Protein Material Interfaces Investigation on Model Surfaces
Protein Material Interfaces Investigation on Model Surfaces
To cite this article: Arnaud Ponche, Lydie Ploux & Karine Anselme (2010) Protein/Material
Interfaces: Investigation on Model Surfaces, Journal of Adhesion Science and Technology,
24:13-14, 2141-2164, DOI: 10.1163/016942410X507966
Abstract
Adhesion of mammalian cells is mediated by a protein layer adsorbed from biological fluids or the extracel-
lular matrix. For bacteria, this ‘conditioning film’ also exerts an influence even if the membrane receptors
are not the same. In fact, in the early stage of adhesion, whatever the surface considered, cells and bacteria
are somehow in contact with proteins. These assumptions shed light on the role of protein/surface interface
in the early stage of cell or bacteria adhesion. In this article, we will first review some of the techniques
currently used for the analysis of such a bio-interface from a surface science point of view. Then, we will
focus on the possibility to chemically model such a bio-interface. To achieve this goal and simplify the
numerous interactions between a protein and cells, the biomolecule can be probed at different scales: amino
acid, peptide and protein as a whole. We will examine how the surface chemistry can help to graft these
fragments, what are the strategies to graft a huge molecule on a surface and what are the relevant parameters
to realize a biomimetic surface, taking into account the modifications undergone by the surface during the
sterilization step.
© Koninklijke Brill NV, Leiden, 2010
Keywords
Surface science, protein, peptide, amino-acid, grafting, cell adhesion, bacteria adhesion
List of abbreviations
APTES Aminopropyltriethoxysilane;
ATR-IR Attenuated Total Reflection/InfraRed Spectroscopy;
ATRP Atom Transfer Radical Polymerization;
BSA Bovine Serum Albumin;
DCC 1,3-Dicyclohexylcarbodiimide;
DFT Density Functional Theory;
*To whom correspondence should be addressed. Institut de Science des Matériaux de Mulhouse (IS2M),
CNRS LRC7228, 15 rue Jean Starcky, BP 2488, 68057 Mulhouse Cedex, France. Tel.: +33 389608800;
Fax: +33 389608799; e-mail: [email protected]
1. Introduction
In 1998, B. Kasemo pointed out that biological surface science will be an impor-
tant part of the future of surface science, as historic fields like semiconductors,
catalysis and materials science were in the past. Ten years after, with the need for
tailoring specific activities, for example in biosensors, biological surface science
has become an outstanding example of multidisciplinary science, at the frontier of
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2143
Figure 1. Conformation of adhesive domain αI of integrins showing center part with six β sheets
and on each side three helical structures. (Redrawn from 1QCY.pdb files (Protein Data Bank,
www.rcsb.org) with PyMol Molecular Graphics System (DeLano Scientific, San Carlos, CA USA,
2002 — www.pymol.org).)
Many strategies have been used to immobilize proteins on a solid surface. These
range from adhesion by using adhesive properties of specific proteins (like adhe-
sive proteins secreted by mussels), through development of adhesive layers known
to strongly interact with proteins, to the covalent grafting using an organic divalent
linker. The role of this last molecule is to initiate a covalent bond with the surface
and, at the other end, to react with free chemical groups of protein such as thiols or
primary amine. The last challenge to overcome for inducing a biological reaction
with a biomimetic surface is to keep the reactivity of the molecule of interest after
grafting or even adsorption. Many studies have shown evidence of protein denat-
uration upon adsorption and one can ask whether the biomolecule is still reactive
when its conformation is blocked by the covalent bonds with the surface or if its
mobility is reduced by the vicinity of the surface [12, 13]. In particular, structure
of the hydration layer impacts the conformation of the protein in the adsorbed state
and governs the activity of the protein after adsorption [14].
The purpose of this review is to summarize the major possibilities to realize
model surfaces at different levels for protein interactions studies. By focusing on
experimental characterization, it becomes obvious that bio-interfaces are at the fron-
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2145
Table 1.
