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i
mariska leunissen
1
iv
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1 3 5 7 9 8 6 4 2
Printed by Sheridan Books, Inc., United States of America
v
For Lisa
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╇vi
CONTENTS
List of Tablesâ•… xi
Acknowledgmentsâ•… xiii
Introductionâ•… xv
Abbreviationsâ•… xxxi
viii | Contents
ix
Bibliography 183
Index—Rerum 197
Index—Locorum 201
Contents | ix
x
xi
LIST OF TABLES
ACKNOWLEDGMENTS
T his book took many years and the help of many people to complete. It is
my pleasure and honor to thank them here.
Let me start by acknowledging the two institutions that allowed me the
leisure to start and finish this project. First, I had the good fortune to spend
the 2010–2011 academic year at the Harvard University Center for Hellenic
Studies in Washington, DC, as a residential junior fellow in Ancient Greek
Studies. I would like to thank the Board and Trustees for granting me
this opportunity and the wonderful fellows with whom I shared my time
there for providing such a stimulating, interdisciplinary, and collaborative
environment. Phil Horky deserves special thanks for always being willing
to talk philosophy and to discuss my ideas about Aristotle, and for offering
candid and concrete advise that has improved the book in more ways than
I can indicate here. Second, I enjoyed a fellowship at the Institute for the Arts
and Humanities at the University of North Carolina at Chapel Hill during the
spring of 2016, which allowed me to complete and revise the manuscript in
the company of a most wonderful and intellectually diverse group of fellows.
I would like to offer special thanks to Michele Berger for her leadership and
guidance throughout this semester.
The book has gone through many drafts and stages, and I owe many
thanks to all those who have participated in the discussion on the various
conferences, colloquia, and classrooms where this material was presented,
but especially to my distinguished colleagues David Reeve and Jim Lesher;
to Devin Henry, Jim Lennox, Brad Inwood, Emily Austin, and Kyle Driggers;
and to the readers at Oxford University Press (OUP) for their excellent
feedback and detailed criticisms on parts or wholes of the book, and for their
xvi
xiv | Acknowledgments
xv
INTRODUCTION
1
See, e.g., Annas 1993, Nussbaum 1986, and Sherman 1989.
2
In many cases, the debate focuses on how “humans” or “persons” should live and how they
can achieve happiness according to Aristotle, thereby glossing over the gendered and elitist
perspective that he offers. See most recently, for instance, the introduction in Polansky 2014b,
and Roche 2014 and Inglis 2014 in the same volume. Notable exceptions are Burnyeat 1980
(p. 81) and Hutchinson & Johnson 2014 (p. 385).
xvi
3
Aristotle characterizes his audience in the Nicomachean Ethics as young men who have been
raised well, are well educated, and are already motivated to become virtuous and who want
to make others virtuous as well, either as lawgivers or as heads of their households (see, e.g.,
EN I 3, 1094b27–1095a8; EN I 13, 1102a7–10; and EN X 9, 1179b7–10; cf. Pol III 6, 1282a3–7).
See also Hutchinson & Johnson 2014 (pp. 383–389) and Schofield 2006 (p. 310): “The EN and
Politics alike are best interpreted as writings that are addressed not to individual in their pri-
vate capacities, but to someone who aspires to be a politician—that is to say, a lawgiver.”
4
A point that Aristotle of course makes himself explicitly in EN II 9, 1109a24–b1, but that has
not always been fully appreciated.
5
There is much debate about whether Aristotle’s excellences of character (and ancient ethi-
cal theories in general) are moral in a modern sense; see, e.g., Annas 1996, Irwin 1985, and
Williams 1985. For the purposes of this book, I am using the term “moral” to differentiate the
excellences of character Aristotle discusses in his ethical treatises from the character traits he
discusses in the biological treatises, which I refer to as “natural” character traits.
xvi | Introduction
xvi
moral education from childhood and are raised in a properly organized city,
they can shape their own character by performing right and just actions.
