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solutions_exercices_4.1

The document provides solutions to exercises related to linear algebra, specifically focusing on eigenvalues and eigenvectors of matrices. It includes true/false statements about properties of linear operators and detailed calculations for characteristic polynomials, eigenvalues, and eigenvectors for several matrices. Additionally, it addresses the existence of eigenvalues and eigenvectors in various scenarios, including rotation matrices.
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0% found this document useful (0 votes)
20 views

solutions_exercices_4.1

The document provides solutions to exercises related to linear algebra, specifically focusing on eigenvalues and eigenvectors of matrices. It includes true/false statements about properties of linear operators and detailed calculations for characteristic polynomials, eigenvalues, and eigenvectors for several matrices. Additionally, it addresses the existence of eigenvalues and eigenvectors in various scenarios, including rotation matrices.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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S.

Treil : Linear Algebra Done Wrong


Solutions to exercises

4.1 Main definitions

1. True or false:

(a) Every linear operator in an n-dimensional vector space has n distinct eigenvalues;

Solution :
False. By Property 1 , the number of distinct eigenvalues of an n × n matrix, which
is a linear operator, has at most n distinct eigenvalues. Counting multiplicities, the
number of distinct eigenvalues can be less than n.

(b) If a matrix has one eigenvector, it has infinitely many eigenvectors;

Solution :
True. This eigenvector belongs to an eigenspace, which is a vector space closed under
addition and scalar multiplication. This means that it has a basis of eigenvectors that
can generates infinitely many eigenvectors. By Property 2 , if x is an eigenvector, mx
is an eigenvector for any m ̸= 0.

(c) There exists a square real matrix with no real eigenvalues;

Solution :
 
0 −1
True. Let A = with real number entries.
1 0
 
0 − λ −1
We have det(A − λI) = det = 0, and the characteristic polynomial is
1 0−λ

λ2 + 1 = 0 ⇒ λ = ± −1 = ±i. So A only has complex eigenvalues.

(d) There exists a square matrix with no (complex) eigenvectors;

Solution :
False. By the fundamental theorem of algebra, every polynomial (of degree at least 1)
has a complex root. Let A be a n × n matrix. For any n, the characteristic polynomial
will be of degree at least 1. Since R ⊂ C, this implies that any n × n matrix has at least
one complex eigenvalue with an eigenspace containing at most n complex eigenvectors.

(e) Similar matrices always have the same eigenvalues;

Solution :
True. By Property 3 , they have the same determinant and, consequently, the same
characteristic polynomial whose roots are the eigenvalues.

(f) Similar matrices always have the same eigenvectors;

1
Solution :
False. They have the same eigenvalues and, consequently, the same number of inde-
pendent eigenvectors. However, the basis for these eigenvectors may differ.
Let A and B be similar such that A = SBS −1 . Thus, we have Ax = λx, but

SBS −1 x = λx
S −1 SBS −1 x = S −1 λx
B(S −1 x) = λ(S −1 x)

Clearly, x and (S −1 x) may differ for the same λ.

(g) A non-zero sum of two eigenvectors of a matrix A is always an eigenvector;

Solution :
False. Since A may have more than one eigenvalue, A may have different eigenspaces
with their own basis of eigenvectors.

(h) A non-zero sum of two eigenvectors of a matrix A corresponding to the same eigenvalue
λ is always an eigenvector.

Solution :
True. For each eigenvalue, there is an eigenspace, which is a vector space closed under
addition. Thus, this eigenspace has a basis of eigenvectors and every vector that is in
the span of this basis is an eigenvector.

2. Find characteristic polynomials, eigenvalues and eigenvectors of the following matrices:


 
    1 3 3
4 −5 2 1 −3 −5 −3
, ,
2 −3 −1 4
3 3 1
Solution :
 
4 −5
Let A = . We have:
2 −3

4−λ −5
det(A − λI) =
2 −3 − λ
= (4 − λ)(−3 − λ) − (2)(−5)
= −12 − 4λ + 3λ + λ2 + 10
= λ2 − λ − 2
= (λ − 2)(λ + 1) (The characteristic polynomial of A)
Thus, det(A − λI) = 0 for λ1 = 2 and λ2 = −1, which are the eigenvalues of A.
Now, we look for the eigenvectors of A.
        
