Dynamic assessment or schema theory: The case of listening comprehension
Dynamic assessment or schema theory: The case of listening comprehension
https://doi.org/10.1080/2331186X.2017.1312078
Received: 06 October 2016 Abstract: Not only is listening considered as an active skill nowadays, but also
Accepted: 23 March 2017
different approaches are suggested to incorporate it effectively into language
Published: 15 May 2017
classrooms. Our purpose, here, is to compare two approaches claiming to be ef-
*Corresponding author: Mohamad
Reza Farangi, Faculty of Language and fective in enhancing EFL learners’ listening capabilities including schema theory
Literature, Shiraz University, Shiraz, Iran and dynamic assessment. Through a quasi-experimental design, the researchers
E-mail: Mohamadrezafarangi@gmail.
com recruited two intact classes of EFL learners (N = 42) being treated with: schema
Reviewing editor:
theory approach and dynamic assessment. Each group participated in 15 sessions
Kris Gritter, Seattle Pacific University, of one hour working on their listening abilities using different techniques. The dy-
USA
namic assessment group employed a pretest-enrichment-posttest design and the
Additional information is available at schema theory group experienced a pre-listening, listening, and post-listening de-
the end of the article
sign using shadowing and semantic maps. Independent sample t-test and mixed
between-within Anova were used as the statistical tests. Results showed that both
groups’ listening comprehension improved over time. The results of statistical tests
didn’t show a significant difference between the groups regarding their listening
comprehension in the posttest in spite of the fact that the schema group attained
higher scores in the posttest. The findings may have significant implications for
language teachers and teacher educators. Teachers should become aware of the
fact that there are different approaches which they can benefit from in teaching
listening skills to EFL students.
© 2017 The Author(s). This open access article is distributed under a Creative Commons Attribution
(CC-BY) 4.0 license.
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Subjects: Teaching Methodology & Practice; Classroom Practice; Language Teaching &
Learning
1. Introduction
Being considered a passive skill for a while, listening skill is now recognized as an active and interac-
tive process in which the learners use their linguistic and non-linguistic or background knowledge to
make meaning (Bdlokcuoglu, 2014; Buck, 2001; Chastain, 1988). Anderson and Lynch stated that
(1988):
understanding is not something that happens because of what a speaker says: the listener
has a crucial part in the process, by activating various types of knowledge, and by applying
what he knows to what he hears and trying to understand what the speaker means. (p. 6)
The very first person who referred to the word schema was Bartlett (1932) defining it as “The role of
background knowledge in language comprehension” (p. 93). Rumelhart (1980) considered back-
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ground knowledge as schema and defined it as “building blocks of cognition” (p. 34) and “skeleton
around which the situation is interpreted” (p. 37). Schema is a structure consisting of individuals’
knowledge and past experiences classified into different sections based on similarities facilitating
retrieval of saved information and incorporating new information (Anderson, 2012). Moreover, ac-
cording to Taylor and Crocker (1981), schema is
A cognitive structure that consists in part of the representation of some defined stimulus
domain. The schema contains general knowledge about that domain, including a
specification of the relationships among its attributes as well as specific examples or
instances of the stimulus domain. (p. 91)
Schema theory highlights the importance of background knowledge claiming that comprehension is
the result of interaction between learner’s background knowledge and a text in which new informa-
tion is connected with previously saved information in long-term memory (Cook, 1994; Widdowson,
1994). According to Yang (2010), there are three types of schema applied in information processing:
linguistic schema (i.e. linguistic knowledge of a learner), formal schema (i.e. text schema, is com-
prised of organizational and rhetorical structure of a discourse), and content schema (i.e. back-
ground knowledge). Zeng (2007) maintained that listening comprehension occurs as a result of
interaction between top-down and bottom-up processes in which language knowledge, world
knowledge, and the listening materials interact with each other. Similarly, Rost (2001, p. 7) stated
that “listening involves bottom-up processing, in which listeners attend to data in the incoming
speech signals, and top-down processing, in which listeners utilize prior knowledge and expectations
to create meaning.”