Character virtue as the unified psychological state that results from this kind
of habituation (for Aristotle, one cannot have one character virtue without
having them all as one single condition of the soul and without being practi-
cally wise at the same time)6 is stable across time and robust across situa-
tions and therefore reliably predicts and guides virtuous actions.7
By contrast, in his natural works, Aristotle treats character as one of the
four biological differentia by which animals differ from one another (the
other three being their ways of life, actions, and parts), and he defines it as
a natural capacity (φυσικὴ δύναμις) of the soul that predisposes an animal’s
(nonmoral) emotions, actions, and even “cognitive” acts related to survival
and procreation. Character in this biological context thus encompasses both
traits that are connected to nonrational desires and emotions, such as “cour-
age” and “jealousy,” and intellectual capacities, such as “prudence” or “crafti-
ness,” which for nonhuman animals are grounded in their perceptive soul
only. For instance, Aristotle characterizes the cuckoo as being both extremely
cowardly, because it allows itself to be pecked at even by little birds, and pru-
dent, because it realizes that it cannot protect its own offspring and therefore
lays its eggs in the nests of other birds.8 And while these natural charac-
ter traits reliably predict and guide all kinds of behaviors, Aristotle believes
that those traits themselves are highly causally dependent on the organism’s
physiological makeup; that is, on what Aristotle calls their “material nature,”
which includes the particular elemental mixture of their blood and their level
of vital heat. Because of this, these traits are easily changed—both long term
and short term—by efficient causes that are not all up to that organism, such
as climate, diet, aging, and disease. In addition, since the difference between
male and female is in an important way tied to differences of the more and
6
See EN VI 13, 1144b35–1145a2; note that according to Aristotle the unity thesis holds only
for moral virtue or virtue in the strict sense, not for the natural virtues (which are habituated
stable dispositions not yet integrated with practical wisdom) or natural character traits (which
are capacities humans have by nature and from birth).
7
It is this globalist “personality” view of character, based almost exclusively on interpretations
of Aristotle’s Nicomachean Ethics, that has continued to inspire virtue ethicists and moral
psychologists to the present day, but which—more recently—also has attracted considerable
criticism for falsely assuming the existence of global personality traits and for underestimating
how much of our behavior is influenced by (uncontrollable) situational factors. For a situation-
ist critique of Aristotle’s concept of character as being psychologically implausible and empiri-
cally inadequate as an explanation for human action, see Doris 2002 (especially pp. 1–27),
Merritt 2000 (pp. 365–366), and Merritt et al. 2010 (pp. 356–360).
8
See HA IX 29, 618a25–30; cf. GA III 1, 750a13–15.
Introduction | xvii
xvi
less in the material nature and vital heat of animals, character profiles tend
to be gendered too. When it comes to their character traits, women turn out
to be at a natural disadvantage: despite the fact that natural character is for
the most part highly changeable, Aristotle believes that the natural character
traits of women are simply “too far away on the road toward virtue” to be able
to reach their goal, and that their deliberative capacities are naturally lacking
in a way that makes the acquisition of practical wisdom and hence full moral
virtue impossible.
As a result, the gender and the natural character traits that one has from
birth, as well as the environment in which one grows up, the diet one follows,
the bodily exercises one performs, the paintings and music one is exposed to
throughout childhood, etc., all can contribute to or impede the acquisition of
virtue and in some cases even make it impossible. In other words, although
Aristotle never denies that the shaping of our moral character is “up to us”
or that character—whether moral or natural—guides actions, his biological
views indicate that natural character traits, given their physiological nature,9
are not robust but are changeable by various external factors, such as, impor-
tantly, climate and environment.10 Not all these factors are in our control, but
all of them have the capacity to push natural character traits either toward
or away from natural virtue and thereby make the path toward full moral
virtue easier or more difficult. This book, then, aims to document this malle-
ability of natural character and to show that factors such as gender, diet, cli-
mate, and health can have important ethical consequences, in particular with
regard to moral luck: Aristotle believes that only very few humans possess
the appropriate biological traits that make the transition to moral character
possible at all, which means that not all humans possess equal opportunities
for the development of virtue and hence for living a flourishing, happy life.
9
On my reading, Aristotle thus appears to be a predecessor of the view according to which
personality has a biological basis and that traces back personality traits to brain structures
and neural mechanisms (which somewhat parallel soul structures and blood properties in
Aristotle’s account). On this view, see especially Eysenck 1967, Gray 1982, and Canli 2006.
10
Although Aristotle’s version of “environmental determinism” is one of a kind, it is impor-
tant to realize that his views are much indebted to and influenced by the debates of his time
about the relation between the character of a given people and the influence of nature versus
convention in shaping this character. On this, see in particular the Hippocratic Airs, Waters,
Places (passim), Herodotus’s Histories (especially II 77, VII 101–105, and IX.122), and Plato
(especially his Menexenus, Laws 747b–e, Republic 434e–436a, and Timaeus 24c–d). I hope to
explore the relations between Aristotle’s views and those of his contemporaries elsewhere, but
see Sassi 2001 (pp. 82–139) for the most current overview of ethnographical theories in the
ancient world, Jouanna 1999 (pp. 210–232) on ethnography in the Hippocratics, Thomas 2000
(pp. 102–134) on Herodotus, and Kamtekar 2002 on Plato.
xviii | Introduction
xi
Rather, habituation and moral education will be successful mostly for those
“lucky” freeborn men who are already naturally disposed toward the develop-
ment of virtue.
