Unit-16
Unit-16
COMMUNICATION CONCEPTS
AND THEORIES
Structure
16.0 Introduction
16.1 Learning Outcomes
16.2 Dominant Paradigm of Development
16.2.1 Approaches to Dominant Paradigm of Development
16.2.2 Critique of Dominant Paradigm of Development
16.3 Theories Since Dominant Paradigm of Development
16.3.1 Structuralist Theory
16.3.2 Dependency Theory
16.4 Alternative Approaches to Development
16.4.1 Basic Needs Approach
16.4.2 Another Development Paradigm
16.4.3 Participatory Approach
16.4.4 ‘Capability’ as Development
16.4.5 Rights Based Approach
16.5 Approaches to Development Communication
16.6 Let Us Sum Up
16.7 Keywords
16.8 References and Further Readings
16.9 Check Your Progress: Possible Answers
16.0 INTRODUCTION
Development and well-being of any society is measured in terms of their access
to better education, health care, equality and freedom in the modern world.
Improving the quality of life of citizens and reduction in poverty are two essential
components of development. Although economic factors have a substantial role
in development, it is now increasingly recognised that money alone cannot qualify
as an end to the concept of wellbeing. In recent years, globalisation, which was
considered to promote global economic growth and social progress, has in-fact
led to growing income inequality and greater social inequities. It has been asserted
that inclusive development is the need of the hour to effectively tackle disparities
that are inherent in the development initiatives mooted in a globalised economic
system. Thus the concept of development has undergone several transformations
in the post-Second World War period.
The role of media in development also had to be redefined to address the emergent
challenges and aspirations. Mass media had to confront internal (ownership, reach,
revenue and technology) as well as external (cultural imbalance, political
influence, market forces and competition) issues in the process of positioning
itself in the realm of development discourse in a globalised environment.
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Development Communication: Development Communication (Devcom) has addressed some of these issues and
Models and Theories
Devcom theorists have mooted many communication strategies for development
– appropriate for respective regions of the world.
In this unit, we shall take an overview of the concept of development and discuss
various theories of development including the dominant paradigm of development;
structuralist and dependency theories, and alternative approaches to development.
We shall also look at the recent debates in communication for development.
Daniel Lerner
One of the prominent figures of the modernisation paradigm was Daniel Lerner
who wrote the book, ‘The Passing of the Traditional Society and Modernising
the Middle East’ (1958). He postulated that urbanisation, literacy, mass media
exposure and political participation could be the change agents for transition
from traditional agrarian communities to modern industrial societies. According
to Lerner, development failed because people in third world countries were unable
to ‘empathise’ or imaginatively identify with the modern societies new roles,
and a changed and ‘better’ way of life and hence they remained fatalistic,
unambitious and resistant to change. He saw the media as filling this need of
promoting interest among the people for embracing change.
Wilbur Schramm
Wilbur Schramm extended the opinions of Lerner in his work, ‘Mass Media and
National Development (1979)’ in favour of ‘modernisation’ through mass media-
which he termed as magic multipliers. He perceived mass media as agents of
social change as media has the magical capability to inform, educate and persuade
people and accomplish the transitions to new customs and practices of a
community. Schramm further argued that a nation that wants to accelerate the
process of development must allow information to flow as quickly and as widely
as possible so as to make relevant information available to them, as well as
understand their needs and of the opportunities for meeting them. This will
facilitate the decision making process and will help the people put the new
practices smoothly and swiftly into effect. Schramm forcefully postulated that
the mass media has the potential to widen horizons, to focus attention, to raise
aspirations and to create a climate for development.
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Development Communication: Walt Whitman Rostow
Models and Theories
Walt Whitman Rostow’s linear stages of growth model (1960) laid out the path
for building a ‘modern industrial’ society in five transitional stages. They are
traditional societies, pre-conditions for take- off (existed in traditional economy),
take-off, drive to maturity and the age of high mass consumption. Traditional
society was constrained by ‘rigid social structure and irrational psychological
attitudes. According to Rostow’s model, a country needed to follow some rules
of development to reach the take-off stage. They are-
Investment rate of a country needs to be increased to at least 10% of its
GDP
One or two manufacturing sectors with a high rate of growth need to be
established
An institutional, political and social framework has to exist or be created in
order to promote the expansion of those sectors.
The Rostow concept had some serious flaws. It assumed that development can
be achieved through a basic sequence of stages which are the same for all
countries. It measured development solely by means of the increase of GDP per
capita. The model focused on characteristics of development, but did not identify
the causal factors which lead development to occur. As such, it neglected the
social structures that have to be present to foster development.
Everett M Rogers
Rogers’ (1962) Diffusion of Innovations theory was also in line with the economic
and technological aspects of the modernisation paradigm. It considered
Modernisation as a process of diffusion whereby individuals are ‘persuaded’ to
move from a traditional way of life to a different, more technically developed
one (Servaes, 2002; 2007).The approach focuses upon the process of diffusion
and adoption of innovations in a systematic and planned way.
Emphasising the importance of mass communication in the diffusion process,
according to Rogers, its influence operates by a ‘two step flow’ process of
awareness through the mass media and development of favourable attitudes and
adaptation by inter-personal channels, particularly, “opinion leaders”. Hence when
a message is propagated, such as a new family planning method, or a new fertiliser,
a segment of the population adopts it, and develops a positive attitude towards it.
These people then directly or indirectly shape the positive attitude of others who
remain indifferent to the message as people like to get confirmation from people
they know and trust.