It is believed that in teaching receptive skills (listening and readings), it is effective to activate the
learners’ background knowledge and experience (Tuan & Loan, 2010) since schemas “help processing
information by reducing processing load” (Edwards & McDonald, 1993, p. 60). It has been shown that
providing learners with videos and visual aids improved their listening skills and facilitated their com-
prehension (Bdlokcuoglu, 2014; Chiang & Dunkel, 1992; Herron, Hanley, & Cole, 1995; Sadighi, 2006).
On the other hand, for Vygotsky, the concept of praxis was an influential element in his work (see
Vygotsky, 1933). As Kinard and Kozulin (2008) state, education is a crucial element in Vygotsky’s
theory of development as formal instruction gives the possibility to mix abstract and theoretical
understanding with everyday practice bringing about a full conceptual knowledge of the world. It is
believed that mediation and social communication results in development. Yet, Vygotsky did not
express or support sets of teaching and assessment techniques or methods to be tracked in a de-
tailed way (Lantolf & Poehner, 2011). Vygotsky’s obligation to praxis is obvious in all of his theories
embodied in the concept of zone of proximal development (ZPD) (Lantolf & Poehner, 2011). ZPD
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helps mediators and learners to understand “the development that has been completed at the pre-
sent and that can be inferred from an individual’s independent performance – as well as cognitive
functions that have not yet fully developed but are still in the process of forming” (Vygotsky, 1978,
p. 86). ZPD is important in diagnosing learners’ abilities and supporting their development.
A framework which best represents ZPD is dynamic assessment (henceforth, DA). DA is a frame-
work for evaluating an individual’s potentials for future development by embedding instruction in
the assessment process itself (Sternberg & Grigorenko, 2002). Reuven Feuerstein stated that in DA
“what is at stake, is not theoretical elegance, but issues that affect the lives and destinies of real
people” (Feuerstein, Miller, Rand, & Jensen, 1981, p. 218). Nevertheless, DA performances consist of
“interventionist” and “interactionist” DA (Lantolf & Poehner, 2004). The two types are different in
terms of the mediations that a mediator provides to learners (Lantolf & Poehner, 2011). According
to Lantolf and Poehner (2011), in interventionist approaches, tasks and materials are selected and
analyzed with the goal of predicting kinds of problems learners are likely to encounter. Mediation is
then scripted as hints, prompts, and leading questions which varies in its degree of explicitness.
Mediation is organized along a scale of most implicit to most explicit, and throughout DA, the media-
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tor tracks the scale accurately, running from hint to hint until the student either answers correctly or
the final hint is stretched and the answer is exposed and elucidated. On the other hand, Interactionist
DA puts no limitations on mediation requiring the mediator to do everything possible in order to help
a learner stretches beyond his/her current independent performance.
NH1: Employment of Group DA does not have any effect on EFL learners listening abilities.
NH2: Employment of schema activating listening tasks does not have any effect on EFL learners’
listening capabilities.
NH3: There is no significant difference between the group DA and schema activating group regard-
ing improvement of EFL learners listening abilities.
This study addressed the following research questions based on the above hypotheses:
RQ1: Does employing DA have any significant effect on the Iranian EFL learners’ listening
abilities?
RQ2: Do schema activating listening tasks influence the Iranian EFL learners’ listening
comprehensions?
RQ3: Is there any significant difference between DA and schema activating listening practices on
the Iranian EFL learners listening ability?
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2. Method
2.1. Participants
The present study was conducted in a language institute in Mashhad, Northeast of Iran. A conveni-
ence sampling procedure was used wherein 42 (18 males, 24 females) learners who had already
enrolled in two intact classes took part in the study. Random assignment was used to assign the
classes to different treatment groups, an interactionist group DA (20 students) and a schema group
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(22 students). The students of the two groups were placed at intermediate proficiency level based on
their results in the Oxford Quick Placement Test (QPT) (Oxford University Press & University of
Cambridge Local Examinations Syndicate, 2001). Their age ranged from 16 to 19 (Mean = 18.3). They
all agreed to participate in the study by completing the consent form. The researchers consulted the
institute’s managers regarding the project’s procedures. The participants’ exposure to English was
only limited to their English classes and all of them were native speakers of Persian. They have par-
ticipated in English language courses for several years in different language institutes.
