Engineering and Characterization of Poly
Engineering and Characterization of Poly
The application of synthetic polymers in the growing field of materials for medical applica-
tions is illustrated by examples from recent work at the Materials Institute of the Swiss Federal
Institute of Technology in Lausanne. The review highlights the need for functionalization and
chemical control of material surfaces at a molecular/functional level. After a brief introduc-
tion into the surface chemical analysis tools, i.e., X-ray Photoelectron Spectroscopy (XPS) and
Time-of-Flight Secondary Ion Mass Spectrometry (ToF-SIMS) combined with contact angle
measurements, phosphorylcholine biomimicking polymers as well as immobilization of car-
bohydrates on polystyrene are presented.
1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
5 Concluding Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
1
Introduction
Materials used in biomedical devices (so-called biomaterials) should fulfill two
major requirements. First, they should possess the mechanical and physical prop-
erties that allow them to replace faulty functions of the body. Second, as they are
interfacing biological systems they should be at least bio-inert (no undesired reac-
tions) and, even better, trigger positive responses from these biological systems. In
the latter case, responses are mainly governed by interfacial interactions, i.e., by the
surface properties of the material such as surface energy, surface roughness, and
surface chemical composition. Consequently, analytical methods are of primary
importance to guide surface modifications of materials to lead to biospecific sur-
face properties and also to understand the relationship between surface chemis-
try/roughness/energy and the biological response.
Although historically metals were the first biomaterials, polymers have gained a
large application in this field and great efforts have been devoted to design poly-
meric materials with the right physical and interfacial properties [1]. This work in-
tends to illustrate the application and importance of surface modifications and the
need of surface analytical tools in the field of polymeric biomaterials [2, 3]. The
examples given below stem from the work of several former PhD students and
post-docs of our laboratory and illustrate how surface analysis and biological as-
says are used in a complementary manner to design successfully new soft bioma-
terials. The first example (Sect. 3) shows how one can synthesize a polymer whose
surface properties reduce non-specific protein adsorption and consequently unde-
sired biological reactions. The second example (Sect. 4) copes with the oriented
immobilization of biologically active molecules (carbohydrates) at materials sur-
faces.
2
Methods for Surface Characterization [4]
In this first part, surface analytical methods such as X-ray Photoelectron Spectros-
copy (XPS) and Time-of-Flight Secondary Ion Mass Spectrometry (ToF-SIMS) as
well as contact angle measurements are briefly introduced. The first two tech-
niques give chemical information on the first monolayers of a solid surface while
the latter provides information related to the surface energy. In the following sec-
tion, the basic principle of these analytical tools is discussed as well as the typical
information they give and their limitations.
4 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
source:
photons detector spectra
ions
signal:
electrons
ions
in-depth
analyzer profiles
images
2.1
Chemical Surface Analysis
2.1.1
X-ray Photoelectron Spectrometry (XPS)
XPS is a technique based upon photo-electronic effect. Under X-ray (photon) ex-
posure, electrons are emitted with energy values characteristic of the elements
present at the surface. Figure 2 illustrates the complete photo-ionization process
including excitation and relaxation steps.
Let us assume that the primary X-ray with energy hn creates a photoelectron at
the core energy level EK (a). The Einstein equation gives the relation between exci-
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 5
a) excitation
EF
EV
Eb
EL
hv e–ph
EK
relaxation e–Auger
b) c)
EF
EV
Eb
EL
X-ray
EK
Fig. 2. Principle of the photo-electronic effect: the excitation and relaxation processes are
shown indicating schematically the different binding states with the Fermi energy (EF) as the
reference level (=0). The valence band energy is EV followed by a discrete level of EL and the
core level EK; after [7]
tation energy (hn), kinetic energy Ekin of the emitted photoelectron and its binding
energy Eb:
Eb = hv – Ekin – F A (1)
where FA is the work function of the analyzer detector. An XPS spectrometer
measures the kinetic energy Ekin of a core photoelectron. From Eq. (1), Eb is deter-
mined. The excitation process is exploited to identify solid elements from lithium
(atomic number Z=3). The sensitivity limit in XPS is approximately 0.1% of a
monolayer corresponding to 1015 particles/cm2. An illustration is given in Fig. 3,
which shows a survey spectrum of polystyrene (PS) after a radiofrequency oxygen
plasma treatment. Typical reference energies for binding energy calibration are ac-
cording to the ISO standard [8]:
Au 4f7/2 84.0 eV
C 1 s 285.0 eV
In Fig. 3, one observes the core level transitions of C1s and O1s as well as the Auger
transition of oxygen, OKVV. Indeed, the photoemission process is followed by a re-
laxation process either (b) or (c) as shown in Fig. 2. In the process (c) a third elec-
6 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
Fig. 3. XPS survey spectrum of a radiofrequency oxygen plasma treated polystyrene (PS) ob-
tained with monochromatic Al primary radiation. The intensity I (cps) is shown as a function
of binding energy (eV)
tron called the Auger electron is emitted after a transition of an electron from a
lower level (for example the valence band level EV) to the core level EK. In the proc-
ess (b), a secondary X-ray is created after filling the hole at the EK level by a valence
band electron. This photon is not measured in XPS experiments.
