYC Offline
for CKYC and not for KRA KYC. EKYC Digilocker
Select NRI or Foreign National based on Nationality of the individual)

1.Proof
Identity Details(POI)
of Identity (please refer guidelines
submitted overleaf) cases (Please tick)
for PAN exempted
✔ A – Aadhaar Card XXXX XXXX __
8149 __enclose
__ __
PAN* Please a duly attested copy of your PAN Card
____________________________
B – Passport Number (Expiry Date)
Name*C(same as ID proof)
– Voter ID Card
+
Maiden Name
D – Driving License
(if any) (Expiry Date)

E – NREGAName*
Fathers/Spouse’s Job Card
Date ofF Birth*
– NPR
Gender*
Z – Others Male Female
(any document notified by Central Government)
Transgender
Identification Number
Marital Status* Single Married Recent passport size
2. Address Details* (please refer guidelines overleaf) Applicant Photo
Nationality* Indian Other
A. Correspondence/ Local Address*
Residential Status*
Line 1* FLOT NO- 101 PLOTResident NO- 16
Individual Non Resident Indian
Please Tick (✓)
Line 2 HAMLIN APARTMENT Foreign National Person of Indian Origin+
Cross Signature across photograph

Line3 SECTOR 43 GURGAON (Passport mandatory for NRIs and Foreign Nationals. PIO selection is only for CKYC and not for KRA KYC.
Select NRI or Foreign National based on Nationality of the individual)
City/Town/Village* GURGAON District+ GURUGRAM Pin Code* 122009
Proof of Identity (POI) submitted for PAN exempted cases (Please tick)
State* Haryana Country* India
A — Aadhaar Card XXXX XXXX __ __ __ __
Address Type* Residential/Business ✔ Residential Business Registered
(Expiry Date) Office Unspecified
B — Passport Number
Applicant e-SIGN
C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR
1
Z —Others (any document notified by Central Government)

Identification Number
B. Permanent residence address of applicant, if different from above A / Overseas Address*
(Mandatory for NRI Applicant)

Line 1* FLOT NO- 101 PLOT NO- 16

Line 2 HAMLIN APARTMENT

Line3 SECTOR 43 GURGAON

City/Town/Village* GURGAON District+ GURUGRAM Pin Code* 122009

State* Haryana Country* India
Address Type* Residential/Business ✔ Residential Business Registered Office Unspecified
Proof of Address* (attested copy of any 1 POA for correspondence and permanent address each to be submitted)
✔ A – Aadhaar Card XXXX
8149 XXXX __ __ __ __

B – Passport Number (Expiry Date)

C – Voter ID Card
D – Driving License (Expiry Date)

E – NREGA Job Card

F – NPR
Z – Others (any document notified by Central Government)

Identification Number
3. Contact Details* (in CAPITAL)
[email protected]
Email ID*
Mobile No. * 9810041497
Tel (Off) Tel (Res)
4. Applicant Declaration
I/We hereby declare that the KYC details furnished by me are true and correct to
Applicant e-SIGN Applicant Wet Signature
the best of my/our knowledge and belief and I/we under-take to inform you of any
changes therein, immediately. In case any of the above information is found to be
false or untrue or misleading or misrepresenting, I am/We are aware that I/We may
be held liable for it.

I/We hereby consent to receiving information from CVL KRA through SMS/Email on
the above registered number/Email address.

I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be
validated against Aadhaar details. I/We hereby consent to sharing my/our masked
Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along
with passcode and as applicable, with KRA and other Intermediaries with whom I
have a business relationship for KYC purposes only.

27/02/2024
DATE : (DD-MM-YYYY)

PLACE : GURGAON

5. For Office Use Only

In-Person Verification (IPV) carried out by* Intermediary Details*
IPV Date 27/02/2024 ✔
Self certified document copies received (OVD)
SUNIL TOSHNIWAL
Emp. Name True Copies of documents received (Attested)
SUNIL TOSHNIWAL
Emp. Code EMPLOYEE
AMC / Intermediary Name :
Emp. Designation

Employee Signature and Stamp Institution Name and Stamp

2
 TRADING / DEMAT ACCOUNT RELATED DETAILS
MNCL IS ENGAGED IN PRO TRADING AND AS A MARKET MAKER ON BSE-SME SEGMENT
FUNDS PAYOUT THROUGH NATIONAL ELECTRONIC FUND TRANSFER (NEFT)
KRITTIKA MAHESHWARI
I /We __________________________________ through NEFT. My bank details are as given below for your records.
request you to release my / our funds payout
Bank Name ICICI Bank

Bank Address ICICI Bank Ltd., Shop No.19,20 21, Vipul Orchid Plaza, Suncity, Sector54, Gurgaon, Haryana.122002

Account Number 039901587397

Account Type Saving  ✔ Current  Others(please specify)
IFSC Code ICIC0000399
MICR Code 110229060

I /We hereby declare that the above mentioned details are correct & the Monarch Networth Capital Limited or any of their
group companies shall not be held responsible for any kind of wrong transfer due to incorrect information given by me / us.
Please provide cancelled cheque leaf for MICR & IFSC Code.
DEPOSITORY ACCOUNT(S) DETAILS
DP Name MONARCH NETWORTH CAPITAL LTD
DP ID 12035000
BO Client ID 1203500002016948
Depository NSDL / CDSL CDSL

DP Address
PAST ACTIONS
Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/  Yes ✔ No

any other authority against the applicant/constituent or its Partners/promoters/
whole time directors/authorized persons in charge of dealing in securities during if Yes:
the last 3 years:
DEALINGS THROUGH AUTHORIZED PERSONS AND OTHER STOCK BROKERS
If client is dealing through the Authorized Person, provide the following details:
Authorized Person’s Name: KRITTIKA MAHESHWARI

Registered office NSE SEBI Regn. No.:

address: BSE SEBI Regn. No.:
Tel.:
Fax:
Website :
Whether dealing with any other stock broker/Authorized Person (in case dealing with multiple stock brokers/Authorized Persons, provide details of all)
Name of stock broker:
Name of Authorized Person,
if any:
Client Code:
Exchange:
Details of disputes/dues pending from/to such stock
broker/sub- broker:
ADDITIONAL DETAILS
 Whether you wish to receive physical contract note or
✔ Electronic Contract Note
  Physical
Electronic Contract Note (ECN) (please specify):
 Specify your Email id, if applicable: [email protected]

 Whether you wish to avail of the facility of internet

 Yes
✔
 No
trading/ wireless technology (please specify):
 Number of years of Investment/Trading Experience: 1
 Any other information:

3
 INTRODUCER DETAILS
Name of the Introducer SUNIL TOSHNIWAL
Branch / SB / RM / Employee Code SUNIL TOSHNIWAL
Status of the Introducer: Authorized Person Existing Client
Employee Others, please specify
Address and Tel No of the Introducer