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In the pretest session (as a non-dynamic stage), the learners participated in the IELTS listening
test. After diagnosing learners’ capabilities as individuals and a group, they entered into the enrich-
ment phase. As the nature of the class demanded, providence of help in the enrichment phase oc-
curred in the form of group DA.
In the enrichment phase, for each session, the students completed listening tasks taken from
Developing Tactics for Listening (Richards, 1997). At the beginning of each session, the learners lis-
tened to a sound clip without any interruption. They were required to guess the topic and find new
vocabularies. There was a discussion for 5–10 min concerning the new clip. All the learners in the
class were required to participate. Moving forward, the teacher replayed the listening tasks and
paused several times so that he could ask the students about the content. He remained silent in the
beginning minutes and observed the learners to diagnose their problems. When the students had
difficulties, the teacher intervened by providing the learners with mediation in the form of hints, and
contingent assistances to help them as a group. Besides working individually, the learners formed
pairs and groups working together on listening activities and the teacher observed them. The hints
and prompts provided ranged from the most explicit where the teacher provided a direct answer to
the problem and the least implicit where the teacher provided similar examples and asked the oth-
ers for help. Figure 1 demonstrated the mediational strategies used by the teacher with this group.
Assessment of the learners occurred both at the end of each session by receiving feedback of their
performances on different tasks and using an IELTS posttest at the final session. Figure 2 demon-
strates the procedure used for this group.
Before commencing the treatment, the learners in this group took the IELTS listening module as
the pretest. Then, they entered to the treatment phase. Two strategies including shadowing
(Hamada, 2012) and semantic maps (Freedman & Reynolds, 1980; Heimlich & Pittleman, 1986) were
employed to enhance learners’ listening capabilities in this group.
After the fulfillment of pre-listening tasks, the learners entered into the listening stage where they
listened to various tracks. They listened to the tracks twice. First, they listened to them without any
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Enrichment
• In this stage, the learners entered into the treatment phase.
• Level 1: The learners listened to the listening tracks without intrupption
(5 mins)
• Level 2: The learners discussed about the tracks' topic and new
vocabularies (5 mins)
• Level 3: The learners opened their books and completed the activties in
the book based on the tracks (20 mins)
• Level 4: The teachers provided learners with mediational strategies to help
them finish the tasks (20 mins)
• Level 5: The teacher assessd group's perfomeance and understanding of
listening tasks (10 mins)
Posttest
• The leanres took IELTS listening module as the posttest
pause and second, they listened to them with some pauses made by the teacher. They discussed the
meaning of new vocabularies and the track’s topic at the first stage. Then, repeated the tracks once.
Concept mapping was used as an effective strategy to activate learners’ background knowledge
after listening to the tracks for the first time. The maps were in the form of a set of related vocabular-
ies which were associated to the topic at hand. The teacher and students brainstormed and dis-
cussed about the vocabularies associated with the topic of listening tracks. Students formed pairs to
find the meaning of new vocabularies and discuss them. After finding new vocabularies, the stu-
dents draw a map on the board cooperatively. This task took 10 min of class time.
Shadowing is a parrot-style auditory tracking task (Hamada, 2012) used to activate learners’ cog-
nitive listening structures by asking them to listen and vocalize the heard speech (Tamai, 1997). This
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Treatment
• In this stage, the learners entered into the treatment phase.
