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some-topological-aspects-of-fluid-dynamics

This document provides an informal introduction to various topological aspects of fluid dynamics, covering topics such as boundary singularities, Lagrangian chaos, and vortex reconnection. It discusses the interplay between topology and fluid dynamics, particularly in relation to magnetohydrodynamics and dynamo theory. The paper concludes with open questions regarding the discussed topics, highlighting the ongoing research in this field.

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0% found this document useful (0 votes)
16 views

some-topological-aspects-of-fluid-dynamics

This document provides an informal introduction to various topological aspects of fluid dynamics, covering topics such as boundary singularities, Lagrangian chaos, and vortex reconnection. It discusses the interplay between topology and fluid dynamics, particularly in relation to magnetohydrodynamics and dynamo theory. The paper concludes with open questions regarding the discussed topics, highlighting the ongoing research in this field.

Uploaded by

Guruprasad S
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 56

J. Fluid Mech. (2021), vol. 914, P1, doi:10.1017/jfm.2020.

230

Some topological aspects of fluid dynamics


H.K. Moffatt†
Department of Applied Mathematics and Theoretical Physics, Wilberforce Road,
Cambridge CB3 0WA, UK

(Received 8 November 2019; revised 8 November 2019; accepted 18 March 2020)

An informal introduction is provided to a range of topics in fluid dynamics having a


topological character. These topics include flows with boundary singularities, Lagrangian
chaos, frozen-in fields, magnetohydrodynamic analogies, fast- and slow-dynamo
mechanisms, magnetic relaxation, minimum-energy states, knotted flux tubes, vortex
reconnection and the finite-time singularity problem. The paper concludes with a number
of open questions concerning the above topics.
Key words: topological fluid dynamics, dynamo theory, vortex interactions

Contents

1 Introduction 3

2 Historical background 4
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

2.1 Helmholtz’ laws . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4


2.2 Linked and knotted vortex tubes . . . . . . . . . . . . . . . . . . . . . . 4
2.3 Tait’s classification of knots and the birth of topology . . . . . . . . . . . 5
2.4 Hicks vortex: a countable infinity of vortex knots . . . . . . . . . . . . . 6

3 Critical points and singularities 6


3.1 Two-dimensional flows . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
3.2 Corner flow and Stokes separation . . . . . . . . . . . . . . . . . . . . . 7
3.2.1 The competition between forced and free solutions . . . . . . . . 9
3.3 Universality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.4 Free-surface singularities . . . . . . . . . . . . . . . . . . . . . . . . . . 10
3.4.1 High-Reynolds-number cusping, and air entrainment . . . . . . . 12
3.4.2 The Herculean paradox . . . . . . . . . . . . . . . . . . . . . . . 13

† Email address for correspondence: [email protected]


© The Author(s), 2021. Published by Cambridge University Press. This is an Open Access article,
distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/
licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium,
provided the original work is properly cited. 914 P1-1
H.K. Moffatt
4 Lagrangian chaos 13
4.1 ABC flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.2 Stokes flow with chaos . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

5 Frozen-in fields 16
5.1 Frozen-in scalar fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
5.2 Frozen-in vector fields; helicity invariance . . . . . . . . . . . . . . . . . 17
5.3 Helicity an invariant of the Euler equations . . . . . . . . . . . . . . . . 18
5.3.1 The Lie derivative . . . . . . . . . . . . . . . . . . . . . . . . . 19

6 Dynamo mechanisms 19
6.1 Turbulent line stretching . . . . . . . . . . . . . . . . . . . . . . . . . . 19
6.1.1 Cranking and helical distortion . . . . . . . . . . . . . . . . . . . 20
6.1.2 Flux-tube distortion by homogeneous turbulence . . . . . . . . . 21
6.2 The slow dynamo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
6.2.1 The possible growth of small-scale modes . . . . . . . . . . . . . 23
6.2.2 Exponentially growing large-scale force-free modes . . . . . . . . 23
6.2.3 Weak turbulence and the link with helicity . . . . . . . . . . . . 23
6.2.4 The turbulent diffusivity . . . . . . . . . . . . . . . . . . . . . . 24
6.3 The fast dynamo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
6.3.1 The stretch–twist–fold scenario . . . . . . . . . . . . . . . . . . 25
6.3.2 Curvature, torsion, twist and writhe . . . . . . . . . . . . . . . . 26
6.4 Helicity generated by magnetostrophic turbulence . . . . . . . . . . . . . 27
6.4.1 Up–down symmetry breaking and the ‘αω-dynamo’ . . . . . . . 28

7 Analogies 29
7.1 The B-ω analogy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
7.2 The B-u analogy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
7.3 Flux expulsion and analogous homogenisation . . . . . . . . . . . . . . . 30

8 Magnetic relaxation 32
8.1 The Arnold inequality . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
8.1.1 Energy bound for non-trivial linkage; minimum crossing number . 33
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

8.1.2 Arnold inequality for unbounded domain . . . . . . . . . . . . . 33


8.2 The basic relaxation process . . . . . . . . . . . . . . . . . . . . . . . . 33
8.2.1 Topological accessibility . . . . . . . . . . . . . . . . . . . . . . 34
8.2.2 Relaxation of the Hopf link . . . . . . . . . . . . . . . . . . . . . 34
8.2.3 Magnetic relaxation in a compressible medium . . . . . . . . . . 35
8.2.4 Structure of relaxed state . . . . . . . . . . . . . . . . . . . . . . 35
8.3 Formation of discontinuities; Parker’s model . . . . . . . . . . . . . . . . 36
8.4 Relaxation to magnetodynamic states . . . . . . . . . . . . . . . . . . . . 37

9 Stability 38
9.1 Stability of magnetostatic equilibria . . . . . . . . . . . . . . . . . . . . 38
9.2 Instability of analogous Euler flows . . . . . . . . . . . . . . . . . . . . 40
9.3 Two-dimensional cylindrical equilibria . . . . . . . . . . . . . . . . . . . 40
9.3.1 Arnold’s assertion and its refutation . . . . . . . . . . . . . . . . 41
9.3.2 Rayleigh’s criterion, as anticipated by Maxwell . . . . . . . . . . 41
9.3.3 Three-dimensional instability of Euler flows . . . . . . . . . . . . 42
9.4 Kelvin modes and transient growth . . . . . . . . . . . . . . . . . . . . . 42
914 P1-2
Some topological aspects of fluid dynamics
10 Knotted flux tubes 43
10.1 Knot helicity, writhe and twist . . . . . . . . . . . . . . . . . . . . . . . 44
10.2 The energy spectrum of knots and links . . . . . . . . . . . . . . . . . . 44
10.3 The analogue Euler knots . . . . . . . . . . . . . . . . . . . . . . . . . . 45
10.4 Tight knots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
10.5 Experimental realisation of vortex knots . . . . . . . . . . . . . . . . . . 47

11 Vortex reconnection and the finite-time singularity problem 48


11.1 Self-induced vortex reconnection . . . . . . . . . . . . . . . . . . . . . . 48
11.2 Turbulent dissipation in the limit ν → 0 . . . . . . . . . . . . . . . . . . 49
11.3 The finite-time singularity problem . . . . . . . . . . . . . . . . . . . . . 50

12 Summary and open questions 52

References 53

1. Introduction
I welcome this opportunity to write a Perspectives article for JFM, and I thank the Editors
for their invitation to do so. One dictionary definition of ‘perspective’ is ‘a particular
attitude towards or way of regarding something; a point of view’. This gives me freedom
to express my personal opinions throughout the article, and to adopt a more informal style
than is perhaps usual for JFM.
Insofar as fluid dynamics is concerned with continuous deformation induced by flow,
there is a natural symbiosis with topology which is largely concerned with properties
of systems that remain invariant under continuous deformation. I propose to provide a
necessarily superficial survey of a range of topics, all of which have some topological
aspect, in which I have been personally involved at some stage over the last 60 years. Some
of these topics involve flow at low Reynolds numbers, where viscous effects dominate; and
some at high Reynolds numbers where viscous effects are negligible nearly everywhere.
A particular concern in any topological approach is to identify the location and structure
of singularities in a flow field, and the manner in which such singularities can be resolved
(see § 3). A further concern is to identify flow properties that do indeed remain invariant,
and to identify circumstances in which singularities can appear and topological jumps can
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

occur; vortex reconnection is perhaps the best known circumstance of this kind, and my
discussion will build up to a brief consideration of this problem and the implications for
turbulence in § 11.
Magnetohydrodynamics plays an important part here in that, in an ideal conducting
fluid, the magnetic field is ‘frozen in’, i.e. transported with the fluid (§ 5). Analogies
with vortex dynamics and with steady Euler flows can be powerful in their implications,
but must be treated with caution (§ 7). Topological properties are particularly relevant in
both fast- and slow-dynamo theory (§ 6) and in the theory of magnetic relaxation (§ 8)
which raises issues of stability (§ 9). This leads naturally to questions concerning the
existence and structure of knotted flux tubes, and of field discontinuities that are inevitably
encountered (§ 10).
My research in fluid dynamics started in 1958 under the supervision of George Batchelor
FRS, whose centenary will be celebrated by a special IUTAM Symposium to be held
in Cambridge, 15–18 March 2020.1 In 1958, Batchelor was, at 38 years old, a world
authority on turbulence, and he had founded this Journal just two years earlier (for details
1 Now postponed because of the COVID-19 pandemic to an online symposium, 28–31 March 2021.

914 P1-3
H.K. Moffatt
concerning this great achievement, see Moffatt (2017)). He was also at that time engaging
with the authorities of Cambridge University in creating the Department of Applied
Mathematics and Theoretical Physics (DAMTP), officially established in 1959. It was
natural that I should undertake research in some aspect of turbulence, and I settled on
Magnetohydrodynamic Turbulence (the title of my PhD thesis), magnetohydrodynamics
being then at a very exciting stage of development following publication of the Interscience
texts of Spitzer (1956) and Cowling (1957). Batchelor was a superb research adviser,
encouraging and critical at the same time, and unfailing in the good advice he gave at
all stages of my early faltering attempts to grapple with ‘the problem of turbulence’.

I gladly dedicate this Perspective to George Batchelor, in memoriam.

2. Historical background
2.1. Helmholtz’ laws
My story starts with the seminal paper of Helmholtz (1858), who stated his three laws
of vortex motion for flow of an ‘ideal fluid’ in a bounded domain, laws which may be
paraphrased as follows: (i) a vortex tube has constant circulation (i.e. flux of vorticity)
along its length; (ii) a vortex tube must either be closed on itself or terminate on the fluid
boundary; and (iii) vortex lines are transported with (or ‘frozen in’) the flow. This paper by
Helmholtz was translated from German into English by Tait (1867), and came immediately
to the attention of William Thomson (later Lord Kelvin) who recognised the particular
significance of Helmholtz’s law (iii), and immediately proposed his ‘vortex atom’ theory
(Thomson 1867 – see below).
The first law (i) is merely a way of saying that ∇ · ω = 0, which of course follows
immediately from the definition of vorticity: ω = ∇ ∧ u, where u(x, t) is the velocity field.
We shall use the symbol Γ for the circulation of a vortex tube. The term ‘vortex filament’
may be used to describe a vortex tube of infinitesimal cross-section.
The statement of the second law (ii) is false, as now widely recognised, because in any
flow that exhibits the (generic) phenomenon of chaos (see § 4 below), a vortex line in
any chaotic sub-domain of the flow wanders indefinitely without ever closing on itself.
Saffman (1993) has maintained that the statement (ii) can be rescued by simply replacing
‘vortex lines’ by ‘vortex tubes’. In § 1.4 of his well-known book on Vortex Dynamics he
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

wrote ‘If the vorticity field is compact, the tubes must be closed or begin and end on
boundaries’. But this too is false; for in any chaotic sub-domain, any two neighbouring
vortex lines diverge exponentially, and the cross-section of any vortex tube becomes
increasingly flattened and distorted along its length; it will in general partially overlap
itself, and does so repeatedly in these circumstances, but cannot surely be regarded as
‘closed’. (I made this point in my review of Saffman’s book (Moffatt 1994), and, following
its publication, enjoyed an extensive correspondence with him about chaotic vector fields.)

2.2. Linked and knotted vortex tubes


The third law (iii) is most relevant to the theme of this Perspective, because it implies
conservation of the topology of vortex lines, at least for so long as the velocity field
remains ‘smooth’, i.e. at least C2 (twice continuously differentiable). Linked vortex tubes
remain linked, and knotted vortex tubes remain knotted. It was this property that in
1867 excited the attention of Kelvin, who two years later derived his famous ‘circulation
theorem’ (Thomson 1869). James Clerk Maxwell was equally intrigued, as revealed by
his correspondence with Tait; in a remarkable letter to Tait dated 13 November 1867
914 P1-4
Some topological aspects of fluid dynamics
(a)
(b)

(c)

Figure 1. (a) First page of James Clerk Maxwell’s letter to Peter Guthrie Tait, 13 November 1867; (b,c) Tait’s
frequent method of reply to Maxwell’s letters. (Reproduced by kind permission of the Syndics of Cambridge
University Library.)

(reproduced from the original in figure 1a), Maxwell, with a degree of gentle scepticism,
expresses his views concerning Thomson’s ‘worbles’: he talks of ‘the interpretation
Thomson has set himself to spin the chains of destiny out of a fluid plenum . . .’ and
adds ‘I saw you had put your calculus in it too. May you both prosper and disentangle
your formulæ in proportion as you entangle your worbles’. (This was the beginning of
an extended correspondence between Maxwell and Tait, who had been close friends
ever since their schooldays at the Edinburgh Academy; Tait would frequently reply to
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

Maxwell’s letters by ha’penny postcards, whether to Cambridge or to Maxwell’s estate


in Glenlair, Dalbeattie (figure 1b), these postcards being densely packed on the other
side with scientific comments and questions.) Amazingly, linked and knotted vortex tubes
(Maxwell’s ‘worbles’) have been realised experimentally only within the current decade
(Kleckner & Irvine 2013). It is this fact, among others, that makes the topic of topological
fluid dynamics (Moffatt & Tsinober 1990) of such great current interest.

2.3. Tait’s classification of knots and the birth of topology


Tait’s interest in vortex dynamics led him to initiate the classification of knots in a
remarkable series of papers published during the 1870s, and now gathered together in
his collected papers (Tait 1898). These papers helped to open up the field of Topology
as a distinct branch of mathematics. The word ‘topology’ made its first appearance
in English in Tait’s obituary of Johann Listing (Tait 1883) who had introduced it
in the German literature some decades earlier (Listing 1848). As already remarked,
topology and fluid mechanics have, or at least should have, a very natural symbiosis,
in that both are concerned with continuous deformation, and with properties that in
914 P1-5
H.K. Moffatt
ideal circumstances remain invariant under such deformation. A marked divergence in
theoretical developments in the century following Tait’s seminal work – formal and
rigorous in the case of topology, intuitive and exploratory in the case of fluid dynamics
– led to a degree of schism between the two disciplines. Arnold’s papers (Arnold 1965b,
1974) began a healing process, and the book of Arnold & Khesin (1998) has further
highlighted the above symbiosis between the two fields.

2.4. Hicks vortex: a countable infinity of vortex knots


One further paper from the 1890s here deserves mention: Hicks (1899) described what
is now known as the ‘Hicks vortex’, an exact axisymmetric steady solution of the Euler
equations, representing a family of vortex motions within a sphere. These vortices differ
from the well-known ‘Hill’s vortex’ in that they include a ‘swirl’ component of velocity
around the axis of symmetry, so that the vortex lines lie on a family of nested tori within
the sphere, and include a countable infinity of torus knots. The extent of the family of
these torus knots, of interest from a topological point of view, has been recently clarified
by Bogoyavlenskij (2017) – see also Moffatt (1969).

3. Critical points and singularities


In topological fluid mechanics, the emphasis is on determining structural properties of
a fluid flow. This generally starts with a need to locate critical points of the flow where
the velocity or vorticity, or even some higher derivative, may be either zero or infinite;
and then to analyse the structure of the flow in the neighbourhood of such points. As we
shall see below, the streamline topology can change when zeros of velocity come into
coincidence, and they can do so at infinite speed in a perfectly regular flow! We start by
considering the relatively simple situation of two-dimensional incompressible flows. The
situation when the velocity or vorticity may become infinite at a point is very much more
difficult to analyse, and indeed it is not yet known whether such singularities can occur
in incompressible flows of finite energy under Navier–Stokes, or even Euler, evolution.
Consideration of this unsolved problem, necessarily speculative in character, is deferred to
§ 11 of this Perspective.
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

3.1. Two-dimensional flows


Consider an incompressible flow confined to a two-dimensional domain D with boundary
∂ D. Such a flow is described by a streamfunction ψ(x, y, t) and velocity components
u = ∂ψ/∂y, v = −∂ψ/∂x. The instantaneous streamlines of the flow are given by curves
ψ = const., and must be distinguished from the particle paths, which are determined by
the equations dx/dt = u(x, y, t), dy/dt = v(x, y, t), and initial conditions x(0) = a, say. If
the flow is steady (i.e. ∂ψ/∂t = 0), then the particle paths coincide with the streamlines.
At ‘stagnation points’ where the fluid is instantaneously at rest, ∂ψ/∂x = ∂ψ/∂y = 0;
these are ‘critical points’ of ψ, extrema (maxima or minima) if the local streamlines
are elliptic, saddle points if they are hyperbolic. If D has the topology of a disc, and
if the critical points of ψ are all in the interior of D, then the number of extrema ne
and the number of saddle points ns are related by Euler’s identity ne − ns = 1. This is
the simplest result of a topological character for such a flow, and it holds at all times
during the evolution of the flow. If, for example a saddle point merges with an extremum,
then both ne and ns decrease by one, and the difference is conserved. The situation is
illustrated in figure 2 by the streamfunction ψ = ψ1 = y2 − √ x3 − 3xt; here, u = 2y, v =
3x + 3t and for t < 0, there are stagnation points at x = − −t (an extremum) and at
2

914 P1-6
Some topological aspects of fluid dynamics
(a) (b) (c)
3 3 3

2 2 2

1 1 1

0 0 0

–1 –1 –1

–2 –2 –2

–3 –3 –3
–3 –2 –1 0 1 2 3 –3 –2 –1 0 1 2 3 –3 –2 –1 0 1 2 3

Figure 2. Figure illustrating the merging of two stagnation points (an extremum and a saddle) as t increases
through zero for the streamfunction ψ(x, y, t) = y2 − x3 − 3xt; (a) t = −1, (b) t = 0, (c) t = +1; the cusped
streamline exists only instantaneously at time t = 0.