In working out Aristotle’s views about natural character and its role in
the moral development of citizens of the ideal city, women, barbarians, and
natural slaves, I will rely on the following four core assumptions for which
my book provides further support.
First, when Aristotle talks about character, he differentiates between natu-
ral character traits, which are, metaphysically speaking, “dualizing, rational
capacities” that can be developed into two directions—that is, toward natural
virtue or vice—by desire or wish;11 natural virtues, which are single dispo-
sitions resulting from the frequent actualizations of the individual natural
capacities in the direction of virtue;12 and moral virtue, a unified psychological
disposition involving full character virtue and practical wisdom that results
from successful habituation.13 Furthermore, and this is crucial for my discus-
sions in Part I of this book, for Aristotle, natural character traits are capaci-
ties that both humans and nonhuman animals possess. Aristotle argues in
the History of Animals (HA VIII 1, 588a18–b3) that the personality traits such
as courage that animals have are similar to the personality traits of humans,
while making clear that their intellectual traits such as craftiness are merely
analogous to the ones humans have, since nonhuman animals do not possess
the soul capacity of reason. On the basis of this explicit comparison between
the character types of human and nonhuman animals found here and else-
where in the biological treatises,14 we can assume that whatever Aristotle says
about the natural character of animals is also relevant for his views about the
natural character traits of humans, and that there is thus no deep metaphysi-
cal distinction between humans and nonhuman animals.15
11
See Meta IX 2, 1046a36–b7, and IX 5, 1047b35–1048a5; I discuss the “metaphysics” of charac-
ter in more detail in chapter 5.3.
12
Cf. EN VI 13, 1144b4–9, and perhaps EE III 7, 1234a24–30: character traits tend by nature
toward natural virtue, which suggests that virtue is the per se realization of the natural capaci-
ties for character.
13
On the relation between “natural” and “moral” virtue, see Lennox 1999b.
14
And even sometimes in the ethical treatises: see, e.g., Aristotle’s claim in Pol VIII 4, 1338b17–
19, that among barbarians and animals “we see that courage follows the wild, but even more
the tame and the ones with a lion-like temper” as proof for the mistaken focus of the Spartans
on the military exercise of their children, suggesting that natural courage at least is instilled in
the same way among humans and nonhuman animals.
15
See also Lennox 1999b, pp. 11 and 16–18.
Introduction | xix
x
16
See especially Fortenbaugh 1975, pp. 9–15 and 93–103.
17
See, however, the important caveat presented in Cole 1992, 46n.6: “This use of the Rhetoric
as a key text [ for a cognitive theory of emotions] may be problematic, however, since by its very
subject this book has already delimited its terrain to applications of concepts in situations at
least potentially rhetorical; it would thus appear to have ruled out animal behavior from the
start. … We would expect that the way that emotions are treated in the Rhetoric would be heav-
ily weighted toward distinctively human ways of experiencing appeals to them, i.e., via cogni-
tive channels.”
18
This has been attempted in, for instance, Sorabji 1993 (pp. 55–58) and Cooper 1999d
(pp. 416–417).
19
I also follow Balme 1987 (pp. 16–17) in attributing the authorship of HA VIII–IX to Aristotle,
and not to Theophrastus, as early critics of these books of the HA have suggested: see, e.g.,
Dirlmeier 1937 (pp. 55–60) and Fortenbaugh 1971 (p. 152).
xx | Introduction
xxi
20
See, e.g., PA II 9, 655b2–12, and PA III 2, 663b25–35. For the argument that in Aristotle’s
biology not all features are determined top-down by the animal’s form, but that material neces-
sity can play an independent causal role in the formation of organic parts even in teleological
processes, see Leunissen 2010, especially pp. 76–111.
Introduction | xxi
xxi
21
See PA II 2 and II 4, passim, and especially PA II 4, 651a12–17: “It is reasonable that of many
features the cause is the nature of the blood, both with respect to character among animals
and with respect to perception: for it is the matter of the entire body. For nourishment is mat-
ter, and blood is the last stage of nourishment. It therefore makes a great difference whether it
is hot or cold, thin or thick, turbid or pure.”