EK can exhibit dependence upon the oxidation state of the element. Narrow
scans around an element of interest allow one to determine quantitatively the var-
ious binding states of this element. In particular for polymers, carbon and oxygen
binding states can be identified as illustrated in Fig. 4 for the C1s transition of PM-
MA.
Figure 4 shows the different functional groups and their respective relative areas
are given in the caption. The theoretical relative intensities of the different func-
tional groups are for carbon -C-C- plus -C-H (60%), -C-O-C- (20%), -C=O
(20%) and oxygen -O-C- (50%) and -O=C- (50%), respectively.
XPS peak intensities (areas) IA are a means of quantification. The relation be-
tween IA and the atomic concentration cA of an element or chemical component
at a depth z is
L
Ê z ˆ
I A = kI s S A Ú c A (z)expÁ – ˜dz (2)
Ë l cos q ¯
0
where k is an instrument variable, Is the primary beam flux, SA the elemental sen-
sitivity, and l the inelastic mean free path of the photoelectron trajectory multi-
plied by cos q where q is the take-off angle of the emitted electron with respect to
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 7
Fig. 4. XPS high resolution spectrum of C1s of Poly(methyl metacrylate) (PMMA). The four
components correspond to C-H, C-C, C-O, and C=O functional groups of PMMA; after [9]
the surface normal. Due to the exponential term in Eq. (2) a reasonable upper lim-
it for integration is
L = 3l cos q (3)
Typical values of the escape depth L for polymers are between 5 and 10 nm in-
dicating the shallow information depth of XPS [10]. Quantification is performed
by application of the simple formula
IA
SA
cA = (4)
n
Ii
 Si
i =l
applying elemental sensitivity factors from the literature (for example [5]) or those
provided by the spectrometer manufacturers and summing over the number of el-
ements taken into account. As for polymers accuracy of a few percent is typically
obtained by use of Eq. (4). From Eq. (3) one can see that measurements at differ-
ent take-off angles allow probing sample composition at different depths. Thus
such angle resolved XPS (ARXPS) is an elegant way of obtaining a depth profile in
a non-destructive manner.
When analyzing polymers, charging effects and possible degradation have to be
taken into account [11–15]. Emitted photoelectrons carry a negative charge and
may lead to a positive charge build-up. This effect can be compensated by supply-
ing the sample surface with low energy electrons for charge neutralization. Degra-
8 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
dation of polymer under X-ray is described in the literature. The reader is referred
to [9–16] for complementary information.
Imaging is possible with a lateral resolution limit of a few microns for state-of-
the-art spectrometers. All measurements are carried out under ultra high vacuum
conditions (UHV). A fast entry lock is usually available for a transfer of a sample
within minutes from atmospheric pressure to 10–6 Pa. Commonly two types of
sources are used in XPS, either MgKa1.2 or Al Ka1.2 radiation with an energy of
1253.6±0.7 or 1486.6±0.85 eV, respectively. Al Ka1.2 radiation is often monochro-
matized by elimination of the Ka2 ray to result in a better defined energy spread of
the incoming X-rays, i.e., a smaller full width at half maximum (FWHM) of the Ka
line allowing higher energy resolution DE down to 0.5 eV of the emitted photo-
electrons. For more detailed information the reader is referred to the literature
[17].
In conclusion, XPS and ARXPS are valuable tools for quantitative elemental
analysis and identification of functional chemical groups within the first few na-
nometers of the surface at relatively high sensitivity.
2.1.2
Time-of-Flight Secondary Ion Mass Spectrometry (ToF-SIMS)
±
Fig. 5. Principle of Secondary Ion Mass Spectrometry
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 9
In SIMS, one distinguishes between the static and the dynamic modes. In static
SIMS only a fraction of the first monolayer of the surface layer is perturbed. This
depends on the flux of the primary ion beam, which is kept well below 10–12 par-
ticles/cm2. This number corresponds to 1‰ of the number of particles of the first
monolayer, which is approximately 1015 particles. Past this limit, degradation sig-
natures can be detected. During further bombardment the top-surface will then be
completely destroyed, leading to a depth profile type of information (dynamic
mode).