0.5

0.4

0.3

0.2

0.1

0
–1.0 –0.5 0 0.5 1.0
Figure 3. Stokes flow described by the streamfunction ψ = y2 ( y − kx), with no slip on the boundary y = 0.


x = + −t (a saddle). The separation of these points decreases at speed ∼(−t)−1/2 ,
and they merge (at infinite speed!) at t = 0. Note the cusped structure of the critical
streamline ψ1 = 0 at t = 0. This is an instantaneous topological transition, of a type that
regularly occurs in the evolution of meteorological maps. We note further that ψ1 trivially
satisfies the unsteady non-dimensionalised Stokes equation ∂∇ 2 ψ1 /∂t = ∇ 4 ψ1 , so that,
since the nonlinear inertia force is negligible near the stagnation points, this transition is
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

dynamically realisable under Navier–Stokes evolution.


It may happen that a critical point lies on the boundary ∂ D of the domain. In this case,
a streamline ψ = const. intersects the boundary at the critical point. This is illustrated
in figure 3 for the streamfunction ψ = ψ2 = y2 ( y − kx), for which u = 3y2 − 2kxy, v =
ky2 . Since ∇ 4 ψ2 = 0, this represents a Stokes flow with no slip on the boundary y = 0,
and what may (for k > 0) be described as ‘Stokes separation’ at x = 0, y = 0 (or ‘Stokes
reattachment’ if k < 0). Each such boundary structure is like ‘half of a saddle point’ and
contributes 1/2 to ns in Euler’s identity.

3.2. Corner flow and Stokes separation


Consider first the classic problem of two-dimensional flow in a corner between two
planes θ = ±α. It is supposed that the flow is driven by some unspecified mechanism
(e.g. a rotating cylinder) far from the corner, and it is required to analyse the asymptotic
behaviour near the corner. I was attracted to this problem in 1962 when required to set
examination questions on a Masters’ level course on viscous flow theory; the fruitful
interaction between teaching and research was never more evident! The natural approach,
914 P1-7
H.K. Moffatt
(a) (b)
1.5
1.0
0.5
0
–0.5
–1.0
–1.5
0 2 4 6 8 10
Figure 4. (a) Eddies in a corner of half-angle α = π/18 described by the streamfunction ψ = rλ f (θ ), where
λ is determined by (3.2); (b) corner eddies. (from Taneda 1979, with permission)

as had been suggested by Rayleigh (1920, p. 18) and pursued by Dean & Montagnon
(1949), was to assume a streamfunction of the form
ψ(r, θ) = rλ f (θ), (3.1)
in plane polar coordinates, to substitute this in the biharmonic equation ∇ 4 ψ = 0
governing the Stokes flow near the corner, and then to seek to determine λ by satisfying
the no-slip conditions on the bounding planes. If it is supposed that ψ is symmetric
approximately θ = 0, this leads to the equation
sin 2μα = −μ sin 2α where μ = λ − 1. (3.2)
The novel property of this equation is that all non-zero solutions for μ are complex if
2α  146.3◦ . This much had been discovered by Dean & Montagnon (1949), but the
fact that this implies infinite oscillations as r → 0 was not recognised by these authors.
I found it difficult to believe this myself, and I took the prediction to George Batchelor,
expecting him to say there must be a mistake somewhere. To my great relief, he said
‘Yes, I can believe that’, and gave me every encouragement to write my paper on this
topic (Moffatt 1964); he obviously approved of my efforts to extract physical meaning
from such a curious mathematical result! The function f (θ) in (3.1) is also complex, but
since the Stokes problem is linear, we may simply redefine ψ as Re [rλ f (θ)]. The resulting
streamfunction exhibits a geometric sequence of counter-rotating eddies, as illustrated for
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

the case α = π/18 in figure 4(a). The important thing about this flow is that it exhibits the
phenomenon of flow separation and reattachment where the dividing streamlines ψ = 0
meet the boundaries θ = ±α. Near these points, the flow is just as described in figure 3,
with k > 0 for separation and k < 0 for reattachment. Separation had previously been
thought of as a high-Reynolds-number phenomenon; but here it was also evident, and
quite dramatically so, at low Reynolds number also.
The flow shown in figure 4(a) was realised experimentally by Taneda (1979), who
observed the first two eddies in a sequence driven by rotation of a cylinder far from the
corner (figure 4b). A third eddy could also be dimly discerned, although the velocity in
it was extremely small. The theory does indeed imply a rapid decrease in flow intensity
from one eddy to the next as the corner is approached – by a factor of approximately 400
when α = π/18. If the first eddy has a circulation time of say 10 s, then the second will
have a circulation time ∼1 h, the third ∼16 days, and the fourth ∼17 years; to observe
such eddies demands patience! Indeed, the fluid is virtually stagnant after the third eddy
in the sequence, whatever the remote stirring mechanism may be; and yet, because λ is not
an integer, high derivatives of the velocity are infinite at r = 0 for nearly all values of the
angle α!
914 P1-8
Some topological aspects of fluid dynamics
–0.2×10–9
(a) (b) –0.529×10–9
–0.3×10–6 0 V3
–0.15×10–5
Axis of –0.261×10–5
V2
curvature y 0
A
–0.5 ×10–4
β
–0.25 ×10–3
0.18
V1
κ−1 0
–0.425 ×10–3
D
o 2α –3
×10
0.1
β 0–
2
0 ×1 Main vortex
1
.2

×10
B 0.1 –1
0.3 ×10
0.18

Figure 5. The curved duct configuration of Collins & Dennis (1976). When the flow is pressure driven, eddies
form at A and B if β > 40.4◦ , and at O if 71.9◦ < 2α < 159.1◦ . When the flow is driven by rotation of the
boundary AB about the axis of curvature, eddies do not form at A and B, but they do form at O if 35.0◦ <
2α < 159.1◦ (after Collins & Dennis 1976).

3.2.1. The competition between forced and free solutions


Corner eddies are present in a very wide variety of flows, and have gained some
prominence through the current importance of micro- and nano-hydrodynamics (Squires
& Quake 2005), where the Reynolds number is undoubtedly small enough for application
of the theory. An instructive example is provided by the pressure-driven flow in a curved
triangular duct studied numerically by Collins & Dennis (1976). The geometry is shown in
figure 5(a): the triangular duct is supposed curved about the vertical axis, with radius
of curvature L large compared with the scale of the duct cross-section. The resulting
centrifugal force drives a secondary flow, which exhibits the corner eddies shown in
figure 5(b).
The question of whether eddies do or do not form in such circumstances is determined by
the dependence of the driving force on the distance r from the corner. The pressure-driven
velocity w is O(r2 ) near the point A, and the streamfunction ψ of the secondary flow is
determined by

ν∇ 4 ψ = −2κw ∂w/∂y in D; w = ∂w/∂n = 0 on ∂ D. (3.3a,b)


https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

Since w∂w/∂y ∼ r3 , it follows that the particular integral of (3.3a,b) as r → 0 is O(r7 ).


Eddies will form if, for the angle β (here π/4), Re λ < 7, for then the (homogeneous)
complementary function dominates as r → 0. The dependence of λ on β being known, this
condition translates to β  40.4◦ , so that eddies do indeed form when β = π/4. Collins
& Dennis (1976) computed the geometric sequence of these eddies by successive grid
refinement as the corner is approached. Similar arguments determine whether eddies will
form at the corner O, where the secondary flow is symmetric about the bisector. So far as
I am aware, these predictions have not yet been subjected to experimental verification; it
would be sufficient to bend the axis of such a duct gently through an angle, to drive flow
through the duct by an applied pressure gradient, and to visualise the cross-sectional flow
by a transverse sheet of light at the bend.

3.3. Universality
The beauty of the corner flow solution ψ ∼ Re rλ f (θ) lies in what may be described
as the ‘universality’ of the phenomenon that it describes. First, although this appears to
be a low-Reynolds-number phenomenon, this form of ψ actually provides an asymptotic
914 P1-9
H.K. Moffatt
solution of the Navier–Stokes equations for arbitrary ‘driving Reynolds number’ Re (i.e.
based on the driving mechanism far from the corner). This is because both the local length
scale and the flow velocity tend to zero as r → 0. Thus the Stokes separation phenomenon
is universal for arbitrary Re and arbitrary two-dimensional flow near a corner, provided that
the angle of the corner is  146.3◦ . The location of the first separation point depends on the
remote forcing mechanism; moreover, this location will be Reynolds-number dependent in
a manner that still calls for detailed investigation.
Second, even if the corner is not sharp (and no corner is perfectly sharp in reality), the
flow will still in general in the low-Re regime exhibit a sequence of counter-rotating eddies,
but the number of these will be finite; indeed if flow is driven by a rotating cylinder placed
in a converging channel, it may be expected to exhibit a similar eddy sequence. If there
is a weak superposed flow through the channel, then the eddies are attached alternately to
the walls of the channel, allowing the flow to pass between them.
A similar phenomenon occurs at a cusped corner, e.g. in steady shear flow over a
cylinder that sits on a plane boundary: the flow separates and a sequence of eddies appears
in the cusp regions, both upstream and downstream because (at low Re) the flow exhibits
symmetry about the diameter of the cylinder through its point of contact with the plane.
If there is a small gap between the cylinder and the plane, then there is a small leakage
of fluid through the gap, and the eddies, again finite in number, are in this case attached
alternately to the cylinder and the plane (Jeffrey & Sherwood 1980).

3.4. Free-surface singularities


A very different type of singularity can occur at the free surface of a liquid of viscosity μ
and surface tension γ when some sub-surface forcing causes convergence of the flow at the
free surface, as shown in figure 6(a). Here two cylinders of equal circular cross-sections,
placed at the same level below a free surface, are counter-rotated to generate a converging
flow at the free surface; at sufficient speed of rotation the surface is drawn down on the
plane of symmetry and a cusp-type singularity is observed to form. Figure 6(b) shows an
idealisation of this situation, in which the rotating cylinders are replaced by a vortex dipole
of strength α at depth d below the surface, thus inducing the same type of converging flow
at the surface. The gain here is that this problem can be solved exactly assuming Stokes
flow and neglecting the influence of gravity, a neglect that may be justified retrospectively
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(Jeong & Moffatt 1992).


Formation of the cusp involves a battle between viscosity and surface tension. The
following simple argument (provided by J. Hinch, private communication) indicates why
the apparent cusp forms despite the smoothing effect that is usually associated with surface
tension. Flow near the stagnation point on the plane of symmetry (figure 6c) is in part due
to a (virtual) point force 2γ upwards located roughly at the centre of curvature of the
free surface, and in part to a downward velocity U due to the remote forcing. The upward
velocity due to the point force is essentially that of a Stokeslet: u = (γ /2πμ) log r0 /r
for some r0 , and this balances U at r = R (the radius of curvature at the ‘cusp’) where
R/r0 = exp [−2πμU/γ ]. For the model problem of figure 6(b), on dimensional grounds
r0 = c1 d, U = c2 α/d2 where c1 and c2 are dimensionless constants, so that
R/d = c1 exp [−2πc2 C], (3.4)
where C = μα/γ d2 , the capillary number.
This argument shows the power of dimensional argument combined with physical
intuition; determination of the constants c1 and c2 , however, requires the full analytical
solution of the problem, which yields c1 = 256/3, c2 = 16. Now, if we assume a ‘level
914 P1-10
Some topological aspects of fluid dynamics
(a)

(b) (c)

ace 2γ
surf
Free Circle of
curvature
d radius R

Vortex dipole
α

Figure 6. (a) A cusp at the free surface of a viscous liquid induced by sub-surface counter-rotating cylinders
(the cylinder on the left rotates clockwise, that on the right anti-clockwise); the black streak entering the fluid
from the cusp marks a thin sheet of air that enters the bell-shaped bubble which is held stationary in the
downward flow; (b) flow modelled by a vortex dipole of strength α at depth d below the position of the free
surface when undisturbed; the cusp appears at depth 2d/3; (c) local situation near the stagnation point on the
plane of symmetry (adapted from Jeong & Moffatt 1992).

playing field’ as between viscosity and surface tension (i.e. C = 1) then (3.4) gives the
extraordinary result
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R/d ≈ 1.9 × 10−42 or equivalently d/R ≈ 5.3 × 1041 . (3.5)

From a mathematical point of view, it is remarkable that such numbers should


emerge from a problem whose statement as a nonlinear boundary-value problem
itself involves no small parameters. Here, allow me to draw attention to Richard
Feynman’s thought-provoking discussion (Feynman, Leighton & Sands 1963) concerning
the extremely large ratio of the electrical repulsion of two electrons to their gravitational
attraction, 4.17 × 1042 . Feynman writes: ‘Where could such a tremendous number come
from? Some say that we shall one day find the “universal equation”, and in it, one of the
roots will be this number. It is very difficult to find an equation for which such a fantastic
number is a natural root’. Well, I don’t of course wish to suggest that cusp singularities
have any implications for a unified field theory; but merely to point out that huge numbers
(or their reciprocals) can indeed emerge from certain nonlinear boundary-value problems
arising in very classical fluid-dynamical contexts.
914 P1-11
H.K. Moffatt
(a) (b)

Figure 7. As in figure 6, but here the cylinders are close to each other, and only partially submerged; (a) the
viscous fluid is drawn up in a layer on each cylinder and the layers interact as the fluid passes down through
the gap, forming a cusp; the free surface can be seen on the right of the photo; (b) blow-up of the cusp region
showing how air is drawn through the cusp in a very thin sheet forming a ‘tricuspidal’ bubble from which
smaller bubbles of air are ejected into the fluid. (Photographs taken by author in 1992, but not previously
published.)

3.4.1. High-Reynolds-number cusping, and air entrainment


Again, I would claim that the result (3.4) has a universality that transcends the particularity
of the vortex-dipole prescription. The same cusping phenomenon is to be expected even
if the Reynolds number based on the remote forcing is large; this is because as for
the corner flow problem, irrespective of this ‘global’ Reynolds number, inertia forces
are negligible near the stagnation point where the cusp forms. A good example of the
high-Reynolds-number situation is provided by the problem of the impact of a steady
stream of water from a tap onto a deep tank of water, an experiment that is easily performed
at bath time! When the downward flux is small, the flow is quite steady; but as the
flow rate is increased, a critical stage is reached at which bubbles appear in the bath
near the region of impact, with audible effect. The reason is that a circular cusp forms
where the stream impacts the free surface, and air is entrained into the bath through the
cusp by the mechanism described by Eggers (2001). This mechanism, which resolves the
cusp singularity, is presumably fundamental whenever air is mixed into water, as through
breaking waves, or indeed whenever any two immiscible fluids are vigorously stirred
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together to enhance interaction, a frequent objective in chemical-engineering processes.


The process of air entrainment has been studied in computational detail by Kumar, Das &
Mitra (2017), who also provide an extensive list of the many contributions to this problem
since 1990.
Air entrainment through the cusp is indicated by the black streak descending from the
cusp in figure 6; this air enters the bell-shaped bubble (black), which remains stationary
in the downward flow shedding much smaller bubbles into the stream. This phenomenon
can be seen quite clearly if the cylinders of figure 6(a) are brought into close proximity,
as in figure 7. Here again, air is drawn through the cusp in a thin sheet emerging into
a bell-shaped bubble, with again ‘detrainment’ of small air bubbles from the two lower
cusps. An investigation of this configuration by lubrication theory could be illuminating.
The exact solution that leads to the result (3.4) also gives the velocity field; at distance r
from the cusp just outside the parabolic region shown in figure 6(c), the downward velocity
component has the asymptotic form v ∼ −U + O(r1/2 ), so that the local rate of strain
is O(r−1/2 ) (a singularity that is resolved as indicated above by air entrainment). The
associated rate of dissipation of energy is O(r−1 ) so area integrable at r = 0. Care is of
course needed in the double limiting process C → ∞, r → 0.
914 P1-12
Some topological aspects of fluid dynamics
(a) (b)
Free surface Free surface

U i

Figure 8. (a) Hypothetical (but unrealistic) flow near the contact line when a flat plate is drawn into a viscous
fluid with velocity U; (b) the ‘half-cusp’ between the free surface and the plate that must occur near the contact
line due to the downward drag on the fluid.

3.4.2. The Herculean paradox


A related situation is provided by the problem of a vertical flat plate pushed with velocity
U through the free surface of a viscous fluid. On the (untenable) assumption that the
free surface remains horizontal (figure 8a), the local streamfunction would have the form
ψ ∼ Urf (θ ), as in the Taylor ‘paint-scraper’ problem (Taylor 1960). This would lead to a
non-integrable stress ∼r−1 on the plate, so that the force needed to impel it downwards
would be infinite; hence the frequently quoted ‘Herculean paradox’ that not even Hercules
could (as alleged in Greek mythology) have dipped his arrows in the envenomed blood of
the Hydra without truly superhuman strength.
However, the fluid is in fact drawn down by the viscous force as indicated in figure 8(b),
and the flow in the immediate neighbourhood of the contact line actually looks very similar
to the cusp flow if we simply place a vertical plate on the plane of symmetry of that
flow and move it downwards with the velocity U at the cusp as obtained from the exact
cusp solution. All the conditions of the problem are then satisfied: the flow satisfies the
biharmonic equation, and the required conditions on the free surface and on the vertical
plate are locally satisfied. The cusp solution (Jeong & Moffatt 1992) gives a local stress
of order r−1/2 , and so integrable on the plate. The force required to impel it downwards
is therefore finite (and actually independent of capillary number provided this is of order
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unity or greater). We may thus dispose of the Herculean paradox.