4−2 −5 2 −5 2 −5 x1 0
For λ = 2, we have: = and =
2 −3 − 2 2 −5 2 −5 x2 0

2
This leads to the system:
2x1 − 5x2 = 0 , and the eigenvector is (5, 2)T , which means E2 = span({(5, 2)T }).
        
4 − (−1) −5 5 −5 5 −5 x1 0
For λ = −1, we have: = and =
2 −3 − (−1) 2 −2 2 −2 x2 0
This leads to the system:
5x1 − 5x2 = 0
, and the eigenvector is (1, 1)T , which means E−1 = span({(1, 1)T }).
2x1 − 2x2 = 0

 
2 1
Let B = . We have:
−1 4
2−λ 1
det(B − λI) =
−1 4 − λ
= (2 − λ)(4 − λ) − (−1)(1)
= 8 − 2λ − 4λ + λ2 + 1
= λ2 − 6λ + 9
= (λ − 3)2 (The characteristic polynomial of B)
Thus, det(B − λI) = 0 for λ = 3 with multiplicity 2, which is the eigenvalue of B.
Now, we look for the eigenvectors of B.
        
2−3 1 −1 1 −1 1 x1 0
For λ = 2, we have: = and =
−1 4 − 3 −1 1 −1 1 x2 0
This leads to the system:
−x1 + x2 = 0 , and the eigenvector of is (1, 1)T , which means E3 = span({(1, 1)T }).
 
1 3 3
Let C = −3 −5 −3. Expanding the determinant along the first row, we have:
3 3 1
1−λ 3 3
det(C − λI) = −3 −5 − λ −3
3 3 1−λ
−5 − λ −3
= (−1)1+1 (1 − λ)
3 1−λ
−3 −3 −3 −5 − λ
+ (−1)1+2 (3) + (−1)1+3 (3)
3 1−λ 3 3
= (1 − λ)(−5 − λ)(1 − λ) + 9 − 3[(−3)(1 − λ) + 9] + (3)[(−9) − 3(−5 − λ)]
= (1 − λ)[(−5 − λ)(1 − λ) + 9] − 3[3λ + 6] + 3(6 + 3λ)
= (1 − λ)[(−5 − λ)(1 − λ) + 9]
= (1 − λ)[λ2 + 4λ + 4]
= (1 − λ)(2 + λ)2

3
Thus, det(C − λI) = 0 for λ1 = 1 and λ2 = −2 with multiplicity 2. Now, we look for the
eigenvectors of C.
   
1−1 3 3 0 3 3
For λ1 = 1, we have  −3 −5 − 1 −3  = −3 −6 −3
3 3 1−1 3 3 0
    
0 3 3 x1 0
and −3 −6 −3 x2  = 0
3 3 0 x3 0

This leads to the system:

3x2 + 3x3 = 0
−3x1 − 6x2 − 3x3 = 0
3x1 + 3x2 =0
We have x1 = −x2 and x2 = −x3 , so the eigenvector is (1, −1, 1)T , which means E1 =
span({(1, −1, 1)T })..
   
1 − (−2) 3 3 3 3 3
For λ2 = −2, we have  −3 −5 − (−2) −3  = −3 −3 −3
3 3 1 − (−2) 3 3 3
    
3 3 3 x1 0
and −3 −3 −3 x2  = 0
3 3 3 x3 0

This leads to the system:

3x1 + 3x2 + 3x3 = 0


−3x1 − 3x2 − 3x3 = 0
3x1 + 3x2 + 3x3 = 0
We have x1 = −x2 and x2 = −x3 , so the eigenvector is (1, −1, 1)T .

We have x1 = −x2 − x3 , so the eigenvectors are (−1, 1, 0)T and (−1, 0, 1)T , which means
E−2 = span({(−1, 1, 0)T , (−1, 0, 1)}).

3. Compute eigenvalues and eigenvectors of the rotation matrix


 
cos α − sin α
.
sin α cos α

Note, that the eigenvalues (and eigenvectors) do not need to be real.