The intensity IA± for emitted positively or negatively charged secondary ions
measured for a given target is described by the following equation:
with
±
YM = Ytot g ±A(M ) (6)
Here Ip is the primary ion current, Ytot the total neutral sputter yield of species
A in the matrix M, gA±(M) the ionization probability of species A in the matrix M,
fA the isotopic abundance of element A, cA the atomic concentration, and hS an in-
strumental constant. IA± may vary over several orders of magnitude. Due to its
high sensitivity, surface contamination may influence it strongly. Furthermore, IA±
is very dependent upon matrix effects that influence strongly the number of emit-
ted ions compared to emitted neutrals. Their ratio is typically 10–4 or smaller for
polymers and biomaterials [23]. The influence of the matrix on the ionization rep-
resents the severest limitation of this technique for quantitative analysis of both in-
organic and organic materials.
In modern static SIMS instruments, the most efficient spectrometer is the time
of flight spectrometer. It has typical current densities of the order of 1 nA/cm2,
which corresponds to approximately 1010 particles/cm2/s [23, 24]. The emitted
secondary ions are separated according to their mass in this spectrometer. Figure 6
shows schematically the principle of the time of flight measurement.
The relation between acceleration voltage, Vacc, and kinetic energy, Ekin, of the
secondary ions is developed into
m 2 (7)
eVacc = v
2
where e is the electronic charge, m the mass, and v the velocity of the accelerated
ion. This leads to a simple relation between time of flight, t, and the square root of
the ion mass:
10 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
Vacc
Ippulsed
S D
IL
L
L L (8)
t= = m
v 2eVacc
where L is the flight distance being typically 1–2 m for commercial ToF-spectrom-
eters. In ToF instruments the primary ion source is pulsed and the mass resolution
will depend on the pulse width. The flight time for an ion with mass 100 Da is sev-
eral microseconds and therefore picosecond pulses are required to obtain a relative
mass resolution of m/Dm>5000 at m=28 Da. Liquid Metal Ion Guns (i.e., Ga+ pri-
mary ions) allow one to focus the ion beam down to submicron beam diameter
and then to perform SIMS imaging (mapping of elemental and molecular second-
ary ions). ToF-SIMS spectrometers are equipped with a fast entry lock allowing
one to introduce a sample in the ultra-high vacuum range (UHV) within a few
minutes.
Figure 7 shows schematically a spectrum acquired with a time-of-flight spec-
trometer. It shows a typical fragment of the maleimide molecule fragment
C4H2NO2– at 96.009 Da. Due to the mass resolution of m/Dm=6900 it can clearly
be distinguished from the sulfate molecule SO4– at 95.952 Da. It illustrates that ion
fragments can be measured with high mass resolution. This allows a unique deter-
mination of their chemical composition.
Examples of fingerprint spectra are shown in Sect. 3 (Figs. 11 and 12). Other
detailed information is found elsewhere [17].
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 11
2.2
Contact Angle Measurements
Contact angle measurements are used to assess changes in the wetting characteris-
tics of a surface to indicate changes in surface wettability. Information that one ob-
tains largely depends on the interpretation of contact angle in terms of the Young
equation [25, 26]:
g lv cos q = g sv – g sl (9)
where glv is the liquid-vapor, gsv the solid-vapor, and gsl the solid-liquid interfacial
tension, respectively, and q the measured angle with respect to the surface, as illus-
trated schematically in Fig. 8.
The Young equation implies that the equilibrium contact angle is unique for a
given solid-vapor-liquid system on a flat and rigid surface. In addition, it is gener-
ally accepted that the vapor spreading pressure can be neglected for q>10° [27].
However, in many practical cases the experimentally observed contact angle of a
given system is not uniquely determined by the surface tensions of the solid and
O 96.009 Da
30
N
–
O C4H2NO2
Intensity (cps)
m
20 = 6900
Dm
–
SO4
10 95.952 Da
0
95.8 95.9 96.0 96.1 96.2
m/z
Fig. 7. Time-of-flight mass spectra of negative ions of C4H2NO2– at 96.009 Da which is clearly
separated from SO4– at 95.952 Da thanks to the mass resolution of m/Dm=6900
12 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
γlv
vapor
γsv θ liquid
γsl
solid
Fig. 8. Equilibrium sessile drop system; glv is the liquid-vapor, gsv the solid-vapor, and gsl the
solid-liquid interfacial tension, respectively and q the measured angle with respect to the sur-
face
h
q
Ê hˆ (10)
q A = 2 arctanÁ 2 ˜
Ë l¯
Height h and diameter l are illustrated in Fig. 9. They were determined after dep-
osition of the drop and taking a CCD picture. The purity of the wetting agent was
verified by measuring the liquid surface tension gLV using the Wilhelmy technique
(platinum plate, KSV sigma 70 Wilhelmy balance) and comparing the obtained
value with the literature (gLV=78.8 mJ/m2) [28, 43].