Peptide sequences known to promote adhesion
tier between physical chemistry and biology. The technique able to probe quantita-
tively the chemistry of bio-interfaces in liquid conditions is still to be developed. For
the moment, informations are gathered by a compromise between a well-controlled
physical adhesion (often in ultra high vacuum conditions) and indirect informations
by techniques operated in liquid phase.
This review does not intend to be exhaustive but to show the most commonly
used spectroscopic techniques for biomaterials characterization as well as classical
chemical routes to graft a cell-binding peptide onto a metallic surface. We will
basically reduce our study to silicon and gold surfaces, the former being the most
interesting for future biosensor devices and the latter a historic model surface for
chemical modifications, self-assembly systems and adsorption studies.
ing on the substrate, this water layer can create hydroxyl groups at the surface and
bind strongly resulting in a hydrophilic and dense water layer. The more hydropho-
bic substrates will result in a heterogeneous water layer and weaker binding of
water molecules. In a second stage, proteins will adsorb at the surface and the
conformation will depend on the previous hydration layer (denaturation or con-
formational changes). Finally, cells will sense the proteinaceous layer and adhere
with protein-like receptors. As we see, relevant parameters for biological adhesion
are concentration, orientation and conformation of proteins at the surface.
2.1. Spectroscopic Techniques
Among all physical techniques, spectroscopic techniques such as Fourier Transform
Infrared Spectroscopy (FT-IR), X-Ray Photoelectron Spectroscopy (XPS) or Time
of Flight Secondary Ions Mass Spectrometry (ToF-SIMS) are the most common
techniques usable to obtain chemical informations about biomolecules at a surface.
In the case of proteins, many of the «biological» techniques used for characteri-
zation operate in a liquid phase or with crystalline products for X-Ray Diffraction
structural determination. Due to the very low amount of protein in the vicinity or
in direct contact with the surface, compared to the concentration in liquid phase,
the surface signal falls in many cases below the detection limit and one has to
turn towards more sensitive techniques operating in Ultra High Vacuum like XPS
or ToF-SIMS. Such techniques have very low detection limit and different probe
depths. XPS signal emanates from the first 8–9 nm [15] and ToF-SIMS, the most
surface sensitive technique, can give information over a depth of only 1 nm depend-
ing on ion source used.
XPS has been widely used for the determination of the amount of proteins ad-
sorbed on surfaces [16–18]. It is a surface sensitive technique where intensities
of photoelectron peaks give quantitative information and binding energy is related
to chemical environment. This technique is very sensitive but suffers from being
operated in ultra high vacuum and is hardly sensitive to protein conformation or
organization at the surface. Nevertheless, it can give information about surface
coverage as detailed by Jedlicka et al. [19]. The authors decided to modify pep-
tides based on RGD groups of fibronectin or YIGSR peptide from laminin with an
alkoxysilane group. The modified peptide was then combined with a sol–gel solu-
tion and the thin film allowed to dry on a glass coverslip. XPS can give information
on the surface coverage of the silane modified peptides by looking at the attenuation
of the Si2p signal of silica substrate. On a silica substrate, peptide amount is limited
to only 10% of a monolayer (probably due to steric hindrance) and the thickness of
the peptide films is in the range 10–30 Å [19]. XPS can serve as a forensic analysis
technique for each step of successive chemical grafting due to its sensitivity and
is particularly suitable for oligonucleotides grafted on silica surfaces [20, 21] or
extracellular matrix remaining after cell detachment [22].
Techniques like Reflection Absorption Infrared Spectroscopy (RAIRS) comple-
ment very efficiently the XPS analysis in addressing molecular orientation, chem-
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2147
ical binding and electronic structure but are more or less limited to gold surfaces
[23]. Gold surfaces have been extensively studied for self-assembled monolayers,
adsorption phenomena and grafting of biomolecules. A main reason can be the
possibility to use thiol group to create a covalent Au–S–R bond and also the possi-
bility to analyze it very easily using a conventional RAIRS system or Polarization
Modulated-RAIRS. The gold surface is a reference for many surface science studies
and Fourier Transform Infrared Spectroscopy (FT-IR) is a key technique for the sur-
face characterization of molecules whether they are adsorbed or grafted [24]. The
RAIRS characterization of gold surfaces is straightforward, but probing a mono-
layer on silicon is more difficult. Silicon surfaces are transparent to infrared incident
light at the grazing angle giving a very low reflection signal, in contrast to a gold
surface. To overcome these limitations, a multiple transmission/reflection method
has been shown to give very high sensitivity for N-hydroxysuccinimide (NHS)
functionalized monolayers on silicon [25]. Attenuated Total Reflection (ATR) and
RAIRS are sensitive to the ordering of SAMs. The peak positions of symmetric (νa )
and asymmetric (νas ) CH2 stretching modes are shifted by 5 cm−1 from crystalline
monolayers (νa : 2851 ± 1 cm−1 and νas : 2818 ± 1 cm−1 ) to disordered monolayers
(νa : 2855 ± 1 cm−1 and νas : 2822 ± 1 cm−1 ) [26].