4. Compute characteristic polynomials and eigenvalues of the following matrices:


     
1 2 5 67 2 1 0 2 4 0 0 0
0 2 3 6 0 π 43 2  1 3 0 0
, ,
2 4 e 0,
   
0 0 −2 5  0 0 16 1 
0 0 0 3 0 0 0 54 3 3 1 1

4
 
4 0 0 0
1 0 0 0
 .
2 4 0 0
3 3 1 1
Do not expand the characteristic polynomials, leave them as products.

Solution :
   
1 2 5 67 1−λ 2 5 67
0 2 3 6 and (A − λI) =  0
 2−λ 3 6 
Let A =  
0 0 −2 5   0 0 −2 − λ 5 
0 0 0 3 0 0 0 3−λ

Since A is an upper triangular matrix, det(A − λI) = (1 − λ)(2 − λ)(−2 − λ)(3 − λ), which
corresponds to the characteristic polynomial, and we can take the eigenvalues directly from
the diagonal entries of A : λ1 = 1, λ2 = 2, λ3 = −2 and λ4 = 3.
   
2 1 0 2 2−λ 1 0 2
0
 and (A − λI) =  0
π 43 2   π−λ 43 2 
Let B =  
0 0 16 1   0 0 16 − λ 1 
0 0 0 54 0 0 0 54 − λ

Since B is an upper triangular matrix, det(B − λI) = (2 − λ)(π − λ)(16 − λ)(54 − λ), which
corresponds to the characteristic polynomial, and we can take the eigenvalues directly from
the diagonal entries of B : λ1 = 2, λ2 = π, λ3 = 16 and λ4 = 54.
   
4 0 0 0 4−λ 0 0 0
1 3 0  and (A − λI) =  1
0  3−λ 0 0 
Let C =  
2 4 e 0  2 4 e−λ 0 
3 3 1 1 3 3 1 1−λ

Since C is a lower triangular matrix, det(C − λI) = (4 − λ)(3 − λ)(e − λ)(1 − λ), which
corresponds to the characteristic polynomial, and we can take the eigenvalues directly from
the diagonal entries of C : λ1 = 4, λ2 = 3, λ3 = e and λ4 = 1.
   
4 0 0 0 4−λ 0 0 0
1 0 0 0
 and (A − λI) =  1
 0−λ 0 0 
Let D =  
2 4 0 0  2 4 0−λ 0 
3 3 1 1 3 3 1 1−λ

Since D is a lower triangular matrix, det(D−λI) = (4−λ)(0−λ)(0−λ)(1−λ) = (4−λ)λ2 (1−


λ, which corresponds to the characteristic polynomial, and we can take the eigenvalues
directly from the diagonal entries of C : λ1 = 4, λ2 = 0 (with multiplicity 2), and λ3 = 1.

5.

6.

7.

5
8.

9.

10. Prove that determinant of a matrix A is the product of its eigenvalues (counting multiplicities).
Hint: first show that det(A − λI) = (λ1 − λ)(λ2 − λ)...(λn − λ), where λ1 , λ2 , ..., λn are
eigenvalues (counting multiplicities). Then compare the free terms (terms without λ) or plug
in λ = 0 to get the conclusion.

Solution :
For a matrix An×n , the determinant det(A − λI) is the characteristic polynomial of degree
n of the variable λ. By the fundamental theorem of algebra, any polynomial (of degree at
least 1) has a complex root, and any polynomial of degree n has exactly n roots. Thus, by
Property 1 , the characteristic polynomial of A has n roots that correspond to n complex
eigenvalues λ1 , λ2 , ..., λn , counting multiplicities. This means that (λi −λ)m with the highest
multiplicity m divides the polynomial, so det(A − λI) can be factorized as det(A − λI) =
(λ1 − λ)(λ2 − λ)(λ3 − λ)...(λn − λ).