3
Phosphorylcholine Functional Biomimicking Polymers
This section illustrates results obtained in our laboratory in the context of the de-
sign and control of the surface properties of polymers used as biomaterials [43].
Indeed, interactions between biomaterials and tissues occur via a layer of proteins
adsorbed at the surface of any implant [44]. Such protein adsorption is the imme-
14 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
a) PCPUR
O
O O O O O O
O O C HN CH 2 NH C O P O N
O 6
w x y O z
b) P(MMA:MA:APC)
x y z
O O O O
OM e OM e
O P N
O O
O
diate event occurring on its first contact with biological fluids and tissues [3]. One
major restriction of polymers is their tendency to exhibit thrombogenic proper-
ties.
The response of biomolecules and cell membranes is determined by many fac-
tors, some of which are the chemical composition and conformation of the mole-
cules, the surface energy, and topography of the top surface layers which are in
contact with biological systems, i.e., body fluids and cells [45]. The work illustrat-
ed here consisted in designing new polymers with functional properties capable of
promoting the attachment of specific cells. The first step consisted in a polymer
system which surface inhibits non-specific cell attachment. This strategy is based
on the incorporation of cell membrane constituents such as phosphorylcholine
(PC) or phospholipid analogues into polymers [46–51].
Since polyurethanes have traditionally proved to be reasonably bio- and hemo-
compatible materials and have therefore been widely used for biomedical applica-
tions such as vascular prosthesis, artificial organs, blood contacting devices, pe-
ripheral nerve repair, or other prosthetic devices [52], our first PC copolymer sys-
tems were initially based on the polyurethane chemistry. We had earlier demon-
strated that the presence of PC groups in poly(urethane) strongly reduces cell at-
tachment at the surface even in protein enriched media [53] and work from Coop-
er and coworkers [54, 55] also showed that phosphorylcholine containing poly-
urethane limited neutrophil and bacterial adhesion. Two copolymers, PCPUR189
and PCPUR167, were synthesized with different concentration of PC moieties
[56]. The final PC concentration in the bulk of the copolymers was 3.4 mol% and
4.3 mol% for the PCPUR189 and PCPUR167, respectively. Schematics of struc-
ture of the phosphorylcholine containing polyurethane (PCPUR) copolymers
synthesized is given in Fig. 10.
The second copolymer system was chosen because of the higher synthetic flex-
ibility offered by acrylate chemistry. Our choice was directed towards an acrylic
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 15
terpolymer system, with methyl methacrylate (MMA) and methyl acrylate (MA)
as principal components. The purpose was to enable the adaptation of the matrix
mechanical properties by adjusting the glass transition temperature of the system
[57]. 2-Acryloyloxyethyl phosphorylcholine (APC) was synthesized and added to
MMA and MA through copolymerization to control the surface properties of the
P(MMA:MA:APC) terpolymer with respect to cell attachment [58]. The final PC
concentration in the bulk of the P(MMA:MA:APC) terpolymer was 1.7 mol%. A
schematic representation of the structure of the terpolymer is given in Fig. 10.
A major part of these projects was also dedicated to understanding the bulk and
solution structural organization of such polymers and here we would like to refer
the reader to appropriate literature [56, 58]. While it was shown that the am-
phiphile nature of the terpolymer system, and in particular the phosphorylcholine
(PC) groups, played an important role in the structure organization and molecular
mobility of the copolymers, the results displayed in the present discussion focus on
how the presence of these PC groups impacted on the surface properties of the co-
polymer synthesized. With this aim in mind, surface analytical techniques such as
XPS and ToF-SIMS were used and complemented with contact angles and biolog-
ical in-vitro assays to characterize the dynamics of the copolymers surface and as-
sess the extent of the resistance to the non-specific attachment of cells on samples
coated with the PC copolymers (for experimental details, refer to [56, 58]).
ToF-SIMS analysis of the 2-acryloyloxyethyl phosphorylcholine (APC) mono-
mer led to the typical positive fragmentation pattern of the phosphorylcholine
group in agreement with literature [59, 60]. Figure 11a illustrates the high relative
intensity of some of these typical positive fragments such as C5H13N+O3P
(166 Da) and C5H15N+O4P (184 Da). A more extensive list of the major positive
ion-fragments detected is found elsewhere [58].
Figure 11b presents the same mass range of the positive SIMS spectrum obtained
for the P(MMA:MA:APC) terpolymer. None of the typical fragments of the PC
group can be identified despite the high surface sensitivity of the technique. In con-
trast, characteristic fragments from P(MMA:MA) matrix were observed in agree-
ment with the literature [61], such as C8H9O3+ (153 Da) as well as C2H3O2+
(59 Da), C4H5O+ (69 Da), and C5H9O2+ (101 Da) (not displayed in Fig. 11b). Neg-
ative ions spectra confirmed these results. Indeed, although the PO3– fragment could
be detected, its intensity was too low to consider this as evidence of PC presence.