xxii | Introduction
xxi
responsible for their cowardliness.22 As a result, the actions and way of life of
the cuckoo are teleologically organized with a view to this cowardly character,
and not the other way around.23
Third, since natural character traits are the starting points of moral devel-
opment (from these the natural virtues develop through habituation and then
ultimately in the successful cases, once practical wisdom has been acquired
as well, full virtue arises as the perfection of human beings) and since these
natural character traits are causally connected to the species-specific and
individual material nature of the humans in question (and therefore more
broadly also to their bodily conditions), the concept of habituation needs to
be understood more broadly than the one Aristotle develops in EN II 1–6. In
these latter chapters, habituation is discussed mostly as a process of psycho-
logical change and improvement—one that has perhaps physiological coun-
terparts, but one that is essentially and primarily a matter of forming correct
intentions and acquiring the right kind of dispositions and practical knowl-
edge by repeatedly performing virtuous actions. In contrast, the conception
of habituation presented in this book takes Aristotle’s account of habituation
in the Politics seriously, as involving both a rational and a nonrational com-
ponent and including practices such as eugenics, physical conditioning and
bodily exercises from childhood onward, and a training of moral perception
that requires one to listen to the right kind of music and receive the right
kinds of visual models. The acquisition of moral virtue emerges from this
analysis as a long and difficult process, requiring a person to make qualita-
tive changes both in soul and in body, in reason and in desires, and it is there-
fore best understood as a form of perfection as discussed in Physics VII 3.
Finally, on the assumption that Aristotle is a systematic philosopher,
I draw liberally from all his extant writings in order to present in this book
as complete a picture of the biological underpinnings of Aristotle’s ethics as
possible. In addition, I use his views about character in the natural treatises
to shed light on his views about character in the ethical treatises, and vice
versa. For Aristotle, political science and natural science are separate sci-
ences (the first is practical and concerned with action;24 the second is theoret-
ical and concerned with knowledge for its own sake25), and he considers both
of them as autonomous, in that both generate their own body of knowledge
22
PA II 2, 647b35–648a11; PA II 4, 651a12–17; GA III 1, 750a11–13.
23
HA VIII 1, 588a17–18; cf. also Pol I 8, 1256a19–30.
24
EN II 2, 1103b26–31, and II 4, 1105b12–18; cf. EN VI 7, 1141b8–9.
25
PA I 1, 639a12–15; see also EN VI 7, 1141a28–33, and VI 12; Meta VI 1 and XI 7.
Introduction | xxiii
xvi
through the use of their own, domain-specific principles, which can be used
for demonstrations only within their own scientific domain or with regard
to a subordinated science (otherwise this would constitute a violation of
Aristotle’s rules against the transfer of principles or metabasis as presented
in the Posterior Analytics I 7). Given this clear distinction between the two sci-
ences, scholars of Aristotle sometimes assume that the ethical and political
treatises can or even should be studied independently from Aristotle’s other
scientific treatises, including his biological works. That is, even though it is
generally acknowledged that Aristotle’s political science was not developed
in a philosophical vacuum and that it therefore presupposes, among oth-
ers, a rudimentary familiarity with Aristotelian metaphysics (involving forms
and capacities that need to be realized) as well as with his natural science
(involving a theory of natural teleology and a psychology that divides the
soul into at least a rational and a nonrational part), some scholars believe
that neither Aristotle’s intended audience nor the modern reader needs any
specialized knowledge of Aristotle’s natural science in order to understand
his views about the human good or in order to become good oneself.26 This
book makes the case that this view is mistaken and that, instead, Aristotle
believes that at least some of the knowledge produced by natural science is
“foundational” for political science, in the sense that having knowledge of
the facts (to hoti) about human life and nature is an important prerequisite to
the political scientist’s task of perfecting or completing human nature so as
to make a person good.27 Aristotle claims that “art in some cases completes
what nature is unable to achieve, in other cases imitates it,”28 and in a sense
“political art” is no exception: it too completes human beings in a way that
26
See, e.g., Kraut 2010b, section 3.2: “Even though Aristotle’s ethical theory sometimes relies
on philosophical distinctions that are more fully developed in his other works, he never pro-
poses that students of ethics need to engage in a specialized study of the natural world, or
mathematics, or eternal and changing objects. His project is to make ethics an autonomous
field, and to show why a full understanding of what is good does not require expertise in
any other field.” In Barney 2008 (pp. 302–303), about “biological” readings of the function
argument in EN I 7: “Such readings operate at an unsatisfying remove from the text of the
Ethics: this line of argument cannot be one that Aristotle expects his readers to extract from the
reasoning he presents. … Still, it seems fair to say that nothing at 1097b24ff., or earlier in the
Ethics, looks much like a cue to the reader to import wholesale the teleological framework of
Aristotelian natural science.” In Reeve 2014, p. xxxvi: “In the only really important sense, then,
politics has political facts as its sole foundations. Biology, metaphysics, and other bodies of
knowledge have no foundational role in politics whatsoever.”