Indeed, let a11 , a22 , ..., ann be the n terms of the diagonal of A. By using the cofactor
expansion of the determinant along the first row, where det(C̃ij ) is the determinant of the
matrix obtained by removing row i and j from (A − λI), we get:

det(A − λI) = (−1)1+1 (a11 − λ) · det(C̃11 ) + (−1)1+2 a12 · det(C̃12 )+


... + (−1)1+n a1n · det(C̃1n )
= (a11 − λ) · det(C̃11 ) + q1 (λ)

where q1 (λ) is a polynomial containing the sum of the remaining off-diagonal terms in the
cofactor expansion along row 1. Now, expanding the determinant of C̃11 from the first
diagonal entry of the second row, we get:

det(A − λI) = (a11 − λ)(a22 − λ) · det(C̃22 ) + q1 (λ) + q2 (λ)

Repeating the process recursively, we obtain:

det(A − λI) = (a11 − λ)(a22 − λ)...(ann − λ) + q1 (λ) + q2 (λ) + .... + qn (λ)

Finally, by expanding the product completely and grouping similar terms, we obtain a
characteristic polynomial of degree n that can be factorized such that: det(A − λI) =
(λ1 − λ)(λ2 − λ)(λ3 − λ)...(λn − λ) with all λi ∈ C.

With λ = 0, det(A − λI) = det(A) = λ1 λ2 λ3 ...λn , which is the product of the complex
eigenvalues of A, counting multiplicities.

11. Prove that the trace of a matrix equals the sum of eigenvalues in three steps. First, compute
the coefficient of λn−1 in the right side of the equality

det(A − λI) = (λ1 − λ)(λ2 − λ)...(λn − λ).

6
Then show that det(A − λI) can be represented as

det(A − λI) = (a1,1 − λ)(λ2,2 − λ)...(λn,n − λ) + q(λ).

where q(λ) is polynomial of degree at most n − 2. And finally, comparing the coefficients of
λn−1 get the conclusion.

Solution :
First, consider the binomial expansion of (λ1 − λ)...(λn − λ) = (−1)n λn + (−1)n−1 (λ1 + ... +
λn )λn−1 + p(λ) where p is a polynomial of degree at most n − 2.
Now, let a11 , a22 , ..., ann be the n terms of the diagonal of A. By using the cofactor expansion
of the determinant along the first row, where det(C̃ij ) is the determinant of the matrix
obtained by removing row i and j from (A − λI), we get:
det(A − λI) = (−1)1+1 (a11 − λ) · det(C̃11 ) + (−1)1+2 a12 · det(C̃12 )+
... + (−1)1+n a1n · det(C̃1n )
= (a11 − λ) · det(C̃11 ) + q1 (λ)

where q1 (λ) is a polynomial containing the sum of the remaining off-diagonal terms in the
cofactor expansion along row 1. Now, expanding the determinant of C̃11 from the first
diagonal entry of the second row, we get:
det(A − λI) = (a11 − λ)(a22 − λ) · det(C̃22 ) + q1 (λ) + q2 (λ)
Repeating the process recursively, we obtain:
det(A − λI) = (a11 − λ)...(ann − λ) + q1 (λ) + q2 (λ) + .... + qn (λ)
Xn
= (a11 − λ)...(ann − λ) + qi (λ)
i
= (a11 − λ)...(ann − λ) + q(λ)
If we pick up any (aij −λ) term in ni qi (λ) = q(λ) from the off-diagonal, there is no (aii −λ)
P
and (ajj − λ) terms, which only appears on the diagonal. If we pick up the λn−1 term from
the diagonal, qn (λ) is a polynomial of degree at most n − 2. Thus, we will only consider the
term λn−1 from the (a11 − λ)(a22 − λ)...(ann − λ) part of the determinant.
From the last exercise, we know that det(A − λI) = (λ1 − λ)...(λn − λ). Thus:
(λ1 − λ)...(λn − λ) = (a11 − λ)...(ann − λ) + q(λ)
n n n−1
(−1) λ + (−1) (λ1 + ... + λn )λn−1 + p(λ) = (a11 − λ)...(ann − λ) + q(λ)
= (−1)n λn
+ (−1)n−1 (a11 + ... + ann )λn−1
+ r(λ)
(with r(λ) of degree at most n − 1)

Now, considering the coefficient of λn−1 on both side, we have :


(−1)n−1 (λ1 + ... + λn )λn−1 = (−1)n−1 (a11 + ... + ann )λn−1

Thus, λ1 + ... + λn = a11 + ... + ann = trace (A).

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