Time of Flight Secondary Ions Mass Spectrometry is a surface science technique
operated in Ultra High Vacuum. It analyzes the mass of secondary ions emitted
from the surface under the effect of a focused primary ions gun. This technique
is only quantitative with caution but for protein layer analysis, the signal recorded
can give indirect information about protein conformation or orientation. It is in-
deed possible to follow the abundance of main ions arising from aminoacid such as
C2 NH6 + (m/z = 30) for arginine and alanine or C4 NH8 + for proline (m/z = 70).
These aminoacids are related to different domains of the protein molecule and the
ratio of abundances of these markers can give information on the sub-domain of
the fibronectin retained at the surface [27]. ToF-SIMS technique is very sensitive,
the detection limit is around 1013 species/cm2 (similar to XPS): for compari-
son, a full monolayer represents, depending on the size of the molecule, around
1015 species/cm2 (i.e., ∼1 nmole/cm2 ) [28]. The coverage for peptides or proteins
adsorption is often limited to a sub-monolayer. Such a low concentration limits the
number of techniques usable for quantitative analysis. Statistical analysis of signals
arising from amino acid composition of protein leads ToF-SIMS analysis to dis-
criminate between mixtures of proteins adsorbed on the same surface and can lead
to significant information about the competition among different biomolecules ad-
sorbed on a metallic surface [29, 30]. The structure of the film also has an influence
on the ToF-SIMS signature of the surface. If bridging occurs at the two ends of a
grafted peptide, some characteristic peaks of the free peptide can disappear or vary
in intensity [31]. ToF-SIMS technique has the best lateral resolution (a few tenths
of a nanometer on latest generation apparatus) and thus permit to obtain chemical
images that can unravel the influence of salts on adsorption of the Bovine Serum Al-
bumin on stainless steel [32]. Spectroscopic techniques such as XPS and ToF-SIMS
2148 A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164
have the disadvantage that these operate under Ultra High Vacuum conditions, lead-
ing to a complete dehydration of protein films, which is far from being relevant for
biological ‘wet’ conditions. In particular, the real interface or hydration layer (the
first in contact with biomolecules when immersed in a complex medium) is difficult
to probe. Some attempts have been made with neutron reflectivity [33] showing that
a thiolated SAM with PEG end groups undergoes transition from helical structure
to an amorphous state depending on solvation of PEG molecules.
Mass spectrometry (MS) and all derivative techniques are very promising for
applications in biomedical field. MALDI-MS (Matrix Assisted Laser Desorp-
tion/Ionisation) and SELDI-MS (Surface Enhanced Laser Desorption/Ionisation)
are directly usable on solid surfaces, even if mass spectrometry and in particu-
lar MALDI-MS has been developed for liquid samples. With increasing sensitivity
and mass range, all these techniques have the main advantage to detect and iden-
tify proteins. The conventional technique used for MALDI is the so-called ‘dry
droplet method’ where an analyte and a matrix are dissolved in a solvent and al-
lowed to dry on a polished stainless steel plate. During evaporation of the solvent,
a co-crystallization occurs, and analyte molecules remain encapsulated within ma-
trix crystals. After laser desorption, the relative intensities of molecular ions as
a function of the mass/charge ratio differentiate lysozyme (M+ : m/z = 28 585),
HSA (M+ : m/z = 68 000), lactoferrin (M+ : m/z = 85 500) and even IgG (M+ :
m/z = 152 000) adsorbed on a carboxymethylated dextran surface [34]. Reviews
of all innovative techniques surrounding MALDI-MS have been written for bio-
medical applications [35] and characterization of SAMs by MALDI-MS [36, 37].