4. Lagrangian chaos
4.1. ABC flow
The flows considered so far have been regular in the sense that the streamlines and/or
particle paths are either closed curves or curves confined to a family of surfaces. The
generic structure of steady flows in three dimensions does not satisfy either of these
constraints; in general, there exist subdomains within the fluid in which the streamlines
are space filling: they wander in such a way as to come arbitrarily near any point of the
subdomain if followed far enough. Such flows exhibit what is described as ‘Lagrangian
chaos’. The behaviour occurs also in unsteady two-dimensional flows, as exemplified by
the ‘blinking vortex’ model of Aref (1984).
Chaos in fluid flows was a subject that sprang to life with the work of Arnold (1965a)
and Hénon (1966), who studied what came to be known as the ABC flow,
u(x) = (B cos ky + C sin kz, C cos kz + A sin kx, A cos kx + B sin ky), (4.1)
914 P1-13
H.K. Moffatt
(a) (b)

Figure 9. Sample Poincaré sections for the ABC flow; (a) A2 = 1, B2 = 2/3, C2 = 1/3, showing islands of
regularity in a sea of chaos; (b) the contrasting situation when A2 = 1, B2 = 1, C2 = 1; the region of chaos is
very much reduced. (From Hénon 1966; Dombre et al. 1986.)

which satisfies the Beltrami condition ω(x) = ku(x). Any incompressible flow uB
satisfying this condition (with k constant) also satisfies the condition ∇ 2 uB ≡ −∇ × ωB =
−k2 uB , and therefore satisfies the Navier–Stokes equation (linear for such flows),

∂uB /∂t = −∇Π − k2 uB , (4.2)


where Π = p/ρ + u2B /2. With Π = const., this has the exponentially decaying solution
uB (x, t) = uB (x, 0)e−k t , a result recognised in an early paper by Trkal (1919) (available
2

in English translation since 1994). Thus the streamline structure remains constant under
Navier–Stokes evolution in this very special situation.
The flow (4.1), being periodic in x, y and z, can be treated as a flow on the three-torus
T3 , a description that may be less than helpful for those who prefer to remain firmly in the
Euclidean space R3 , in which the flow can actually occur. Nevertheless, it is on T 3 that the
streamlines of the flow are chaotic. This chaos has been studied in some detail by Dombre
et al. (1986) who summarise their results with the statement ‘In general, there is a set of
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

closed (on the torus T3 ) helical streamlines, each of which is surrounded by a finite region
of Kolmogorov–Arnold–Moser invariant surfaces. For certain values of the parameters
strong resonances occur which disrupt the surfaces. The remaining space is occupied
by chaotic particle paths: here stagnation points may occur and, when they do, they are
connected by a web of heteroclinic streamlines’. A typical Poincaré section is reproduced
in figure 9(a) for the particular case A2 = 1, B2 = 2/3, C2 = 1/3, showing ‘islands of
regularity’ within a sea of chaos which extends over roughly half the fluid domain; a
single streamline here provides the scatter of points in the chaotic region. Generally, it
appears that the region of chaos decreases in extent as the parameters A, B and C approach
equality, although a modest extent of chaos survives in the limiting situation, as shown in
figure 9(b).

4.2. Stokes flow with chaos


Stokes flows, for which inertia effects are completely negligible, have found an important
field of application in microfluidic systems whose scale is such that Re 1 (Squires
914 P1-14
Some topological aspects of fluid dynamics

(a) (b)

Figure 10. (a) Typical streamline of a flow of the form ((4.3), (4.4a–c)) which indicates two strong vortices;
(b) Poincaré section for the same streamline by a plane perpendicular to the vortices, showing points where it
has crossed the plane of section 40 000 times. (From Bajer & Moffatt 1990.)

& Quake 2005). A different type of Lagrangian chaos can exist in such systems.
Figure 10(a) shows a typical streamline for a steady Stokes flow in a sphere, and
figure 10(b) an associated Poincaré section for the same streamline when it is continued for
a very long time. In figure 10(a), the streamline appears to lie on a surface; but the Poincaré
section shows that this is not in fact the case: the ‘surface’ shifts by random small amounts
when it nearly returns on itself – a phenomenon described as ‘transadiabatic drift’ (Bajer
& Moffatt 1990).
The particular Stokes flow with streamlines as in figure 10 is one of a class of steady
flows consisting of three ingredients, each of which is an incompressible Stokes flow
confined to the sphere r < 1
u(x) = U(x) + V (x) + W (x), (4.3)
where
U(x) = a(1 − 2r2 ) + (a · x)x, V (x) = Ω × x, W (x) = (λyz, μzx, νxy), (4.4a–c)
and where λ + μ + ν = 0 (so that W · n = 0 on r = 1). Here, U(x) is the same as the
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flow inside a Hill’s spherical vortex, axisymmetric about the vector a, V (x) is a rigid body
rotation with angular velocity Ω and W (x) is a combination of ‘twist ingredients’; this
type of flow was originally devised to represent the ‘stretch–twist–fold’ process, believed
to be fundamental for dynamo theory (see § 6.3 below). Each such flow u(x) inside the
sphere r = 1 has to be driven by a non-zero tangential velocity on the surface r = 1 and
the associated tangential stress; thus energy is pumped into the sphere from the surface
and dissipated internally by viscosity. If the amplitude of the flow is normalised (e.g.
by setting λ2 + μ2 + ν 2 = 1), there remains a seven-parameter family of flows of this
kind, all quadratic functions of the space coordinates, all Stokes flows in a sphere, and
all exhibiting some degree of chaos except in limiting situations, as described in Bajer &
Moffatt (1990). The flow shown in figure 10 looks as if the streamline lies on a surface
around two vortices; but in fact when this streamline (or equivalently particle path) is
continued for a long time, the Poincaré section by a plane perpendicular to the vortices
shows a high degree of chaos in the flow.
A similar situation arises when a small drop, kept spherical by surface tension, is
subjected to a general strain field in the surrounding fluid (Stone, Nadim & Strogatz
914 P1-15
H.K. Moffatt
1991). The Stokes flow inside the drop in this situation is a cubic function of the
cartesian coordinates, and again the particle paths in general exhibit Lagrangian chaos.
An important, indeed defining, property of this type of Lagrangian chaos is that initially
neighbouring particle paths diverge exponentially when averaged over a long time (i.e. the
Lyapunov exponent is positive), at least until the separation is comparable with the scale
of the drop. A small blob of dye in such a flow is stretched into a thin highly convoluted
sheet as time progresses. The behaviour is conducive to strong mixing, important when
homogeneity within the droplet is the objective.

5. Frozen-in fields
The topological aspect of fluid mechanics is most prominent in consideration of properties,
whether scalar or vector or even higher-order tensor, that are transported with the flow. For
example if a dye is used to colour a subdomain DL of the fluid, and if molecular diffusion
is neglected, then this coloured region is obviously transported with the flow, i.e. DL is
a Lagrangian subdomain. We say that the dye is ‘frozen in the fluid’, or simply that it is
a ‘frozen-in’ field. As recognised by Helmholtz, vorticity in an ideal fluid is a frozen-in
vector field, the vortex lines being transported with the flow and the circulation round any
material (Lagrangian) circuit being conserved. These are the two most familiar examples
of frozen-in fields, which we now consider in more detail.

5.1. Frozen-in scalar fields


If a passive scalar ‘dye’ is injected into an incompressible flow field, it is in general
convected and diffused according to the equation

Dθ/Dt ≡ ∂θ/∂t + u · ∇θ = κ∇ 2 θ, (5.1)


where θ (x, t) is the dye-concentration field, and κ its molecular diffusivity relative to the
fluid. The relative importance of convection as compared with diffusion is quantified by
the Péclet number Pe = UL/κ, where U and L are scales of velocity and length associated
with the distortion of the dye field.
If molecular diffusion is negligible to the extent that we may assume Dθ/Dt = 0, then
the surfaces θ = const. are transported with the flow u, i.e. these surfaces are ‘frozen in
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the fluid’. For a localised ‘blob’ of dye, the surfaces θ = const. are closed, and since they
move with the fluid, the volume of fluid within each such surface is constant. In a chaotic
or turbulent flow, the area of each surface element increases exponentially on average. The
volume δV between any two neighbouring surfaces labelled θ and θ + δθ is conserved, so
their separation decreases exponentially on average. This implies an exponential increase
in |∇θ| on average.
This phenomenon was first recognised, in the context of homogeneous turbulence, by
Batchelor (1952). Batchelor supposed that θ(x, t) was, like u(x, t), a stationary random
function of x, and that it is measured relative to its mean, so that θ = 0. In these
circumstances, (5.1) implies that
d θ2
= −2κ G 2 , (5.2)
dt
where G = ∇θ , so that θ 2 decays to zero as a result of molecular diffusivity κ. (The
angular brackets here may be interpreted as a space average.) At the same time, if κ
is sufficiently small, G2 certainly increases exponentially for so long as diffusion is
914 P1-16
Some topological aspects of fluid dynamics
negligible, by the mechanism indicated above. This increase is associated with transfer
of the spectrum of θ 2 to progressively higher values of wavenumber k until diffusion is
no longer negligible, and statistical balance between convection and diffusion is attained.
From this point on, G2 must decay in tandem with the persistent decay of θ 2 to zero.
The conclusion that G2 increases exponentially to a maximum before decaying to zero
is one that still calls for numerical investigation, which should at the same time seek
to determine the dependence of the maximum attained by G2 on the turbulent Péclet
number Pe = u0 0 /κ, where now u0 and 0 are velocity and length scales characterising
the energy-containing eddies of the turbulence. I am not aware of any such study,
although there have been many numerical investigations of the corresponding even more
challenging problem of a transported vector field, to which I now turn.

5.2. Frozen-in vector fields; helicity invariance


A frozen vector field is best exemplified by the magnetic field B(x, t) (with ∇ · B = 0)
in a fluid of electrical diffusivity η, which, in the non-relativistic magnetohydrodynamic
regime, satisfies the induction equation
∂B
= ∇ × (u × B) + η∇ 2 B. (5.3)
∂t
When η = 0, and in an incompressible fluid, this equation admits the ‘Cauchy solution’
Bi (x, t) = Bj (a, 0)∂Xi /∂aj , (5.4)
where x = X (a, t) is the path of the fluid particle that starts from the point a at t = 0. The
tensor ∂Xi /∂aj incorporates both stretching and rotation of magnetic field-line elements,
which are indeed transported, stretched and rotated by the flow.
The Lagrangian equivalent of (5.3) is
DB
= B · ∇u + η∇ 2 B. (5.5)
Dt
If A is a vector potential of B, i.e. B = ∇ × A, then the corresponding Lagrangian equation
for A is
DA
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 + η∇ 2 A − ∇ϕ,
= u · ∇A (5.6)
Dt
where the tilde ˜· indicates the transpose, and ϕ is an arbitrary gauge field. When η = 0,
combining (5.5) and (5.6) leads without difficulty to the equation
D
(A · B) = (B · ∇)(A · u − ϕ). (5.7)
Dt
Integrating this equation over any Lagrangian volume VL bounded by a ‘magnetic surface’
on which n · B = 0 yields the equation

d
A · B dV = 0, (5.8)
dt VL

with the consequence that the magnetic helicity HM = A · B dV, when integrated over
any volume bounded by a magnetic surface, is invariant. A more limited result of this kind
was first obtained by Woltjer (1958). HM may be positive or negative; it is a pseudo-scalar,
changing sign under change from a right-handed to a left-handed frame of reference.
914 P1-17
H.K. Moffatt
If η =
/ 0, this invariance is broken. For example, if we consider a localised B-field in a
fluid of infinite extent, then (5.8) is replaced by
 
d
A · B dV = −2η B · ∇ × B dV. (5.9)
dt

If HM = 0 at any instant, then it is evident from this that if B · ∇ × B dV =
/ 0, HM will
not remain zero, but will be generated by the diffusive process.

5.3. Helicity an invariant of the Euler equations


If in (5.3) B is replaced by ω (= ∇ × u) and η by kinematic viscosity ν, we obtain the
familiar vorticity equation for incompressible flow

∂ω
= ∇ × (u × ω) + ν∇ 2 ω. (5.10)
∂t

Vorticity of course satisfies the supplementary relationship ω = ∇ × u, so that (5.10)


contains the nonlinearity that is such a troublesome feature of the native Navier–Stokes
equation. Nevertheless, results obtained solely on the basis of (5.3) apply with equal force
to the more special equation (5.10). The most familiar of these results is Helmholtz’s third
law that (when ν = 0) vortex lines are transported with the fluid, the precise analogue of
the above frozen-field result for magnetic field (when η = 0).
Equally, the analogue of magnetic helicity is the (kinetic) helicity

H= u · ω dV, (5.11)

the integral now being over any Lagrangian volume bounded by a ‘vorticity surface’ on
which ω · n = 0. This helicity is invariant under precisely the same three conditions under
which Kelvin’s classic circulation theorem holds: (i) the fluid is inviscid; (ii) the flow,
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if compressible, is barotropic, i.e. pressure p is a function of density ρ alone, p = p(ρ);


and (iii), any body forces acting are irrotational and so represented by the gradient of a
potential field, F = −∇φ.
Inspired by the earlier magnetic invariance recognised by Woltjer (1958), I proved this
result (Moffatt 1969) in ignorance of the fact that it had been earlier proved by Moreau
(1961). J.-J. Moreau wrote to me in 1978 drawing my attention to his 1961 paper, published
in French in the compact Comptes Rendus of the French Academy, which I thereupon
cited at the next opportunity (Moffatt 1981). I believe there were no citations of Moreau’s
paper before 1980; since then, it has been cited approximately 200 times, a more fitting
recognition of its remarkable prescience!
The word ‘helicity’ had existed in the literature of elementary particle physics, meaning
the scalar product of the linear momentum of a particle and its angular momentum. It
also appeared in the fluid dynamical context in Betchov (1961), but this made little impact
because its invariance under Euler evolution was not recognised in that paper. I struggled
for some time to find the right word for this new invariant of the Euler equations, and hit on
the same word ‘helicity’. It was a good choice: if you google ‘helicity in fluid mechanics’
you will now find approximately 170 000 results!
914 P1-18
Some topological aspects of fluid dynamics
5.3.1. The Lie derivative
We may note in passing that, in differential geometry, the expression ∇ × (u × B) is
equivalent to the ‘Lie derivative’ of the field B following the flow u
∇ × (u × B) ≡ Lu (B) ≡ [u, B], (5.12)
(Arnold & Khesin 1998). Here, [u, B] is a Poisson bracket, obviously satisfying [B, u] =
−[u, B]. Moreover, with this notation, arbitrary solenoidal fields A, B, C satisfy the Jacobi
identity
[A, [B, C]] + [B, [C, A]] + [C, [A, B]] = 0. (5.13)
I have generally found it more natural to adhere to the fluid-dynamical notation of (5.3)
and (5.10), more familiar to readers of this Journal.

6. Dynamo mechanisms
Dynamo theory is concerned with the generation and maintenance of magnetic fields such
as those that are observed in planets, stars and galaxies. In planets such as the Earth, the
field can be generated in the liquid conducting core; in stars like the Sun, in the ionised gas
of the turbulent convecting zone; and in galaxies like the Milky Way, in the ionised gas
of the interstellar medium. The fact that a magnetic field B is frozen in (in the perfectly
conducting limit η = 0) implies intensification due to field-line stretching, a process that
is particularly effective in turbulent flow as already recognised by Batchelor (1950). This
intensification is, however, to some extent compensated by ohmic diffusion when η = / 0,
and the crucial question is then this: in the battle between the two processes, intensification
vs diffusion, which will prevail over the long term? A signal achievement of turbulence
theory over the past 60 years has been to provide a convincing answer to this key question;
this is that in general intensification will prevail provided the mean helicity of the turbulent
flow is non-zero over sufficiently large subdomains of the fluid region. Some aspects of
this major field of research will be discussed in this section.

6.1. Turbulent line stretching


It may seem obvious that in a field of homogeneous isotropic turbulence, any material line
element will increase in length, at least in some average sense. The following argument is
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due to Orszag (1977). Let x(a, t) be the (random) position of the fluid particle initially at
position a. Then δxi (t) = Dij δaj , where Dij = ∂xi /∂aj is the deformation tensor, satisfying
det Dij = 1, by virtue of incompressibility. It follows that δx2 = Wjk δaj δak , where, in
matrix notation, W = DT D. Since W is real and symmetric, its eigenvalues w1 , w2 , w3
are real (and in general unequal), and w1 w2 w3 = det W = (detD)2 = 1.
Now, since Wjk is a statistical property of the turbulence, here assumed homogeneous
and isotropic, it must also be isotropic, i.e.
Wjk = λ(t)δjk , where λ(t) = 1
3 Wii = 1
3 w1 + w2 + w3 > (w1 w2 w3 )1/3 = 1,
(6.1)
since the arithmetic mean of w1 , w2 , w3 (which are certainly not everywhere equal) is
greater than the geometric mean. It follows that
δx2 = Wjk δaj δak = λ(t)δa2 > δa2 . (6.2)
This argument on its own is not sufficient to show that δx2 must systematically
increase in time. After all, the same argument could be applied to random vibrations of an
914 P1-19
H.K. Moffatt
(a) (b) y
2.0 2 1
1.5 0 –1
1.0 y –2
0.5
1.0 0 4
0.5
z 0
–0.5 2 z
–1.0
–2 0 2
x 0
0 5
–5
x
Figure 11. Distortion of the line initially coincident with the x-axis by two velocity fields; (a) a cranking
distortion shown at time t = 10π, at which stage the blue curve has been cranked through 5 complete
turns about the line y = 1, z = 0; at all times, the curve lies on the surface (shaded) with parametric
equations (x, (1 + 2x2 )−1 (1 − cos t), (1 + 2x2 )−1 sin t); (b) distortion by a helical velocity field of the form
u = (0, r Ω(r), w(r)) in cylindrical polar coordinates (r, θ, z), and with Ω(r) = exp(−0.3r2 ) and w(r) =
exp(−r2 ); the z-component of velocity raises the curve locally to the shape of a gaussian, and the θ -component
simultaneously rotates the central part of the loop of the gaussian about the z-axis; the curves shown are at
times t = π/2 (blue), and t = 3π/2 (red).

elastic medium, for which δx2 is presumably time-periodic. A further property of fluid
turbulence is needed to give systematic increase; this is finite time correlation, i.e. finite
‘memory time’. Thus for example, if we introduce a correlation time tc with the property
that ui (x, t)uj (x, t + τ ) = 0 for τ > tc , then the above argument may be iterated in each
time interval ntc < t < (n + 1)tc , giving the systematic trend that is to be expected on
physical grounds.