27
For a more elaborate defense of this view, see Leunissen 2015a, pp. 214–231. Cf. Aristotle’s
characterization of political science in EN X 9, 1181b15, as “philosophy concerning human mat-
ters”—ἡ περὶ τὰ ἀνθρώπεια φιλοσοφία.
28
Ph II 8, 199a15–17; cf. Ph II 2, 194a21–23.
xxiv | Introduction
xv
29
Pol VII 17, 1336b40–1337a3; cf. EE VII 2, 1237a2–3.
30
For this criterion, see EN X 8, 1179a16–22: “The opinions of the wise, then, seem to harmo-
nize with our accounts. Such views therefore also possess some trustworthiness, but truth in
practical matters is judged on the basis of actions and life (τὸ δ’ ἀληθὲς ἐν τοῖς πρακτικοῖς ἐκ
τῶν ἔργων καὶ τοῦ βίου κρίνεται), for in them lies the deciding factor (ἐν τούτοις γὰρ τὸ κύριον).
We should therefore examine what has been said by applying it to [our] actions and life, and
if they harmonize with the actions we should accept it, and if they conflict [with our actions],
we should assume them to be [mere] words.” I take it that whatever facts or definitions or
principles concerning the human good a political scientist discovers, Aristotle believes that
they must always be evaluated for their truth for action and for the realization of the human good.
If they do not harmonize with our experience of human actions and life from which humans,
after all, reach their conception of happiness (EN I 5, 1095b14–16), they ought to be rejected as
having no credibility and as being useless “with a view to life” (EN X 1, 1172a34–b7; b6: πρὸς
τὸν βίον).
31
Pol II 5, 1263a38–b3.
32
See EN I 7, 1097b6–16: “The same result also becomes evident from a consideration of
self-sufficiency. For the complete good seems to be self-sufficient. But what we call (λέγομεν)
self-sufficient is not [what is sufficient] for a single person by himself, living a solitary life, but
what also pertains to his parents and children and wife, and, in general, to his friends and
fellow-citizens, since humankind is by nature political (ἐπειδὴ φύσει πολιτικὸν ὁ ἄνθρωπος). …
What is self-sufficient we posit (τίθεμεν) to be that which makes all by itself a life choiceworthy
Introduction | xxv
xvi
and lacking in nothing. Such we believe (οἰόμεθα) happiness to be.” Cf. also Pol III 6, 1278b19–
21, and EE VII 10, 1242a19–28.
33
See EN X 7, 1177a28–29; EN X 8, 1178a25–26; and EN X 8, 1178b33–35: “Being a human, he
will also require external prosperity: for our nature is not self-sufficient with regard to contem-
plation, but it is necessary that the body is healthy and that food and other care is available.”
xxvi | Introduction
xvi
34
See Pol VII 13, 1332a38–40: ἀλλὰ μὴν ἀγαθοί γε καὶ σπουδαῖοι γίγνονται διὰ τριῶν. τὰ τρία δὲ
ταῦτά ἐστι φύσις ἔθος λόγος. Cf. also EN X.9, 1179b20–21; Pol VII 15, 1334b6–28; and EE I 1,
1214a14–25.
Introduction | xxvii
xxvii
xxviii | Introduction
Exploring the Variety of Random
Documents with Different Content
that the Pyramid of Cheops with all its measurements is to be found
contained in its minutest details in the structure of Solomon's
Temple; and having ascertained that the biblical names Shem, Ham
and Japhet are determinative
the author of the very curious work already mentioned—a book very
little known in Europe, we regret to say—seems to see nothing in his
discovery beyond the presence of Mathematics and Metrology in the
Bible. He also arrives at most unexpected and extraordinary
conclusions, such as are very little warranted by the facts
discovered. His impression seems to be that because the Jewish
biblical names are all astronomical, therefore the Scriptures of all the
other nations can be “only this and nothing more.” But this is a great
mistake of the erudite and wonderfully acute author of The Source
of Measures, if he really thinks so. The “Key to the Hebrew-Egyptian
Mystery” unlocks but a certain portion of the hieratic writings of
these two nations, and leaves those of other peoples untouched. His
idea is that the Kabalah “is only that sublime Science upon which
Masonry is based”; in fact he regards Masonry as the substance of
the Kabalah, and the latter as the “rational basis of the Hebrew text
of Holy Writ.” About this we will not argue with the author. But why
should all those who may have found in the Kabalah something
beyond “the sublime Science” upon which Masonry is alleged to have
been built, be held up to public contempt?