Originally having five stages – awareness, interest, evaluation, trial and adoption,
the model is considered to be hierarchic and unidirectional as communications
are directed from the informed ‘source’ to the uninformed ‘receiver’. Rogers,
however, later revisited and included the element of ‘participation’ in
communication. The explanation for the term ‘development’ given by Rogers
subsequently enjoyed acceptance from scholars across social science disciplines
since it included the concepts of equality, freedom and individual expressions. It
said, “Development is a widely participatory process of directed social change
in a society, intended to bring about both social and material advancement
including greater equality, freedom and other valued qualities for the majority of
the people through their gaining greater control over their environment” (Rogers,
1976).
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16.2.2 Critique of Dominant Paradigm of Development Development Communication
Concepts and Theories
The dominant paradigm faced severe criticism for it’s over emphasis on
technological and economic aspects of development, under-estimation of
traditional wisdom of communities in the developing countries, deliberate silence
on issues of human rights, environment, personal freedom, and democratic
participation etc. Communication in the dominant paradigm was essentially a
linear, mass media model aimed at transmitting information and messages from
one point to many others, in a vertical, top-down manner. Strong belief in the
persuasive power of media, and the use of media to persuade people to adopt
ideas about development dominated the structuring of communications for
development. The pro-persuasion and pro-top down bias of the modernisation
paradigm questioned the intelligence of local communities to make choices and
their indigenous knowledge. According to several scholars the paradigm intentions
were only establishing western hegemony by diffusing inventions, ideas and
values conceived in the west and undermining the ‘internal forces’ in the
developing countries (Mody, 1991).
Jan Servaes (1986) points towards the dichotomy of ‘traditional’ and ‘modern’,
inherent in the modernisation paradigm, which has restricted it to having uni-
linear and evolutionary perspectives founded on the concepts of economic growth
only. The modernists identified ‘growth’ as the idea of ‘progress and
underestimated socio-psychological attitudes, nationality, strengths of traditional
systems etc. The minimalistic approach of modernisation and its limits were
identified by the theorists of this paradigm also and Rogers, Lerner and others
who later modified the central ideas by addressing the ‘individuals’ and the cultural
environment in which communication strategies needed to be evolved.
He observed that each country should form their own model of development by
keeping in mind the factors such as basic needs, endogeny (stemming from the
heart of each society), self-reliance, ecological balance, participatory democracy
and structural transformations.
Building empathy and communion participatory processes help shape new ideas,
foster trust and encourage people to question existing hierarchies.
However, later experiences revealed that these were not sufficient to answer the
complex issues of development emerging in the 21st century. Although people
may have chances to access development initiatives, but their ‘capability’ to
utilise such opportunities made a difference.
Lately, with globalisation and rising inequities the voices for ‘inclusive
development’ and rights based approach have gained currency in the policy
formulations of national government’s Right to Information, Right to
Employment, Right to Food and Right to Education were fully or partially
implemented or enacted in the country. In this approach, the focus is on
‘distributive equity’ where individuals are empowered legally to claim their rights
and fruits of development.
The right to development contains specific entitlements that include:
People-centred development- identifies “the human person” as the central
subject, participant and beneficiary of development.
A human rights-based approach - requires that development be carried out
in a manner “in which all human rights and fundamental freedoms can be
fully realised.
Participation - calls for the “active, free and meaningful participation of
people in development.
Equity- the need for “the fair distribution of the benefits of development.
Non-discrimination - permits “no distinction as to race, sex, language or
religion.
Self-determination- integration of self-determination, including full
sovereignty over natural resources, as a constituent element of the right to
development.
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Development Communication: It can be observed that Millennium Development Goals (2000) and Sustainable
Models and Theories
Development Goals (2015) set out by the UN for its member states have linkages
with the rights based approach of development.
Paulo Friere, Luis Ramiro Beltran and Arturo Escobar; scholars from Latin
America, enriched the participatory model of development and communication
by exposing the discriminatory approaches in the western models (Sinha, 2013).
Friere through his famous work, ‘Pedagogy of the Oppressed’, revealed the
tendency to promote dependence among underprivileged communities by the
dominant institutions in the name of ‘assistencialism’ (providing assistance to
make them dependent always). Escobar explored the issues related to ‘capital’
based development strategies and how it aggravated the unequal conditions of
development in the developing countries. The Latin American school of thoughts
sought rejection of the ‘transmission models’ mooted by the west by the
participatory model and ‘dialogic communications’.
During the 80’s, specific efforts were made to bring development to the needy
through an approach known as Information, Education, Communication within
cultural matrix and Motivation for participation in development (IECM). Mass
media had a pivotal role in each of these stages. Globalisation and economic
reforms introduced yet another approach - technology paradigm in which
decentralisation, participatory democracy and sustainability featured prominently.
The basic framework of communication for development hence has seen some
drastic shifts from a simplistic one-way, asymmetrical approach that was used to
influence, less developed third world countries, to adhere to Western ideas and
norms to a more mature sophisticated, two-way symmetrical approach that aims
to involve the target audience through various means of participation. The
conceptual shifts in the concept of development have consequently led to
transformation in the role of media and development communications. You will
read more about it in the next unit.
Check Your Progress 3
Note: 1) Use the spaces given below for your answers.
2) Check your answer with those given at the end of the unit.
1) What is the nature of communication in the modernisation paradigm?
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2) Briefly outline the shifts in the framework of Communication for
Development.
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From above discussion you would have learned that there is no universal approach
for developing a region. Ideally, it should be evolved from respective regions as
per the needs and aspirations of the people and it also should facilitate in improving
the quality of life in terms of socio-economic and cultural growth of individuals.
Development experiences in the present context need introspection in terms of
inclusion, equality and freedom and the role of media in current development
discourse.
1) The dominant paradigm was characterised by the use of mass media and
people were considered passive audiences ready to be influenced by the
messages they received. Communication was rooted in the basic Sender-
Message-Channel-Receiver (SMCR) model and was perceived as a simple
one-way asymmetrical process and remained top-down and vertical in
approach.
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