Group Code

Introducer’s Signature

OTHER DETAILS
IN CASE OF INDIVIDUAL & NON INDIVIDUAL
Gross Annual Income Details (please specify): Income Range per annum: (` in lacs)
✔ Below ` 1 Lac
  ` 1 to ` 5 Lac  ` 5 to ` 10 Lac
 Above ` 25 Lac  ` 25 to ` 1 crore  Above ` 1 crore  ` 10 to ` 25 Lac
OR
Net-worth as on date ` (Net worth should not be older than 1 year)
Occupation (please tick any  Private Sector  Public Sector  Government Service  Business  ✔ Student
one and give brief details):  Professional  Agriculturist  Retired  Housewife  Others
Please tick, if applicable:  Politically Exposed Person (PEP)  Related to a Politically Exposed Person (PEP)
Any other information :
TRADING PREFERENCES
Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.
Exchanges NSE, BSE MCX, NCDEX
All Segments Cash / Mutual Fund F&O Currency Commodity Derivatives

x 67 x 67 x 67 x 67 x 67
If you do not wish to trade in any of segments / Mutual Fund, please mention here .
BROKERAGE TARIFF DETAILS
GENERAL BROKERAGE RATES
Mention on Trading /Intra-day Minimum Delivery Minimum (Mention on Minimum
percentage or First leg- (Mention on (CM) / Carry percentage (per Options
paisa very clearly Second leg percentage or paisa) forward (F&O) or paisa) contract)
CM Segment 0.03 % 0.03 Paisa 0.30 % 0.03 Paisa N.A.
F&O Segment 0.03 % 0.03 Paisa – – ` 100/-
Currency 0.03 % 0.03 Paisa – – `
MCX & NCDEX 0.03 % 0.03 Paisa 0.30 % 0.10 Paisa ` 200/-
SPECIAL BROKERAGE RATES
Mention on Trading /Intra-day Minimum Delivery Minimum (Mention on Minimum
percentage or First leg- (Mention on (CM) / Carry percentage (per Options
paisa very clearly Second leg percentage or paisa) forward (F&O) or paisa) contract)
CM Segment 0.03 0.03 0.30 0.03 -

F&O Segment
Currency
MCX & NCDEX
Note : 1. The above rates are exclusive of Stamp Duty, Securities Transaction Tax and GST which will be charged extra at the
rate prevailing from time to time. Further it is exclusive of Exchange Transaction. 2. The General Rates as mentioned here shall
be applied unless the Special Rates as may be agreed by the Client and the same are mentioned above. 3. For Internet Based
Trading (IBT) clients, additional charges with regard to software access etc. will be applicable as per the terms agreed at
relevant point in time. (4) Please refer levies & charges structure on our website : www.mnclgroup.com
X7
Signature

4
 DECLARATION ACCEPTANCE FOR TRADING ACCOUNT
1.  I here by declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake
to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am are aware that I may be held liable for it.
2. I confirm having read/been explained and understood the contents of the document on policy and procedures of the stock
broker and the tariff sheet.
3.  I further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s), ‘Risk Disclosure
Document’ and ‘Guidance Note’ with ‘Policy and Procedures’. I do hereby agree to be bound by such provisions as outlined
in these documents. I have also been informed that the standard set of documents has been displayed for Information on
stock broker’s designated website, if any.
DECLARATION ACCEPTANCE FOR DEMAT ACCOUNT
The rules and regulations and Bye laws of the Depository and Depository Participants pertaining to an account which are in
force now have been read by me/us and I/we have understood the same and we agree to abide by and to be bound by the rules,
regualtions and bye laws as are in force from time to time for such accounts, I/We herehy declare that the details furnished
above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting. I am / we
are aware that I/we may be held liable for it. In case non-resident account, I/We also declare that I/We have complied and will
continue to comply with FEMA regulations. I/We acknowledge the receipt of copy of the document, “Rights and Obligations of
the Beneficial Owner and Depository Participant”.
Sole/First Holder Name (s) of holder(s) Signature(s) of holder
Sole/First Holder/Guardian/ Authorised
Signatory (in case sole holder is minor) KRITTIKA MAHESHWARI
(Mr./Mrs.) X8
Second Holder/ Authorised Signatory
(Mr./Mrs.)
X
Third Holder/ Authorised Signatory
(Mr./Mrs.)
X
Mode of Operations for Sole/First Holder (In case of Joint holdings, all the holders must sign)
Any one singly Jointly by As per resolution Others (please specify)
Notes: Please refer notes on our i.e. www.mnclgroup.com regarding declaration acceptance for demat account.
FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUAL
Client Name KRITTIKA MAHESHWARI

First Holder Second Holder Third Holder

1 Are you Indian Resident Person?
(Refer Risk Disclosure document At ✔ Yes No Yes No Yes No
www.mnclgroup.com)
2 Specify country of residence for tax
purpose (if above clause is no)
3 Specify Tax Identification No./ Others
Note : if you are a U.S. person and / or if your tax residency / nationality / citizenship is other than India, than please provide
declaration / self certification under FATCA / CRS. This declaration form can be downloaded from www.mnclgroup.com in or
call at KYC Helpdesk at (079) 26666500 or write to [email protected]

X9
(Client Signature)
Date 27/02/2024

5
I / We request you to open a demat account in my/our name as per the following details : NSDL
Holders Details ✔ CDSL
Sole / First Holder’s Name KRITTIKA MAHESHWARI

Second Holder’s Name

Third Holder’s Name
Type of Account - Individual (Please tick whichever is applicable)
 Individual
✔ ✔ Individual Resident  Individual HUF / AOP
  Minor  Other (specify)
 NRI  NRI Repatriable  NRI Non- Repatriable  Other (specify)
 Foreign National  Foreign National  Foreign National - Depositor Receipts  Other (specify)
Guardian Details (where sole holder is a minor):
[For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be
signed by guardian)]
Guardian Name
PAN Relationship of guardian with minor
I/We instruct the DP to receive each and every credit in my/ our account Automatic Credit
(If not marked, the default option would be ‘Yes’) ✔ Yes
  No
Account to be operated through Power of Attorney ✔ Yes
  No
I/We would like to instruct the DP to accept all the pledge instructions in my/our account without any ✔ Yes
  No
other further instruction from my/our end (If not marked, the default option would be ‘No’)
Account Statement Requirement ✔ As per SEBI Regulation
  Daily  Weekly  Fortnightly  Monthly
I / We request you to send Electronic Transaction-cum-Holding Statement at the email ID
✔ Yes
  No
[email protected]