In contrast, investigations of PCPUR polymers using ToF-SIMS show that both
polymers exhibit similar positive and negative mode mass spectra. In this case, ma-
jor secondary ions characteristic of the PC polar head group were observed (PO3–
(79 Da), C5H12N+ (86 Da), C5H13NO2P+ (150 Da), C5H13NO3P+ (166 Da), and
C5H15NO4P+ (184 Da) as shown in Fig. 12a,b.
Furthermore, the characteristic fragment of GPC containing coatings,
C8H19NO4P+ (224D), was also detected (data not shown). The comparison of the
16 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
a) APC
184
166
O
P N O
O O
P N
HO O
OH
153
C b) P(MMA-MA-APC)
O O O
Fig. 11a,b. Comparison between the positive ToF-SIMS mass spectra of the APC: a monomer;
b terpolymer in the 150–200 Da mass range; after [58]
3.5 104
SIMS Intensity (a.u.)
x 20 a)
*
*
** * *
0
0 20 40 60 80 100 120 140 160 180 200
3.5 104
b)
SIMS Intensity (a.u.)
x 20
0
0 20 40 60 80 100 120 140 160 180 200
Fig. 12a,b. Comparison of the positive mode ToF-SIMS spectra of: a PC-PUR189; b PC-
PUR167 in the mass range 0–200 Da, after [56]; * denotes the position of the characteristic PC
fragments
positive mode ToF-SIMS spectra shows, however, that relative normalized intensi-
ties of the characteristic PC fragments are higher by approximately 50% for
PCPUR167 compared to PCPUR189.
Studies regarding the conformation of lecithins have allowed the determination
of the size of the phosphorylcholine polar group. This dimension derived from X-
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 17
ray diffraction studies is 11 Å for both the monohydrated or fully hydrated leci-
thins [62] and is in agreement with the 12 Å obtained with space-filling models for
a fully extended PC group parallel to the fatty acid chains and with the zwitterion
in the gauche conformation about the O-C-C-N bonds [63]. Hence, the typical
fragments of the phosphorylcholine groups should be detectable if they were
present at the uppermost surface of the P(MMA:MA:APC) terpolymer. Possible
matrix effects have already been reported in organic systems [64, 65]. Although
they may affect the emission probabilities of typical PC secondary ions, it is very
unlikely that they should inhibit completely the emission of all the PC fragments.
These SIMS observations therefore suggest that under the UHV conditions re-
quired for the analysis, the extreme surface of the P(MMA:MA:APC) terpolymer
is depleted in PC groups. This burying effect can directly be understood by the de-
sire of the system to reorganize so as to minimize surface energy in UHV environ-
ment.
XPS analyses were performed on all copolymers. The atomic concentrations of
carbon (C1s), oxygen (O1s), nitrogen (N1s), and phosphorus (P2p) were compared
between the two depths of 3–4 nm and 8–11 nm and are reported in Table 1.
Contrasting with ToF-SIMS analysis, nitrogen and phosphorus were detected
on the P(MMA:MA:APC), although in the case of nitrogen we were close to the de-
tection limit. As it can also be seen from the high resolution elemental scans re-
ported in Fig. 13a,b, the nitrogen and phosphorus atomic concentrations meas-
ured are very low; for an emission angle of 20° no nitrogen is even detected where-
as the phosphorus concentration is about 0.2 at%. This can be understood by con-
sidering the difference of electron inelastic mean free paths (imfp) between both
elements. Indeed, calculations based on the estimation of the imfp made by Tanu-
ma et al. [66] for PMMA as well as on the relation derived by Seah and Dench [67]
for the imfp of organic compounds allow the estimation of the escape depth of the
XPS information. Both approaches give similar results. In the case of nitrogen, the
information depth is approximately 3 nm and 9 nm whereas for phosphorus it
18 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
N(E)*E
Fig. 13a,b. High-resolution elemental scans as a function of depth of: a the nitrogen N1s; b the
phosphorous P2p of the P(MMA-MA-APC) copolymer; after [58]
ranges from 4 nm to 11 nm for the 20° and 80° emission angles, respectively. As the
information depth is augmented, an increase in the nitrogen (from 0 to 0.3 at%)
and phosphorus (from 0.2 to 0.3 at%) atomic concentrations is noticeable.
Similar comments can be made concerning the PCPUR copolymers, for which
elemental concentrations are comparable for both copolymers at both emission
angles, except in the case of phosphorus. Indeed, although phosphorus concentra-
tions detected are very low, they are significantly different (outside of the experi-
mental deviation) and show that the concentration is higher in PCPUR167
(Table 1) in agreement with the ToF-SIMS results described earlier. Moreover, it
can be seen that the phosphorus P2p photoelectron intensity (and consequently
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 19
the phosphorus atomic concentration) also increases with the depth analyzed for
these PCPUR copolymers.