• Level 1: The learners listened to the listening tracks without intrupption
(5 mins)
• Level 2: The learners discussed about the tracks' topic and new
vocabularies (5 mins)
• Level 3: The learners' draw concept maps for tracks (20 mins)
• Level 4: The learners listened to the tracks for the second time usign
shadowing strategies (20 mins)
• Level 5: The learners completed listening tasks in the books and the
teacher checked their understanding (10 mins)
Posttest
• The leanres took IELTS listening module as the posttest
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is usually done with the help of headphones. In this study, the learners didn’t have access to indi-
vidual headphones so the teacher played some tracks for the whole class and required them to re-
peat them. The instructor used selective shadowing strategy, after drawing concept maps, where
the learners listened to certain words and phrases and vocalized them (Murphey, 2001). This task
took 15 min of class time at the beginning of each unit.
Then, the learners completed the activities provided in the book related to a specific track. At the
end of the session, the teachers checked the activities and asked students some questions to check
their understandings.
In the post listening stage, the learners were required to do the activities provided by the book.
Upon completion, the activities were checked by the teacher. The teacher asked learners some ques-
tions to assure that they have comprehended the listening track. Then, they moved to the next topic.
For each session, they received a score. At the end of the study, the learners in this group took the
IELTS listening module as the posttest. Figure 3 provided a schematic picture of the procedure used
for this group.
3. Results
Results for homogeneity of the two groups in terms of language proficiency are provided. As men-
tioned, Oxford Placement Test as used to assure homogeneity. To compare groups’ scores, an inde-
pendent-samples t-test was run. As indicated in Table 3, there was no significant difference between
the schema and DA groups’ proficiency scores (t (40) = .386, Sig = .701). This verified groups homo-
geneity in listening.
Moreover, when analyzing differences between groups using parametric tests (e.g. the independ-
ent-samples t-test, one-way ANOVA), a common assumption is normal distribution of groups’
scores. The Shapiro-Wilk test is a dedicated test for normality and the output is included in the Tests
of Normality Table 4.
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Table 3. Descriptive statistics for the groups’ language proficiency and results of independent-
samples t-test
Group N Mean SD Min Max T df Sig. (two-tailed)
DA 20 33.7 11.0 17 54 .386 40 .701
Schema 22 35.0 10.7 18 55
If the assumption of normality has been violated, the “Sig.” value will be less than .05 (i.e. the test
is significant at the p < .05 level). If the assumption of normality has not been violated, the “Sig.”
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value will be greater than .05 (i.e. p > .05). Based on the Table 4 results, the researcher can claim that
IELTS test scores were normally distributed for both groups (p > .05).
In order to assess the effects of DA and schema theory on the students’ listening comprehension
skills, the groups’ scores on pretest and posttest were compared. Table 5 showed both groups’ lis-
tening comprehension improved over time (DA: Pretest M = 11.7, Posttest M = 15.3; schema: Pretest
M = 12.0, Posttest M = 16.6). However, in order to statistically examine the groups’ performances, a
mixed between-within subjects’ analysis of variance (ANOVA) was conducted.
Table 6. Results of mixed between-within subjects’ ANOVA for pretest and posttest listening
scores
Multivariate tests Effect Wilk’s Lambda F Hypothesis df Error df Sig. Partial η2
(of within subject Value
effect)
Time .197 163.3 1 40.000 .000 .803
Time*group .948 2.200 1 40.000 .146 .052
Tests of between- Group Type III sum of df Mean square F Sig. Partial η2
subject effect squares
15.7 1(40) 15.7 1.000 .323 .024
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Figure 2 showed the comparison between the two groups’ listening comprehension improve-
ments over time. According to the figure, the schema group’ listening comprehension had a better
improvement compared to the DA group, although there was not a statistically significant difference
between the two treatments in improving the students’ listening comprehension skill (Figure 4).
These results demonstrated that the first and second null hypotheses proposed above are reject-
ed. Accordingly, based on the results, it was concluded that the learners’ listening abilities improved
as a result of exposure to group DA and schema activating tasks. However, the results showed that
there was no significant difference between the group DA and schema group so the third null hy-
pothesis is confirmed.