I / We would like to share the email ID with RTA ✔ Yes

  No
I / We would like to receive the Annual Report  Physical /  ✔ Electronic
(Tick the applicable box. If not marked the default option would be in Physical
OPTION FORM FOR ISSUE OF DIS BOOKLET
✔ OPTION 1*: I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my /
our CDSL / NSDL Account though I / We have issued a Power of Attorney (POA) / executed PMS Agreement in favour of / with
Monarch Networth Capital Limited (Name of Attorney / Clearing Member / PMS Manager) for executing Delivery Instructions
for setting Stock Exchange trades [Settlement related Transactions] effected through such Clearing Member / by PMS Manager.
OR
OPTION 2*: I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA /
executed PMS Agreement in favour of / with Monarch Networth Capital Limited (Name of Attorney / Clearing Member / PMS
Manager) for executing Delivery Instructions for setting Stock Exchange trades [Settlement related Transactions] effected
through such Clearing Member / by PMS Manager. However, the Delivery Instruction Slip (DIS) booklet should be issued to me
/ us immediately on my / our request at any later date.
*Client has to pay DIS Book Issuance charge i.e. Rs.100/- for each DIS Booklet on & after Account Opening.
Given DIS Book Issuance charge is exclusive of GST
Yours Faithfully,

Signature X 10 X X
Sole/First Holder Second Holder Third Holder

6
 NOMINATION FORM
Monarch Networth Capital Limited
FORM FOR NOMINATION
Monarch House, Opp. Ishwar Bhuvan, Nr. Commerce
(To be filled in by individual applying singly or jointly)
Six Road, Navrangpura, Ahmedabad – 380009
Date 27/02/2024
D D M M Y Y Y Y UCC/ DP ID 12035000 Client ID 02016948

I/We wish to make a nomination. [As per details given below]

Nomination Details
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all the assets held in my
/ our account in the event of my / our death.
Nomination can be made upto
Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
three nominees in the account.
1. Name of the nominee(s) (Mr./Ms.) MAHESHWARI PRADYUMNA
2. Share Equally [If not
100 % % %
of each equally, please
Nominee specify percentage] Any odd lot after division shall be transferred to the first nominee mentioned in the form.
3. Relationship With the
Father
Applicant (If Any)
4. Address of Nominee(s) FLOT NO- 101 PLOT NO- 16
HAMLIN APARTMENT
GURGAON Haryana India 122009
City / Place:
State & Country:
Pincode 1 2 2 0 0 9 Pincode Pincode
5. Mobile / Telephone No. of nominee(s)
6. Email ID of nominee(s)
7. Nominee Identification PAN - AAYPM5481D
details – [Please tick any one of
following and provide details of same]
Photograph & Signature PAN
Aadhaar Saving Bank account no.
Proof of Identity Demat Account ID
Sr. Nos. 8-14 should be filled only if nominee(s) is a minor:
8. Date of Birth 04/11/1974
{in case of minor nominee(s)}
9. Name of Guardian (Mr./Ms.)
{in case of minor nominee(s)}
10 Address of Guardian(s)

City / Place:
State & Country:
Pincode Pincode Pincode
11. Mobile / Telephone no. of Guardian
12. Email ID of Guardian
13. Relationship of Guardian with nominee
14. Guardian Identification
details – [Please tick any one of
following and provide details of same]
Photograph & Signature PAN
Aadhaar Saving Bank account no.
Proof of Identity Demat Account
Name(s) of holder(s) Signature(s) of holder*
KRITTIKA MAHESHWARI
Sole / First Holder (Mr./Ms.)
Second Holder (Mr./Ms.)
Third Holder (Mr./Ms.)
* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature
Note:
This nomination shall supersede any prior nomination made by the account holder(s), if any.
The Trading Member / Depository Participant shall provide acknowledgement of the nomination form to the account holder(s)

7
 DP TARIFF SHEET
Scheme Particulars M18 M19 M20 M21 ✔ M22 M23 M24
First Year Yearly Yearly DEPOSIT** LTF 999 5 Year AMC BSDA***
Free AMC* AMC AMC
Annual Maintenance NIL ` 500/- ` 800/- NO AMC ` 999/- ` 3000/- BSDA0 –NIL
Charges (For First (p.a.) (p.a.) Deposit (One Time (One Time BSDA1 –
Year) ` 2,500/- AMC - AMC - For ` 100/-p.a.
(Refundable) For Ten Year) Five Year)
Account Administration ` 175/- ` 175/- ` 175/- NIL NIL ` 175/- NIL
Charges
Transfer(Credit) NIL NIL NIL NIL NIL NIL NIL
Transfer (Debit) Market ` 25/- ` 25/- NIL ` 15/- ` 15/- NIL ` 50/-
Transfer MNCL Pool 0.025% 0.025% 0.020% 0.050%
(Per Transaction) (Whichever (Whichever (Whichever (Whichever
is higher) is higher) is higher) is higher)
Market/Off Market ` 30/- ` 30/- ` 30/- ` 40/- ` 30/- ` 30/- ` 50/-
Transfer (Per Transaction) 0.030% 0.030% 0.030% 0.040% 0.030% 0.030% 0.050%
(Whichever (Whichever (Whichever (Whichever is (Whichever (Whichever (Whichever
is higher) is higher) is higher) higher) is higher) is higher) is higher)
Common Tariff applicable to all Scheme
Demat ` 5/- Per Certificate with min ` 40/- Per request + ` 45/- Courier Charges per request
Remat ` 45/- Postage Charges + ` 10/- Per 100 Securities / ` 20/- Per Certificate
whichever is higher, Maximum 500000/-
Margin Pledge in favour of ` 12/- Per Instruction In favour of MNCL
TM/CM ` 25/- Per Instruction In favour of other than MNCL
Pledge Creation ` 50/- Per Instruction
Pledge Closure / ` 25/- Per Instruction
Invocation `
® Yearly AMC will be charged on pro rata basis from the month of Account opening. Subsequently, It will be charged annually
in the month of April for next financial year.
® For Corporate Account AMC Rs.1500/- p.a. will be charged and other charges will be as per M19 Scheme.
® For the First Year Free Scheme (From Account Opening date) kindly change scheme before completion of one year otherwise
charges will be levied as per M19 Scheme.*
® Deposit amount Refundable on closure of account after deducting AMC charges (AMC charges levied as per M19 Scheme)**
® Except for the month of April, an amount of Rs.250/- (non adjustable /Non refundable) will be charged for each scheme
change request. The new scheme will be applicable from the day on which the scheme is changed without adjustment of
previous bills
® Rs. 50/- will be charged towards per Demat/Remat rejection case.
® Client has to pay DIS Book Issuance charge i.e. Rs.100/- for each DIS Booklet on & after Account Opening.
® Rs. 20/- per Inter Settlement, Pool to Pool charges for pay out shares received in MNCL Pool account will be charged.
® It is advisable to do at least one Trade within one month from Account opening date.
® We reserve the rights to change/add charges with 30 days prior notice by E-mail/Post.
® GST will be charged extra as per regulation.
BSDA***
Currently I/We want to open regular Demat Account. I/We are aware that my regular Demat Account will be convert to BSDA as
per SEBI circular No. CIR/MRD/DP/20/2015 dated 11th December 2015 at the end of the billing cycle if the same is eligible for
the BSDA as per SEBI guidelines. Despite this, in subsequent years. I/We hereby request you to allow me/us to continue the said
Demat Account under normal scheme as availed by me/us at the time of account opening/modification (if any) to avail regular
DP services. If I wish convert the said Demat Account to BSDA, I/We shall intimate the same to MNCL.
® I/We have read and understood the Securities and Exchange Board of India’s guidelines for facility for a BSDA Scheme
Applicable only Individual Account Holder
® First / Sole holder does not have / propose to have any other Demat Account across Depositories
®  In case of BSDA, if the value of holdings goes above cut off values as per BSDA guidelines then from that date charges will
be levied as per M19 Scheme.