The discovery is most wonderful, and has led to further and minor
unveilings of various riddles in reference to Symbology and biblical
names. It is thoroughly understood and proven, as shown by
Nachanides, that in the days of Moses the initial sentence in Genesis
was made to read B'rash ithbara Elohim, or “In the head-source [or
Mûlaprakiti—the Rootless Root] developed [or evolved] the Gods
[Elohim], the heavens and the earth;” whereas it is now, owing to
the Massora and theological cunning, transformed into B'rashith bara
Elohim, or, “In the beginning God created the heavens and the
earth”—which word juggling alone has led to materialistic
anthropomorphism and dualism. How many more similar instances
may not be found in the Bible, the last and latest of the Occult works
of antiquity? There is no longer any doubt in the mind of the
Occultist, that, notwithstanding its form and outward meaning, the
Bible—as explained by the Zohar or Midrash, the Yetzirah (Book of
Creation) and the Commentary on the Ten Sephiroth (by Azariel Ben
Manachem of the XIIth century)—is part and parcel of the Secret
Doctrine of the Âryans, which explains in the same manner the
Vedas and all other allegorical books. The Zohar, in teaching that the
Impersonal One Cause manifests in the Universe through Its
Emanations, the Sephiroth—that Universe being in its [pg 074]
totality simply the veil woven from the Deity's own substance—is
undeniably the copy and faithful echo of the earliest Vedas. Taken by
itself, without the additional help of the Vaidic and of Brâhmanical
literature in general, the Bible will never yield the universal secrets of
Occult Nature. The cubits, inches, and measures of this physical
plane will never solve the problems of the world on the spiritual
plane—for Spirit can neither be weighed nor measured. The working
out of these problems is reserved for the “mystics and the dreamers”
who alone are capable of accomplishing it.
Moses was an initiated priest, versed in all the mysteries and the
Occult knowledge of the Egyptian temples—hence thoroughly
acquainted with primitive Wisdom. It is in the latter that the
symbolical and astronomical meaning of that “Mystery of Mysteries,”
the Great Pyramid, has to be sought. And having been so familiar
with the geometrical secrets that lay concealed for long æons in her
strong bosom—the measurements and proportions of the Kosmos,
our little Earth included—what wonder that he should have made
use of his knowledge? The Esoterism of Egypt was that of the whole
world at one time. During the long ages of the Third Race it had
been the heirloom, in common, of the whole of mankind, received
from their Instructors, the “Sons of Light,” the primeval Seven. There
was a time also when the Wisdom-Religion was not symbolical, for it
became Esoteric only gradually, the change being necessitated by
misuse and by the Sorcery of the Atlanteans. For it was the “misuse”
only, and not the use, of the divine gift that led the men of the
Fourth Race to Black Magic and Sorcery, and finally to become
“forgetful of Wisdom”; while those of the Fifth Race, the inheritors of
the Rishis of the Tretâ Yuga, used their powers to atrophise such
gifts in mankind in general, and then, as the “Elect Root,” dispersed.
Those who escaped the “Great Flood” preserved only its memory,
and a belief founded on the knowledge of their direct fathers of one
remove, that such a Science existed, and was now jealously guarded
by the “Elect Root” exalted by Enoch. But there must again come a
time when man shall once more become what he was during the
second Yuga (age), when his probationary cycle shall be over and he
shall gradually become what he was—semi-corporeal and pure. Does
not Plato, the Initiate, tell us in the Phædrus all that man once was,
and that which he may yet again become:
Moses wist not that the skin of his face shone ... and he put a
veil upon his face.126
And so he “put a veil” upon the face of his Pentateuch; and to such
an extent that, using orthodox chronology, only 3376 years after the
event people begin to acquire a conviction that it is “a veil indeed.” It
is not the face of God or even of a Jehovah shining through; not
even the face of Moses, but verily the faces of the later Rabbis.
[pg 076]
Section VII. Old Wine in New Bottles.
With such a policy everything is made easy. There is not one glaring
resemblance, not one fully proven identity, that could not thus be
made away with. The above-quoted cruel, selfish, self-glorifying
words, placed by John in the mouth of Him who was meekness and
charity personified, could never have been pronounced by Jesus.
The Occultists reject the imputation indignantly, and are prepared to
defend the man as against the God, by showing whence come the
words plagiarised by the author of the Fourth Gospel. They are
taken bodily from the “Prophecies” in the Book of Enoch. The
evidence on this head of the learned biblical scholar, Archbishop
Laurence, and of the author of the Evolution of Christianity, who
edited the translation, may be brought forward to prove the fact. On
the last page of the Introduction to the Book of Enoch is found the
following passage:
[pg 082]
Section VIII. The Book of Enoch the
Origin and the Foundation of Christianity.