Recent developments make Laser Desorption Mass Spectroscopy a very promis-
ing technique for bio-interfaces characterization. Surface Enhanced Laser Desorp-
tion/Ionization is based on affinity technology. The principle is to characterize the
analyte present in solution by retaining it on a surface derivatized with subsequent
chemical probe, adding the matrix, drying and analyzing after laser desorption. The
types of probes are as large as SAMs, dextran, antibody- and protein affinity probes
and metal affinity or even hydrophobic interaction bio-probes [38]. When all these
probes are arranged in surface arrays, it reduces considerably the time of analysis
and contributes to the discovery of biomarkers of infection.
2.2. Biological Techniques
Biological characterization of materials in contact with cells or bacteria relies on
fluorescence microscopy. It consists mainly in reacting a fluorescence tag with the
functional group of interest. The illumination of the samples with an appropriate
radiation causes the tag to fluoresce and the microscope acquires a map of localiza-
tion of fluorescence tag, making the technique extremely suitable for micro-arrays
[39, 40]. The main drawback of this technique arises from the limited yield of reac-
tion between the fluorescence tag and the functional group located near the surface
or very close to other groups. Fluorescence markers are usually delocalized mole-
cules, often with aromatic rings. The steric hindrance is important and even if the
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2149
yield is close to 100% in solution when the goal is to tag a protein or a peptide close
to a surface, it can dramatically affect the reaction when the surface concentration
is high. For this reason, a quantitative analysis of functional group of interest by
fluorescence techniques is difficult to use for biological surface engineering. Flu-
orescence spectroscopy can follow the natural fluorescence of tryptophan residue
(295 nm) and thus can be a probe for DNA hybridization, for example. The only
other amino acids presenting natural fluorescence are phenylalanine and tyrosine.
A fully quantitative method used in biology is radiolabelling: a radioactive iso-
tope is used as a tracer and integration of the nuclear signal is linked to the concen-
tration of tagged molecules. This technique requires specific equipments and has
often been used in parallel with other techniques to calibrate or verify the concen-
tration obtained [41, 42]. More common biological characterizations of proteins
involve enzyme-linked immunosorbent assay (ELISA) [43] and electrophoresis
(SDS-PAGE) [44] followed by Western blot immunoassay [45]. Such techniques
work in solution (as many biological techniques) but can be adapted to follow des-
orption of protein, or consumption of protein in the liquid phase when a surface is
immersed. Unfortunately, as the amounts of proteins adsorbed at a metallic surface
are fairly low compared to polymer surfaces, detachment with surfactant and direct
analysis in solution fall in many cases below the detection limit.
3. Biomimetic Materials
As seen in the previous section, analyzing a biological interface is not straightfor-
ward. Due to the chemical and structural complexity of such interface, mimicking
the real interface with molecules immobilized on a surface is the only way to de-
couple the various parameters involved in protein adhesion. The realization of such
a model system is based on the different levels at which a protein can be seen: from
the whole molecule to single constitutive parts of protein (amino-acid), including
peptide. These model interfaces can be fabricated either by grafting or adsorption
and depend strongly on the substrate used. The choice of the peptidic sequence to
be grafted on a surface depends on knowledge of adhesive protein. For example,
domains of fibronectin interacting with surface receptors or other proteins (heparin,
fibrinogen or collagen) are summarized in Fig. 2. Eukaryotic cell binding domain
(including the RGD fragment) is located at the central part of the molecule [46, 47],
whereas bacteria are known to interact with NH2 terminated heparin/fibrin binding
fragment [48].