This suggests that under UHV conditions, for both copolymer systems (acr-
ylates or polyurethanes), there is an increasing concentration gradient of the phos-
phorylcholine groups from the surface to the bulk of the polymer. The copolymer
system tends to lower its interfacial free energy by burying the PC group under-
neath the extreme surface.
In-vitro assays were performed in serum free (SFM) and serum containing me-
dia (SCM) to evaluate the cell attachment properties on both PC-containing and
PC-free copolymers together with SiO2 as reference [56, 58]. Results obtained after
4 h of incubation (Figs. 14 and 15) show that the cell attachment and differentia-
tion levels on the PC containing copolymers were strongly reduced in both media
compared to PC free system and the SiO2 reference. Hence, a small concentration
of PC groups (~1.7 mol% for the P(MMA:MA:APC) and ~3.4 mol% for
PCPUR189) is already efficient in reducing the non-specific attachment of cells by
roughly 70% for both media. Cell attachment is even further reduced as the PC
content of the copolymer increases (~4.3 mol% for PCPUR167), since a 90% de-
crease is obtained for PCPUR167 in both media when compared to SiO2.
Extension of the culture time up to, respectively, three days for the
P(MMA:MA:APC) copolymer and four days for the PCPUR copolymers, showed
no evolution in the cell attachment properties on the PC containing surfaces, as
opposed to the PC-free surfaces (SiO2 reference as well as P(MMA:MA) polymer).
Indeed, after 72 h in SCM, a large population of cells were attaching and differen-
tiating on P(MMA:MA) as can be seen from Fig. 16a. In contrast, on the
140 SiO2
P(MMA:MA)
P(MMA:MA:APC)
120
Mean celladhesion [cells/mm2]
100
80
60
40
20
0
SFM SCM
Fig. 14. Comparison of the cell attachment level after 4 h incubation, on the APC free and the
APC containing copolymers as a function of time in serum free (SFM) and serum containing
(SCM) media; after [58]
20 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
200
SiO2 PC-PUR189 PC-PUR167
100
50
0
SFM SCM
Fig. 15. Comparison of the cell attachment level on the SiO2 reference, PC-PUR189 and PC-
PUR167 after 4 h in SFM and SCM (*p<0.01 PCPUR190/PCPUR167 Student t-test, n=15 and
**p<0.001, PCPUR189/PCPUR167 Student t-test, n=15) ; after [56]
a) b)
50 µm 50 µm
SiO 2
c)
50 µm
P(MMA:MA:APC)
(a) (b)
(c)
100 µm
Fig. 17. Extent of cell attachment after 96 h in serum containing media, on: a SiO2 reference
substrate; b PCPUR189 in SCM; c PCPUR167 in SCM. Note the extensive reduction in cell
attachment on PCPUR polymers compared to the reference substrate; after [56]
ence of binding proteins did not significantly influence the cell attachment level on
the acrylic terpolymer surface.
Figure 17 illustrates the extent of cell attachment on the PCPUR copolymers af-
ter 96 h in the protein rich media (SCM). Although few cells are attaching on
PCPUR189 (Fig. 17b) and have adopted this typical triangular morphology indic-
ative of good attachment, neurite extension on this substrate is restricted com-
pared to the SiO2 reference (Fig. 17a). Furthermore, on PCPUR167 samples, al-
most no adhering cells remain, except on a small area of the sample where the
PCPUR167 coating was accidentally removed. Cells are then growing on the bare
SiO2 substrate along the scratched portion of the coating (Fig. 17c).
Non-specific adsorption of various proteins to these copolymers was also stud-
ied [56] and followed essentially the same trend as the one observed for the non-
specific attachment of cells, i.e., the non-specific protein adsorption was lower on
the copolymer with the highest PC content. Hence, this inhibition of cell attach-
ment on PCPUR polymer surfaces (and non-specific protein adsorption) can be
directly related to the presence of PC groups. This implies that under aqueous con-
ditions the PC groups were now present at the extreme surface for the copolymers
to display such non-permissive properties.
Static water wettability measurements performed on PCPUR189 and
PCPUR167, showed that the mean contact angle of a drop of water was 20° smaller
22 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
properties with respect to cell attachment. The amphiphile nature of the terpoly-
mer constitutes by itself the main driving force for surface reorganization. It gen-
erates a highly mobile polymer surface, with quick self-reorganization properties
upon the environment. Besides, cohesion energy of the different constituents of
the acrylate terpolymer (and especially of the hydrocarbon backbone) is always
lower than the energy barrier to rotation of a single C-C bond (12.6 kJ/mol) [74]
meaning that chains are free to rotate, hence promoting surface reorganization.