6.1.1. Cranking and helical distortion


Two simple distortions of a material line initially coincident with the x-axis are shown
in figure 11. The first, a ‘cranking distortion’, is caused by a velocity field of the form
u = Ω(x)(0, −(z − z0 (x)), y), for which the particle paths starting from (x, 0, 0) at time
t = 0 are given in terms of the parameter t by
x(t) = (x, z0 (x)(1 − cos[Ω(x)t)]), z0 (x) sin[Ω(x)t)]). (6.3)
(1 + 2x2 )−1 , and t
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

Here we have chosen Ω(x) = exp (−x2 ) and z0 (x)


= = 10π, so that the
central region of the line has been cranked round by five complete revolutions, as shown
in blue in figure 11(a). Now if we imagine a magnetic flux tube to be centred on this blue
material line, then it will be similarly deformed and will diffuse in the directions normal to
the curve. Here there is no obvious decrease of scale associated with the stretching process,
except for a decrease of the cross-sectional radius of the flux tube due to stretching.
Figure 11(b) shows a second type of distortion associated with the helical velocity field
u = (0, rΩ(r), w(r)) in cylindrical polar coordinated (r, θ, z), and here we have chosen
Ω(r) = exp(−0.3r2 ) and w(r) = exp(−r2 ). In this case, the particle paths starting from
(x, 0, 0) at time t = 0 are given by
x(t) = (x cos[exp (−0.3x2 )t], x sin[exp (−0.3x2 )t], exp(−x2 )t), (6.4)
the curves shown are at t = π/2 (blue), and t = 3π/2 (red). If (arbitrarily) we terminate
the distortion at t = π/2, then we have a ‘cyclonic event’ in the terminology of Parker
(1955). Here again, if we enclose the distorting curve in a magnetic flux tube, despite
the continuous stretching there is no decrease of scale other than a decrease in the
cross-sectional scale of the flux tube.
914 P1-20
Some topological aspects of fluid dynamics
6.1.2. Flux-tube distortion by homogeneous turbulence
Consider now a tube of small cross-section centred on an arbitrary material closed curve C,
carrying magnetic flux Φ and imbedded in a field of homogeneous turbulence. The curve
C will tend to increase in length, and will do so without limit as time progresses, the rate of
increase being proportional to its current length, i.e. exponential on average. The flux tube
is thus subject to stretching, at a rate of order α, the typical strain rate in the turbulence.
Diffusion due to finite resistivity η will, however, ultimately maintain the radius of its
cross-section at a scale of order δ = (η/α)1/2 , the flux Φ being of course conserved. The
total magnetic energy is then of order M ∼ (Φ 2 /δ 2 )L(t), where L(t) is the tube length,
and so increases in proportion to L. However, the region explored by the tube expands as a
result of its random stretching to a volume of order L3/2 , so that the mean magnetic energy
per unit volume is of order L(L−3/2 ) = L−1/2 , thus decreasing exponentially in time. This
is not because of a decrease of scale, but rather because the volume is ever more sparsely
filled by the flux tube.
The situation is more complex if the fluid is confined to a large domain, e.g. spherical,
of finite volume V, with a fixed perfectly conducting boundary across which the magnetic
field cannot escape; the turbulence may still be assumed homogeneous except near this
boundary. Now, the length L of the tube will still increase, but this increase must saturate
when Lδ 2 ∼ V, because at this stage the tube effectively fills the available volume. It then
seems likely that a statistically steady state must be attained in which the stretching effect
is effectively balanced by diffusion, the field intensity being everywhere (on average)
of order Φ/δ 2 ; this conclusion (as yet subject to computational investigation) must be
distinguished from a dynamo, for which the field intensity grows until controlled in some
way by the back-reaction of the Lorentz force distribution.
I must admit that the above paragraphs are speculative in character, and actually
provide an alternative to the theory advanced by Batchelor (1950), who exploited the
vorticity–magnetic field analogy in his discussion of the effect of homogeneous turbulence
on a random homogeneous superposed magnetic field. Batchelor’s discussion revealed the
importance of the magnetic Prandtl number Pm = ν/η, predicting exponential growth of
magnetic energy when Pm  1; in this situation, diffusion affects the magnetic field only
on scales much smaller than the Kolmogorov scale v = (ν 3 /)1/4 , where  = ν ω2 is
the rate of dissipation of turbulent energy by viscosity. However, in Batchelor’s scenario,
although the magnetic field stretching is undoubtedly efficient, its scale will decrease until
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the stretching is compensated by ohmic diffusion, and then a statistically steady state, as
envisaged above, seems a possible outcome.
The problem was taken up by Saffman (1963), who, always the iconoclast, challenged
the conclusion of Batchelor, and in fact came to the opposite conclusion that the increasing
importance of diffusion as the scale of the field decreases would lead instead to ultimate
decay to zero of the magnetic energy (just as for the decay of G2 as discussed in
§ 5.1 above). For the flux-tube model introduced above, this ultimate decay is indeed
a possibility if the predominant action of the turbulence is to bring oppositely directed
portions of the tube into close proximity, in which case swift local annihilation will occur.
But there seems no good reason why this should occur everywhere for the flux-tube
evolution as considered above; it does not occur, for example, for either of the distorting
motions shown in figure 11.

6.2. The slow dynamo


The uncertainties evident in the contrasting conclusions of Batchelor & Saffman provides
an indication of the general state of confusion that existed in the early 1960s concerning the
914 P1-21
H.K. Moffatt
long-term evolution of a magnetic field under the action of turbulence. A dramatic change
occurred in the late 1960s, with the realisation (Steenbeck, Krause & Rädler 1966) that
magnetic field could grow on a much larger scale than the scale of the energy-containing
eddies of the turbulence. This paper marked the birth of the ‘mean-field electrodynamics’
that has been so effective in describing dynamo action in large-scale systems in planetary
physics and astrophysics. The paper was published in German in the former German
Democratic Republic, and it was some time before its impact was recognised in the west,
largely stimulated by the English translation of this, and other papers of the Potsdam group
(Steenbeck, Krause & Rädler) by Roberts & Stix (1971). I entered the field myself in 1970,
with the unexpected realisation that the turbulent dynamo mechanism can function even if
the magnetic Reynolds number based on the energy-containing scale of the turbulence is
small, provided the space available for the growth of a large-scale field is sufficiently large
(Moffatt 1970a,b).
It is in this dynamo context that helicity, or more generally, chirality (i.e. lack of mirror
symmetry) plays a crucial role. The mean-field theory is reviewed in detail in Moffatt
& Dormy (2019), so I shall here just indicate some highlights and some of the related
outstanding issues. The theory is essentially a two-length-scale theory in which one seeks
to describe the evolution of the ‘mean field’ B0 on a scale L large compared with the scale
0 of the energy-containing eddies of the turbulence (which is itself orders of magnitude
larger than the Kolmogorov dissipative scale v . In a kinematic dynamo theory, it is
supposed that energy is supplied to the turbulence on the scale 0 , then cascades through
successively smaller scales, and is ultimately dissipated by viscosity on scales O(v ); and
it is further supposed that the turbulent velocity field u(x, t) is statistically homogeneous
and stationary in time, with zero mean u = 0.
The magnetic field B(x, t) is then split into its mean and fluctuating parts:
B(x, t) = B0 (x, t) + b(x, t), where b = 0, and the induction equation (5.3) is similarly
decomposed:
∂B0
= ∇ × E + η∇ 2 B0 , (6.5)
∂t
∂b
= ∇ × (u × B0 ) + ∇ × F + η∇ 2 b, (6.6)
∂t
where E = u × b is the ‘mean electromotive force’ induced by the turbulence, and F =
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

u × b − u × b (so that F = 0). The essential thing now is to find an expression for E
in terms of B0 , so that (6.5) may be integrated. In a way, this may be seen as a classic type
of ‘closure problem’.
Now, for ‘given’ u, it is evident that (6.6) establishes a linear relationship between b and
B0 , and so between E = u × b and B0 . This must take the form
Ei = αij B0j + βijk ∂B0j /∂xk + · · · , (6.7)
where the coefficients αij , βijk are (pseudo-tensor) statistical properties of the turbulence,
dependent indirectly on the parameter η. If the turbulence is assumed to be isotropic (i.e.
statistically invariant under rotations) then these pseudo-tensors must also be isotropic, i.e.
αij = α δij and βijk = β ijk , so that then
E = αB0 − β∇ × B0 + · · · , (6.8)
where now α is a pseudo-scalar and β a pure scalar (since the ‘pseudo’ character is taken
up by the pseudo-tensor factor ijk ). Being a pseudo-scalar, α changes sign under parity
transformation (change from a right-handed to a left-handed frame of reference), and can
914 P1-22
Some topological aspects of fluid dynamics
therefore be non-zero only if the turbulence lacks reflection symmetry, i.e. is chiral in
character. This is not inconsistent with the assumed isotropy: turbulence, like a box of
vigorously shaken right-handed screws, can be statistically invariant under rotations while
being non-invariant under reflections. The possibility of a mean emf parallel to the mean
field, as indicated by the first term of (6.8) is what is known as the ‘alpha effect’, and is
what has transformed our whole understanding of the turbulent dynamo process.

6.2.1. The possible growth of small-scale modes


Here, an important caveat is needed. Quite apart from the forcing term ∇ × (u × B0 )
in (6.6), there may also be transient solutions of the equation evolving from an initial
condition b(x, 0) = b0 (x), say, which do not decay with time, and which may indeed grow
without limit for so long as the level of turbulence is maintained. Such solutions are just
governed by the parent induction equation
∂b
= ∇ × (u × b) + η∇ 2 b, (6.9)
∂t
and, if they exhibit Batchelor-type dynamo behaviour, they grow on a scale at most 0 ,
certainly not on the large scale L. The growth rate of such small-scale modes may be
considerably greater than that of the large-scale modes governed by the alpha effect
described above. Nevertheless, if these large-scale modes are unstable, even with a slow
growth rate, they are surely the ones most relevant to the large-scale mean magnetic fields
observed in planets, stars and galaxies.

6.2.2. Exponentially growing large-scale force-free modes


So let us focus on the dramatic consequences of (6.8). Substituting this expression for E
in (6.5), we have immediately
∂B0 /∂t = α∇ × B0 + (η + β) ∇ 2 B0 , (6.10)
a relatively simple linear equation with constant coefficients. This equation
admits exponentially growing modes of force-free (Beltrami) structure, satisfying
∇ × B0 = KB0 ; for then, (6.10) becomes
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∂B0 /∂t = αKB0 − (η + β)K 2 B0 , (6.11)


with exponential solutions of the form B0 (x, t) = B0 (x, 0)ept , where
p = αK − (η + β)K 2 . (6.12)
Thus modes for which αK > (η + β)K 2 will grow exponentially; this condition is satisfied
if K has the same sign as α and provided |K| is small enough, i.e. provided the length
scale L = 2π/|K| of the growing mode is large enough, consistent with the two-scale
assumption L  0 . This is the simplest demonstration of the dynamo instability (Moffatt
1970a), which will evidently always be present in a field of chiral turbulence extending
throughout a conducting fluid of sufficiently large extent.

6.2.3. Weak turbulence and the link with helicity


There are two circumstances in which the awkward term ∇ × F in (6.6) may be neglected
(the ‘first-order smoothing’ limit): (i) the magnetic Reynolds number Rm = u0 0 /η may be
small, Rm = u0 0 /η 1, so that in (6.6) the diffusion term η∇ 2 b dominates over ∇ × F ;
914 P1-23
H.K. Moffatt
or (ii), the ‘turbulence’ may in fact consist of a field of weakly interacting random waves
(typically inertial–gravity waves in a rotating system), in which case ∇ × F is negligible
compared with the term ∇ × (u × B0 ) in (6.6). In this case of ‘weak turbulence’, the now
linear fluctuation equation (6.6) may be easily solved by Fourier transform for b in terms
of u, and E = u × b can then be constructed. The result at leading order is E = αB0 ,
where
 2
1 k H(k, ω)
α=− η dk dω , (6.13)
3 ω2 + η2 k4

and whereH(k, ω) is the ‘helicity spectrum’ of the turbulence, with the property that
u·ω = H(k, ω) dk dω. Thus, α is simply a weighted integral of this helicity
spectrum, which is indeed a pseudo-scalar property of the turbulence.
Two particular properties of the expression (6.13) are worth noting. First, if η = 0, and
provided the integral then converges at ω = 0 (a sufficient condition for this is H(k, ω) =
O(ω1+γ ) with γ > 0), then α = 0 also; i.e. the α-effect, and so the above type of dynamo
instability, requires non-zero diffusivity to be operative. This is quite surprising: after all,
ohmic diffusion is responsible for the decay of a random magnetic field in the absence
of fluid motion. Here it appears that diffusion is also responsible for the generation of
magnetic field through turbulent dynamo action.
Second, the minus sign in (6.13) is to be noted. If the helicity spectrum is positive for all
{k, ω}, then α is negative, and since K in (6.12) must have the same sign as α for instability,
the growing magnetic field must have negative magnetic helicity. More generally, the
helicity of the growing field has the opposite sign from the weighted helicity spectrum
of the turbulence given by the integral in (6.13).
The limiting situation when η is so small that Rm = u0 0 /η  1 is relevant in
astrophysical contexts, and deserves particular attention. It is usual in this situation to
assume on a primitive ‘mixing-length’ basis that the turbulent diffusivity β is of order
u0 0 . On the same basis, one might suppose that α should be of order u0 . But then, the
length scale of maximum growth rate (from (6.12) is of order β/α = O(0 ), and this is
inconsistent with the two-scale assumption L  0 . However, the assumption α = O(0 )
implicitly supposes that the turbulence is maximally helical, in the sense that u · ω =
O(u20 /0 ), a state that is unlikely to be attained in practice. If the helicity is relatively weak
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(i.e. u · ω u20 /0 ), then α β/0 also, and the condition L ∼ β/α  0 survives. As
far as I am aware, this justification for mean-field theory in the limit Rm  1 (Moffatt &
Dormy 2019, § 9.2.1) is relatively new, and deserves to be tested numerically.

6.2.4. The turbulent diffusivity


The parameter β in (6.10), which evidently has the dimensions of a diffusivity, also
deserves comment here. In general, and particularly in the first-order smoothing limit,
β turns out to be positive, and serves in a natural way as a ‘turbulent diffusivity’,
augmenting the molecular diffusivity η. It is possible, however, to construct space-periodic
velocity fields which give rise to negative β, and even to values of β for which β + η < 0
(Rasskazov, Chertovskih & Zheligovsky 2018; Gama, Chertovskih & Zheligovsky 2019).
This ‘negative diffusivity’ situation is very curious, making the mean field (6.10) ill posed
in a strict mathematical sense: catastrophic instability would result at the smallest scales
(K → ∞), and this is totally inconsistent with the two-scale approach postulated at the
outset. How such a situation is to be resolved remains quite obscure (to me!) at present.
914 P1-24
Some topological aspects of fluid dynamics
Bx at x = 0
1.0

0.8

0.6

0.4

0.2

0 0.2 0.4 0.6 0.8 1.0


Figure 12. Structure of fastest growing mode of the Galloway–Proctor dynamo, for which the velocity field
here is u(x, t) = A[sin(z + sin t) + cos( y + cos t), cos(z + sin t), sin( y + cos t)]; contours of Bx on the plane
x = 0 are shown at a magnetic Reynolds number Rm = 2000. (From Galloway 2012, with permission.)

6.3. The fast dynamo


The situation when η = 0 is also extremely curious. Vainshtein & Zel’dovich (1972)
introduced the idea of the ‘fast dynamo’, i.e. one for which a growing eigenmode of the
form B(x, t) = B̂(x) ept has a growth-rate p = pr + ipi satisfying p = O(u0 /0 ) as η → 0,
where u0 and 0 are scales characterising the velocity field.
Now the magnetic helicity HM is a quadratic functional of B(x, t), and so behaves like
e2pr t for an eigenmode of the above type; this is obviously incompatible with its known
invariance when η = 0, unless HM = 0. It has been shown that even in this situation no
smooth (differentiable) ‘fast-dynamo’ mode can exist (Moffatt & Proctor 1985), a result
that is supported by numerical investigations. A good example is shown in figure 12 (from
Galloway 2012) at the relatively modest magnetic Reynolds number Rm = 2000, at which
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

the extremely sparse structure of the magnetic field is already evident. It is hypothesised
that the width of the near-singular sheets apparent in this figure is O(Rm −1/2 ) as Rm →
∞, consistent with the general conjecture of Moffatt & Proctor.

6.3.1. The stretch–twist–fold scenario


Vainshtein & Zel’dovich (1972) introduced an iterated ‘stretch–twist–fold’ process (in
illustration of their fast-dynamo concept) which would at each iteration double the strength
of the magnetic field with only a minor change of structure (like doubling the tension in an
elastic band subjected to the same operation). It is difficult to devise a smooth velocity field
in R3 that will affect this iterated operation, although the following argument suggests that
this should be possible. First note that the stretch–twist–fold sequence can be represented
by the family of curves C(t) (0 < t < 1), given by the parametric equation

x(s, t) = {t cos 2s − (1 − t) cos s, t sin 2s − (1 − t) sin s, −2t (1 − t) sin s},
(6.14)
(−π ≤ s ≤ π),

914 P1-25
H.K. Moffatt
(a) (b) (c) (d)

Figure 13. The stretch–twist–fold process, illustrated by the parametric equation (6.14); here stretching,
twisting and folding occur simultaneously as t increases from 0 to 1. A shaded tube encloses the central curve;
the cross-section of this tube decreases so that the volume of the tube remains constant. An inflexion point
occurs at s = 0 at time t = 0.2. (a) t = 0. (b) t = 0.2. (c) t = 0.75. (d) t = 0.95.

(a) (b)

2.0 5
1.0 τ 0
c 1.0 –5
1.0
0.5
0 –10
0.5 0.5
–2 t t
–2
0 0
s 2 0 s 2 0
Figure 14. (a) Curvature c(s, t) and (b) torsion τ (s, t) of the family of curves (6.14) shown in figure 13;
singular behaviour is evident at the inflexion point s = 0 when t = 0.2.

(Maggioni & Ricca 2006). This evolution is represented by the blue curves in figure 13. We
place an untwisted magnetic flux tube of small cross-section and invariant volume around
these curves, as illustrated. A velocity field u = U(x, t) is then effectively known on the
surface S of this tube. We may then define a velocity field u(x, t) everywhere outside the
tube as the unique quasi-static Stokes flow satisfying the boundary conditions u = U(x, t)
on S, and u → 0 at ∞. This then is a velocity field that can effect at least one iteration of
the stretch–twist–fold process; and periodic repetition in each successive unit time interval
might come near to the process envisaged by Vainshtein & Zel’dovich.
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6.3.2. Curvature, torsion, twist and writhe


The curvature c(s, t) = |x × x |/|x |3 and torsion τ (s, t) = [(x × x ) · x ]/|x × x |2 of
the curve (6.14) are shown in figure 14(a,b); here, the prime indicates differentiation with
respect to s. The curvature has a zero at s = 0 at the instant t = 0.2, as evident in the figure.
Torsion is undefined here, but the singularity is integrable with respect to s even at t = 0.2:
the ‘total normalised torsion’ T (t) = (2π)−1 τ (s, t)|x | ds is shown in figure 15(a); this
has a discontinuity of magnitude −1, as expected from the general theory of Moffatt &
Ricca (1992). This jump is compensated by a jump +1 in the internal twist N (t) of the
tube, that is, the number of turns of any B-line in the tube relative to the Frenet triad of the
central curve; here, N (t) = 0 or 1 according as t ≶ 0.2. The twist Tw(t) = T (t) + N (t)
is continuous as shown in figure 15(b).
The build-up of the internal twist on a finer and finer scale with each iteration of the
stretch–twist–fold process implies that an eigenfunction B̂(x) with an invariant tube-like
structure of the kind envisaged cannot exist, at least without the help of diffusion to
eliminate this twist.
914 P1-26
Some topological aspects of fluid dynamics
(a) (b) (c)
1.0
t t
0.2 0.4 0.6 0.8 1.0 0.8 0.2 0.4 0.6 0.8 1.0
–0.2 Tw(t) –0.2
–0.4 0.6 –0.4
–0.6 0.4 –0.6 Wr(t)
–0.8 0.2 –0.8
–1.0 t –1.0
0.2 0.4 0.6 0.8 1.0

Figure 15. (a) The integral T (t) = (2π)−1 τ (s, t)|x |ds,
showing a [−1] discontinuity as t passes through
0.2; (b) the twist Tw(t) = T (t) + N (t) is continuous; (c) the writhe Wr(t) defined by (6.15), here satisfying
Wr(t) + Tw(t) = 0.