3.1. Surface Modification for Covalent Grafting
For biotechnology applications, the modified surfaces need to establish specific
binding with biomolecules and reduce non-specific interactions. The establishment
of a covalent bond between a metallic substrate and an organic biomolecule needs
a coupling agent. This coupling agent, when dealing with bio-sensors or implants,
requires to be grafted with a high density to maximize reactivity with molecules
2150 A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164
Figure 2. Structure of fibronectin showing the three repeat motifs (types I, II and III) and known
binding domain. RGD and PHSRN binding sequences are located at the center of the cell binding
domain.
solution is regularly provided [67]. The polydopamine thin film is a good candi-
date for further conjugation of biomolecules (peptide via NH2 groups, sugars via
SH groups) or for surface engineering like photolithography or electroless deposi-
tion of metals [68]. It should be mentioned, as well, the possibility to immobilize
an ATRP (Atom Transfer Radical Polymerization) precursor (usually brominated
molecules) on the surface and, on the basis of the precursor, initiate an atom trans-
fer radical polymerization. This could lead to protein-repellent polymer brushes
of poly(carboxybetaine) [69] or poly(sulfobetaine) [70]. Adsorption of human fib-
rinogen, lysozyme and Human Chorionic Gonadotropin is reduced to lower than
0.3 ng/cm2 (Surface Plasmon Resonance determination) with carboxybetaine. With
sulfobetaine polymer brushes, the low fouling behavior is evidenced by a very low
amount of fibrinogen of 0.3 ng/cm2 and amounts of lysozyme and bovine serum
albumin in the range 5–10 ng/cm2 .
Polymer brushes or SAMs are usually the initial step of a biomolecule grafting
strategy on silicon or more generally metallic surfaces. As such surfaces will be
in contact with cells and bacteria, it is important to estimate contamination and
evaluate the effect of sterilization step on SAMs or polymer layers.
3.1.3. Chemical Modification Induced by Sterilization or Cleaning Steps
XPS and other surface-specific spectroscopic techniques can give a strong insight
into carbonaceous species present at a surface. This layer is usually called organic
contamination and is formed in less than a second when a high surface energy
surface (metals) is in contact with the atmosphere. It is very difficult to remove
all contaminants from a surface even with strong detergents, solvents or even us-
ing UV and plasma-based techniques [71]. Cleaning processes usually modify the
layer by incorporating oxygenaceous species and tend to homogenize the conta-
mination rather than really removing it [72]. The sterilization step is particularly
critical when organic layer or polymer surfaces are used, leading to strong mod-
ification of the outermost surface [73, 74]. When a contaminated surface will be
in contact with a complex medium like serum, the equilibrium between initially
adsorbed contaminants and surface will be displaced, leading preferentially to ad-
sorption of biomolecules. The same competition occurs with pre-adsorbed proteins
like HSA or fibrinogen, when placed in contact with a solution of another protein.
Displacement of equilibrium is modulated by the affinity of each protein for the
surface. HSA or fibrinogen layers are easily displaced on glass whereas they are
more resistant when first adsorbed on polystyrene.
3.2. Amino Acids
Amino acids are the building blocks or monomeric units of proteins. On their own,
they can be energy metabolites, essential nutriments in animals, or play a bio-
chemical role as neurotransmitters for glycine [75]. For lightest amino acids and
depending on sublimation behavior, the study of adsorption in Ultra High Vac-
uum (UHV) leads to highly controlled deposition rate and conformation of isolated
molecules.
2154 A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164
3.2.1. Physisorption
Smallest amino acids are easily evaporated in vacuum conditions using a Knudsen
cell operated at low temperature. This possibility induces a high control on the ad-
sorption of glycine or alanine on a polycrystalline surface. Such analysis provides a
further understanding of self-assembly processes and orientation of adsorbed mole-
cules using Scanning Tunneling Microscopy (STM) and DFT calculations [76].
Working in Ultra High Vacuum provides a good control on the adsorption (flow
rate, pressure and even orientation) and is an extremely clean process (absence of
solvents, salts or other biomolecules). But when the evaporation of the molecule
is not possible, the adsorption step must be realized in ‘wet’ conditions. In a way,
it is a step closer to biological conditions but it also suffers from possible conta-
mination of the surface for spectroscopic characterization and possible changes in
conformation during dehydration when exposed to UHV conditions.