DP ID 12035000 Client ID 02016948

Signature X 12 X X
Sole/First Holder Second Holder Third Holder

8
 VOLUNTARY DOCUMENT ADDITIONAL CLAUSES AGREED BETWEEN STOCK BROKER AND
CLIENT AND OR AUTHORIZED PERSON FORMING PART OF RIGHTS AND OBLIGATIONS (ADDITIONAL CLAUSES)

NOTE: The Client is required to note that the below mentioned clauses are not mandatory as per the Exchange and/or SEBI requirements. However, the same are the
requirements of / from the Monarch Networth Capital Limited. (hereinafter referred to as MNCL / Broker / Stock Broker / Member). However, I am / we are (herein after referred
to as the client) aware that I/we may revoke any or all the clause of this voluntary document upfront before signing or later on by communicating in writing by giving at least 15
days prior notice to Broker and in such case MNCL reserves their right to take such decision as may be required in this regard. Further, this document will operate as my / our
express authority in favour of MNCL and such other exchange or entities (if any) and as such i/we represent that these instructions shall equally applicable as the instructionsto
the Group /Associated Companies / Sister Concerns of MNCL / the Stock Broker.

I.   Authorisation for adjustment of amounts/ balances and retaining and utilization of credits of funds and securities: I/We hereby authorise Monarch Networth Capital
Limited(hereinafter referred as MNCL) for the following with regard to my/our broking account, for transactions in the Capital market, Derivatives market (F&O) and
Currency Derivative segments of NSE, BSE and MSEI where MNCL holds membership.

a. To effect transfer of my/our credit balances in the Capital or Cash market segment of NSE and/or BSE and/or MSEI to the ledger or credit of the Derivatives/Currency
Derivatives segment of NSE and/or BSE and/or MSEI vice-versa to meet the margin and/or settlement obligations on my/our account(s) as necessitated.

b. To retain and utilize the securities balances so being held on my/our behalf towards deposits for making requisite trading and exposure limits available to me /us and/or
towards upfront / initial margins, additional margins, and towards my/our settlement obligations including marked to market losses, if permitted at any or all exchange
segments. For this purpose MNCL is authorised to transfer / pledge such securities to clearing corporations, clearing house, exchanges, clearing member and thereby
derive appropriate trading & exposure benefits or realize monies on my/our behalf for adjustment towards any of the above mentioned requirements as authorised from
time to time. I/We further agree that MNCL may in turn place any of the securities placed by me/us as Margin by way of pledge or hypothecation or margin on my /
our behalf with exchanges, to meet my / our obligations, as MNCL may deem fit. I/We authorize MNCL to do all such acts, deeds and things as may be necessary and
expedient for the above purpose.

2. I/We have read and understood risk management policy of the MNCL completely and agree to abide by it.

3. MNCL shall have the discretion on the securities acceptable and also on the ratio of cash and noncash deposits made by me/us and will be intimated to client from time
to time.

4.  I/We agree that no interest will be payable to me/us on the amounts or securities so retained with MNCL and also on the amounts or securities so transferred / pledged by
MNCL to entities mentioned in point 1b above.

5.  Authorisation for debiting charges and dues of depository: I/We hereby authorise MNCL to debit charges and dues of depository in the trading a/c maintained with MNCL
for the purpose of transacting on any segment of the stock exchanges in which MNCL holds a membership.

6.  The constituent shall be allowed to deposit securities as a collateral towards margins and the constituent shall be bound by the terms & conditions specified by the MNCL
from time to time in this regard. The MNCL is permitted in its sole and absolute discretion to assign trading and/ or exposure limits to the constituent on such collateral.
‘as the collateral transfer for margin is no more valid.

7.  In the event of the sale of any Securities by the MNCL at the request of the Constituent and the inability of the MNCL to deliver to the purchaser the securities so sold by
reason of the failure of the Constituent to supply the MNCL therewith then, and in such event, but subject to the provisions of applicable laws, rules and regulations, the
Constituent authorises the MNCL to borrow, purchase or otherwise acquire any Securities necessary to make delivery thereof. Further, the Constituent accepts liability
for any premiums which the MNCL may be required to pay, and for any losses, costs, charges, expenses or other liabilities whatsoever (as mentioned in Policies and
Procedures) which the MNCL may sustain or incur by reason of the MNCL’s inability to deliver the Securities in question.

8.  MNCL shall not be liable for any loss sustained by the Constituent, directly or indirectly, if it is prevented from acting as a direct or indirect result of government restrictions,
the imposition of emergency procedures or suspension of trading by any relevant exchange, clearinghouse or other market, civil disorder, acts or threatened acts of
terrorism, natural disasters, war, strikes or other circumstances beyond its control.

9.  The MNCL has relationship with one or more banks (“the relationship Bank”). The web site of the MNCL has a payment window through a link to the web site of the
relation bank, which provides the facility. In such a case, the Constituent would make the payment for Securities purchased by him/her/it by crediting the purchase amount
(along with the indicated brokerage amount) directly to the account of the MNCL with the relationship bank by means of a fund transfer on the pay- in date of the relevant
exchange or by means of a fund transfer on the pay-in date or margin calls of the relevant Exchange on which the sale transaction is carried out.The MNCL expressly
states that the payment gateway mechanism is a service offered by the Banks with whom the MNCL has established relation for facilitating the transfer of funds between
the Constituent’s account and the MNCL’s account. The MNCL expressly excludes liability for consequential loss or damage or loss of profit, business, revenue, goodwill
or anticipated saving which may arise in respect of (i) the payment gateway services offered by such bank (ii) the payment Mechanism.

10. The constituent shall not have any document/ arrangement either oral or written, directly with any employee of MNCL over and above his/ her “the Document” with MNCL.