The ‘writhe’ Wr(t) of the curve (6.14) can be computed as a function of t from the
formula
 
1 (dx × dx ) · (x − x )
Wr(t) = . (6.15)
4π C C |x − x )|3
The result is shown in figure 15(c). This writhe, as might be expected decreases from zero
to −1, the final value reflecting the single (negative) self-crossing of the curve in the limit.
The twist Tw(t) = T (t) + N (t) rises increases from zero to +1, the sum Tw(t) + Wr(t)
being constant (here zero), a result in differential geometry familiar to anyone who has
sought to straighten a coiled garden hose!

6.4. Helicity generated by magnetostrophic turbulence


The importance of helicity (or at least of a degree of chirality) for magnetic field
generation immediately raises the question as to how helicity itself is ‘generated’ in
those astrophysical or planetary contexts where the existence of magnetic fields demands
explanation. The simplest explanation is that a gravitational field g in conjunction with a
large-scale but local rotation Ω must generate chirality in any convection driven turbulence
via the ‘input’ pseudo-scalar g · Ω.
Certainly this seems a plausible scenario in geodynamo theory, which asserts that
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inductive processes in the Earth’s liquid metallic core are responsible for the generation
and evolution of the geomagnetic field. Here convection, either thermal or compositional,
is driven by the release of buoyant fluid from the ‘mushy zone’ at the boundary of the
slowly solidifying inner core. The dynamics in the outer liquid core is dominated on the
one hand by Coriolis forces due to the global rotation Ω, and on the other by the Lorentz
force associated with the strong toroidal magnetic field B0 that is generated as part of the
dynamo process by differential rotation acting on the poloidal field. Any buoyant parcel
has to navigate upwards under the influence of these forces.
An attempt to understand such upward migration was initiated by Moffatt & Loper
(1994); this attempt led to the numerical investigation of St. Pierre (1996), who found
that such a parcel is subject to a ‘slicing’ instability, the slices being in planes parallel to
both Ω and B0 . This discovery in turn stimulated a reformulation of the problem without
any prior assumption concerning the detailed structure of the buoyancy field θ(x, t),
but merely supposing that this field is statistically homogeneous with ‘given’ spectral
properties (Moffatt 2008). (This can be considered as one step on from the ‘kinematic’
approach to turbulent dynamo theory, which assumes that it is the velocity field u(x, t)
that is statistically prescribed.)
914 P1-27
H.K. Moffatt
The dominant nonlinearity in this approach turns out to be the convective term u · ∇θ
in the advection–diffusion equation

∂θ/∂t + u · ∇θ = S(x, t) + κ∇ 2 θ, (6.16)


where κ is the molecular diffusivity of the θ-field, and where now a source term S(x, t) is
included to maintain a statistically steady state; this forcing may be entirely from the lower
(inner core) boundary. The relevant magnetohydrodynamic equations for the velocity
u(x, t) and the magnetic perturbation b(x, t) reduce under the assumed conditions to
2Ω × u = −∇P + (μ0 ρ)−1 B0 · ∇b − θg, (6.17)
∂b/∂t = B0 · ∇u + η∇ b, 2
(6.18)
together with the solenoidal conditions ∇ · u = ∇ · b = 0. With θ(x, t) regarded as
known, these equations are linear in the fields u and b, which respond to the forcing
term −θg. The solution is straightforward in terms of the Fourier transforms û(k, ω)
and b̂(k, ω) which are linearly related to θ̂(k, ω). The helicity H = u · ω may then be
expressed as a weighted integral of the spectrum Γ (k, ω) of θ. The result is

(k · Ω)ω (k · B0 )2 2
H=4 k (k × g)2 Γ (k, ω) dk dω, (6.19)
|D|2 η2 k4 + ω2
where D = 4(k · Ω)2 + (k · B0 )4 (ηk2 − iω)−2 k2 . Here, it may be noted that the condition
D = 0 provides the dispersion relation for magnetostrophic waves damped by the magnetic
diffusivity η; if this damping is weak, a resonant response is to be expected.

6.4.1. Up–down symmetry breaking and the ‘αω-dynamo’


An obvious property of the result (6.19) is that H vanishes if Γ (k, −ω) = Γ (k, ω),
which would imply statistical symmetry with respect to upward and downward convective
motion. It is only if this ‘up–down symmetry’ is broken that helicity is generated. Thus
for example, if upward moving packets of fluid are on average disconnected, while the
compensating downward flow is topologically connected, then Γ (k, −ω) = / Γ (k, ω) so
that H can be non-zero. (Such breaking of up–down symmetry is also responsible for the
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downward ‘topological pumping’ of magnetic field discovered by Drobyshevski & Yuferev


(1974), important in the solar context.)
The favoured geomagnetic scenario is then this: differential rotation ω(x) in the
liquid core acting on an initially weak poloidal field generates a much stronger toroidal
field. Convection involving this up–down symmetry breaking generates helicity (actually
antisymmetric about the equatorial plane); the dominant nonlinearity is that due to the
convective term u · ∇θ in (6.16), which forces a sea of random magnetostrophic waves – a
state that is best described as ‘magnetostrophic turbulence’. An α-effect is associated with
the helicity, and is responsible for regenerating the poloidal field. This, in a nutshell, is the
essence of the ‘αω-dynamo’, and is not inconsistent with the vision of Braginsky (1991).
Magnetostrophic turbulence, as governed by (6.16)–(6.18), is very different from
conventional homogeneous turbulence, as conceived by Kolmogorov (1941) and Batchelor
(1953). Nevertheless, the nonlinearity u · ∇θ is just such as to promote a cascade of θ to
small scales; the slicing instability found by St. Pierre (1996) may perhaps be considered
as a stage in such a cascade; the ultimate state of the turbulence (no doubt severely
anisotropic) governed by these equations is a matter that still calls for detailed numerical
investigation.
914 P1-28
Some topological aspects of fluid dynamics
7. Analogies
The analogy between ω(x, t) in an ideal fluid and B(x, t) in a perfectly conducting fluid is
immediately evident from the fact that both are frozen-in fields. A second analogy is that
between a magnetostatic field B(x) (again in a perfectly conducting fluid) and a steady
solution u(x) of the Euler equations for incompressible flow, for which the topology of
the u-field is identical with that of the analogous B-field. Yet a third analogy is that
between the advection/diffusion of a scalar field θ(x, y, t) in a two-dimensional flow and
the similar advection/diffusion of the vector potential A(x, y, t) of a magnetic field by the
same flow, where again the two-dimensional topological evolutions are identical if the
initial conditions are compatible and the diffusion constants equal. We now consider some
implications of these analogies.

7.1. The B-ω analogy


Analogies can be powerful, but they have their limitations, and caution is needed in
exploiting them. Consider again the B-ω analogy, as exploited by Batchelor (1950). As
mentioned in § 6.1.2, this was based on the obvious similarity between the induction
equation
∂B
= ∇ × (u × B) + η∇ 2 B, (7.1)
∂t
and the vorticity equation
∂ω
= ∇ × (u × ω) + ν∇ 2 ω. (7.2)
∂t
When η and ν are both zero, the fields B and ω are both frozen-in fields, ‘transported
with the fluid’. Moreover, if η = ν and if B(x, 0) = ω(x, 0), then both fields will evolve
in identical manner under the same velocity field u(x, t). Up to this point, the argument
cannot be faulted. But now, Batchelor moved into more uncertain territory in the context
of homogeneous, isotropic turbulence. The issue of reflectional symmetry or lack of it
was not recognised at that time (although interestingly Batchelor once told me that during
his own PhD oral examination in 1948, Leslie Howarth had asked him whether he had
considered what the effects of lack of reflectional symmetry might be); anyway, Batchelor
argued that, if Pm = ν/η > 1, and if the flow is such that ω2 is steady, then B2
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will increase exponentially (bearing in mind the exponential stretching associated with
the term ∇ × (u × B)). As Saffman (1963) pointed out, this fails to recognise that field
stretching may be associated with decrease of scale, and so of accelerated ohmic diffusion.
Nevertheless, Batchelor’s conclusion may be correct, and direct numerical simulation
(DNS) studies do tend to support it. However, DNS studies also show dynamo growth
of small-scale magnetic field even when Pm  1, whereas in this range of Pm , Batchelor
argued that the field would necessarily decay.
So there is a distinct uncertainty here, which calls for more extensive DNS studies. If
Pm < 1, how exactly is it that (in reflectionally symmetric turbulence) the field energy
can grow despite the relatively strong ohmic diffusion? And is there a critical value
of Pm below which the field energy does decay? Although 70 years have elapsed since
Batchelor’s seminal paper, as far as I know these questions still remain unanswered.
The analogy between (7.1) and (7.2) does have one legitimate consequence, namely that,
just as magnetic helicity is conserved in a perfectly conducting fluid (η = 0), so kinetic
helicity is conserved in an ideal inviscid fluid (ν = 0), and indeed, as already mentioned,
it was through exploitation of this analogy that I stumbled on the invariance of helicity
914 P1-29
H.K. Moffatt
in 1969. This is legitimate because the proof of invariance of helicity makes no appeal to
the constraint ω = ∇ × u; it requires only that the vorticity field ω(x, t) satisfy the frozen
field (7.2).
The constraint ω = ∇ × u which does not apply to the field B(x, t) does nevertheless
indicate a serious weakness in the analogy, which can lead to misleading conclusions. For
one thing, there is a freedom in the choice of B(x, 0) which is not available to ω(x, 0),
and this means that there can exist modes of growth of B2 that are not available to
ω2 . This becomes of crucial importance when we consider chiral turbulence (lacking
reflection symmetry) as in § 6.2 above, and it was here that the most significant defect of
the original Batchelor argument became most apparent. So we have to accept that even
George Batchelor, the doyen of turbulence in the 1950s, could be seriously misled by a
flawed analogy. Even Homer nods!

7.2. The B-u analogy


A more secure analogy is that between the equation governing magnetostatic equilibria,
j × B = ∇p, j = ∇ × B, (7.3a,b)
and the vorticity equation for steady Euler flow, which may be written in the form

u × ω = ∇h, ω = ∇ × u, h = p/ρ + 12 u2 . (7.4a–c)


Here, the analogy relates the variables
B ←→ u, j ←→ ω, h ←→ p0 − p, (7.5a–c)
where p0 is an arbitrary constant pressure. It means that if, by any relaxation procedure, we
can find a solution of (7.3a,b), then via the correspondences (7.5a–c) we have immediately
a solution of (7.4a–c), provided the boundary conditions are compatible.
This analogy is exact. Nevertheless, caution is needed in the conclusions that may be
drawn from it; for, although the magnetostatic solution may be stable, there is no guarantee
that the analogous Euler flow is stable. This is because stability of a magnetostatic
equilibrium requires consideration of ‘isomagnetic perturbations’ for which the field B
is frozen in the fluid, whereas stability of a steady Euler flow requires consideration of
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‘isovortical perturbations’ for which ω (and not the analogous field u) is frozen in the fluid
(see § 9 below).

7.3. Flux expulsion and analogous homogenisation


We may note here a third analogy between the advection–diffusion equation

∂θ/∂t + u · ∇θ = κ∇ 2 θ, (7.6)
and the equation for the vector potential A = (0, 0, A(x, y, t)) of a two-dimensional
magnetic field B = ∇ × A,

∂A/∂t + u · ∇A = η∇ 2 A, (7.7)
when the velocity field u = (u(x, y, t), v(x, y, t), 0) is also two-dimensional. The analogy
is at its most evident in comparing the problem of mixing of a scalar field and the
problem of flux expulsion in magnetohydrodynamics. In the latter context, it was shown
through simple example (Moffatt & Kamkar 1983) that, when the magnetic Reynolds
914 P1-30
Some topological aspects of fluid dynamics
(a) (b) (c) (d)
4 4 4 4
2 2 2 2
0 0 0 0
–2 –2 –2 –2
–4 –4 –4 –4
0 2 4 6 8 10 12 0 2 4 6 8 10 12 0 2 4 6 8 10 12 0 2 4 6 8 10 12
Figure 16. Contours A = const. (i.e. B-lines), when the field A(x, y, t) is distorted by the shear flow
u = (tanh y, 0, 0) with initial condition A(x, y, 0) = sin x; Rm = 2000; (a) t = 10; reconnection (change of
topology) is evidenced by the field lines that do not cross the plane y = 0; (b) t = 150; the closed field loops
provide further evidence of reconnection; (c) t = 500; most of the B-lines have now reconnected and the field
in the region |y|  2 is weak; (d) t = 750; flux expulsion is now at an advanced stage; the field continues to
decay on the ohmic time scale O(Rm ) in the region |y|  2.

(a) (b) 6
1.2
5
1.0
4
0.8
0.6 3

0.4 2

0.2 1
y y
–5 0 5 –6 –4 –2 0 2 4 6
Figure 17. Profiles of (a) B2y ≡ (∂A/∂x)2 and (b) B2x ≡ (∂A/∂y)2 for t = 10 (green), 150 (blue), 500 (red) and
750 (purple).

number Rm = VL/η is sufficiently large, the relevant time scale for flux expulsion is
O(Rm 1/3 L/V), much less than the natural ohmic diffusion time scale O(Rm L/V). The
corresponding time scale for ‘homogenisation’ of a scalar field within the shearing region
is then T1 = O(Pe1/3 L/V) where Pe is the Péclet number Pe = VL/κ. Rhines & Young
(1983) showed that the situation can be much more complicated when the flow has regions
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of closed streamlines, in that, although the initial process of homogenisation does occur on
the short time scale T1 , significant scalar field variations can survive on the much longer
time scale T2 = O(PeL/V), in regions where lines of constant θ coincide with the closed
streamlines of the flow.
The complexity of the situation is illustrated in figure 16 which shows B-lines (i.e.
contours A = const., equivalently θ = const.) for field evolution under the imposed
shearing flow u = (tanh y, 0, 0) (in dimensionless form). The initial condition is
A(x, y, 0) = sin x, so the field is initially in the y-direction, and sinusoidal in x. In
this computation, Rm = 2000. Reconnection of field lines A = const. involving obvious
change of topology is evident at early times in the shear region |y|  2 in the
neighbourhood of the ‘zero field line’ A = 1. As time advances, the complexity of the field
in the shear region increases as reconnection continues, flux being continuously expelled,
as indicated in figure 17; by the time t = 500, the field is very weak in this region, and by
t = 750 it is almost totally expelled, the field continuing to decay on the ohmic time scale
in the external region |y|  2. Since here Rm 1/3 ∼ 12, it would seem that Rm is not nearly
large enough at 2000 for the asymptotic flux expulsion time scale Rm 1/3 to be realised.
914 P1-31
H.K. Moffatt
For the corresponding problem for the scalar field θ at Péclet number Pe = 2000, the
field is effectively homogenised in the shearing region by the same time t ∼ 750.

8. Magnetic relaxation
Magnetic relaxation is a means by which magnetostatic equilibria of arbitrarily prescribed
field topology may be determined. Through the B-u analogy (§ 7.2), this is also a means of
determining steady Euler flows of arbitrary streamline topology. The idea is to construct
a process in which the magnetic energy decreases monotonically, while the field topology
is conserved. Obviously the frozen-field equation,

∂B
= ∇ × (u × B), (8.1)
∂t
must be part of this process; we can then be sure that the topology of B is conserved, at
least for so long as the field remains smooth. We need to couple this with an equation
for u, that will guarantee decrease of energy. The process will
 lead to a non-trivial result
only if there is a lower bound for magnetic energy M(t) = B2 dV/2, the integral being
through the fluid domain. This lower bound is provided by an inequality first stated by
Arnold (1974).

8.1. The Arnold inequality


The Arnold inequality applies to any magnetic field of non-zero helicity HM , confined to
a finite domain D, with B · n = 0 on the boundary δ D. With B = ∇ × A, we have first
the Schwarz inequality
 2  
B·A dV ≤ B dV
2
A2 dV, (8.2)

all integrals being over the domainD. Second,


 we have a Poincaré inequality obtained by
minimising the Rayleigh quotient B2 dV/ A2 dV by calculus-of-variation techniques;
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this gives
 
A dV ≤ LD B2 dV,
2 2
(8.3)

where LD is the maximum span of the domain D. Combining (8.2) and (8.3) leads
immediately to the inequality
−1
2M(t) ≥ LD |HM |, (8.4)

so that, provided HM = / 0, this provides the require lower bound on M(t). Moreover
equality occurs here only if B is everywhere parallel to A, i.e. only if A is a Beltrami
field throughout D.
The physical reason for the Arnold inequality (8.4) is clear: the condition HM = / 0
implies a non-trivial topology of the B-field, in that there must exist some field lines
in D that cannot be shrunk to a point without crossing other field lines, and this is
why the magnetic energy cannot be reduced to zero by any kinematically possible
volume-preserving flow.
914 P1-32
Some topological aspects of fluid dynamics
(a) (b)

Figure 18. Links for which the link helicity is zero. (a) The Whitehead link; (b) the Borromean rings.

8.1.1. Energy bound for non-trivial linkage; minimum crossing number


The same consideration applies to fields for which the helicity is zero, but the topology
is nevertheless non-trivial. Standard examples, the Whitehead link and the Borromean
rings, are shown in figure 18. For the Whitehead link, as already recognised by Maxwell
(1873), the Gauss linking number is zero, despite the obvious non-trivial linkage.
Correspondingly, the link helicity (i.e. the helicity ignoring any internal twist in the
individual
 components of the link) is zero. This is because the invariant magnetic flux
S B · n dS across
 any orientable surface S spanning either component of the link is zero.
However, S |B · n| dS is not zero, and cannot be reduced to zero by any smooth flow.
This integral is not invariant because its value may be increased by pulling additional loops
across S; however, it has a minimum value when any such superfluous loops are withdrawn
as in figure 18(a), and this minimum is a topological invariant, which has been formalised
by the concept of ‘minimum crossing number’ by Freedman & He (1991). It is this
invariant that provides indirectly a minimum energy for the Whitehead-link configuration.
Similar considerations of course apply equally to the Borromean configuration of
figure 18(b), and indeed to any other configuration consisting of linked flux tubes.