Among all amino acids, glycine is the smallest and has been the most studied in
UHV over the last fifteen year. It has been deposited on a variety of well-controlled
crystallographic surfaces like Cu(1 0 0) [77] or Pt(1 1 1) [78]. The adsorption be-
havior of glycine in UHV conditions is controlled by the temperature. RAIRS study
shows that glycine mainly adsorbs in anionic form at room temperature on Cu(1 1 0)
and the plane of carboxylate ion is oriented perpendicular to the surface. S-Alanine
shows the same adsorption trends in anionic forms at room temperature but in con-
trast to glycine, the surface is not fully covered (only a third of surface atoms are
covered, i.e., 0.33 monolayer). A high coverage of alanine can be obtained at a tem-
perature of 420 K, with a more complex crystal phase and a saturated monolayer is
present in a (3 × 2) phase at 470 K as revealed by STM [79].
Physical adsorption and desorption behaviors of cysteine or cystine on Au(1 1 1)
have also been analyzed in light of the possibility of thiol groups to interact with a
gold surface. In this case, voltammetry experiments can give a strong insight into
the surface structure [80]. Cysteine interacts with divalent cations like Cu2+ and
can be used to realize multilayers by electrostatic interactions [81]. Organization
of the cysteine molecules on the surface can only be unraveled using synchrotron
radiation for XPS measurements because of the low deposition of L-cysteine in
UHV [82]. When adsorption occurs from the liquid phase, the structure of the final
film can be compared to alkanethiol SAMs structure [83].
3.2.2. Chemisorption
Reaction of thiols with gold atoms can be used to realize a direct interface between
cysteine (or all cysteine containing peptides) and gold surface. These L-cysteine
layers present interesting electronic properties [84] and are used to modify gold
electrode to induce specific complexation of Cu2+ ions [85]. Such chiral films,
grown with amino acid chiral enantiomers can induce a discriminative crystalliza-
tion of enantiomers from racemic solution [86].
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2155
3.3. Peptides
A sequence of amino acids is called a peptide and grafting a peptide (in place of
the whole protein) can induce specific interaction with membrane receptors of cells
and bacteria. RGD sequence, recognized by eukaryotic cell surface receptors, has
been found in numerous adhesive proteins of extracellular matrices (fibronectin,
vitronectin, osteopontin, collagen, fibrinogen) [87]. Biomimicking surfaces with
RGD peptides is less effective in cell attachment assay than fibronectin itself. But,
use of short peptides has the advantage to increase selectivity. Thus, GRGDSP short
peptide becomes more specific towards fibronectin receptor [88].
3.3.1. Adsorption
As seen earlier, interfaces between metals, insulator or semiconductors and bio-
molecules are of importance for further development of biosensors. A systematic
study [89] on nine surfaces, three solvents and homopeptides based on the twenty
amino acids has shown that adsorption was maximized for polar and charged ho-
mopeptides on Si3 N4 or SiO2 surfaces. This adsorption behavior is strongly de-
pendent on the pH of the peptide solution and roughly, maximum peptide adhesion
density is obtained for pH < pKa of the free amino acid. Concentration of the pep-
tide plays also a major role and adsorption is very limited when the concentration
is lower than 0.01 mM [89].
In the biosensor field, semiconductor surfaces are of high interest and the adsorp-
tion of biomolecules on such surfaces is a very recent field of research. Some studies
have analyzed the adsorption behavior of peptides and have compared to the highly
ordered SAMs obtained with alkanethiol. It is found that the amounts adsorbed are
fairly low and cationic peptides interact more strongly with the surface of InP(1 0 0)
[90].
We have seen that peptides can be considered as part of a protein. In order to
find active adhesive site of a protein toward a surface, this protein can be digested
with a trypsin into peptides fragments. The adhesion behavior of isolated fragments
can then be probed toward the surface. By this method, it is shown that regions of
the β-lactoglobulin rich in glutamine and aspartic acid residues are involved in the
adhesion process. By varying the pH, the authors show that electrostatic interactions
alone cannot explain the adhesive behavior of the peptides considered. As a matter
of fact, adhesion of the peptides of interest is irreversible at pH 3.3 where carboxylic
groups of glutamine and aspartic acid are non-ionized [91].