In the case of PC-PURs polymers, surface reorganization certainly also occurs
although, even if as suggested by the wettability behavior of the polymers, it was
not as obvious as for the acrylate system. A PC group concentration difference
close to 50% could already be detected by ToF-SIMS at the outermost surface be-
tween PC-PUR189 and PC-PUR167. Furthermore, the PC concentration, as ob-
served using AR-XPS, increased with the analyzed depth. Nevertheless, the driv-
ing force for surface reorganization is certainly smaller, due to lower polarity dif-
ferences between PC groups and the polyurethane matrix. The large amount of
water retained in this polymer structure [56] also leads to an apparently more po-
lar matrix. Besides, the ability of the urethane and urea segments of the matrix to
form hydrogen bonds between N-H and C=O groups increases the cohesion en-
ergy of the system, thus restricting the molecular mobility of the polymer chains
[74].
In-vitro experiments correlated to bulk and surface characterization results
have demonstrated that an increase of PC groups concentration such as in the
polyurethane system leads to a reduction of the cell attachment level in both serum
containing and serum free media. The presence of phosphorylcholine groups, as
demonstrated on the acrylate system, is clearly responsible for the non-permissive
properties exhibited by the PC containing surfaces with respect to cell attachment.
Moreover, a low PC concentration (ª1.7 mol%) is already sufficient to reduce
strongly cell adhesion at the surface of the terpolymer. Bulk organization (due to
higher polarity differences) between the phosphorylcholine groups and a "flexible"
polymer matrix seems to be the determining factor in providing a very compliant
surface that can easily adapt to its environment. Hence, the high compliance of the
surface and the dynamic flip-flop behavior of the PC groups are certainly playing
a crucial role in the prevention of the non-specific adsorption of proteins and cells
on such PC containing copolymers.
4
Surface Glycoengineering of Polystyrene
A derivatization can be performed to induce a selective attachment of target cells
either on new polymers designed to control non-specific cell attachment (Sect. 3)
or on any other substrate intended for biomaterial applications. Photoimmobili-
zation of peptidic sequences was performed on newly synthesized PCPUR con-
24 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
Fig. 18. Negative-mode ToF-SIMS of F- after mask-assisted patterning on thin diamond films
– size of the image 115•115 µm; after [75]
OH OH
O
O
H
HO N
OH N
O
O
F3C N
N
denced in the case of oxygenated sites at the surface of CVD deposited diamond
but other functional sites could also be involved.
In the following discussion, it is intended to compare the immobilization of two
photoactivatable carbohydrates on polystyrene (PS) and to illustrate how their bi-
ological activity was tested. The same galactose aryl diazirine as the one described
for diamond modification (see Scheme 1) was used and compared to the also new-
ly synthesized lactose aryl diazirine displayed in Scheme 2.
The immobilization on polystyrene (the material most often used in biological
assays) was controlled with surface analysis spectroscopic methods XPS and ToF-
26 H. J. Mathieu · Y. Chevolot · L. Ruiz-Taylor · D. Léonard
RO OR OR
H
O O N
O S
RO RO
OR OR O
F3C N
N
Table 2. XPS and ToF-SIMS analysis of lactose aryl diazirine grafted PS. XPS atomic percent-
ages are displayed for samples A, B and C. Sample A corresponds to as received polystyrene.
Sample B corresponds to polystyrene on which a methanolic solution of lactose aryl diazirine
was deposited, and no light activation was performed before the final washing. This surface
should be similar to sample A. Sample C corresponds to polystyrene on which a methanolic
solution of lactose aryl diazirine was deposited and light activation was performed before the
final washing. The molecule should be present at the surface of the material. Three areas were
analyzed per sample, after [105]
XPS percentages (at %) Sample A Sample B Sample C
N bdl 0.34±0.20 0.51±0.49
F bdl bdl 1.18±0.4
S bdl bdl 0.18±0.16
C 97.79±0.36 94.53±1.27 88.77±0.54
O 2.27±0.47 5.13±1.08 9.35±0.49
ToF-SIMS
Corrected total intensity (counts) •104 16.3±4.5 49.6±5.4 43.7±10.7
F- normalized intensity ‰ 1.10 2.72±0.42 63.17±21.78
CF3– normalized intensity ‰ 0.13 0.20±0.08 0.65±0.07
3.5
3.0
2.5
% of radioactivity
2.0
1.5
1.0
0.5
0
A B C
Fig. 19. Binding of biotinylated Allo A lectin to aryl lactose derivatized PS surfaces. Derivatized
surfaces were incubated with Allo A lectin and then extensively washed to remove physisorbed
lectins. [35S] streptavidin was incubated and the surfaces were again rinsed to remove excess
streptavidin. Finally, radioactivity was measured by scintillation counting. The radioactivity
is higher on sample C; after [105]
25
20
% of radioactivity
15
10
0
A B C 1 C1 C2
Fig. 20. Binding of biotinylated Allo A lectin to MAD-Gal derivatized PS surface. The deriva-