8.1.2. Arnold inequality for unbounded domain


The Arnold inequality requires modification if the domain D is unbounded, for then the
scale LD is undefined. We may suppose, however, that the B-field is itself initially of
bounded extent (zero outside some sphere SR of radius R, say) and ‘connected’ in the sense
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that it cannot be separated into disjoint subfields which could in principle be swept far apart
from each other. If the support of such a connected field is deformed by fluid flow (e.g.
by uniform irrotational strain) to an extent far greater than 2R, then, although there may
be an initial decrease of energy, this will ultimately increase due to field-line stretching.
At any rate, we can define a radius R1 , say, (≥ R), such that the field energy increases if
the support of the field is stretched to a span greater than 2R1 . Energy reduction can then
only be achieved by contraction. It is then reasonable to assert that Arnold’s inequality
still holds with LD replaced by R1 ; a formal proof of this assertion should not be difficult.

8.2. The basic relaxation process


We suppose then that at time t = 0, the field B(x, 0) = B0 (x) has non-trivial topology,
but is otherwise arbitrary, and that it evolves according to the frozen-field equation (8.1).
We must couple this with a dynamical process which will guarantee reduction of energy.
The most obvious such process is given by the Navier–Stokes equation including the
Lorentz force j × B, with j = ∇ × B, and including viscosity as the mechanism of energy
dissipation. The model may be criticised as being somewhat artificial, through its inclusion
914 P1-33
H.K. Moffatt
of viscosity (ν =/ 0) but exclusion of resistivity (η = 0); but, as I have previously observed
(Moffatt 1985), this is a situation in which the end justifies the means!
In this same Machiavellian spirit, we may adopt an even simpler  dynamical prescription.
Note first that from (8.1) we may derive an equation for M(t) = B2 dV/2 in the form
 
dM
= j · (u × B) dV = − u · ( j × B) dV. (8.5)
dt D D

Hence, if we simply choose u to be on average parallel to j × B, then M(t) will be


monotonic decreasing. We achieve this by setting

u = k−1 ( j × B − ∇p), (8.6)


with k a positive constant; the pressure term −∇p is necessary to ensure that ∇ · u = 0;
the pressure p is then determined by the Poisson equation
 ∇ 2 p = ∇ · ( j × B). Substituting
in (8.5), and using the fact that D u · ∇p dV = ∂ D (n · u)p dS = 0, we have immediately

dM
= −k u2 dV = −Φ(t), say, (8.7)
dt D

thus exhibiting the desired monotonic decrease of M(t). This decrease will persist until
u ≡ 0, and then, with BE (x) = lim B(x, t) and similarly for j and p, (8.6) gives
jE × BE = ∇pE , (8.8)
the required equation of magnetostatic equilibrium, for which M(t) is minimised.
Throughout this relaxation process, which will generally run to t = ∞, the field B(x, t)
is a frozen-in field, so that all links and knots of flux tubes are conserved. For finite t,
the flow defines an ‘isotopy’, i.e. a continuous time-dependent mapping of the field of
fluid particles via the Lagrangian displacement field a → X (a, t), where a = X (a, 0). But
here, care is needed, because in the limit t → ∞ (and only then is the equilibrium (8.8)
attained) there is no guarantee that the mapping remains continuous, and indeed tangential
field discontinuities are to be expected, as illustrated by the prototypical case of the Hopf
link (§ 8.2.2 below).
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8.2.1. Topological accessibility


To describe this situation, I introduced the concept of ‘topological accessibility’ (Moffatt
1985) with the following sense: for the dynamical model (8.6) a field BE (x) is
topologically accessible from the field B0 (x) if it is obtained by distortion of B0 (x) by
 ∞ velocity field v(x, t), (0 < t < ∞), for which the dissipation function
a smooth solenoidal
Φ(t) satisfies 0 Φ(t) dt < ∞ (different dynamical processes will give rise to different
forms for Φ(t)). Topological accessibility is weaker than topological equivalence, because
it allows for the appearance of discontinuities in the field BE (x) as t → ∞.

8.2.2. Relaxation of the Hopf link


The prototypical relaxation scenario is illustrated in figure 19 which illustrates the
relaxation of two untwisted but linked flux tubes (the ‘Hopf link’) of volumes V1 , V2
and fluxes Φ1 , Φ2 say. During relaxation the linkage and these volumes and fluxes are
conserved. The Maxwell tension in the B-lines (deriving from the j × B-force) leads to
contraction of each tube, with increase of cross-section, until in effect they make contact
as in figure 19(b), with a tangential discontinuity in the area of contact. This is where the
914 P1-34
Some topological aspects of fluid dynamics
B02 V2
(a) (b) (c)
V1
V2

B01 V1

Figure 19. Relaxation of the Hopf link: (a) two untwisted but linked flux tubes; (b) contracted state when the
tubes make contact; (c) fully relaxed axisymmetric state.

topological constraint begins to ‘bite’. But relaxation does not stop here; for field lines may
still be shortened if either flux tube spreads itself round the other as in figure 19(c), there
being then two distinct asymptotic states, both axisymmetric. The discontinuity is then a
current sheet on the torus of contact.

8.2.3. Magnetic relaxation in a compressible medium


The same magnetic relaxation problem can be posed in a compressible fluid, with a
barotropic relation p = kρ γ between pressure and density (Moffatt 1987). Magnetostatic
equilibrium in such a medium is still governed by (7.3a,b), so the analogy (7.5a–c) is still
applicable (the analogous Euler flow still has to be in an incompressible fluid). The limit
k → 0 corresponds to an incompressible fluid for the relaxation process, as considered
above, while the limit k → ∞ corresponds to a pressureless plasma.
The only change is that internal energy has to be taken into account in constructing
the relaxation process, but the conclusion is the same: for each k > 0, the field relaxes
to a minimum energy magnetostatic equilibrium, and to each such equilibrium there
corresponds a steady Euler flow. As I stated in my 1987 paper ‘It is an extraordinary fact
that new insights concerning steady flows of a fluid that is (i) inviscid, (ii) incompressible,
and (iii) non-conducting, can be obtained through consideration of an unsteady relaxation
process in a fluid that is (i) viscous, (ii) compressible, and (iii) perfectly conducting,
together with argument by analogy’. Well, perhaps not so extraordinary, but bizarre at
the least!
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

8.2.4. Structure of relaxed state


A relaxed state described by (7.3a,b) is in general severely constrained by the consequence
that BE · ∇pE = jE · ∇pE = 0, so that BE -lines and jE -lines lie on surfaces pE = const.
But what if the B-lines are chaotic at the start of the relaxation process (as for the
example described in § 4.2 above), and so do not lie on surfaces? Since the B-topology is
conserved during relaxation, the BE -field should also be chaotic, apparently contradicting
the requirement that the BE -lines should lie on surfaces. We can escape from this constraint
in any subdomain D1 of D only if pE ≡ const. throughout D1 . But then jE × BE = 0 and
so jE = α(x)BE in D1 , for some scalar function α(x). But now, since ∇ · jE = BE · ∇α =
0, the BE -lines are still constrained to lie on surfaces (now the surfaces α = const.). Again,
we escape this constraint in any subdomain D2 of D1 only if α = const. in D2 . Hence we
arrive at the conclusion that if BE is chaotic in any subdomain of D, it must be a Beltrami
field, i.e.
∇ × BE = αBE , α = const. (8.9)
914 P1-35
H.K. Moffatt

Figure 20. Model for the formation of current sheets: movement of the end points of an initially uniform field
produces braids of arbitrary complexity (after Parker 1994).

Such chaotic Beltrami fields are not unknown; we have seen one example in the ABC
flow described in § 4.1. But here we face an extremely challenging problem: as pointed
out by Arnold (1974), there are not nearly enough Beltrami fields, analytic in x in a given
domain D, to cover every conceivable topology that may be adopted for the initial field
B0 (x) of the relaxation process. Of course, as we have seen, discontinuities may develop;
but for chaotic fields, it is likely that such discontinuities may become densely stacked
throughout the fluid. Bajer (2005) predicts a ‘devil’s staircase’ of such discontinuities,
an intriguing idea that calls for further investigation. The problem is as challenging
numerically as it is analytically.

8.3. Formation of discontinuities; Parker’s model


The formation of discontinuities (current sheets in the magnetostatic situation, vortex
sheets in the analogous Euler flow) is of the greatest importance in astrophysical contexts,
as discussed by Parker (1994) in his book ‘Spontaneous Current Sheets in Magnetic Fields’
devoted to this topic. Figure 20 shows Parker’s basic model: an initially uniform field in a
perfectly conducting fluid is distorted by movement of the end points ‘tied’ to the bounding
planes z = 0, L. The resulting braided structure is supposed relaxed at each instant to a
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minimum-energy magnetostatic equilibrium, and it is argued that such equilibria must


in general exhibit current sheets wherever the distorted flux tubes come in contact. The
magnetic relaxation process described above may obviously be adapted to this situation.
The process is illustrated by just two flux tubes arranged as in figure 21(a). The red
tube is part of a helix wound round the straight blue tube. Relaxation causes shortening of
the red tube, the end points being fixed, until contact between the tubes, i.e. a tangential
discontinuity, occurs, as shown in figure 21(b). The blue tube is also deformed during this
relaxation process, due to the motion of the ambient fluid, the amount of this deformation
depending on the relative strengths of the two tubes. Relaxation will presumably continue
after contact is established; ultimately both tubes will be nearly V-shaped, but still with
the same linkage.
One may well ask how the configuration of figure 21(a) could arise in the first place,
starting from two straight parallel tubes. If the top point of the red tube is wound round the
blue tube through an angle 2π, then, provided the twist is uniformly distributed between
the two planes, the configuration of figure 21(a) will result. This uniform distribution,
however, requires a linear (Couette) velocity distribution between the planes, which in
914 P1-36
Some topological aspects of fluid dynamics
(a) (b)

Figure 21. Simplified model of the Parker mechanism: two flux tubes, blue and red, span the space between
parallel planes; the planes and the fluid are assumed perfectly conducting. Relaxation causes shortening of the
red tube, and deformation of the blue tube, the end points being fixed, so that contact between the tubes is
inevitable; a current sheet forms on the area of contact.

turn requires viscosity. But even if the distribution of twist is non-uniform, relaxation will
still always lead to contact, provided the angle of twist at the upper boundary is greater
than π. In practice, winding and relaxation will occur simultaneously; if the relaxation
occurs on a much shorter time scale than the winding, then the field will be permanently
in a nearly minimum-energy state (with or without tangential discontinuities), as in effect
assumed by Parker.
Current sheets are the source of strong plasma heating due to ohmic dissipation, a
favoured mechanism for the heating of the solar corona to temperatures of order 106 K;
here, the magnetic field is ‘anchored’ at the photospheric surface, and the footpoints move
in response to sub-surface turbulence. Current sheets in the relaxed coronal field are an
inevitable consequence. Kinematic viscosity ν = μ/ρ is many orders of magnitude greater
than η in the corona because of the extremely high temperature and the low particle number
density n = 1015 m−3 ; Craig & Litvinenko (2009) estimate ν/η ∼ 1010 , although they also
warn that the viscous stress tensor is strongly anisotropic in this very diffuse magnetised
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medium. Much work on braided magnetic fields has been stimulated by the Parker model
(see particularly Wilmot-Smith, Pontin & Hornig 2010; Pontin et al. 2011).

8.4. Relaxation to magnetodynamic states


The method of magnetic relaxation to magnetostatic equilibria can be extended to the
problem of determining steady solutions of the full magnetohydrodynamic equations in
an ideal fluid (ν = η = 0), having prescribed magnetic field topology and prescribed
interlinkage of vorticity and magnetic fields. This requires conservation of all magnetic
helicity integrals and also all ‘cross-helicity’ integrals

HC (DL ) = u · B dV, (8.10)
DL

where DL is any Lagrangian subdomain on whose surface n · B = 0. We assume


that |HC (D)| =
/ 0; then a lower bound on energy is provided by the Schwarz
914 P1-37
H.K. Moffatt

Figure 22. Conceptual representation of the foliations of the (infinite-dimensional) function space of the B- or
U-fields; pink represents the isomagnetic foliation; blue the isovortical foliation. Stability criteria are different
for isomagnetic or isovortical perturbations.

inequality
 
2 (u
1 2
+ B ) dV ≥
2
u · B dV = |HC (D)|. (8.11)
D D

A relaxation process has been constructed by Vladimirov, Moffatt & Ilin (1999)
satisfying these topological constraints. The end result of this relaxation process is a
velocity field U(x) and magnetic field B(x) that satisfy the steady equations of ideal
magnetohydrodynamics, which may be expressed in the form

U × B = ∇Φ, U × Ω + J × B = ∇h, (8.12a,b)

where h = p + U 2 /2, Ω = ∇ × U, J = ∇ × B. It is not difficult to show that, if the


initial fields are chaotic in this situation then the relaxed fields must satisfy

Ω = βU = αJ = αβ B, (8.13)

where α and β are constants. Again, these relaxed chaotic Beltrami fields must presumably
incorporate an incalculable profusion of discontinuities.
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9. Stability
As already indicated, the analogy (7.5a–c) is limited to steady states, but does not
extend to unsteady perturbations about these states. For the magnetostatic equilibria, such
perturbations involve frozen-field deformation of the B-field, or so-called ‘isomagnetic’
perturbations. We must imagine an ‘isomagnetic foliation’ of the function space of
B-fields, as in figure 22, a B-field being constrained to evolve on a single folium.
For the analogous Euler flow, it is the vorticity field that is frozen under perturbations
governed by the Euler equations; so we must similarly imagine an ‘isovortical foliation’ of
the same functions space, which is distinct from the isomagnetic foliation. Perturbations
on the two foliations can behave quite differently.

9.1. Stability of magnetostatic equilibria


A magnetostatic
 equilibrium in a perfectly conducting fluid is stable if its magnetic energy
ME = B2E dV/2 is minimal with respect to isomagnetic perturbations. We may think of
a ‘virtual displacement’ ξ (x, τ ) as the Lagrangian displacement associated with a virtual
steady velocity field v(x), as sketched in figure 23. When this displacement is small, as
914 P1-38
Some topological aspects of fluid dynamics

v(x)

− 21 ξ · ∇ξ + O(ξ3)
η
ξ(x,τ)

x
0
Figure 23. Sketch indicating the relation between the Lagrangian displacement ξ (x, τ ) induced by a virtual
velocity field v(x) and the associated Eulerian displacement η after a short time τ ; these displacement functions
are related as in (9.1).

evident from the sketch, the associated Eulerian displacement η(x), satisfying ∇ · η = 0,
is given by
η(x) = ξ − 12 ξ · ∇ξ + O(ξ )2 . (9.1)
With this displacement, the field BE (x) is distorted to B(x) = BE (x) + δ 1 B + δ 2 B +
O(|η|3 ), where
δ 1 B = ∇ × (η × BE ), δ 2 B = 12 ∇ × (η × δ 1 B), (9.2a,b)

and the perturbed magnetic energy is then M = ME + δ 1 M + δ 2 M + O(|η|3 ), where


 
δ 1 M = [BE · δ 1 B] dV, δ 2 M = 12 [(δ 1 B)2 + 2BE · δ 2 B] dV. (9.3a,b)

It is not difficult to show that, by virtue of (7.3a,b), the first variation δ 1 M is zero, as might
be expected for an equilibrium state. The expression for δ 2 M may then be manipulated to
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the form

δ M = 2 [(∇ × (η × BE ))2 − (η × jE · (∇ × (η × BE ))] dV.
2 1
(9.4)

Stability is then assured if δ 2 M ≥ for all ‘admissible displacements’ η(x), i.e. those
satisfying ∇ · η = 0 in the relevant domain D, and n · η = 0 on ∂ D. 
For this result to be useful, it is necessary to put a bound on the term BE · δ 2 B dV in
(9.3a,b). This involves identifying the lowest positive eigenvalue λ of a rather complicated
eigenvalue problem, and leads to the result
  
2
−1/2
δ M ≥ 2 1−λ
2 1
δ B
1
dV, (9.5)

so that the condition δ 2 M ≥ 0 simply requires that λ ≥ 1. A result of this kind was first
found by Bernstein et al. (1958); details of the above derivation may be found in Moffatt
(1986). Of course, as already observed, magnetostatic equilibria obtained by the method of
magnetic relaxation are stable, and must then automatically satisfy the condition δ 2 M ≥ 0.
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H.K. Moffatt
9.2. Instability of analogous Euler flows

Consider now a steady Euler flow uE (x) in D, with kinetic energy KE = u2E dV/2. Just
as for the magnetostatic equilibrium, we may (following Arnold 1965b) investigate the
stability of this flow by considering the second variation of uE (x), but now with respect
to the isovortical perturbations permitted by the Euler equations. It is now therefore the
vorticity ω = ∇ × u that is given by ω(x) = ωE (x) + δ 1 ω + δ 2 ω + O(|η|3 ), where

δ 1 ω = ∇ × (η × ωE ), δ 2 ω = 12 ∇ × (η × δ 1 ω), (9.6a,b)

or, by ‘uncurling’, u(x) = uE (x) + δ 1 u + δ 2 u + O(|η|3 ), where

δ 1 u = (η × ωE )s , δ 2 u = 12 (η × δ 1 ω)s , (9.7a,b)
and where the suffix s denotes the ‘solenoidal projection’, required to ensure that ∇ ·
δ 1 u = ∇ · δ 2 u = 0.
Again it may be shown that the first variation δ 1 K of kinetic energy is zero by virtue of
the equilibrium condition (7.4a–c); and for admissible η the second variation δ 2 K may be
expressed in the form

δ K = 2 [(δ 1 u)2 + 2uE · δ 2 u] dV
2 1


= 12 [(η × ωE )2s − (η × ωE )s · ∇ × (η × uE )] dV. (9.8)

There is an obvious difference between this expression for δ 2 K and δ 2 M as given by (9.4);
it is this difference that accounts for the different stability properties of magnetostatic
equilibria and their analogous Euler flows. This is most easily illustrated by the following
simple example.