3.3.2. Top-Down Grafting
Top-down grafting is an approach where isolated biomolecules are synthesized and
derivatized with suitable head groups which can further react with a surface. These
can be a thiol group of a cysteine residue to bind to a gold surface or a peptide
modified by a silane to bind to a silicon surface [92]. The complete grafting protocol
is as follows: oxidation/cleaning of the surface, APTES immobilization, peptide
coupling to amine groups of the APTES layer with carbodiimide chemistry (EDC
or DCC coupling agents activate carboxylic groups of peptide). Via this method,
2156 A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164
Figure 3. Principal chemical routes for peptide immobilization on SAMs and polymer brushes.
one can immobilize approximately 80 pmol of short peptide RGDS or KRSR per
square centimeter on glass surfaces [93, 94]. The usual chemical routes to graft
a peptide on a self-assembled layer are summarized in Fig. 3 with examples on
NH2 - and COOH-terminated SAMs and use of linkers like glutaraldehyde and N-
succinimidyl-3-maleimidylpropionate.
Even if all chemical steps are well controlled, one needs to take care of the side
reactions which can take place in a complex structure. For example, if we consider
the use of a bifunctional linker with a maleimide at one end and succinimidyl es-
ter at the other (Fig. 3), the latter group reacts with primary amine of the SAMs
and the maleimide group is then free to react with a thiolated peptide. This leads
to covalent grafting of a peptide usually by a cysteine residue (containing a –SH
group). In an ideal view and without taking side reactions into account, all succin-
imidyl groups will react with amine groups of the substrate and maleimide groups
are oriented towards the air. But if we consider that maleimide groups can react
with amine with a limited yield, this can lead to succinimidyl oriented away from
the surface. Free amine of the peptide grafted by the first way reacts easily with
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2157
succinimidyl groups and create a bridging of the peptide along the surface as evi-
denced by RAIRS [31]. This kind of immobilization of peptide along the surface
will annihilate all bioactivity and block recognition sites. This emphasizes the im-
portance of a careful control of the chemistry as well as the structure for biological
applications [95]. A beautiful example of monitoring of all these reaction steps by
XPS and evaluation of yield of surface reaction can be found in [96]. The results
obtained by XPS and radiolabelling converge to give a value of maleimide modified
APTES surface of 2.2 ± 0.5 groups/nm2 whereas it falls to 0.2–0.4 group/nm2 when
the maleimide is reacted with peptides. Density of peptides in top-down grafting is
limited by the steric hindrance of the peptide. As an example, the yield of reaction
(estimated by XPS) of cysteine on maleimide surface is around 75–80% depending
on the type of maleimide reactant. For larger peptide, it is constrained within the
range of 15–20%.
Some specifically designed peptides can be used for supramolecular architecture.
In the precursor AMBBA-Cys-Glu-Cys-Glu, the two cysteine residues are expected
to attach and orient the peptide horizontally on the gold surface. Such implementa-
tion is important to obtain a specific organization and orient the glutamine so that
it can give strong interaction with BSA or Chymotrypsin [97]. Up to now, most
of the short peptides investigated had a linear geometry. Cyclopeptides, based on
RGD motifs, have also been immobilized on hydroxyapatite and titanium surfaces.
Cyclo-DfKRG tends to favor short time attachment compared to RGD linear se-
quence on hydroxyapatite surfaces but also induces modulated cell differentiation
according to the anchor used (thiol or phosphonate) [98, 99].
3.3.3. Bottom-up Grafting or Solid Phase Synthesis
As mentioned earlier, when the peptide to be grafted has a large cross section, it lim-
its intrachain interactions between molecules constituting the SAMs and induces a
disorder. To achieve a better coverage and a good ordering, there exists another way
of grafting called ‘Bottom-up grafting’ or in situ biomolecule synthesis. Usually,
peptides are synthesized following the Merrifield reaction which combines each
amino acid step by step by creating a peptidic bond between the carboxylic acid of
the first amino acid and the amino group of the second. Protected amino acids are
used to avoid side reactions. The solid support is generally made of polymer beads
or hydrogels. The first step is to introduce a cleavable linker grafted on the poly-
mer. The peptide is assembled on this linker by a succession of coupling reactions
and de-protections according to the primary structure. Finally, by a cleaving step,
the peptide can be released in the liquid phase. Even if recent progress in synthe-
sis has succeeded to reach an yield of 98% for each coupling step, introduction of
20 amino acids in the structure leads to an overall yield of 0.9820 , i.e., 67%. The
synthesis of a complete protein with thousands of amino acids is, via this method,
hardly conceivable.