11.  I / We hereby declare that I am / We are regular investor in the stock markets in India and that I am/we are a trader / hedger in the Stocks / currency markets in India as such
I am / We are conversant with the laws, practices, rules, regulations, guidelines, circulars, notifications etc. prescribed by Securities & Exchange Board of India (SEBI), All
segment of National Stock Exchange of India Ltd. (NSE) and All segment of Bombay Stock Exchange Ltd. (BSE) and Metropolitan Stock Exchange of India Limite (MSEI).

12.  I/We understand and agree that you can debit my accounts either for account opening charges / agreement charges / IBT software usage charges / adjustment of DP
charges and/ or other charges for any additional services provided by you as per my / our written requests including but not limited to providing photocopies of KYC Forms
and other annexures /documents of any of the aforesaid entities depending upon opening of my / our relevant account(s).

13. I / We further declare that I am / We are aware of the illegal practices that are prevalent in the Stock Market and I/We assure you that I/We will not indulge into the same.

14.  I / We further declare that I / We will not carry out any unfair trade practices such as Synchronized Deals, Structured Deals, Circular Trading, Insider Trading in the Capital
& Derivatives Market, and currency derivatives segment.

15. I / We further declare and confirm that I / We will not place any order or carry out any trades / transactions on the Exchange which will reflect as an arrangement for profit
or loss transactions or cross deals. Further, all the orders placed on the Exchange through you, will be in the normal market at normal / prevailing market prices and not
at unrealistic prices where there is corresponding underlying securities positions in the cash or futures segment of the Exchange. In case, any of my transactions being

9
 declared as violate to any rules / regulations / byelaws / circulars / directions / guidelines etc. of the Exchange / SEBI / SCRA, l will be solely responsible for all penalties
/ charges / damages etc. levied from you by the Exchange and accordingly do hereby undertake to reimburse / pay the same to you.

16. I / We further declare that as on the date of registration as your client, I / We am eligible to transact in the Stock / currency market as per applicable rules, regulations,
byelaws, circulars, guidelines, etc concerned regulatory Authorities and have not been banned / restrained to transact in the securities market by any Exchange or statutory
authorities and whatever permissions / prior permissions, as may be required from Government authority(ies) have been obtained by me / us. In case of any further action
taken by the said relevant authorities, I We shall intimate the same to you.
17.  I / We declare and confirm upfront that the Securities / contracts delivered, if any, towards margin / collaterals / pay-in obligation etc. shall absolutely be free from any lien
/ encumbrances of whatsoever nature.
18. As regard the placement of orders, although you had insisted on written instruction for placing orders, considering the practical difficulties faced by me in complying the
same, I would request you to accept orders placed by any other means other than written. I therefore confirm and acknowledge that any telephonic instruction given by
me either on recording lines or else will serve the dual purpose in lieu of written instruction.
19.  I / We have no objection if due to punching errors you might have to change the client codes for trade done as the circumstances may warrant, within the parameters and
rules and regulations of the Exchange.
20.  You being a Member disclosed that you are doing proprietory trading alongwith client Business and as such I/We have noted the same.
21.  I / We specifically consented not to indulge into any off-market transactions leading to dubba-trading.
22.  I / We, as a client, hereby agrees and indemnifies, and shall always keep you indemnified against all such action and / or claims, costs, charges damages, losses and
expenses which may be incurred, suffered and / or sustained by you with respect to any third party cheque(s) and / or delivery of shares, which may be given by me as
your client to be credited in my / our account as your client.
23.  All fines / penalties and charges, exemplary damages etc. levied upon you due to my acts/deeds or transactions including illegal acts or unfair trade practices etc. as
may be levied by the Exchange(s) and suffered by the Member, shall be passed on to me and recovered by you from my account either by way of debiting the same or
otherwise.
24.  For delayed payments / Overdue payments, I am / We are aware and agree that you may charge delayed payment charges @ 22 % p.a. or at such other rate as you
determine at your absolute discretion.
25. I/We, further specifically agrees that without prejudice to the Member’s other rights including the right to refer a matter to arbitration, the member shall be entitled to
liquidate / close out all or any of my / our position with SMS or telephonic intimation to me/us of margins , other amount due from me /us to you as a member ,an
exchange, a clearing house , or other individual, partnership, corporation, company, organization, association, trust or other entity acting for or on behalf of the member,
or any other outstanding debts etc. Any and all losses, financial charges and / or incidental expenses incurred by the member on account of such liquidation / closing out
shall (at the discretion of the member) be reimbursed by me / us and/or Authorized Person / charged to and borne by me and/or Authorized Person / deductible by the
member from the monies and / or colletaral margin of mine, brokerage of the subbroker available with the member.
26.  Further any investment views given by the member are market views only. Reacting on the same will not render member liable for the same. All risk will be of client only.
Members do not intend to manage the portfolio of client.
27 . I / We are aware of Liquidation and closing out of position effective from 1st October 2019 as per SEBI circular. CIR/HO/MIRSD/DOP/CIR/P/2019/75 and have gone
through RMS policy available on www.mnclgroup.com
28. I/we are aware of running account settlement effective from 1st October 2019 as per SEBI circular. CIR/HO/MIRSD/DOP/CIR/P/2019/75 stands only for settlement for
funds only.
29.  REPRESENTATIONS AND WARRANTIES
(1) I / We agree that I / We have the required legal capacity and I am / We are authorized to enter into agreement / Rights and obligation documents and am capable of
performing my obligations and undertakings pursuant to KYC Form submission and allotment of Client Code by the Stock Broker/`MNCL. Also I / We hereby warrants
that the terms of the presents are not in contravention of any rights of any party with whom I / We have any arrangements, at any time during and prior to the execution
of this Agreement with Stock Broker/MNCL.
(2) All actions required to be taken to ensure compliance of all the transactions, which I/We as your client, may enter into pursuant to this Agreement with all applicable
laws, shall be completed by me/us prior to such transaction being entered into.
(3) I / We represents and warrants to the Stock Broker / MNCL that all the information provided and statements made in the clients account application are true and correct
and are not misleading (whether by reason of omission to state a material factor otherwise) and I am / We are aware that the Stock Broker / MNCL has agreed to
provide the Stock Broker’s / MNCL’s service tome / us as a client on the basis interalia, of the statements made in client’s account application.

I am / we are understand and aware that the aforesaid consents are purely voluntary and have been given to you for smoother operations of my / our client account with you
as our broker. Further, these standing instructions are valid from the date the client / trading account is opened with you and will be valid and operational until revoked by me /
us by giving notice in writing to your compliance officer only. Any entries / transactions and acts, deeds, things etc. carried out by broker in accordance with this authorization
shall be binding on me / us.