While making a good deal of the Mercavah, the Jews, or rather their
synagogues, rejected the Book of Enoch, either because it was not
included from the first in the Hebrew Canon, or else, as Tertullian
thought, it was
But neither of these reasons was the real one. The Synedrion would
have nothing to do with it, simply because it was more of a magic
than a purely kabalistic work. The present day Theologians of both
Latin and Protestant Churches class it among apocryphal
productions. Nevertheless the New Testament, especially in the Acts
and Epistles, teems with ideas and doctrines, now accepted and
established as dogmas by the infallible Roman and other Churches,
and even with whole sentences taken bodily from Enoch, or the
“pseudo-Enoch,” who wrote under that name in Aramaic or Syro-
Chaldaic, as asserted by Bishop Laurence, the translator of the
Ethiopian text.
The Editor proceeds after this to give fifty-seven verses from various
parts of the Gospels and Acts, with parallel passages from the Book
of Enoch, and says:
The attention of theologians has been concentrated on the
passage in the Epistle of Jude, because the author specifically
names the prophet; but the cumulative coincidence of
language and ideas in Enoch and the authors of the New
TestamentScripture, as disclosed in the parallel passages which
we have collated, clearly indicates that the work of the Semitic
Milton was the inexhaustible source from which Evangelists
and Apostles, or the men who wrote in their names, borrowed
their conceptions of the resurrection, judgment, immortality,
perdition, and of the universal reign of righteousness, under
the eternal dominion of the Son of man. This evangelical
plagiarism culminates in the Revelation of John, which adapts
the visions of Enoch to Christianity, with modifications in which
we miss the sublime simplicity of the great master of
apocalyptic prediction, who prophesied in the name of the
antediluvian patriarch.140
The region in which the author lived must have been situated
not lower than forty-five degrees north latitude, where the
longest day is fifteen hours and a-half, nor higher perhaps than
forty-nine degrees, where the longest day is precisely sixteen
hours. This will bring the country where he wrote as high up at
least as the northern districts of the Caspian and Euxine Seas
... the author of the Book of Enoch was perhaps a member of
one of the tribes which Shalmaneser carried away, and placed
“in Halah and in Habor by the river Goshen, and in the cities of
the Medes.”141
An Occultist would hardly fail to identify the said “Power.” The Editor
concludes his remarkable reflections by adding:
Thus far we learn that the Book of Enoch was published before
the Christian Era by some great Unknown of Semitic [?] race,
who, believing himself to be inspired in a post-prophetic age,
borrowed the name of an antediluvian patriarch145to
authenticate his own enthusiastic forecast of the Messianic
kingdom. And as the contents of his marvellous book enter
freely into the composition of the New Testament, it follows
that if the author was not an inspired prophet, who predicted
the teachings of Christianity, he was a visionary enthusiast
whose illusions were accepted by Evangelists and Apostles as
revelation—alternative conclusions which involve the Divine or
human origin of Christianity.146
[pg 085]
The outcome of all of which is, in the words of the same Editor:
The prophecies of the Book of Enoch are indeed prophetic, but they
were intended for, and cover the records of, the five Races out of the
seven—everything relating to the last two being kept secret. Thus
the remark made by the Editor of the English translation, that:
is faulty. The prophecies extend to the end of our present Race, not
merely to a “thousand years” hence. Very true that:
In the system of [Christian] chronology adopted, a day stands
[occasionally] for a hundred, and a week for seven hundred
years.149
Subsequently, in the fourth week ... the visions of the holy and
the righteous shall be seen, the order of generation after
generation shall take place,150
And during its completion [of the “sixth week,” or the sixth
Sub-Race] he shall burn the house of dominion [the half of the
globe or the then inhabited continent] with fire, and all the
race of the elect root shall be dispersed.154
[pg 087]
The above applies to the Elect Initiates, and not at all to the Jews,
the supposed chosen people, or to the Babylonian captivity, as
interpreted by the Christian theologians. Considering that we find
Enoch, or his perpetuator, mentioning the execution of the “decree
upon sinners” in several different weeks,155 saying that “every work
of the ungodly shall disappear from the whole earth” during this
fourth time (the Fourth Race), it surely can hardly apply to the one
solitary Deluge of the Bible, still less to the Captivity.