Up to now, this synthesis has been limited to solid surfaces and small peptides.
The use of peptide synthesizer can, therefore, increase the productivity. The proto-
col maintains the same steps except that there is no need for insertion of a cleavable
2158 A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164
group in the peptide chain as we want the peptide to be firmly grafted onto the sur-
face. A recent paper has reported the use of microwave assisted peptide synthesizer
for the synthesis of a 10-unit peptide on a silicon surface [95].
3.4. Proteins
Proteins are the most complex biomolecules due to their size (up to 3000 kDa) and
also due to the multiple interactions a protein can establish to adsorb onto a surface.
In liquid, a protein exists in the native state but can adopt multiple conformations
when adsorbed on a surface.
3.4.1. Adsorption and Denaturation
From an entropical point of view, hydrophobic interactions between a surface and
a protein induce a disorganization of the water layer that is thermodynamically fa-
vorable. On the contrary, the displacement of water molecules from a hydrophilic
surface needs more energy and this explains the lower amounts of proteins ad-
sorbed on hydrophilic surfaces compared to hydrophobic surfaces. This is not to
say that adsorption does not occur on a hydrophilic surface, in fact it implies other
mechanisms like charge interactions or protein conformation changes providing the
required amount of energy to displace water molecules [12]. Structural changes or
loss of secondary structure called denaturation will result in a stronger attachment
of protein and will depend on the time of residence. The energy gap between na-
tive and denaturated states has been measured by calorimetry, and it is evaluated
at 10–60 kJ/mol [100], such an amount of energy corresponds to only a few hy-
drogen bonds. This destabilized state can then be easily reached upon adsorption.
Proteins with a high internal stability, non-deformable (wide gap between the two
states), and ‘hard’ proteins (lysozyme or ribonuclease) will be unable to gain suf-
ficient energy to displace water layer and thus will adsorb in very low amounts on
hydrophilic surfaces. For this kind of protein, higher amount adsorbed will imply
electrostatic interactions with a pH dependence. On the contrary, ‘soft’ proteins
(BSA, HSA, lactoalbumin, casein or hemoglobin) will adsorb on most surfaces by
gaining energy through conformational changes. This phenomenon can be probed
by studying adsorption–desorption cycle and will be considerably different between
a flexible protein like BSA and egg lysozyme hard protein. As the denaturation
process is driven, somehow, by the binding sites of the surface accessible to the
adsorbed protein, the competition with protein in the liquid phase will limit confor-
mational changes and thus, prevent a loss of biological activity [12]. As a specific
class of proteins, enzymes tend to be more sensitive to loss of biological activ-
ity after adsorption [101]. In their review of protein adsorption onto solid surface,
Nakanishi et al. [91] listed all the techniques applicable to measure amounts of
adsorbed proteins, and the most used are the depletion method (decrease in solute
concentration), Quartz Crystal Microbalance (QCM), ellipsometry, or radio-isotope
labelling. These techniques are sufficiently sensitive to measure protein concentra-
tion in the range of 0.15 mg/m2 (lactoalbumin on silica gel, depletion) to 6.3 mg/m2
(Ferritin on gold, QCM). Detection of conformational changes upon adsorption
A. Ponche et al. / Journal of Adhesion Science and Technology 24 (2010) 2141–2164 2159
also be used to realize covalent grafting when it is part of the macromolecular chain
of a protein. If sulfur atoms are not involved in a disulfide bond giving a superstruc-
ture to the protein, they can be exploited to bind azurin [105]. Variable fragments of
antigen molecules can be grafted on gold via SAMs/maleimide strategy to realize
biosensor for virus detection. In that case, the target is a virus, known to interact
with the fusion protein grafted on the gold surface [106]. The protein is grafted on
the maleimide linker via a cysteine tag as shown in Fig. 3.
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