I / We, hereby accept and agrees to the above mentioned terms and conditions and request you to kindly open my account with MNCL. In case of any breach of any terms as
mentioned hereinabove, I/We, will be liable to indemnify you for all losses on accounts of the same.

X 13
Signature

10
 DECLARATION / CONSENT FOR TRADING IN OPTIONS

27/02/2024
Date
To,
Monarch Networth Capital Ltd.
Monarch House, Opp. Ishwar Bhuvan,
Near Commerce Six Road,
Navrangpura, Ahmedabad-380014

Sub :- Requesting for allowing trading in commodities options through my/our Account

[Please tick (√ ) wherever applicable]

Dear Sir,

I/We below named client hereby request MNCL to allow us / me for trading in commodities options through my client account
KRITTIKA MAHESHWARI

I/We hereby request you to allow us for trading in commodity options as I/We declare that I/We abide to rules and regulations
of Exchanges and SEBI , which may vary from time to time.

I/We further undertake that I/We have gone through Annexure 1 containing Risk Disclosure documents of commodities options
and are fully aware of commodity option Holders and commodity option Writers.

In case of Corporates /Trust, separate Board resolution from Board of directors of Corporate/Trust is required, stating to
authorize Corporate/ Trust to trade in commodities options.

In case of Firms / LLP, authorization letter from Firm/LLP is required, in which Firm / LLP authorize declare their intention to trade
in commodities options.

Trading Code 978733

Name of account holder KRITTIKA MAHESHWARI

Signature of account holder X 14

Regd Office : Unit No. 803-804A, 8th Floor, X-Change Plaza, Block No. 53, Zone 5, Road- 5E, Gift City, Gandhinagar-382355,
Gujarat. Tel: 079-26666500 • Fax:079-2666599 • Website : www.mnclgroup.com

11
 CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)

I KRITTIKA MAHESHWARI , Client Code 978733

PAN IAUPM8282G , registered with you as a client of NSE & BSE in cash and Derivatives, Multi Commodity Exchange of
India Ltd (MCX), and/or National Commodity & Derivative Exchange Ltd (NCDEX) Undertakes as follows:
I am aware that the member has to provide physical contract note in respect of all trades placed by me unless I myself want
the same in electronic form.
• I am aware that the member has to provide electronic contract note for my convenience on my request only.
• Though the member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore I am voluntarily requesting for delivery of electronic contract notes pertaining to all trades
carried out / Ordered by me.
• I have access to computer and am a regular internet user, having sufficient knowledge of handling email operations.
• My email id is [email protected] (the
email id must be written in own handwriting). This has been created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to me.
• I am aware that non-receipt of bounced mail notification by member shall amount to delivery of contract note at the
above email ID.
The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the physical
contract note, and do hereby take full responsibility for the same. [The email ID must be written in own hand writing of the client]

X 15
Signature of Applicant

DECLARTION PURSUANT TO SEBI CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/08 DATED 04TH JANUARY, 2019

LIST OF COMMODITIES (MCX & NCDEX)
COMMODITIES CODE COMMODITIES CODE COMMODITIES CODE COMMODITIES CODE
Aluminum Brass Copper Lead
Nickel Zinc Barley Cardamom
Castor Chana Cocudakl Cotton
Dhaniya Guargum Guarseed Jeeraunjha
Kapas Maize Moong Pady
Pepper RM Seed Sugar Soyabean
Turmeric Wheat Gold Silver
CPO Crude Oil Mentha Oil Syoref
Natural Gas All Commodities

CATEGORY CODE REFERENCE TABLE AS PER SEBI

Category FPOs / Value Chain Proprietary Traders Domestic Foreign Others
Farmers Participants (Only for registered Stock / Financial Participants
Commodity) brokers Institutional
Investors
Category Code 1 2 3 4 5 6
I/We declare that the details furnished above are true and correct to the best of my knowledge and belief and I/We undertake
to inform you of any changes there in immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting I/We am/are aware that I/We may be held liable for it.

Date: 27/02/2024
D D / M M / Y Y Y Y

12
 ANNEXURE - II

Date : 27/02/2024
/ /

To,
Monarch Networth Capital Ltd.
Unit No. 803-804A, 8th Floor, X-Change Plaza, Block No. 53, Zone 5,
Road- 5E, Gift City,Gandhinagar -382355, Gujarat
Dear Sir,
Sub: Letter of Authority / Request to Monarch Networth Capital Ltd.
I/we have opened the client / constituent account with Monarch Networth Capital Ltd. (herein referred to as “MNCL”) for
trading / dealing in commodities on National Commodity & Derivatives Exchange Limited (NCDEX) and / or Multi Commodity
Exchange of India Limited (MCX). In respect of my/our dealings / account with you, I/We hereby request / instruct and authorize
MNCL to do the followings.
1. To accept verbal instructions for placement / modification / cancellation of orders and I/We expressly agree that once
the trade confirmation is sent by you and / or contract note is accepted by me, there shall be no question in relation of
execution or non-execution or inappropriate execution of any of my/our orders for a particular trading day.
2. To maintain running account instead of settlement of my/our dues and / or delivery of commodities on a bill to bill basis.
3. To retain the commodities / securities received by MNCL from me/us or on my/our behalf from Exchange(s) on payout or
otherwise against my/our debit balance / dues / exposure / trading limits / open interest / various margin or for any other
purpose as and when required by MNCL or as per any regulations of the NCDEX and / or MCX. Such retaining / holding
of securities shall be construed as due compliance of the requirement of exchange(s) and SEBI. Further, MNCL has the
sole discretion and authority (i) to use / transfer the above commodities / securities to the clearing corporation / clearing
member / exchange(s) for the purpose of early pay-in / margin / additional base capital or for any other purpose; (ii) to
dispose / sell the above securities to meet any monetary/ other dues / obligation(s) / not fulfilled by me/us towards MNCL
and/ or the exchange(s).
4. To hold payout of funds / credit in my/our account and pay to me/us only to the extent demanded by me/us. To use /
adjust the credit balance available from time to time in my/our account, exposure / trading limits / margin requirements
/ other dues.
5. To debit / credit / transfer the amounts, either on the same Exchange and / or between various segments of same
exchange and / or between the Exchanges across various segments to meet my/our debit balance or various dues
payable to MNCL and/ or Exchange.
6. To transfer credit/ debit balance from mark to mark to market and or premium account to margin account and vice versa.
7. I/We hereby confirm and agree that MNCL shall be entitled to set off and adjust the money, credits and securities in
my/our account against my / our obligations and money payable and due to Monarch Networth Capital Ltd. or any
other group/ associate Company of MNCL. Similarly, the MNCL shall be entitled to recover its debit balance from the
credits and securities lying in my account maintained with Monarch Networth Capital Ltd. or any other group/associates
Company of MNCL.
This authorisation shall be revocable at any time in writing by me only.
Thanking you.
Yours faithfully