9.3. Two-dimensional cylindrical equilibria


Consider the magnetostatic equilibrium and the analogous Euler flow

BE = (0, b(r), 0), v E = (0, v(r), 0), (9.9a,b)


https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

in cylindrical polar coordinates (r, θ, z). We may take D to be the domain a1 <
r < a2 , 0 < z < z1 , the boundary ∂ D being perfectly conducting. We may consider
the stability of these states to admissible axisymmetric disturbances of the form
η = (ηr , 0, ηz ) = r−1 (∂ψ/∂z, 0, −∂ψ/∂r), with ψ = 0 on ∂ D. The expressions (9.4) for
δ 2 M and (9.8) for δ 2 K may in this case be reduced and manipulated to the form
 
2 d b 2 2 d
δ M = −π
2
ηr r dr dz, δ K = 2π
2
ηr2 (rv)2 r−2 dr dz. (9.10a,b)
dr r dr

Thus, if (b/r)2 is a monotonic decreasing function of r throughout the range a1 < r < a2 ,
then M is minimal at M = ME , and so the magnetostatic equilibrium BE is stable. We
may note that this result may be most simply obtained by considering the energy needed
to interchange two flux tubes of the same volume at different radii r1 < r2 , say, the flux
in each tube being constant: the energy needed for the interchange is then proportional
to [b(r1 )/r1 ]2 − [b(r2 )/r2 ]2 , and if this is positive, the equilibrium is stable, at least to
axisymmetric perturbations of the kind considered.
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Some topological aspects of fluid dynamics
Similarly, K is minimal at K = KE if (rv)2 is an increasing function of r, i.e. if
the circulation 2π|rv(r)| increases outwards; this is just the sufficient condition for
stability known as Rayleigh’s criterion (Rayleigh 1917). Equally, a necessary condition for
instability of the analogous Euler flow is that the circulation should decrease outwards.
Thus for example, if both b(r) and v(r) are proportional to r−3/2 , then (b(r)/r)2
and (rv(r))2 are both monotonic decreasing functions of r, so that the magnetostatic
equilibrium is stable, whereas the analogous Euler flow satisfies the necessary condition
for instability.

9.3.1. Arnold’s assertion and its refutation


We pause here to comment on the assertion of Arnold (1965b) that an Euler flow uE (x)
should be stable if its kinetic energy KE is extremal (i.e. either minimal or maximal)
with respect to isovortical perturbations. The assertion was based on the idea that under
unsteady Euler evolution, the kinetic energy K is a conserved quantity, and if K is extremal
at K = KE , then K must always remain close to KE when the Euler flow is slightly
disturbed. This statement holds whether K is minimal or maximal at KE ; but the simple
example described above indicates that the flow is stable if K is minimal, but potentially
unstable if K is maximal at KE . So where is the fallacy in Arnold’s argument?
The answer is this: when K is minimal at KE , it requires a small instantaneous injection
of energy to perturb the flow away from the equilibrium. It then does indeed remain close
to KE , and the perturbation cannot grow (without further injection of energy). When K is
maximal at KE , the situation is very different: a perturbation can grow at the expense of
energy extracted from the ‘base’ flow. The total energy (i.e. the energy of the base flow
plus the energy of the perturbation) does indeed remain constant, but the base flow can
continue to lose energy to the disturbance, so that instability can progress unhindered,
until some kind of equilibrium between the base flow and the growing (finite-amplitude)
perturbation can be established.

9.3.2. Rayleigh’s criterion, as anticipated by Maxwell


Rayleigh’s criterion for instability (that ‘the circulation must decrease outwards’) was
actually anticipated by James Clerk Maxwell in a problem that he posed as an External
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Examiner for the Mathematical Tripos at Cambridge University in 1866. This may be
found in Volume II of the Scientific Papers and Letters of James Clerk Maxwell (Harman
1995) as a ‘Draft question on the stability of vortex motion’:
A mass M of fluid is running round a circular groove or channel of radius a with velocity u. An
equal mass is running round another channel of radius b with velocity v. The one channel is made
to expand and the other to contract till their radii are exchanged. Show that the work expended in
effecting the change is
 
1 u2 v2
− − 2 (a2 − b2 )M.
2 b2 a

Hence show that the motion of a fluid in a circular whirlpool will be stable or unstable according as
the areas described by particles in equal times increase or diminish from centre to circumference.

The final sentence of this question (the sting in the tail!) is particularly noteworthy, as
being essentially equivalent to Rayleigh’s criterion, evidently known to Maxwell some
50 years earlier! The word ‘circulation’ had not entered the literature of hydrodynamics
in 1866, but Maxwell’s ‘area described by a particle’ in time δt is just (r2 (v/r)δt)/2 =
914 P1-41
H.K. Moffatt
rvδt/2, so proportional to circulation. Interesting that Maxwell should start here from a
simple thought experiment, and then broaden to a general principle!

9.3.3. Three-dimensional instability of Euler flows


Returning to the general expression (9.8) for δ 2 K, it was shown by Rouchon (1991) that if
attention is focused on three-dimensional perturbation displacements η(x) of sufficiently
small scale, it is the second term in the integral that dominates (because, unlike the first
term, this involves the derivative of η), and that if η+ (x) is a (small-scale) choice for
which δ 2 K > 0, then there always exists an alternative choice η− (x) for which δ 2 K < 0.
The implication is that Arnold’s condition for the stability of Euler flows is never satisfied
if the full range of three-dimensional admissible displacement functions is considered. The
Euler flows must thus be considered as saddle points (rather than extrema) in the function
space available to them.
Rouchon assumed these flows to be at least C2 , i.e. twice continuously differentiable;
but there seems little doubt that his result extends to Euler flows that admit tangential
discontinuities, and as we have seen, this is likely to be typical for non-trivial
three-dimensional flows. Instabilities of Kelvin–Helmholtz type are indeed to be expected
in the neighbourhood of such discontinuities.

9.4. Kelvin modes and transient growth


Even when a flow of a viscous fluid, such as plane Couette flow, is stable to infinitesimal
disturbances, it may nevertheless exhibit significant growth of disturbances before these
are ultimately eliminated by viscosity. This type of behaviour, known as ‘transient growth’
(or sometimes ‘transient instability’) is most simply illustrated by the following model
(Moffatt 1967).
We suppose that a weak disturbance of the form u(x, 0) = A0 exp [ik0 · x] with k0 ·
A0 = 0 is superposed at time t = 0 on a uniform shear flow U = (αy, 0, 0). The linearised
Navier–Stokes equation

∂u 1
+ u · ∇U + U · ∇u = − ∇p + ν∇ 2 u,
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

(9.11)
∂t ρ

where p(x, t) is the pressure field and ρ is the (constant) fluid density, admits ‘Kelvin wave’
solutions of the form [u, p/ρ] = [A(t), P(t)] exp [ik(t) · x], where k(t) = (k01 , k02 −
αt k01 , k03 ). The effect of the shear is to tilt the wave fronts progressively in a clockwise
sense until the normal to these wavefronts is nearly parallel to the y-axis.
The effect of viscosity is to provide a damping factor D(t) for the wave amplitude, where
    
D(t) = exp −ν k (t) dt = exp −ν k02 t − k01 k02 αt2 + 13 k01
2
α t
2 2 3
. (9.12)

This damping is ultimately responsible for the decay of the wave disturbance; if k01 = / 0,
then for large αt, D(t) ∼ exp[−(νk01 2 α 2 t3 /3)], so that the wave decays on a time scale
2 α 2 )−1/3 (cf. the Rhines & Young time scale encountered in § 7.2). We assume
tν = (νk01
here that ν is small, and focus on the development for t tν ; during this stage, we may
simply set ν = 0.
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Some topological aspects of fluid dynamics
(a) (b)
αt
20 40 60 80 100
αt –5
10 20 30 40 50
–10
–10 –15
–20
–20
–25
–30 –30

Figure 24. Transient instability; k20 = 1, k30 = 0.5; A1 (0) = 0.11, A2 (0) = 0.5 (a) ε = 0; k10 = 0.3, (red),
0.1 (blue); A1 (t) (solid), A2 (t) (dashed), A3 (t) (dotted); the transient instability shows in A1 (t) and becomes
more marked as k10 decreases. (b) Effect of viscosity; k10 = 0.1; ε = Re−1 = 10−2 (red), 10−3 (green), 10−4
(purple), 0 (blue); as ε decreases, the curves shadow the inviscid limit (blue) for an increasing period of time,
but ultimately diverge from it and asymptote to zero.

Elimination of the pressure term leads to a dynamical system for the amplitude
components

dA1 2
2αA2 k01 dA2 2αA2 k01 (k02 − αtk01 ) dA3 2αA2 k01 k03
+ αA2 = , = , = ,
dt |k(t)|2 dt |k(t)|2 dt |k(t)|2
(9.13a–c)
which may be solved explicitly for the components A1 (t), A2 (t), A3 (t). Typical behaviour is
shown in figure 24(a) for initial conditions k(0) = (0.3, 1, 0.5), A(0) = (0.1, 0.5, −0.53)
(red) and k(0) = (0.1, 1, 0.5), A(0) = (0.1, 0.5, −0.51) (blue). It is evident that A1 (t)
exhibits a relatively long period of linear growth when k10 is small; this is the key
characteristic of transient growth.
Figure 24(b) shows the effect of viscosity on the component A1 (t) for the case k10 = 0.1
through the dimensionless parameter ε = νk02 2 /α (an inverse Reynolds number) when the
decay factor D(t) is restored. As ε decreases, the solution shadows the inviscid solution
(shown again in blue) more and more closely, but ultimately diverges from this solution
and decays to zero through the effect of viscosity.
If the perturbation vorticity is random it can be Fourier analysed, and it is then the
ingredients with k1 small that are subject to this type of transient growth, the associated
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streamwise component v1 being then amplified linearly in time. This is believed to be


the cause of the ‘streamwise rolls’ that are frequently observed in shear-flow turbulence.
It is probably also the cause of the ‘streaks’ observed in the laminar sublayer of a
turbulent boundary layer (Kline et al. 1967). In both cases, these strong streamwise
motions are unstable to three-dimensional instabilities that provide a powerful trigger for
the generation and maintenance of turbulence.

10. Knotted flux tubes


The magnetic relaxation procedure described in § 8 can be applied to the particular case of
knotted flux tubes, with results that have some relevance for the general problem of ‘knot
energy’ and associated knot invariants. Thus, let K be an arbitrary knot of length L in some
arbitrary geometrical configuration defined by the closed curve C. We imagine this to be
imbedded in a viscous, perfectly conducting, incompressible fluid, and that a magnetic
flux tube T of flux Φ and of cross-sectional radius δ is placed in a ‘tubular neighbourhood’
of C, where δ is small compared with the minimum curvature of C. For simplicity, we may
assume that the axial magnetic field has a simple ‘top-hat’ profile over the cross-section
914 P1-43
H.K. Moffatt
of T. The volume of the flux tube is V ∼ LA, where A = πδ 2 , and the magnetic energy
associated with the axial field component is M0 ∼ (Φ/A)2 V/2.

10.1. Knot helicity, writhe and twist


The helicity H of the field distribution must, for dimensional reasons, have the form H =
hΦ 2 where h is dimensionless and (like H and Φ) invariant under continuous deformation
of the tube T. This helicity arises in part from the knot topology, but also in part from
the amount of internal twist of the magnetic field within the flux tube. In fact h can be
changed by a ‘cut, twist, reconnect’ process: cut the tube, twist one end through an angle
2πh and reconnect the tube; the helicity of the field will then be changed by ±hΦ 2 ,
the sign depending on the sense (right- or left-handed) of the twist. In particular, we may
always choose h to make h = 0; this is what is known as ‘zero framing’ of the knot.
It was shown by Moffatt & Ricca (1992) that h = Wr + Tw, where Wr and Tw are the
writhe and twist of T. We have already encountered writhe and twist in § 6.3.2; these
vary continuously under continuous deformation, their sum being constant. The writhe is
given by (6.15), and can be interpreted as the sum of the signed crossings of the knot,
averaged over all projections. The twist Tw consists of two parts: Tw = T + N . Here,

T = (2π)−1 C τ (s, t) ds, where τ (s, t) is the torsion on the curve at arc-length position s;
and N is the ‘internal twist’ within the tube T, i.e. the number of turns of the normal on a
ribbon bounded by any two field line in the tube relative to the Frenet triad {t, n, b} on C.
As evident from the example described in § 6.3.2, T and N have equal and opposite unit
jumps if the curve C is deformed through an inflexional configuration, but the sum Tw =
T + N varies continuously. The relevance of writhe and twist in biophysical contexts was
well described by Crick (1976), who discussed in particular the writhe and twist of closed,
circular, supercoiled DNA molecules.

10.2. The energy spectrum of knots and links


We now let the knot magnetic field relax to a minimum-energy state following the
procedure of § 8. The Lorentz force manifests itself as Maxwell tension in the field lines,
which causes the flux tube to shrink in length. During this process, Φ is conserved by
virtue of the assumed perfect conductivity; and V is conserved by incompressibility, so
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that A ∼ V/L must increase as L decreases. Hence, if the knot K is non-trivial, it must
eventually come into contact with itself. It is at this stage that the knot topology ‘bites’
leading ultimately to a magnetostatic equilibrium in which L ∼ V 1/3 and A ∼ V 2/3 . In this
equilibrium, the magnetic energy is minimal and proportional to Φ 2 V −1/3 . This minimum
energy Mmin can (and does) depend also on h; hence we must have

Mmin = m(h)Φ 2 V −1/3 , (10.1)


where the dimensionless function m(h) is determined solely by the knot K (Moffatt 1990).
The situation is illustrated in figure 25(a), which shows a schematic of the relaxation
of the trefoil knot T2,3 to its minimum-energy state, in which it makes contact with itself
presumably over a ‘surface of contact’ Sc . The notation Tn,m is used here to indicate a torus
knot that embraces the small circuit of the torus m times, and the large circuit n times. The
knot Tn,m is topologically equivalent to Tm,n (i.e. can be continuously deformed to this
configuration). Figure 25(b) shows relaxation of T3,2 to its minimum-energy state, with
obviously different symmetry from that of T2,3 . It is thus clear that the minimum-energy
state is not unique. In general, we must anticipate that, for any given knot K, there may
914 P1-44
Some topological aspects of fluid dynamics

(a) (b)

Flux  Volume V
L ~ V1/3
A ~ V2/3

Figure 25. (a) Schematic of the relaxation of the trefoil knot T2,3 to its minimum energy state; and (b) of the
same knot in the configuration T3,2 to a different minimum-energy state.

160

140
T2,9
120
m (h)
100 T2,7

80
T2,5
60
T2,3
40
0 5 10 15 20
h
Figure 26. Minimum-energy curves for four torus knots; the minima occur for h > 0, reflecting knot
chirality; for small h, m(h) increases with increasing knot complexity. (From Chui & Moffatt 1995.)

exist a sequence of minimum-energy states, with energy functions


{m0 (h), m1 (h), m2 (h), . . .}, (10.2)
which may be ordered so that m0 (0) ≤ m1 (0) ≤ m2 (0) ≤ · · · ; it seems natural to describe
the sequence (10.2) as the ‘energy spectrum’ of the knot K. The whole approach is equally
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applicable to links, with minor modifications.


The energy function m(h) was obtained by a minimisation procedure by Chui & Moffatt
(1995) for four torus knots Tm,n with m = 2, n = 3, 5, 7, 9, as shown in figure 26. In this
derivation, it was assumed that the tube cross-section was constrained to remain circular,
that the tubes were in their simplest configurations (with n-fold symmetry), and that the
helicity density was uniform throughout the tube volume. The minima of these curves
occur for h > 0, reflecting the chirality of the torus knots considered. (For the trefoil T2,3 ,
the minimum is at h ≈ 6, where mmin ≈ 32.) Moreover, as might be expected, for modest
values of h( 10), m(h) increases with increasing n, i.e. with increasing knot complexity.
More surprisingly, this ordering changes for larger values of h; however, for |h|  1 the
tubes are subject to ‘kink-mode’ instabilities which break the n-fold symmetries, thus
lowering the minimum-energy curves by an as yet undetermined amount.

10.3. The analogue Euler knots


The relaxed magnetic-flux-tube knots described above are stable insofar as the fluid
can be considered perfectly conducting, being minimum-energy magnetostatic equilibria.
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H.K. Moffatt
The analogous steady Euler flows derived via the substitutions (7.5a–c) involve helical
flow along the knotted tube, with a tangential discontinuity of velocity (i.e. a vortex
sheet) on the surface of contact Sc . This vortex sheet, although curved and of limited
extent, is presumably unstable to Kelvin–Helmholtz modes of short wavelength. Kelvin,
in proposing his ‘vortex atom’ theory in 1867, had hoped to find solutions of the Euler
equations representing stable knotted vortices, but was thwarted in this search, in part
because of the all-pervasive influence of such instabilities.
Magnetic vortex knots do not suffer such instabilities, and would have provided a better
candidate for Kelvin’s speculations, had he but known of the frozen-in character of the
magnetic field in a perfectly conducting fluid. Although the fundamental ingredients
(the Euler and Maxwell equations) were already available by 1870, the implications for
magnetohydrodynamics were not recognised till the much later work of Alfvén (1946); but
by then Kelvin’s concept of microscopic vortical disturbances in a hypothetical ethereal
medium had been consigned to oblivion.