4. Discussion
Based on the above results, the participants’ listening comprehension in both groups improved after
receiving either types of treatments for 15 sessions. Although the statistical analysis showed that
there was not a statistically significant difference between the groups’ listening scores in the post-
test, the students who received schema treatment obtained higher scores on listening than the DA
group. Better performance of the schema group can be explained with reference to Nunan’s (2007)
statement that
It is beneficial for listening course teachers to bear in mind that activating students’ stored
knowledge structure (schemata) to enhance comprehension and creating new schemata are
far more important than imparting new knowledge of the language system. (p. 33)
Shadowing and concept mapping can help teachers to employ both top-down and bottom-up strat-
egies helping learners in the listening processing and production. Through shadowing, the teachers
improved the learner’s non-linguistic skills, made them aware of the background knowledge and
activated it before the listening tasks which may have helped them comprehend the texts. The
teacher attempted to activate and enhance learners’ knowledge at the systematic level. The advan-
tages of shadowing in improving foreign language learners’ listening comprehension have been
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highlighted by some other researchers including Murphey (2001), Kadota and Tamai (2005),
Takizawa (2002), Kurata (2007), and Hamada (2012).
Through concept mapping, the teacher tried to link the systematic level to the schematic level.
Cook (1994) states “The mind stimulated by key words or phrases in the text or by the context acti-
vates a knowledge schema” (p. 69). The learners in this group delivered vocabulary maps and re-
lated phrases so as to provoke their previous knowledge of the topic. This may be in line with other
studies including Freedman and Reynolds (1980), Heimlich and Pittleman (1986), and Zimmerman
(1997).
The results for the DA group also documented improvement in listening performance. When
learners work in collaboration for the same goal, they can solve a particular problem more easily and
also improve their autonomy at the same time. The aim of dynamic testing is to help learners pro-
gress in their learning which was accomplished based on the results of this study. As maintained by
the researchers, testing and teaching are intertwined in DA leading to a joint activity with the aim of
activating learners’ cognitive and metacognitive processes (Ableeva & Lantolf, 2011). It is used to
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involve learners in guided performance which necessitates interaction among the participants
(Lantolf & Poehner, 2004).
Yet, the lower scores of the DA group can be justified from several perspectives. First of all, as
Poehner (2009) delicately argued, the application of DA in classes where the teacher deals with dif-
ferent learners’ ZPDs is not clear. In the DA group, the teacher was under the pressure of working
with the students and diagnosing their strengths and weaknesses as a group. This may have limited
his capability to enhance individual learners’ potentials in the listening comprehension. Although
the teacher allocated a score for the students’ class participation, he could not make sure that all the
learners took part in the interactions and also, he could not guarantee that he could find each learn-
er’s difficulties and provide appropriate mediation in line with their level of ZPD (Lantolf & Poehner,
2011). Furthermore, dynamic assessment is considered as a testing technique at the first place
which can help improve learners’ capabilities. This being the case, the learners may not be that much
inclined toward listening processes but listening outcomes. The other element which may have led
to lower scores in the DA group can be teachers’ lack of acquaintance with the idea of mediation.
Although the teacher working with the DA group was familiar with the dynamic testing procedures,
he was not trained regarding the providence of mediation to the individual students or learners as a
group. This resulted in providing hints and mediations without considering their consistency and
contingency.
5. Conclusion
Through a quasi-experimental design, the effects of an interactionist group DA and schema activat-
ing practices on two groups of 42 Iranian EFL learners were examined. This paper provided a quan-
titative account of the results in order to answer the posed research questions. Analyses of the
quantitative data indicated that, over time, group DA practices, and schema activating strategies
improved the learners’ listening skills. The data showed that students in the schema group gained
higher scores on the listening posttest compared to the interactionist group DA; however, there was
no significant difference in the effectiveness of the types of treatments that the students received.