Client Signature :
KRITTIKA MAHESHWARI
Client Name :

Client Code : 978733

13
 CONTACT NUMBER DECLARATION
I confirm and declare that the contact number(s) given in the KYC form or any Updation thereto (either in writing or through
internet) belong to me/my relative/my acquaintance ad as such authorize you to either call or send any/all information pertaining
to my trading/demat accounts and/or any promotional material related to financial products manufactured/distributed by you
or your group/associate companies (including but not limited to alerts/confirmations/passwords/research recommendations/
intimation of account balances/commercial communication etc.) on the said contact numbers.
I further confirm that I will neither hold you or your service provider liable nor will institute complaint under the Telecom
Commercial Communications Customer Preference (TRAI) Regulations 2010 or such other applications legislations including
amendment thereof.
I further agree and confirm to the applicability of all Regulations/Rights and Obligations/Circulars issued by SEBI/Exchanges/
Depositories and Additional Rights and Obligations pertaining to receipt of communication on contact numbers in addition to
this declaration.

(Sole / First Holder) (Second Holder) (Third Holder)

COMMODITY SPECIFIC
Client Declaration - Open Interest Position: I/We, the undersigned, have taken cognizance of circulars issued by Regulator /
Commodity Exchanges from time to time on the guidelines for calculation of net open positions permitted in any commodity and
I/we hereby undertake to comply with the same. I / We hereby declare and undertake that I / we will not exceed the position limits
prescribed from time to time by Commodity Exchanges or Regulator and such position limits will be calculated in accordance
with the circulars on position limits as modified from time to time. I/We undertake to inform you and keep you informed if I / any
of our partners / directors / karta / trustee or any of the partnership firms/companies / HUFs / Trusts in which I or any of above
such person is a partner / director / karta / trustee, takes or holds any position in any commodity forward contract / commodity
derivative on Exchanges through or through any other member (s) or Exchanges, to enable you to restrict our position limit as
prescribed by the above referred circular of Exchanges as modified from time to time. I / We confirm that you have agreed to
enter order in commodity forward contracts / commodity derivatives for me / us as your clients on Commodity Exchanges only
on the basis of our above assurances and undertaking. I/We further undertake to bear any liable / penalty / charges levied by
Commodity Exchanges / Regulator.
One Time Declaration About High Value Transactions: I / We do hereby declare that being your client, I/We propose to undertake
high value transactions (say Rs. 5 lakh and above or such other sum as may be prescribed by Regulator / MCX / NCDEX or
any other authority from time to time) in a day on MCX / NCDEX through you as my/our commodity broker. By this one time
declaration, please note that the said transaction(s) would be for and on my/our be for and on my/our behalf and entirely for
my./our profit or loss only. I/We also declare that the transactions would not be carried out for any unauthorized / unregistered
authorized person or for and on behalf of any other person / entity.

CLIENT CATEGORY
FPOs / Farmer    Value Chain Participant Domestic Financial Institutional Investor
Foreign Participant     ✔ Others

GSTIN Number (If Applicable) :

14
 Annexure B
Declaration Form for opting out of nomination

Date D D M M Y Y Y Y

To
Monarch Networth Capital Limited
“Monarch House,”
Opp. Ishwar Bhuvan, Nr. Commerce Six Road,
Navrangpura, Ahmedabad – 380009

UCC/DP ID I N

Client ID (only for Demat account)

Sole/First Holder Name

Second Holder Name

Third Holder Name

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand
the issues involved in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s),
my / our legal heirs would need to submit all the requisite documents / information for claiming of assets held in my / our
trading / demat account, which may also include documents issued by Court or other such competent authority, based on
the value of assets held in the trading / demat account.

Name and Signature of Holder(s)*

1. 2. 2.

* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature

15
 ANNEXURE-I: RISK DISCLOSURES

RISK DISCLOSURES ON DERIVATIVES

 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.

 On an average, loss makers registered net trading loss close to ` 50,000.
 Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction
costs.
 Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Source:
1. SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options
(F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity
F&O during FY 2021-22.
I state that I have read and acknowledge all above risk discloser which are available at www.mnclgroup.com and these
discloser are binding upon me.
Thanking you,
Signature

X1 X X
Sole/First Holder Second Holder Third Holder

16
 SPACE FOR FRANKING

(stamped or e-stamped appropriately)

DEMAT DEBIT AND PLEDGE INSTRUCTION (DDPI)

TO ALL TO WHOM THESE PRESENTS SHALL COME TO ALL TO WHOM THESE PRESENTS SHALL COME I/we ,
KRITTIKA MAHESHWARI
(Name of the BO, with
FLOT NO- 101 PLOT NO- 16,HAMLIN APARTMENT,SECTOR 43 GURGAON,122009,006
full address )
Indian inhabitant /Non–resident hold a Beneficiary account no. as provided in Annexure-1, with Central Depository Services
(India) Limited, with Monarch Networth Capital Ltd.( a Depository Participant with CDSL bearing DP-ID 12035000 &/or with
(A depository participant with NSDL ) bearing DP-ID IN303052 & SEBI registered stock broker having SEBI registration
no.INZ000008037, here by authorize Monarch Networth Capital Limited(MNCL),having its registered office at Unit No. 803-
804A, 8th Floor, X-Change Plaza, Block No. 53, Zone 5, Road- 5E, Gift City, Gandhinagar -382355, Gujarat and Corporate address
as Monarch House, Nr. Ishwar Bhuvan, Commerce Cross Rd, Navrangpura, Ahmedabad 380014 and having processing center
at Block No. 4, Fourth Floor, Apex Chambers, Door No. 35-29/20-29, Thyagaraya Road, T Nagar, Chennai – 600017 or any of
its officers of employees or any sub agents as may be delegated by said DP to carry out following exercises for me/us and on
my/our behalf and in my/our name from time to time until revoked by me/us in writing given to MNCL and such revocation shall
not affect the validity of any acts, deeds or things done or action taken by MNCL for discharging any of my/our settlement/
margin obligations in respect of any transactions which is pending on the date of receipt of the notice of revocation by me/us.

Sr. Purpose Signature (physical signature or eSign)

No.