It follows, therefore, that as the Book of Enoch covers the five Races
of the Manvantara, with a few allusions to the last two, it does not
contain “Biblical prophecies,” but simply facts taken out of the Secret
Books of the East. The editor, moreover, confesses that:
The preceding six verses, viz., 13th, 14th, 15th, 16th, 17th,
and 18th, are taken from between the 14th and 15th verses of
the nineteenth chapter, where they are to be found in the
MSS.156
Those who labour under the impression that the Occultists of any
nation reject the Bible, in its original text and meaning, are wrong.
As well reject the Books of Thoth, the Chaldæan Kabalah or the
Book of Dzyan itself. Occultists only reject the one-sided
interpretations and the human element in the Bible, which is an
Occult, and therefore a sacred, volume as much as the others. And
terrible indeed is the punishment of all those who transgress the
permitted limits of secret revelations. From Prometheus to Jesus,
and from Him to the highest Adept as to the lowest disciple, every
revealer of mysteries has had to become a Chrestos, a “man of
sorrow” and a martyr. “Beware,” said one of the greatest Masters,
“of revealing the Mystery to those without”—to the profane, the
Sadducee and the unbeliever. All the great Hierophants in history are
shown ending their lives by violent deaths—Buddha,160 Pythagoras,
Zoroaster, most of the great Gnostics, the founders of their
respective schools; and in our own more modern epoch a number of
Fire-Philosophers, of Rosicrucians and Adepts. All of these are shown
—whether plainly or under the veil of allegory—as paying the penalty
for the revelations they had made. This may seem to the profane
reader only coincidence. [pg 090] To the Occultist, the death of
every “Master” is significant, and appears pregnant with meaning.
Where do we find in history that “Messenger” grand or humble, an
Initiate or a Neophyte, who, when he was made the bearer of some
hitherto concealed truth or truths, was not crucified and rent to
shreds by the “dogs” of envy, malice and ignorance? Such is the
terrible Occult law; and he who does not feel in himself the heart of
a lion to scorn the savage barking, and the soul of a dove to forgive
the poor ignorant fools, let him give up the Sacred Science. To
succeed, the Occultist must be fearless; he has to brave dangers,
dishonour and death, to be forgiving, and to be silent on that which
cannot be given. Those who have vainly laboured in that direction
must wait in these days—as the Book of Enoch teaches—“until the
evil-doers be consumed” and the power of the wicked annihilated. It
is not lawful for the Occultist to seek or even to thirst for revenge:
let him
Wait until sin pass away; for their [the sinners'] names shall be
blotted out of the holy books [the astral records], their seed
shall be destroyed and their spirits slain.161
[pg 091]
Section IX. Hermetic and Kabalistic
Doctrines.
The good in one scale, the evil in the other, and the oscillating
tongue of the Balance between them.164
One of the secret names of the One Eternal and Ever-Present Deity,
was in every country the same, and it has preserved to this day a
phonetic likeness in the various languages. The Aum of the Hindus,
the sacred syllable, had become the Ἀιών with the Greeks, and the
Ævum with the Romans—the Pan or All. The “thirtieth way” is called
in the Sepher Jetzirah the “gathering understanding,” because
The “work” was Initiation, during which all the mysteries connected
with the “Seven Planets” were divulged, and also the mystery of the
“Sun-Initiate” with his seven radiances or beams cut off—the glory
and triumph of the anointed, the Christos; a mystery that makes
plain the rather puzzling expression of Clemens:
For we shall find that very many of the dogmas that are held
by such sects [of Barbarian and Hellenic Philosophy] as have
not become utterly senseless, and are not cut out from the
order of nature [“by cutting off Christ,”167 or rather Chrestos]
... correspond in their origin and with the truth as a whole.168
In Isis Unveiled,169 the reader will find fuller information than can be
given here on the Zohar and its author, the great Kabalist, Simeon
Ben Jochai. It is said there that on account of his being known to be
in possession of the secret knowledge and of the Mercaba, which
insured the reception of the “Word,” his very life was endangered,
[pg 093] and he had to fly to the wilderness, where he lived in a
cave for twelve years surrounded by faithful disciples, and finally
died there amid signs and wonders.170 His teachings on the origin of
the Secret Doctrine, or, as he also calls it, the Secret Wisdom, are
the same as those found in the East, with the exception that in place
of the Chief of a Host of Planetary Spirits he puts “God,” saying that
this Wisdom was first taught by God himself to a certain number of
Elect Angels; whereas in the Eastern Doctrine the saying is different,
as will be seen.
There is but one Law, one Principle, one Agent, one Truth and
one Word. That which is above is analogically as that which is
below. All that which is, is the result of quantities and of
equilibriums.
The axiom of Éliphas Lévi and this triple epigraph show the identity
of thought between the East and the West with regard to the Secret
Science which, as the same MS. tells us, is:
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