These findings are in line with the studies indicating that activation of students’ background
knowledge facilitated their listening skills (Bdlokcuoglu, 2014; Chiang & Dunkel, 1992; Herron et al.,
1995; Sadighi, 2006). Long (1989) studying the effects of schemata activation with foreign language
concluded that prior knowledge played a determining role in listening comprehension. Chiang and
Dunkel (1992) also looked at the effect of prior knowledge on a postlecture comprehension test. The
researchers stated that the group which activated their prior knowledge performed better in the
listening comprehension test. Markham and Latham (1987) also suggested that religious bound
background knowledge activation may help learners to listen to passages about their religion and
the other religions.
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The results were also in line with those studies revealing the effectiveness of DA in improving the
students’ listening skill (Hashemi shahraki et al., 2015; Hidri, 2014; Wang, 2015). Ableeva (2010) and
Ableeva and Lantolf (2011) explored the influences of DA on listening comprehension in a cross-
sectional and a longitudinal qualitative study, respectively. Both authors maintained that DA can be
used as an effective tool in honing EFL learners’ listening abilities.
This study demonstrated the strengths of two important approaches in teaching listening com-
prehension to EFL learners. Here, the researchers intended to compare the effects of dynamic as-
sessment and schema approaches but it should be noted the both of them can be used simultaneously
by teachers in their language classes providing more help to the learners. Regarding DA group, dif-
ferent types of mediational strategies were effectively used by the teachers and learners for the
purpose of improving learners’ performance. Although primarily designed for individual help, the
teacher used these strategies to scaffold a group of learners in this study. These strategies led to
higher interaction and meaning negotiations within the classroom discourse. They provided learners
with opportunities to collaboratively solve their listening problems and construct a community of
practice. The group DA provided an attractive classroom atmosphere for the learners as they were
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On the other hand, learners in the schema group benefited from shadowing and concept mapping
as strategies to enhance their listening abilities. These strategies enabled learners to actively partici-
pate in their own learning. These student-centered strategies assigned a peripheral role of facilitator
to the teacher and let the learners take the floor in the class. Concept mapping helped learners to
predict what they will face in the following stages of a lesson. As a proactive strategy, it enhanced
learners understanding of the following stimulus and facilitated implementation of shadowing
strategies. Shadowing helped learners to develop and practice both segmental and suprasegmental
features of oral language. By carefully following and repeating the tracks, the learners were empow-
ered to improve their listening skills from bottom up and top down perspectives.
The findings of this study can have some implications for second language pedagogy. It was found
that both of the practices used in the present study have the potential to inform EFL listening com-
prehension pedagogy. In fact, teachers, educational authorities, and managers of language insti-
tutes need to become aware of the effective listening practices so that they can manage a teaching
program which positively affects the learning process. Language teachers can be enlightened on the
use of dynamic assessment processes as both an assessment procedure and an instructional ap-
proach. They should be taught on how to provide contingent hints and prompts to enhance learners’
ZPD. They should be informed on the advantages of using group DA formats in the classroom.
Similarly, different approaches to activating learners’ schemas should be considered beneficial to
learning. Concept mapping and shadowing should be presented to pre-service teachers. Teacher
education courses can be responsible for acquainting teachers with effective practices about differ-
ent language skills.
However, this study suffered from some limitations. First of all, the study lacked a control group
which could inform us of the effects of the treatments in a more comprehensive way. In this study,
we intended to compare two approaches to teaching listening comprehension and, as a result, sta-
tistical significance was a second priority. Those who are interested to make their results more ac-
ceptable are recommended to compare the experimental groups with a control group.
Moreover, the sample needs consideration since there were only 42 intermediate students in the
study. Students’ gender was also controlled in this study. These approaches to teaching listening
comprehension can be practiced with both male and female learners. Learners language proficiency
was limited to intermediate group. Dynamic assessment and schema approaches may be more ef-
fective with higher proficiency groups. Therefore, further research can take the above mentioned
shortcomings into consideration and even study and compare the effects of different activities on
the learners’ listening skill.
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