10.4. Tight knots


The relaxed states shown in figure 25 have the appearance of ‘tight knots’, imagined as
trefoil knots in a rope, pulled tight and with the ends fused together. An entirely different
approach to the determination of such structures was developed in the 1990s, initiated
mainly within the biophysics community (Katritch et al. 1996). Imagine again a knot K
of length L in an arbitrary geometrical configuration C, and construct a tube T around
it as before, with small circular cross-section δ. Now slowly increase δ until either the
tube makes contact with itself or δ equals the minimum radius of curvature of C. Let V
be the volume of the tube at this stage. We now continuously vary the geometry of the
initial curve C, keeping L constant, and continue the process in such a way as to maximise
V. The term ‘ideal knot’ was initially proposed to describe the configuration when this
maximum is attained (Stasiak, Katritch & Kauffman 1998), but it has been superseded by
the more expressive term ‘tight knot’. Obviously maximising δ for fixed L is equivalent
to minimising L for fixed δ (apart from scaling), hence the ‘knot-tightening’ depiction
of the process. Indeed it is the normalised minimised rope length LR = Lmin /δ that is
the counterpart of the minimum magnetic energy arising from the magnetic relaxation
procedure.
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

There are, however, two important differences here in that (i) the tube cross-section
is assumed circular, whereas in magnetic relaxation, the cross-section can deform
particularly when the tube comes into contact with itself; and (ii) there is no counterpart
of twist and associated helicity in the simple knot-tightening process, which perhaps best
resembles the magnetic tube with the particular value of h for which m(h) is minimised.
Computation of LR is somewhat easier for these reasons, and great progress has been
made in determining LR and the corresponding tight-knot configurations for more than
350 distinct knots and links by the method of ‘constrained gradient descent’ (Ashton et al.
2011).
Figure 27 from Cantarella et al. (2014) shows three tight configurations of the torus knot
T2,5 ; the first has fivefold symmetry; the second (in the alternative configuration T5,2 )
has twofold symmetry, and considerably greater normalised rope length. The third is a
perturbation of the first, breaking the fivefold symmetry in a way that allows the knot to
occupy a smaller volume, thus slightly reducing LR . This is entirely consistent with the
presumed existence of an ‘energy spectrum’, if energy is here identified with normalised
rope length. It is perhaps no more than coincidental that the value LR = 48.23 is quite
close to the value mmin ≈ 48 for the magnetic torus knot T2,5 , as shown by figure 26.
914 P1-46
Some topological aspects of fluid dynamics
(a) (b) (c)

Figure 27. Three tight configurations of the torus knot T2,5 ; the normalised rope lengths are as indicated, and
it is notable that the least of these is for the configuration on the right that breaks both symmetries. (a) Fivefold
symmetry, LR = 48.23; (b) twofold symmetry, LR = 62.56; (c) both symmetries broken, LR = 47.21. (From
Cantarella et al. 2014, with permission.)

Figure 28. Schematic diagram of the trefoil vortex just before reconnection; arrows indicate the direction of
the vorticity; plan view on the left, side view on the right, showing the three stretched, antiparallel, skewed
vortex pairs. The upper ring propagates upwards more rapidly than the lower, providing the ‘forced’ stretching
of the vortex pairs.

10.5. Experimental realisation of vortex knots


Vortex knots have been realised experimentally by Kleckner & Irvine (2013), who created
vortices in water by impulsive motion of an airfoil with a sharp trailing edge in the form of
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

the desired knotted vortex. Such knotted airfoils were created by 3D printer. In principle
any knot or link can be created by this technique. Although the possible existence of
knotted vortices had been hypothesised since the time of Kelvin (Thomson 1869) and
although linkage of vortex rings had been computationally achieved in recent decades
(e.g. Aref & Zawadzki 1991), this was the first time that such vortices had been realised
experimentally, thus giving tremendous impetus to research in this area.
Figure 28 shows a schematic diagram of the trefoil vortex in the configuration created
by Kleckner & Irvine (2013). The inner loop of the vortex propagates more rapidly that
the outer loop, leading in the experiment to the stretching of three anti-parallel vortex
pairs. The vortex is, as anticipated, highly unstable, the threefold symmetry being broken,
so that one of these vortex pairs extends more rapidly than the other two, and in a quite
irregular manner. Just as for the stretched Burgers vortex, the stretching here involves a
compensating inflow which decreases the minimum separation 2s of the two oppositely
directed strands. When s is decreased to the vortex cross-sectional scale δ, reconnection
takes place in an apparently explosive manner, effectively eliminating this ‘strand pair’,
and changing the topology of the trefoil to that of the unknot. A subsequent reconnection
of one of the other strand pairs changes the topology again to that of two disjoint unknots.
914 P1-47
H.K. Moffatt
(b) 1.0 y
0.5
(a) 2s0 0–0.5
–1.0
0
–Γ Γ
δ0 –0.5
R z
–1.0
C1 C2
x=0
–1 0 1
x
Figure 29. (a) Two counter-rotating circular vortices of radius R = κ0−1 propagate towards each other at angle
2α; (b) early deformation of the upper part of the vortices, the dashed curves indicating the positions at t = 0.
(After Moffatt & Kimura (2019a).)

This reconnection process was analysed by Kimura & Moffatt (2014), taking account
only of the strain field associated with the stretching, but neglecting the mutual interaction
of the two linear vortex filaments (a neglect similar to that adopted in ‘rapid distortion
theory’). The resulting linear treatment captured some, though by no means all, of the
nature of the vortex reconnection process. In particular, it was found that the helicity
associated with the initial writhe of the skewed vortices is destroyed and is not replaced by
twist; thus, helicity can apparently be destroyed on the reconnection time scale.
In a subsequent experiment, Scheeler et al. (2017) have succeeded in measuring the
helicity in a helical vortex produced in water by the above technique. The vortex was
visualised by coloured dye released from a sharp helical trailing edge, with additional
dye blobs distributed periodically along the axis of the helix. The blobs are shed into the
vortex and are trapped in its core. Measurement of the velocity of these blobs gives a direct
measure of the component of velocity parallel to the vorticity, and hence of the helicity of
the flow. By this technique, it was found that the helicity does decay (although there is here
no question of reconnection), whereas the writhe of the vortex remains nearly constant on
a much longer time scale. The inference is that viscosity dissipates the twist, and only the
writhe contribution to helicity survives. Whether this is a general tendency for a random
vorticity distribution, as in turbulent flow, is as yet unclear.
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

11. Vortex reconnection and the finite-time singularity problem


11.1. Self-induced vortex reconnection
Consider the configuration sketched in figure 29(a): two ring vortices are oriented so
as to propagate towards each other at an angle 2α, say. At time t = 0, the vortices are
assumed to have Gaussian core cross-sections of scale δ0 , the minimum separation is
2s0 , and it is assumed that δ0 s0 R. Although the vortices on the whole propagate
downwards, the tipping points (i.e. the points of nearest approach) move upwards and
towards the plane x = 0, due to the very localised mutual interaction (figure 29b). Again,
the separation parameter s(t) decreases; δ(t) also decreases due to local stretching, but
much more slowly, so that inevitably, when s/δ = O(1), vortex reconnection occurs. We
may describe this as ‘self-induced vortex reconnection’, since the velocity field is entirely
due to the two vortices, and it is plausible to suppose that the behaviour near the tipping
points is determined by s(t), the local vortex curvature κ(t) and the cross-sectional scale
δ(t), at least for so long as the inequalities δ s κ −1 are satisfied. At any rate, it is on
this basis that Moffatt & Kimura (2019a) have analysed the interaction problem.
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Some topological aspects of fluid dynamics

–γ(τ)Γ γ(τ)Γ

Figure 30. Pyramid reconnection: the incident (blue) vortices reconnect in the immediate neighbourhood of
the vertex of the pyramid, an increasing proportion of their circulations emerging as the downward-propagating
(red) ‘ejected’ vortices. Note the compatibility of the vorticity directions, indicated by the arrows in the incident
and ejected vortices.

When reconnection starts, the situation very near the vertex of the pyramid is as sketched
in figure 30. Here, a proportion of the incident (blue) vorticity has been reconnected,
giving rise to the downward-propagating (red) vortices (a ‘bridging’ process, since the red
vortices bridge the gap between the incident vortices). During reconnection, the incident
vortices retain a proportion γ (t) of their initial circulation, where γ (t) must decrease from
1 to very near zero. We return to this ‘pyramid reconnection’ process in § 11.3 below.

11.2. Turbulent dissipation in the limit ν → 0


The original Kolmogorov theory of homogeneous turbulence (Kolmogorov 1941) pictures
kinetic energy as cascading from large scales to smaller and smaller scales, until ultimately
dissipated on the very smallest scale where viscosity takes effect. The mean rate of
dissipation of energy per unit volume by kinematic viscosity ν is given by the space
average
 = ν ω2 , (11.1)
where ω(x, t) is the random vorticity field, whose evolution is governed by the
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

Navier–Stokes equations. In a statistically steady state, one must regard  as the rate
of supply of energy to the turbulence on the ‘energy-containing scale’ 0 , as well as
its subsequent cascade to smaller scales. It is then a given parameter of the turbulence,
independent of ν. The (Kolmogorov) scale at which energy is dissipated depends only
on  and ν, and is determined on dimensional grounds as ν ∼ (ν 3 /)1/4 0 . Thus, as
ν → 0, ν → 0 also, and the turbulence develops ever finer structure in this limit.
This at any rate is the traditional picture. However, an inconsistency in the theory was
recognised by Kolmogorov (1962) himself, in that the unaveraged quantity Ω(x, t) = ω2
is by no means uniform throughout the flow field; and in regions where Ω is greater than
its average, the energy cascade (and the associated vortex stretching) will progress more
vigorously, a process that can rapidly lead to intermittency, i.e. extreme ‘spottiness’ in the
distribution of Ω.
This raises a question of central and acute importance in the theory of turbulence: given
that  in (11.1) remains prescribed and constant in the limit ν → 0, what is the nature of
the typical singularity of ω2 in this limit, required to satisfy this equation? This question
is closely related to the fundamental question of regularity of the Navier–Stokes equation
first raised by Leray (1934), a question that can be most simply phrased as follows: given
914 P1-49
H.K. Moffatt
at some initial instant a smooth localised velocity field u0 (x) of finite kinetic energy in an
incompressible fluid of arbitrarily small ν filling all space, can a singularity of the field
appear within a finite time under evolution governed by the Navier–Stokes equations?
The widely held belief is that the Navier–Stokes equations are regular, in the sense that
such finite-time singularities cannot occur. But is this not then in conflict with (11.1),
which requires some kind of singularity at least in the limit ν → 0? We now address this
troublesome issue.

11.3. The finite-time singularity problem


The interesting situation is that of a fluid of very weak viscosity ν, for which the Reynolds
number of the initial velocity field is very large. There are then two approaches to the
regularity problem. The first approach is to seek, by techniques of functional analysis,
to prove that, starting from smooth initial conditions, solutions of the Navier–Stokes
equations remain smooth for all times t > 0. Failing that, one may seek to obtain particular
constraints under which such regularity may be assured, and then gradually weaken these
constraints. One would like to prove regularity no matter how small ν may be. Huge efforts
have been devoted to this problem within the mathematical community, as yet with limited
success, in that proof of regularity following from a smooth initial velocity field of finite
energy in a fluid of arbitrarily small viscosity has not yet been achieved.
The alternative (and complementary) approach is to attempt to prove the possible
existence of a finite-time singularity by adopting a smooth initial velocity field of finite
energy that seems at the outset to have the potential to lead to such a singularity. Here,
DNS can and does play an important role; however, if a singularity does seem to emerge,
then the associated length scale shrinks to zero around the singularity, and DNS must
fail in this neighbourhood, which is precisely where attention must be focussed. There is
therefore no avoiding the fact that analytical and asymptotic techniques are essential if the
existence of a finite-time singularity is to be proved, as opposed to merely suspected.
It is widely believed that it is self-induced vortex interactions of the type considered in
§ 11.1 above that are most likely to lead to singular behaviour within a finite time. Certainly,
for the configuration of figure 29, reconnection must occur within a finite time, and the
question of singularity formation hinges on the precise nature of this reconnection process.
We have recently analysed this situation (Moffatt & Kimura 2019a,b), and it would be
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

inappropriate to reproduce the details here. Enough to say that, under certain admittedly
optimistic simplifications (neglect of core deformation of the incident blue vortices in
figure 30 during the reconnection process, and neglect of the effect of the receding red
vortices on the continuing progress of the incident blue vortices towards the pyramid apex),
the behaviour is found to be described by a nonlinear dynamical system involving four
functions of the dimensionless time τ = (Γ /R2 )t, namely the separation parameter s(τ ),
the vortex curvature κ(τ ) and scale of cross-section δ(τ ) at the points of nearest approach
(the ‘tipping points’), and the fraction γ (τ ) of unreconnected (blue) vorticity at time τ . In
dimensionless form, this dynamical system is
ds κ cos α  s  dκ κ cos α sin α d δ2 κ cos α 2
= −γ log + β1 , =γ , =ε−γ δ ,
dτ 4π δ dτ 4πs 2 dτ 4πs
(11.2a–c)
and
dγ sγ
= −ε √ 3 exp [−s2 /4δ 2 ], (11.3)
dτ 2 πδ
where α = π/4, β1 = 0.4417 and ε = ν/Γ 1, an inverse vortex Reynolds number.
914 P1-50
Some topological aspects of fluid dynamics
(a) (b)
1.2 γ(τ) 100
1.0
80
0.8
δ(τ)/δ(0) 60
0.6
40
0.4
ω(τ)/ω(0)
0.2 20

τ τ
0 0.05 0.10 0.15 0.20 0.25 0.240 0.241 0.242 0.243 0.244 0.245
Figure 31. Evolution determined by (11.2a–c) and (11.3) with initial conditions s(0) = 0.1, δ(0) = 0.01,
κ(0) = γ (0) = 1; ε = 10−5 ; computed by Mathematica with 56-point precision; (a) the vortex-core scale
δ which appears to fall to zero at a critical time τ = τc ≈ 0.243777 . . ., at which stage γ ≈ 0.9992 . . .;
(b) corresponding late-stage evolution of ω(τ ) = γ (τ )/δ(τ )2 which appears to go to infinity at τ ≈ τc .

The interpretation of these equations is as follows. The first represents the rate of
decrease of s due to the self-induced velocity of each vortex together with an additional
contribution of opposite sign due to mutual repulsion of the vortices. The second equation
represents the rate of increase of tip curvature κ, largely due to the decrease in s and
the resulting accelerating upward movement of the tipping points. The third equation
represent the evolution of δ 2 , partly an increase due to simple viscous diffusion, and partly
a decrease due to stretching which dominates when γ ≈ 1 (i.e. before reconnection) and
κδ 2 /s  ε. The fourth equation (11.3) represents the decrease in γ , which kicks in only
when s/δ has decreased to O(1), i.e. when the viscous reconnection process gets underway.
It is important to note that the small parameter ε appears in two places in this dynamical
system, which makes asymptotic analysis for the limit ε → 0 particularly challenging.
Direct numerical simulation of the reconnection process starting from the same initial
conditions as represented in figure 29(a) (Yao & Hussain 2020) has shown that (11.3)
seriously underestimates the rate of transfer of circulation from the incident to the
reconnected vortices. Nevertheless, numerical computation of the evolution governed by
(11.2a–c) and (11.3) from appropriate initial conditions is in principle straightforward, and
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

is illuminating as regards possible behaviour at very high Reynolds numbers beyond the
reach of DNS. Figure 31 shows the sort of results that can be obtained by such integration.
Here, I have chosen the vortex Reynolds number RΓ = Γ /ν = 105 , so  = 10−5 . The
initial conditions were as shown in the caption. The Mathematica programme used here
stalls at an apparent singularity at τ = τc ≈ 0.243777 . . ., where δ(τ ) appears to go to
zero and the vorticity function ω(τ ) = γ (τ )/δ(τ )2 appears to go to infinity. It is tempting
to claim a finite-time singularity at τ = τc , and it is indeed very nearly a singularity. But
numerical resolution of the behaviour in the immediate vicinity of τ = τc is inadequate to
resolve this apparent singularity, whose very existence must for the time being remain a
matter of speculation.
What, it may be asked, has this to do with topology? Well, it is only the reconnection
process that can and does change vortex topology. Thus for example, reconnection of the
two circular vortices of figure 29 replaces these by a single contorted loop. In turbulent
flow, it is not unreasonable to suppose that this type of vortex reconnection is a frequent
occurrence. Each such ‘reconnection event’ is extremely localised and of extremely short
duration. The rate of dissipation of energy during the event is extremely high, but the total
energy dissipated is just the decrease in the local energy resulting from the reconnection,
914 P1-51
H.K. Moffatt
and is obviously finite. The reconnection events are random in both space and time, and the
mean number per unit volume per unit time must be just sufficient to dissipate the energy
at the rate  at which it cascades from larger scales. This provides a possible scenario for
an approach to the problem of intermittency (see § 11.2 above). An approach developing
similar ideas has been recently proposed by Pomeau, Le Berre & Lehner (2019).

12. Summary and open questions


I have roamed over a range of fluid-dynamical topics in this Perspective, topics which all in
my opinion have a flavour that is topological in the old-fashioned sense of being concerned
primarily with the global structure of a flow field and with properties of such fields
that remain invariant under continuous deformation, and whose invariance can be broken
only through the agency of diffusion processes. I have deliberately avoided the formal
terminology of topology, as well developed in the text of Arnold & Khesin (1998). My aim
has rather been to present these topics in a more pedagogical manner, in a way that will be
accessible to students with no more than a basic grounding in fluid mechanics. Many of the
issues discussed are, however, quite open-ended, raising problems as yet unsolved. Here
are some of the problems for which I would very much like to see convincing solutions:

(i) For the corner flow problem treated in § 3.2, how does the behaviour depend on the
Reynolds number based on the remote driving mechanism? In particular how do the
positions of the first points of separation and reattachment depend on this Reynolds
number; and what then is the Reynolds number based on the scale and maximum
velocity in the second eddy of the sequence? Are we already at this stage into the
‘low-Reynolds-number’ regime?
(ii) For the free-surface-singularity problem of § 3.4, again what is the modification
in behaviour as the Reynolds number based on flow velocity and scale at the free
surface increases? For the problem of a steady laminar stream of water from a tap
into a deep bath of water, what is the critical Reynolds number and/or capillary
number at which bubbles are first entrained through the circular cusp around the
point of impact (with evident change of free-surface topology)?
(iii) For the flows of § 4 exhibiting ‘Lagrangian chaos’, what is the dependence of the
Lyapunov exponent (a measure of mixing efficiency) on the parameters determining
https://doi.org/10.1017/jfm.2020.230 Published online by Cambridge University Press

these flows? Are the flows (4.4a–c) capable of dynamo action, if the fluid is
conducting?
(iv) For the scalar field problem discussed in § 5.1, how does the maximum attained by
G2 depend on the Péclet number?
(v) For the corresponding magnetic field problem (i.e. the small-scale dynamo problem
in reflectionally symmetric turbulence), if the magnetic energy grows (or decays)
exponentially how exactly does the growth rate depend on the magnetic Prandtl
number Pm = ν/η?
(vi) For the flux expulsion problem (§ 7.3), how large does Rm really have to be before
the asymptotic high Rm behaviour is attained? And similarly of course for the
analogous vorticity homogenisation problem.
(vii) For the magnetic relaxation problem of § 8, when the initial field is chaotic, what
is the asymptotic structure of the relaxed field? Equivalently, what is the function
space within which this relaxed field must reside?
(viii) And finally, there is of course the ever-challenging finite-time singularity problem.
What is the true nature of the (near)-singularities that must appear in turbulence in
order to dissipate energy at a given mean rate  in the limit ν → 0?
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Some topological aspects of fluid dynamics
Declaration of interests. The author reports no conflict of interest.

Author ORCIDs.
H.K. Moffatt http://orcid.org/0000-0003-2575-5111.

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