1 Transfer of securities held in the beneficial owner

accounts of me/us towards Stock Exchange 1st holder
related deliveries /settlement obligations arising
out of trades executed by me/us on the Stock
Exchange in any segments to the respective pool
2nd holder Name
accounts of MNCL as mentioned in Annexure-2
of this instrument. Signature X

3rd holder Name

Signature X

2 Pledging / re-pledging of securities in favor of

MNCL to the respective Margin Pledge accounts 1st holder
or margin fund pledge accounts of MNCL as
mentioned in Annexure-2 of this instrument &
re-pledging of securities by MNCL to Clearing
2nd holder Name
Corporations for the purpose of meeting margin
requirements of me/us in connection with the Signature X
trades executed by me/us on the Stock Exchanges
in any segments.
3rd holder Name
Signature X

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3 Mutual Fund transactions being executed on 1st holder
Stock Exchange order entry platforms
2nd holder Name
Signature X
3rd holder Name
Signature X
4 Tendering shares in open offers through Stock 1st holder
Exchange platforms
2nd holder Name
Signature X
3rd holder Name
Signature X
LIST OF DEMAT ACCOUNT OF THE CLIENTS. Annexure – 1
Sr. Name of the Account Holder DP ID Client ID
No
1. KRITTIKA MAHESHWARI 12035000 02016948

LIST OF DEMAT ACCOUNT OF MNCL Annexure – 2

Sr. Name of the Account Holder DP ID Client ID
No.
1. Monarch Networth Capital Limited (CDSL BSE - Pool A/c.) 12035000 00000014
2. Monarch Networth Capital Limited (CDSL BSE- Principal A/c.) 12035000 00000029
3. Monarch Networth Capital Limited (CDSL NSE - Pool A/c.) 12035000 01114703
4. Monarch Networth Capital Limited (NSDL BSE - Pool A/c.) IN303052 10789002
5. Monarch Networth Capital Limited (NSDL NSE - Pool A/c.) IN303052 10788995
6. Monarch Networth Capital Limited (NSDL CMFOCD : Client Securities under IN303052 10866668
margin pledge A/c.)
7. Monarch Networth Capital Limited (CDSL CMFOCD : Client Securities under 12035000 01686161
margin pledge A/c.)
8. Monarch Networth Capital Limited (NSDL MTF COL : Client Securities under IN303052 10866676
margin pledge A/c.)
9. Monarch Networth Capital Limited (CDSL MTFCOL : Client Securities under 12035000 01686176
margin pledge A/c.)
10. Monarch Networth Capital Limited (NSDL MCXNCDX : Client Securities under IN303052 10866684
margin pledge A/c.)
11. Monarch Networth Capital Limited (CDSL MCXNCDX : Client Securities under 12035000 01686180
margin pledge A/c.)
12. National Stock Exchange of India Limited NSCCL (NSDL) IN565576
13. National Stock Exchange of India Limited NSCCL (CDSL) 1100001100017837
14. Bombay Stock Exchange Limited ICCL (NSDL) IN620031
15. Bombay Stock Exchange Limited ICCL (CDSL) 1100001000020972
16. Monarch Networth Capital Ltd. (NSDL MTFBEN : Client Securities under IN303052 10866692
margin funding A/c)
17. Monarch Networth Capital Ltd. (CDSL MTFBEN : Client Securities under 12035000 01686195
margin funding A/c)
18. Monarch Networth Capital Ltd. (NSDL Corporate :TM - Client Securities IN303052 10866730
under margin pledge A/c)

I/We accept (For Monarch Networth Capital Limited)

Date : 27/02/2024

Place : GURGAON ( Authorized Signatories )/Esign

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 MARGIN DEPOSIT, IF ANY, BY CONSTITUENT ALONGSIDE SIGNING UP OF KYC:

Cheque Details: Chq. No. Dated Amount

Bank
Collateral Details: 1.
2.

STRICTLY HO REFERENCE
Initial entries

CALL INWARD DATA ENTRY BACK OFFICE

ACCOUNT ACTIVATION
VERIFICATION PARTICULARS PARTICULARS MASTERS

Code Allotted (all

Date Date Date segments) Date

Time Time Time Date Updated by

Sign Sign

PROCEDURE CHECK LIST

Call verification of Client Mail sent to Client SMS sent to Client Welcome kit dispatch

Signature of Back-office Incharge / Compliance Official

Intimation from Branch by Receipt mode

Document received

Signature of Back-office Incharge

Date

Audited By Original Rejected Pursuant

Audit Date
 Annexure A
Most Important Terms and Conditions (MITC)
(For non-custodial settled trading accounts)
1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number.
Do not allow anyone (including your own stock broker, their representatives and dealers) to trade in your
trading account on their own without taking specific instruction from you for your trades. Do not share
your internet/ mobile trading login credentials with anyone else.
2. You are required to place collaterals as margins with the stock broker before you trade. The collateral
can either be in the form of funds transfer into specified stock broker bank accounts or margin pledge of
securities from your demat account. The bank accounts are listed on the stock broker website. Please do
not transfer funds into any other account. The stock broker is not permitted to accept any cash from you.
3. The stock broker’s Risk Management Policy provides details about how the trading limits will be given
to you, and the tariff sheet provides the charges that the stock broker will levy on you.
4. All securities purchased by you will be transferred to your demat account within one working day of the
payout. In case of securities purchased but not fully paid by you, the transfer of the same may be subject
to limited period pledge i.e. seven trading days after the pay-out (CUSPA pledge) created in favor of the
stock broker. You can view your demat account balances directly at the website of the Depositories after
creating a login.
5. The stock broker is obligated to deposit all funds received from you with any of the Clearing
Corporations duly allocated in your name. The stock broker is further mandated to return excess funds
as per applicable norms to you at the time of quarterly/ monthly settlement. You can view the amounts
allocated to you directly at the website of the Clearing Corporation(s).
6. You will get a contract note from the stock broker within 24 hours of the trade.
7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker for
limited access to your demat account, including transferring securities, which are sold in your account
for pay-in.
8. The stock broker is expected to know your financial status and monitor your accounts accordingly. Do
share all financial information (e.g. income, networth, etc.) with the stock broker as and when requested
for. Kindly also keep your email Id and mobile phone details with the stock broker always updated.
9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor grievance
ID of the stock broker. You can also approach the stock exchanges and/or SEBI directly.
10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by
law. You will not have any protection/recourse from SEBI/stock exchanges for participation in such
schemes.

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 Registered Office : Unit No. 803-804A, 8th Floor, X-Change Plaza, Block No. 53,
MNCL_Eq-Com_Kit_08-02-2023_V-09

Zone 5, Road- 5E, Gift City,Gandhinagar -382355, Gujarat T: 079-26666500

E : [email protected] W : www.mnclgroup.com

20
Signature
 KRA BASED KYC DATA FORM

NAME KRITTIKA MAHESHWARI

FATHER NAME PRADYUMNA MAHESHWARI

DATE OF BIRTH 29/11/2004

GENDER FEMALE

FLOT NO- 101 PLOT NO- 16 HAMLIN APARTMENT SECTOR 43 GURGAON GURGAON 122009
ADDRESS

PROOF OF ADDRESS (POA) 8149

PROOF OF IDENTITY (POI) IAUPM8282G

GENERATED ON 2/27/2024 12:10:23 PM