tized PS surfaces were incubated with Allo A lectin and then extensively washed to remove
physisorbed lectins. [35S] streptavidin was added and the surfaces were again washed to re-
move excess streptavidin. Finally, radioactivity was measured by scintillation counting. The
radioactivity is higher on sample C and increases with the concentration of the MAD-Gal so-
lution (C, C1 and C2 corresponding to 0.25, 0.025 and 0.0025 mmol/l, respectively) used for
immobilization. This illustrates the higher binding of streptavidin to the surface C. I corre-
sponds to incubation of MAD-Gal grafted PS with asialofetuin and Allo A lectin. 100% corre-
sponds to the total added radioactive streptavidin; after [105]
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 29
120 0.7
0.6
100
ToF-SIMS F normalised intensity ‰
0.5
40
0.2
20 0.1
0 0
0 0.05 0.1 0.15 0.2 0.25 0.3
Applied MAD-Gal (mM)
Fig. 21. F– normalized intensity values (absolute intensity of F–/(total intensity – H– intensity))
and fluorine atomic percentages are displayed as a function of the MAD-Gal concentration
used for immobilization. The intensity of surface characteristic signatures increases with in-
creasing density of MAD-Gal; after [105]
150
140
% Neutral red uptake
130
120
110
100
90
C incubated
C0 C C1 C2 CMF Asialof. A
with lectin
Fig. 22. Neutral Red (NR) uptake is related to the lysosomal activity. The NR uptake decreased
with the decreasing of surface galactose residues (C0, C, C1, C2 corresponding to 2.5, 0.25,
0.025, and 0.0025 mmol/l). The NR uptake was similar to that of surface A (plain polystyrene)
when the surface was incubated with a lectin (RCA) that protects the galactose residues. Hepa-
tocytes possess higher NR uptake on asialofetuin coated surfaces than on surface A, but lower
than on MAD-Gal grafted PS. 100% corresponds to surface A; after [105]
with 14C CMP-NeuAc and a-2, 6-sialyltransferase, radioactivity was only detected
on lactose modified PS (not illustrated).
It was also demonstrated that the radioactivity on the surface increased with in-
cubation time. When incubated without the enzyme, radioactivity was similar to
the background level. These results illustrate that the enzyme was able to recognize
lactose on PS surface as a substrate for the transfer of sialic acid and to catalyze this
transfer [105].
Improvement of the biological interactions will require more complex struc-
tures (cluster, spacer design, oligosaccharides). For example, as in the case of
asialoglycoprotein receptor, a tri-anternary structure of the galactose residues in-
creases the affinity of the receptor for the blood circulating glycoprotein. It was
also demonstrated that the distance between the residues of the tri-anternary
structure influences the affinity [105]. In a similar manner surface glycoengineer-
ing will require such an architectural design.
From the presented data it is concluded that diazirine-containing photorea-
gents containing mono- and disaccharides can be synthesized and immobilized on
polystyrene. Biological activity of the modified polystyrene was demonstrated
with Allo A lectin, primary rat hepatocytes and a-2, 6-sialyltransferase (not shown
here) [105]. It was also demonstrated that the biological activity was not only de-
Engineering and Characterization of Polymer Surfaces for Biomedical Applications 31
pendent on the terminal residue but probably also on the spacer structure. Never-
theless, the combination of chemistry, surface analytical tools, and biology is
found to be a powerful feedback system for the design of bioactive glycoengineered
surfaces.
5
Concluding Remarks
This review illustrates the efficiency of the surface modification of polymers with
bio-specific properties allowing key-lock interactions with cells. An advanced
chemistry is needed to design new polymers exhibiting control of non-specific cell
attachment allowing further surface bio-specific surface interactions. New compo-
nents can be designed permitting bio-active surface modifications like photoad-
dressable carbohydrate compounds. Furthermore, surface analytical tools like XPS
and ToF-SIMS are important for the preparation and control of the intended sur-
face properties. Their spectra and images give insight into the top-surface compo-
sition with a high sensitivity. They can even be directly correlated to biological re-
sults such as the increase of MAD-Gal surface density correlated with the increase
in the observed biological response. The complementarity of both techniques is
also illustrated by these examples. The difference in probing depth allows high-
lighting compositional differences at the surface as well as gaining information on
functional group orientation. This review illustrates that surface analysis tech-
niques are powerful analytical means for the control of bio-active polymer engi-
neering. The high sensitivity (ToF-SIMS) and the possibility to quantify data
(XPS) identify these techniques as a major tool for further developments of bio-
materials.
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